Soil moisture retrieval over agricultural fields from L-band multi-incidence and multitemporal PolSAR observations using polarimetric decomposition techniques

Surface soil moisture (SM) retrieval over agricultural areas from polarimetric synthetic aperture radar (PolSAR) has long been restricted by vegetation attenuation, simplified polarimetric scattering modelling, and limited SAR measurements. This study proposes a modified polarimetric decomposition framework to retrieve SM from multi-incidence and multitemporal PolSAR observations. The framework is constructed by combining the X-Bragg model, the extended double Fresnel scattering model and the generalised volume scattering model (GVSM). Compared with traditional decomposition models, the proposed framework considers the depolarisation of dihedral scattering and the diverse vegetation contribution. Under the assumption that SM is invariant for the PolSAR observations at two different incidence angles and that vegetation scattering does not change between two consecutive measurements, analytical parameter solutions, including the dielectric constant of soil and crop stem, can be obtained by solving multivariable nonlinear equations. The proposed framework is applied to the time series of L-band uninhabited aerial vehicle synthetic aperture radar data acquired during the Soil Moisture Active Passive Validation Experiment in 2012. In this study, we assess retrieval performance by comparing the inversion results with in-situ measurements over bean, canola, corn, soybean, wheat and winter wheat areas and comparing the different performance of SM retrieval between the GVSM and Yamaguchi volume scattering models. Given that SM estimation is inherently influenced by crop phenology and empirical parameters which are introduced in the scattering models, we also investigate the influence of surface depolarisation angle and co-pol phase difference on SM estimation. Results show that the proposed retrieval framework provides an inversion accuracy of RMSE<6.0% and a correlation of R≥0.6 with an inversion rate larger than 90%. Over wheat and winter wheat fields, a correlation of 0.8 between SM estimates and measurements is observed when the surface scattering is dominant. Specifically, stem permittivity, which is retrieved synchronously with SM also shows a linear relationship with crop biomass and plant water content over bean, corn, soybean and wheat fields. We also find that a priori knowledge of surface depolarisation angle, co-pol phase difference and adaptive volume scattering could help to improve the performance of the proposed SM retrieval framework. However, the GVSM model is still not fully adaptive because the co-pol power ratio of volume scattering is potentially influenced by ground scattering.This work was supported by the National Natural Science Foundation of China [grant numbers 61971318, 41771377, 41901286, 42071295, 41901284, U2033216]; the China Postdoctoral Science Foundation [grant number 2018M642914]. This work was supported in part by the Spanish Ministry of Science and Innovation, the State Agency of Research (AEI), and the European Funds for Regional Development (EFRD) under Project TEC2017-85244-C2-1-P

Application Of Polarimetric SAR For Surface Parameter Inversion And Land Cover Mapping Over Agricultural Areas

In this thesis, novel methodology is developed to extract surface parameters under vegetation cover and to map crop types, from the polarimetric Synthetic Aperture Radar (PolSAR) images over agricultural areas. The extracted surface parameters provide crucial information for monitoring crop growth, nutrient release efficiency, water capacity, and crop production. To estimate surface parameters, it is essential to remove the volume scattering caused by the crop canopy, which makes developing an efficient volume scattering model very critical. In this thesis, a simplified adaptive volume scattering model (SAVSM) is developed to describe the vegetation scattering as crop changes over time through considering the probability density function of the crop orientation. The SAVSM achieved the best performance in fields of wheat, soybean and corn at various growth stages being in convert with the crop phenological development compared with current models that are mostly suitable for forest canopy. To remove the volume scattering component, in this thesis, an adaptive two-component model-based decomposition (ATCD) was developed, in which the surface scattering is a X-Bragg scattering, whereas the volume scattering is the SAVSM. The volumetric soil moisture derived from the ATCD is more consistent with the verifiable ground conditions compared with other model-based decomposition methods with its RMSE improved significantly decreasing from 19 [vol.%] to 7 [vol.%]. However, the estimation by the ATCD is biased when the measured soil moisture is greater than 30 [vol.%]. To overcome this issue, in this thesis, an integrated surface parameter inversion scheme (ISPIS) is proposed, in which a calibrated Integral Equation Model together with the SAVSM is employed. The derived soil moisture and surface roughness are more consistent with verifiable observations with the overall RMSE of 6.12 [vol.%] and 0.48, respectively

Crop Monitoring and Classification Using Polarimetric RADARSAT-2 Time-Series Data Across Growing Season: A Case Study in Southwestern Ontario, Canada

Multitemporal polarimetric synthetic aperture radar (PolSAR) has proven as a very effective technique in agricultural monitoring and crop classification. This study presents a comprehensive evaluation of crop monitoring and classification over an agricultural area in southwestern Ontario, Canada. The time-series RADARSAT-2 C-Band PolSAR images throughout the entire growing season were exploited. A set of 27 representative polarimetric observables categorized into ten groups was selected and analyzed in this research. First, responses and temporal evolutions of each of the polarimetric observables over different crop types were quantitatively analyzed. The results reveal that the backscattering coefficients in cross-pol and Pauli second channel, the backscattering ratio between HV and VV channels (HV/VV), the polarimetric decomposition outputs, the correlation coefficient between HH and VV channel ρHHVV, and the radar vegetation index (RVI) show the highest sensitivity to crop growth. Then, the capability of PolSAR time-series data of the same beam mode was also explored for crop classification using the Random Forest (RF) algorithm. The results using single groups of polarimetric observables show that polarimetric decompositions, backscattering coefficients in Pauli and linear polarimetric channels, and correlation coefficients produced the best classification accuracies, with overall accuracies (OAs) higher than 87%. A forward selection procedure to pursue optimal classification accuracy was expanded to different perspectives, enabling an optimal combination of polarimetric observables and/or multitemporal SAR images. The results of optimal classifications show that a few polarimetric observables or a few images on certain critical dates may produce better accuracies than the whole dataset. The best result was achieved using an optimal combination of eight groups of polarimetric observables and six SAR images, with an OA of 94.04%. This suggests that an optimal combination considering both perspectives may be valuable for crop classification, which could serve as a guideline and is transferable for future research.This research was funded in part by the National Natural Science Foundation of China (Grant No. 41,804,004, 41,820,104,005, 41,531,068, 41,904,004), the Canadian Space Agency SOAR-E Program (Grant No. SOAR-E-5489), the Fundamental Research Funds for the Central Universities, China University of Geosciences (Wuhan) (Grant No. CUG190633), and the Spanish Ministry of Science, Innovation and Universities, State Research Agency (AEI) and the European Regional Development Fund under project TEC2017-85244-C2-1-P

Radarkaugseire rakendused metsaüleujutuste ja põllumajanduslike rohumaade jälgimiseks

Väitekirja elektrooniline versioon ei sisalda publikatsioone.Käesolev doktoritöö keskendub radarkaugseire rakenduste arendamisele kahes keerukas looduskeskkonnas: üleujutatud metsas ja põllumajanduslikel rohumaadel. Uurimistöö viidi läbi Tartu Observatooriumis, Tartu Ülikoolis, Ventspilsi Kõrgkoolis ja Aalto Ülikoolis. Töö esimene osa käsitleb X-laineala polarimeetrilise radarisignaali käitumist regulaarselt üleujutatavas metsas Soomaa näitel ning teine osa põllumajanduslike rohumaade seisundi ja polarimeetriliste ning interferomeetriliste tehisava-radari parameetrite vahelisi seoseid. 2012 kevadel Soomaa testalal TerraSAR-X andmetega läbi viidud eksperiment näitas, et topelt-peegeldusele tundlik HH-VV polarimeetriline kanal pakub tõesti kontrastsemat tagasihajumisepõhist üleujutatud metsa eristust üleujutamata metsast kui traditsiooniline HH polarimeetriline kanal. HH-VV kanali eelis HH kanali ees on seda suurem, mida madalam on mets ning raagus tingimustes lehtmetsas oli HH-VV kanali eelis HH kanali ees suurem kui okasmetsas. Lisaks on üleujutusele tundlik HH ja VV kanali polarimeetriline faasivahe, mida on soovitatud ka varasemates töödes kasutada täiendava andmeallikana üleujutuste kaardistamisel. Käesolevas doktoritöös mõõdeti polarimeetrilise X-laineala tehisava-radari HH/VV faasivahe suurenemine üleujutuste tõttu erineva kõrgusega okas- ja lehtmetsas. 2013 a vegetatsiooniperioodil korraldati Rannu test-alal välimõõtmistega toetatud eksperiment uurimaks X- ja C-laineala polarimeetrilise ning X-laineala interferomeetrilise tehisava-radari parameetrite undlikkust rohumaade tingimuste muutustele. Ilmnes, et ühepäevase vahega kogutud X-laineala tehisava-radari interferomeetriliste paaride koherentsus korreleerus rohu kõrgusega. Koherentsus oli seda madalam, mida kõrgem oli rohi - leitud seost on võimalik potentsiaalselt rakendada niitmise tuvastamiseks. TerraSAR-X ja RADARSAT-2 polarimeetriliste aegridade analüüsi tulemusel leiti kaks niitmisele tundlikku parameetrit: HH/VV polarimeetriline koherentsus ja polarimeetriline entroopia. Niitmise järel langes HH/VV polarimeetriline koherentsus järsult ning polarimeetriline entroopia tõusis järsult. Rohu tagasikasvamise faasis hakkas HH/VV polarimeetriline koherentsus aeglaselt kasvama ning entroopia aeglaselt kahanema. Täheldatud efekt oli tugevam TerraSARX X-laineala aegridadel kui RADARSAT-2 C-riba tehisava-radari mõõtmistel ning seda selgemini nähtav mida rohkem biomassi niitmise järgselt maha jäi. Leitud HH/VV polarimeetrilise koherentsuse ja polarimeetrilise entroopia käitumine vastas taimkatte osakestepilve radarikiirguse tagasihajumismudelile. Mudeli järgi põhjus- 60 tas eelnimetatud parameetrite iseloomulikku muutust rohukõrte kui dipoolide orientatsiooni ja korrastatuse muut niitmise tõttu, mis on kooskõlas meie välimõõtmiste andmetega.This thesis presents research about the application of radar remote sensing for monitoring of complex natural environments, such as flooded forests and agricultural grasslands. The study was carried out in Tartu Observatory, University of Tartu, Ventspils University College, and Aalto University. The research consists of two distinctive parts devoted to polarimetric analysis of images from a seasonal flooding of wetlands, and to polarimetric and interferometric analysis of a summer-long campaign covering eleven agricultural grasslands. TerraSAR-X data from 2012 were used to assess the use of the double-bounce scattering mechanism for improving the mapping of flooded forest areas. The study confirmed that the HH–VV polarimetric channel that is sensitive to double-bounce scattering provides increased separation between flooded and unflooded forest areas when compared to the conventional HH channel. The increase in separation increases with decreasing forest height, and it is more pronounced for deciduous forests due to the leaf-off conditions during the study. The phase difference information provided by the HH–VV channel may provide additional information for delineating flooded and unflooded forest areas. Time series of X-band (TanDEM-X and COSMO-SkyMed) and C-band (RADARSAT-2) data from 2013 were analyzed in respect to vegetation parameters collected during a field survey. The one-day repeat-pass X-band interferometric coherence was shown to be correlated to the grassland vegetation height. The coherence was also found to be potentially useful for detecting mowing events. The polarimetric analysis of TanDEM-X and RADARSAT-2 data identified two parameters sensitive to mowing events - the HH/VV polarimetric coherence magnitude and the H2α entropy. Mowing of vegetation consistently caused the coherence magnitude to decrease and the entropy to increase. The effect was more pronounced in case of X-band data. Additionally, the effect was stronger with more vegetation left on the ground after mowing. The effect was explained using a vegetation particle scattering model. The changes in polarimetric variables was shown to be caused by the change of orientation and the randomness of the vegetation

Polarimetric Synthetic Aperture Radar

This open access book focuses on the practical application of electromagnetic polarimetry principles in Earth remote sensing with an educational purpose. In the last decade, the operations from fully polarimetric synthetic aperture radar such as the Japanese ALOS/PalSAR, the Canadian Radarsat-2 and the German TerraSAR-X and their easy data access for scientific use have developed further the research and data applications at L,C and X band. As a consequence, the wider distribution of polarimetric data sets across the remote sensing community boosted activity and development in polarimetric SAR applications, also in view of future missions. Numerous experiments with real data from spaceborne platforms are shown, with the aim of giving an up-to-date and complete treatment of the unique benefits of fully polarimetric synthetic aperture radar data in five different domains: forest, agriculture, cryosphere, urban and oceans

Soil permittivity estimation over croplands using full and compact polarimetric SAR data

Soil permittivity estimation using Polarimetric Synthetic Aperture Radar (PolSAR) data has been an extensively researched area. Nonetheless, it provides ample scope for further improvements. The vegetation cover over the soil surface leads to a complex interaction of the incident polarized wave with the canopy and subsequently with the underlying soil surface. This paper introduces a novel methodology to estimate soil permittivity over croplands with vegetation cover using the full and compact polarimetric modes. The proposed method utilizes the full and compact polarimetric scattering-type parameters, θ FP and θ CP , respectively. These scattering type parameters are a function of the soil permittivity and the Barakat degree of polarization. The method considers the X-Bragg scattering model for the soil surface. In particular, these scattering-type parameters explicitly account for the depolarizing structure of the scattered wave while characterizing targets. Thus, the depolarization information in terms of surface roughness in the X-Bragg model gets inherent importance while using θ FP and θ CP , unlike existing scattering-type parameters. Therefore, the proposed technique enhances the expected value of the inversion accuracies. This study validated the major phenology stages of four crops using the UAVSAR full-pol and simulated compact pol SAR data and the ground truth data collected during the SMAPVEX12 campaign over Manitoba, Canada. The proposed method estimated permittivity with an RMSE of 2.2 to 4.69 for FP and 3.28 to 5.45 for CP SAR data along with a Pearson coefficient, r ≥ 0.62.Peer ReviewedPostprint (author's final draft

Crop development monitoring from Synthetic Aperture Radar (SAR) imagery

Satellite remote sensing plays a vital role in providing large-scale and timely data to stakeholders of the agricultural supply chain. This allows for informed decision-making that promotes sustainable and cost-effective crop management practices. In particular, data derived from satellite-based Synthetic Aperture Radar (SAR) systems, provide opportunities for continuous crop monitoring, taking advantage of its ability to acquire images during day or night and under almost all weather conditions. Moreover, an abundance of SAR data can be anticipated in the next 5 years with the launch of several international SAR missions. However, research on crop development monitoring with data from SAR satellites has not been as widely studied as with data derived from passive multi-spectral satellites and contributions can be made to the current state-of-the-art techniques. This thesis aims at improving the current knowledge on the use of satellite-based SAR imagery for crop development monitoring. This is approached by developing novel methodologies and detailed interpretations of multitemporal SAR and Polarimetric SAR (PolSAR) responses to crop growth in three different test sites. Chapter two presents a detailed analysis of the Sentinel-1 SAR satellite response to asparagus crop development in Peru, investigating the capabilities of the sensor to capture seasonality effects as well as providing an interpretation of the temporal backscatter signature. This is complemented with a case study where a multiple-output random forest regression algorithm is used to successfully retrieve crop growth stage from Sentinel-1 data and temperature measurements. Following the limitations identified with this approach, a methodology that builds upon ideas of Bayesian Filtering Frameworks (BFFs) for crop monitoring is proposed in chapter three. It incorporates Gaussian processes to model crop dynamics as well as to model the remote sensing response to the crop state. Using this approach, it is possible to derive daily predictions with the associated uncertainties, to combine in near-real-time data from active and passive satellites as well as to estimate past and future crop key events that are of strategic importance for different stakeholders. The final section of this thesis looks at the new developments of the SAR technology considering that future open access missions will provide Quad Polarimetric SAR data. An algorithm based on multitemporal PolSAR change detection is introduced in chapter four. It defines a Change Matrix to encode an interpretable representation of the crop dynamics as captured by the evolution of the scattering mechanisms over time. We use rice fields in Spain and multiple cereal crops in Canada to test the use of the algorithm for crop monitoring. A supervised learning-based crop type classification methodology is then proposed with the same method by using the encoded scattering mechanisms as input for a neural-network-based classifier, achieving comparable performances to state-of-the-art classifiers. The results obtained in this thesis represent novel additions to the literature that contribute to our understanding and successful use of SAR imagery for agricultural monitoring. For the first time, a detailed analysis of asparagus crops is presented. It is a key crop for agricultural exports of Peru, the largest exporter of asparagus in the world. Secondly, two key contributions to the state of the art BFFs for crop monitoring are presented: a) A better exploitation of the SAR temporal dimension and an application with freely available data and b) given that it is a learning-based approach, it overcomes current limitations of transferability among crop types and regions. Finally, the PolSAR change detection approach presented in the last thesis chapter, provides a novel and easy-to-interpret tool for both crop monitoring and crop type mapping applications

Quantitative Estimation of Surface Soil Moisture in Agricultural Landscapes using Spaceborne Synthetic Aperture Radar Imaging at Different Frequencies and Polarizations

Soil moisture and its distribution in space and time plays an important role in the surface energy balance at the soil-atmosphere interface. It is a key variable influencing the partitioning of solar energy into latent and sensible heat flux as well as the partitioning of precipitation into runoff and percolation. Due to their large spatial variability, estimation of spatial patterns of soil moisture from field measurements is difficult and not feasible for large scale analyses. In the past decades, Synthetic Aperture Radar (SAR) remote sensing has proven its potential to quantitatively estimate near surface soil moisture at high spatial resolutions. Since the knowledge of the basic SAR concepts is important to understand the impact of different natural terrain features on the quantitative estimation of soil moisture and other surface parameters, the fundamental principles of synthetic aperture radar imaging are discussed. Also the two spaceborne SAR missions whose data was used in this study, the ENVISAT of the European Space Agency (ESA) and the ALOS of the Japanese Aerospace Exploration Agency (JAXA), are introduced. Subsequently, the two essential surface properties in the field of radar remote sensing, surface soil moisture and surface roughness are defined, and the established methods of their measurement are described. The in situ data used in this study, as well as the research area, the River Rur catchment, with the individual test sites where the data was collected between 2007 and 2010, are specified. On this basis, the important scattering theories in radar polarimetry are discussed and their application is demonstrated using novel polarimetric ALOS/PALSAR data. A critical review of different classical approaches to invert soil moisture from SAR imaging is provided. Five prevalent models have been chosen with the aim to provide an overview of the evolution of ideas and techniques in the field of soil moisture estimation from active microwave data. As the core of this work, a new semi-empirical model for the inversion of surface soil moisture from dual polarimetric L-band SAR data is introduced. This novel approach utilizes advanced polarimetric decomposition techniques to correct for the disturbing effects from surface roughness and vegetation on the soil moisture retrieval without the use of a priori knowledge. The land use specific algorithms for bare soil, grassland, sugar beet, and winter wheat allow quantitative estimations with accuracies in the order of 4 Vol.-%. Application of remotely sensed soil moisture patterns is demonstrated on the basis of mesoscale SAR data by investigating the variability of soil moisture patterns at different spatial scales ranging from field scale to catchment scale. The results show that the variability of surface soil moisture decreases with increasing wetness states at all scales. Finally, the conclusions from this dissertational research are summarized and future perspectives on how to extend the proposed model by means of improved ground based measurements and upcoming advances in sensor technology are discussed. The results obtained in this thesis lead to the conclusion that state-of-the-art spaceborne dual polarimetric L-band SAR systems are not only suitable to accurately retrieve surface soil moisture contents of bare as well as of vegetated agricultural fields and grassland, but for the first time also allow investigating within-field spatial heterogeneities from space

Novel clustering schemes for full and compact polarimetric SAR data: An application for rice phenology characterization

Information on rice phenological stages from Synthetic Aperture Radar (SAR) images is of prime interest for in-season monitoring. Often, prior in-situ measurements of phenology are not available. In such situations, unsupervised clustering of SAR images might help in discriminating phenological stages of a crop throughout its growing period. Among the existing unsupervised clustering techniques using full-polarimetric (FP) SAR images, the eigenvalue-eigenvector based roll-invariant scattering-type parameter, and the scattering entropy parameter are widely used in the literature. In this study, we utilize a unique target scattering-type parameter, which jointly uses the Barakat degree of polarization and the elements of the polarimetric coherency matrix. Likewise, we also utilize an equivalent parameter proposed for compact-polarimetric (CP) SAR data. These scattering-type parameters are analogous to the Cloude-Pottier’s parameter for FP SAR data and the ellipticity parameter for CP SAR data. Besides this, we also introduce new clustering schemes for both FP and CP SAR data for segmenting diverse scattering mechanisms across the phenological stages of rice. In this study, we use the RADARSAT-2 FP and simulated CP SAR data acquired over the Indian test site of Vijayawada under the Joint Experiment for Crop Assessment and Monitoring (JECAM) initiative. The temporal analysis of the scattering-type parameters and the new clustering schemes help us to investigate detailed scattering characteristics from rice across its phenological stages.This work was supported in part by the Spanish Ministry of Science, Innovation and Universities, the State Agency of Research (AEI), and the European Funds for Regional Development (EFRD) under Project TEC 2017-85244-C 2-1-P. The work of Dipankar Mandal was supported by the Ministry of Human Resource Development, Government of India (New Delhi, India) towards his Ph.D. assistantship through grant no. RSPHD0210

Introduction to radar scattering application in remote sensing and diagnostics: Review

The manuscript reviews the current literature on scattering applications of RADAR (Radio Detecting And Ranging) in remote sensing and diagnostics. This paper gives prime features for a variety of RADAR applications ranging from forest and climate monitoring to weather forecast, sea status, planetary information, and mapping of natural disasters such as the ones caused by earthquakes. Both the fundamental parameters involved in scattering mechanisms of RADAR applications and the factors affecting RADAR performances are also discusse