Coverage Analysis of Reduced Power Subframes Applied in Heterogeneous Networks with Subframe Misalignment Interference

IEEE In heterogeneous networks (HetNets), to reduce the interference to users in Cell Range Expansion (CRE) areas of small cells, Reduced Power Subframes (RPSs) are used by macro base stations (BSs) to serve their center region users. CRE users can receive full power subframes (FPSs) from small-cell BSs in the same time slots as RPSs. However, it is difficult to maintain strict subframe alignment (SA) between neighbouring cells. Subframe misalignment (SM) between RPSs and FPSs transmitted by neighbouring macro BSs and small-cell BSs may degrade the coverage performance for macrocell center and small-cell CRE users. With existing time synchronization techniques used in HetNets, the SM offsets are actually upper-bounded. In this letter, we propose a novel SM model for a two-tier HetNet adopting RPSs with SM offsets restricted within a subframe duration, and analyse the coverage probability under the effects of RPSs and SM based on stochastic geometry. The results show that the strict SA requirement can be relaxed by up to 20% of subframe duration with below 5% coverage loss

Interference Coordination in Heterogeneous Networks: Stochastic Geometry Based Modelling and Performance Analysis

Recently data traffic has experienced explosive increase with the proliferation of wireless devices and the popularity of media-based free services. The academic and industry of mobile communications have predicted an estimated $1000$x increase in traffic volume for the forthcoming 5G networks. This traffic explosion stimulates the deployment of heterogeneous networks (HetNets) with small cells (SCs) underlying in the traditional macrocells, which has been considered as a promising technique to contribute to the $1000$x traffic capacity gain. Initially, licensed spectrum bands are expected to be used in SCs, thus the SC deployment introduces the cross-tier interference between SCs and macrocells, which degrades the downlink signal to interference plus noise ratio (SINR) of user equipments (UEs) severely, especially for the edge UEs in a ultra-densely deployed scenario. To alleviate this cross-tier interference between SCs and macrocells, unlicensed spectrum bands are advocated to be used in SCs. Specifically, with the aid of carrier aggregation, the $5$ gigahertz (GHz) unlicensed band has become an option for SCs in the Long Term Evolution (LTE)-Unlicensed (LTE-U) scheme, but the $5$ Ghz unlicensed band has already been used by WiFi networks. Thus downlink cross-tier interference also occurs between LTE-U and WiFi networks. Accordingly, downlink cross-tier interference is inevitable no matter licensed or unlicensed spectrum band (i.e., 5 GHz) is used in SCs, and interference coordination schemes, such as further enhanced inter-cell interference coordination (FeICIC) for macrocells and SCs, and Licensed Assisted Access (LAA) for WiFi networks and LTE-U networks, have been proposed to mitigate these cross-tier interferences. In this dissertation, we mainly focus on the modelling and performance analysis of HetNets with the aforementioned two interference coordination schemes (i.e., FeICIC and LTE-LAA) under the stochastic geometry framework. Firstly, as the configuration of reduced power subframe (RPS)-related parameters was not well investigated in a two-tier HetNet adopting RPSs and cell range expansion (CRE), we derive the analytical expressions of the downlink coverage probability and rate coverage probability in such a HetNet. The optimal settings for the area of macrocell center regions, the area of SC range expansion regions, and the transmit power of RPSs for maximizing the rate coverage probability are analysed. As compared with the rate coverage probability in the two-tier HetNet with almost blank subframes (ABSs), which is proposed in the previous version of FeICIC, i.e., the enhanced inter-cell interference coordination (eICIC), the results show that ABSs outperform RPSs in terms of the rate coverage probability in the two-tier HetNet with the optimal range expansion bias, but lead to a heavier burden on the SC backhaul. However, with static typical range expansion biases, RPSs provide better rate coverage probability than ABSs in the two-tier HetNet. Secondly, the conventional FeICIC scheme ignores the potential of RPSs being adopted in both tiers of a two-tier HetNet without CRE, which is envisioned to improve the SINR level of edge UEs in both tiers. Accordingly, we study the downlink coverage probability and rate coverage probability of a two-tier HetNet applying with our proposed scheme. The results reveal that adopting RPSs in both tiers not only improves the coverage probabilities of edge UEs, but also increases the rate coverage probability of the whole two-tier HetNet. Thirdly, in both previous works, strict subframe alignment (SA) was assumed throughout the whole network, which is difficult to maintain between neighbouring cells in reality. Consequently, we propose a novel subframe misalignment (SM) model for a two-tier HetNet adopting RPSs with SM offsets restricted within a subframe duration, and analyse the coverage probability under the effects of RPSs and SM. The numerical results indicate that the strict SA requirement can be relaxed by up to $20\%$ of the subframe duration with a loss of below $5\%$ in terms of the downlink coverage probability. Lastly, since stochastic-geometry-based analysis of the coexisting LTE-LAA and WiFi networks, which adopt the carrier-sense multiple access with collision avoidance (CSMA/CA) as the medium access control (MAC) scheme and share multiple unlicensed channels (UCs), was missing, we analyse the downlink throughput and spectral efficiency (SE) of the coexisting LTE-LAA and WiFi networks versus the network density and the number of UCs based on the Matern hard core process. The throughput and SE are obtained as functions of the downlink successful transmission probability (STP), of which analytical expressions are derived for both LTE-LAA and WiFi UEs. The results show that the throughput and SE of the whole coexisting LTE-LAA and WiFi networks can be improved significantly with an increasing number of accessible UCs. Based on the numerical results, insights into the trade-off between the throughput and SE against the number of accessible UCs are provided. All the derived results have been validated by Monte Carlo simulation in Matlab, and the conclusions observed from the results can provide guidelines for the future deployments of the FeICIC and LTE-LAA interference coordination schemes in HetNets

Backhaul Link Enhancement and Radio Resource Management for Relay Deployments

Mobile networks are experiencing a dramatic increase in the data traffic. Besides, a continuously growing number of users expect mobile broadband access with the utmost in quality and ubiquitous connectivity. In this regard, multi-hop decode-and-forward relaying is a promising enhancement to existing radio access networks to fulfill the challenging requirements in a cost-efficient way and, thus, is an integral part of the Fourth Generation (4G) standards. Nevertheless, in order to fully exploit the potential benefits of relay deployments, proper radio resource management (RRM) is necessary. The research in this thesis has contributed to cellular relay deployments for future mobile networks. Concretely, we have developed key RRM concepts with a particular focus on the uplink (UL) system performance to complement the existing literature. We have demonstrated the performance of these concepts by taking Third Generation Partnership Project (3GPP) Long-Term Evolution (LTE) Release 10 and beyond (LTE-Advanced) Type 1 inband relaying as a practical framework, and by considering urban and suburban scenarios. First, by performing relay site planning (RSP) we aim at improving the quality of the wireless backhaul which is crucial for the end-to-end user performance. Then, we analyze UL power control (PC) and verify its importance and applicability in relay deployments. In this context, we propose manual and automated optimizations to tune PC parameters on all links to further enhance the system performance. Moreover, we study the energy efficiency by taking into account throughput (TP) per power consumption. Further, we investigate various resource sharing strategies among and within the links. Via proposed approaches, performance enhancement is targeted along with higher system fairness and more flexible resource allocation. In addition, we address a key issue regarding the small coverage area of an RN cell in the overlaying macrocell, which results in load imbalances, inefficient resource utilization, and increased UL inter-cell interference. Specifically, we apply practical cell range extension (CRE) techniques to cope with these drawbacks. Performance evaluations reveal that relay deployments clearly outperform macrocell-only deployments in terms of TP as well as TP per power consumption provided that proper RRM is performed. Our results also verify that the use of RSP yields substantial improvements. Furthermore, our results show that the proposed RRM concepts and the associated joint optimization strategies can fulfill the aforementioned goals while achieving significant system performance enhancements

Inband Relaying in Long Term Evolution-Advanced Networks

The set of stringent requirements for 4G radio access networks has triggered the embodiment of new small low-power nodes, e.g. relay, Femto and Pico access nodes, as part of the network infrastructure. Various types of relay nodes are currently supported in IEEE 802.16m and 3GPP LTE-Advanced, e.g. inband Layer 2 or Layer 3 nodes and outband nodes, considering different functional capabilities and backhauling characteristics. In general, relay nodes are characterized by compact physical characteristics, low power consumption, a wireless backhaul link to the core network, and relaxed installation guidelines with respect to radiation and planning regulation. In specific, inband relay nodes, the matter of this study, are Layer 3 access nodes with time-multiplexed transmission and reception on their wireless backhaul and access links, which operate on the same frequency band. These characteristics impose serious challenges on one hand, but allow for significant improvements on the other hand. In this context, the deployment flexibility of relay nodes simplifies the network planning procedure and reduces deployment costs. On the other hand, low power transmission and limited antenna capabilities result in small relay cell coverage areas which will lead to load imbalances. Besides, multiplexing backhaul and access communications on different subframes implies the need for suitable two-hop resource allocation and scheduling. Further challenges are attributed to increased interference levels compared to macrocell deployments, as well as the introduction of a new interference type known as relay-to-relay interference resulting from the misalignment of access and backhaul link dedicated subframes at different relay nodes. The research towards this thesis has addressed these challenges within 3GPP LTE-Advanced context. A feasibility study of different relaying modes is provided and the performance of relay deployments is evaluated in different propagation environments. Thereafter, simple network planning techniques are proposed to alleviate the limitations of the inband backhaul link. Further, novel techniques are investigated to address resource allocation and scheduling, load balancing and interference coordination. The performance of proposed techniques along with the energy efficiency of relay nodes is evaluated. Results show in general significant gains and validate relaying as an efficient enhancement technology

Architectures and Key Technical Challenges for 5G Systems Incorporating Satellites

Satellite Communication systems are a promising solution to extend and complement terrestrial networks in unserved or under-served areas. This aspect is reflected by recent commercial and standardisation endeavours. In particular, 3GPP recently initiated a Study Item for New Radio-based, i.e., 5G, Non-Terrestrial Networks aimed at deploying satellite systems either as a stand-alone solution or as an integration to terrestrial networks in mobile broadband and machine-type communication scenarios. However, typical satellite channel impairments, as large path losses, delays, and Doppler shifts, pose severe challenges to the realisation of a satellite-based NR network. In this paper, based on the architecture options currently being discussed in the standardisation fora, we discuss and assess the impact of the satellite channel characteristics on the physical and Medium Access Control layers, both in terms of transmitted waveforms and procedures for enhanced Mobile BroadBand (eMBB) and NarrowBand-Internet of Things (NB-IoT) applications. The proposed analysis shows that the main technical challenges are related to the PHY/MAC procedures, in particular Random Access (RA), Timing Advance (TA), and Hybrid Automatic Repeat reQuest (HARQ) and, depending on the considered service and architecture, different solutions are proposed.Comment: Submitted to Transactions on Vehicular Technologies, April 201

Robust distributed resource allocation for cellular vehicle-to-vehicle communication

Mit Release 14 des LTE Standards unterstützt dieser die direkte Fahrzeug-zu-Fahrzeug-Kommunikation über den Sidelink. Diese Dissertation beschäftigt sich mit dem Scheduling Modus 4, einem verteilten MAC-Protokoll ohne Involvierung der Basisstation, das auf periodischer Wiederverwendung von Funkressourcen aufbaut. Der Stand der Technik und eine eigene Analyse des Protokolls decken verschiedene Probleme auf. So wiederholen sich Kollisionen von Paketen, wodurch manche Fahrzeuge für längere Zeit keine sicherheitskritischen Informationen verbreiten können. Kollisionen entstehen vermehrt auch dadurch, dass Hidden-Terminal-Probleme in Kauf genommen werden oder veränderliche Paketgrößen und -raten schlecht unterstützt werden. Deshalb wird ein Ansatz namens "Scheduling based on Acknowledgement Feedback Exchange" vorgeschlagen. Zunächst wird eine Funkreservierung in mehrere ineinander verschachtelte Unter-Reservierungen mit verschiedenen Funkressourcen unterteilt, was die Robustheit gegenüber wiederholenden Kollisionen erhöht. Dies ist die Grundlage für eine verteilte Staukontrolle, die die Periodizitätseigenschaft nicht verletzt. Außerdem können so veränderliche Paketgrößen oder -raten besser abgebildet werden. Durch die periodische Wiederverwendung können Acknowledgements für Funkressourcen statt für Pakete ausgesendet werden. Diese können in einer Bitmap in den Padding-Bits übertragen werden. Mittels der Einbeziehung dieser Informationen bei der Auswahl von Funkressourcen können Hidden-Terminal-Probleme effizient vermieden werden, da die Acknowledgements auch eine Verwendung dieser Funkressource ankündigen. Kollisionen können nun entdeckt und eine Wiederholung vermieden werden. Die Evaluierung des neuen MAC-Protokolls wurde zum großen Teil mittels diskreter-Event-Simulationen durchgeführt, wobei die Bewegung jedes einzelnen Fahrzeuges simuliert wurde. Der vorgeschlagene Ansatz führt zu einer deutlich erhöhten Paketzustellrate. Die Verwendung einer anwendungsbezogenen Awareness-Metrik zeigt, dass die Zuverlässigkeit der Kommunikation durch den Ansatz deutlich verbessert werden kann. Somit zeigt sich der präsentierte Ansatz als vielversprechende Lösung für die erheblichen Probleme, die der LTE Modus 4 mit sich bringt.The LTE Standard added support for a direct vehicle-to-vehicle communication via the Sidelink with Release 14. This dissertation focuses on the scheduling Mode 4, a distributed MAC protocol without involvement of the base station, which requires the periodic reuse of radio resources. The state of the art and a own analysis of this protocol unveil multiple problems. For example, packet collisions repeat in time, so that some vehicles are unable to distribute safety-critical information for extended periods of time. Collisions also arise due to the hidden-terminal problem, which is simply put up with in Mode 4. Additionally, varying packet sizes or rates can hardly be supported. Consequently, an approach called "Scheduling based on Acknowledgement Feedback Exchange" is proposed. Firstly, a reservation of radio resources is split into multiple, interleaved sub-reservations that use different radio resources. This increases the robustness against repeating collisions. It is also the basis for a distributed congestion control that does not violate the periodicity. Moreover, different packet rates or sizes can be supported. The periodic reuse of radio resources enables the transmission of acknowledgements for radio resources instead of packets. These can be transmitted in a bitmap inside the padding bits. Hidden-terminal problems can be mitigated by considering the acknowledgements when selecting radio resources as they announce the use of these radio resources. Collisions can also be detected and prevented from re-occurring. The evaluation of the MAC protocol is mostly performed using discrete-event simulations, which model the movement of every single vehicle. The presented approach leads to a clear improvement of the packet delivery rate. The use of an application-oriented metric shows that the communication robustness can be improved distinctly. The proposed approach hence presents itself as a promising solution for the considerable problems of LTE Mode 4

Un-coordinated multi-user and inter-cell interference alignment based on partial and outdated information for large cellular networks

The cellular networks have gone through rapid evolution during the past decade. However, their performance is still limited due to the problem of interference. Therefore, interference management in current and future cellular networks is still an ongoing research topic. Interference Alignment is one of the techniques to manage the interference efficiently by using "align" and "suppression" strategy. In the first part of this thesis we focus on Coordinated inter cell interference alignment in a large cellular network. We assess the performance of interference alignment based transmit precoding under specific receiver strategies and coordination scenarios by comparing with different state of the art precoding schemes. We continue our assessment by considering imperfect channel state information at the transmitter. The results show that the gains of coordinated alignment based transmission are very sensitive to the receiver strategies and imperfections as compared to the other precoding schemes. However, in case of the availability of good channel conditions with very slow moving users, coordinated interference alignment outperforms the other baselines even with imperfect channel state information. In addition to that, we propose efficient user selection methods to enhance the performance of coordinated alignment. The results of our assessment draws important conclusions about the application of coordinated interference alignment in practical systems. In the second part of the thesis we consider a cellular system where each cell is serving multiple users simultaneously using the same radio resource. In this scenario, we have to manage not only the inter cell interference but also the multi user interference. For this purpose, we propose a novel Uncoordinated transmit precoding scheme for multi user cellular networks which is based on the alignment of multi user interference with partial and outdated inter cell interference. We show analytically that our scheme approaches the performance optimal transmission scheme. With the help of simulations we show that our proposal outperforms the state of the art non-alignment based multi user transmit precoding schemes We further propose user selection methods which exploit the diversity gains and improve the system spectral efficiency. In order to assess the feasibility of our proposal in a real system, we evaluate our scheme with practical constraints like imperfect information at the transmitter and limited feedback in uplink channel. For the proof of concept we also evaluate the performance of our scheme with measured channels using a software defined measurement platform. Finally, we also assess the application of our proposal in future heterogeneous networks. The outcome of our efforts states that as an interference alignment based transmission scheme, our scheme is a good candidate to manage the two dimensional interference in multi user cellular networks. It outperforms the non-alignment baselines in many scenarios even with practical constraints

Contribution to the optimization of 4G mobile communications by means of advanced carrier aggregation strategies

Mobile broadband subscriptions and data traffic have increasingly grown in the past years with the deployment of the 3G and 4G technologies and the massive use of mobile devices. In this sense, LTE-A has been presented as the next step in wireless communications where higher data rates are targeted and fully packet switched services are held. The ultimate goal of 4G and the forthcoming 5G technology is to increase the Quality of Experience (QoE) of users. In this context, several challenges open up to face the increased bandwidth demands in both uplink (UL) and downlink (DL). To this end, LTE-A has proposed the use of Carrier Aggregation (CA) which allows the simultaneous data transmission in separate fragments of spectrum. The improvements brought by CA in the DL can be almost straightforward appreciable, since the evolved Node B (eNB) is in charge of transmissions, and power availability is not typically an issue. Conversely, the UL presents many open challenges to introduce aggregated transmissions, since it relies on the user terminal for transmission procedures. Lower transmission power and increased interference variability turn the UL more complex than the DL. For this reason, this Ph.D. thesis provides a contribution to the field of CA for UL mobile systems. The novelties here presented address the main limitations the UL encounters when introducing CA; new methods and strategies are proposed with the final aim of enhancing the UL communications with the use of increased bandwidth transmissions, and reducing the unbalanced data rate between the UL and DL. Throughout an exhaustive literature review, the main research opportunities to successfully implement CA in the UL were identified. In particular, three main blocks can be recognized. First, the need for introducing intelligent Radio Resource Management procedures that provide the user with increased QoE, specially in the cell edge, where users are more likely to be power limited, and CA is typically discarded. Consequently, the first part of this dissertation places emphasis on topics related to scheduling and the power limitations to face the increased bandwidth. In this sense, mechanisms that tackle the throughput improvement are proposed and scheduling schemes that specifically assess the gain or deterioration of CA are designed. Indeed, these strategies strongly rely on an accurate Channel State Information (CSI); it is of utmost importance to possess precise CSI to effectively support these assessments. In this line, the second part deals with the imperfect CSI where the efficient use of reference signals provides a high value. Channel prediction techniques have been proposed with the use of the splines method. However, the increased variability of interferences and the high delay in measurements still impairs the CSI accuracy. In this manner, interference management methods are introduced to support the CSI acquisition process. Finally, since CA constitutes the most transverse topic of the new features added to the 4G standard, the last block of research focuses on the opportunities that emerge with the use of CA in the context of heterogeneous networks, and new system designs are addressed. It is proposed to use dual connectivity in the form of decoupled uplink and downlink connections in a CA context, where aggregated carriers may have different coverage footprints. An analysis of two different cell association cases that arise has been driven. Stochastic geometry is used to study the system analytically, propagation conditions in the different tiers and frequencies are considered and the different association cases are compared to a classical downlink received power association rule. Conclusions show that decoupling the uplink provides the system with outstanding gains, however, being connected to the cell that receives the highest received power may not always be profitable, since issues like interferences or load conditions shall be also considered.El número de usuarios móviles y el tráfico de datos generado han aumentado en los últimos años con el despliegue de redes 3G y 4G y el uso masivo de dispositivos móviles. De este modo, LTE-A surge como el siguiente escalón de las comunicaciones móviles, dónde se apunta a mayores velocidades de transmisión y los servicios se basan en la conmutación de paquetes. El objetivo principal de las redes 4G y de la inminente red 5G es mejorar la experiencia del usuario. En este contexto, se presentan nuevos retos para hacer frente a las demandas de incrementar el ancho de banda en ambos enlaces: ascendente (UL) y descendente (DL). Por ello, LTE-A propone el uso de portadoras agregadas (Carrier Aggregation (CA)), tecnología que permite la transmisión simultánea en dos fragmentos del espectro. Las mejoras que aporta CA en el DL son casi inmediatas dado que las transmisiones corren a cargo de la base, la cual no sufre la falta de potencia. Al contrario, el UL presenta más retos para introducir CA, ya que es el terminal quién se encarga de la transmisión. La baja disponibilidad de potencia y la alta variabilidad de la interferencia lo convierten en un entorno mucho más complejo. Por ello, esta disertación presenta una contribución al campo de CA en el UL de comunicaciones móviles. Las novedades presentadas tratan las principales limitaciones para incorporar CA; se proponen nuevos métodos y estrategias con el objetivo de mejorar las comunicaciones en el UL mediante el uso de CA; todo ello, para reducir el desajuste que existe entre la velocidad de transmisión del UL y DL. Mediante una extensa revisión de la literatura, se han detectado las principales líneas de investigación y potenciales mejoras para incorporar CA exitosamente. Se han identificado tres grandes bloques de investigación. Primero, la necesidad de introducir estrategias de gestión de recursos inteligentes, que proporcionen al usuario una mejora de la experiencia, especialmente en el límite de la celda. Es allí donde los usuarios tienen una mayor probabilidad de estar limitados en potencia, razón por la que se les aparta de CA. Consecuentemente, la primera parte de esta tesis pone énfasis en la asignación de recursos y las limitaciones en potencia por parte del usuario para hacer frente a un incremento del ancho de banda. Se proponen mecanismos que mejoran la velocidad de transmisión evaluando las ganancias o pérdidas de incorporar CA a la transmisión. Para apoyar el funcionamiento de estas estrategias de asignación, y asegurar su máximo rendimiento, es necesario un método que proporcione un conocimiento preciso y fidedigno del estado del canal (Channel State Information (CSI)). De este modo, la segunda parte de la investigación lidia con el CSI, donde el uso eficiente de las señales de referencia es de gran importancia. Se proponen técnicas de predicción de señal mediante el uso de Splines; sin embargo, la alta variabilidad de las interferencias y el gran retardo entre dos muestras de CSI perjudican la precisión. Por ello, se introducen métodos de gestión de interferencias que apoyan el proceso de adquisición del CSI. Finalmente, dado que CA es una de las funciones más transversales de las introducidas por el estándar 4G, la última parte de investigación se centra en las oportunidades que surgen con su uso en las redes heterogéneas. Se propone el uso de la conectividad dual, desacoplando el UL del DL junto con CA, donde el área de cobertura de las portadoras puede ser diferente. Se analizan dos escenarios de asociación posibles. Con el uso de geometría estocástica se estudia analíticamente el sistema, considerando diferentes condiciones de propagación en los distintos tipos de celda y frecuencias; los escenarios de asociación se comparan a uno tradicional, en el cual los usuarios se asocian en función de la potencia recibida de las bases. Las conclusiones destacan que el desacoplo aporta mejoras en el UL. Sin embargo, temas como interferencias o carga deben también considera

Beam Tracking Strategies for 5G New Radio Networks Operating in the Millimetre Wave Bands

[ES] La llegada de la próxima generación del estándar de comunicaciones móviles, la llamada quinta generación (5G), es prácticamente una realidad. Las primeras redes comerciales han comenzado a ser desplegadas, centrándose en ofrecer altas velocidades de transferencia de datos. Sin embargo, el estándar 5G va mucho más allá y prevé dar soporte a nuevos servicios que pretenden revolucionar la sociedad. Estos nuevos servicios imponen un nivel alto de requisitos en no solo en cuanto a velocidad del tráfico de datos, sino en cuanto a latencia o número de dispositivos conectados simultáneamente. La amplia variedad de requisitos no puede ser soportada por las redes de cuarta generación (4G), por lo que se hizo necesario plantear un nuevo paradigma para las redes inalámbricas. Con la promesa de grandes cantidades de ancho de banda sin utilizar, el estándar 5G contempla utilizar frecuencias en la comúnmente conocida como banda de milimétricas (mmWave). Esta banda presenta grandes pérdidas de propagación, que se acentúan si existen bloqueos de señal. Actividades regulatorias del uso de las bandas de milimétricas atrajo el interés tanto de la industria como de la academia en plantear soluciones para dar servicio en estas bandas. En los últimos años se han presentado infinidad de trabajos basados en sistemas con múltiples antenas o MIMO, para conformar las señales transmitidas o recibidas en haces apuntando en determinadas direcciones. La ganancia que aportan los sistemas MIMO pueden compensar las altas pérdidas de propagación, asegurando la viabilidad de las comunicaciones mmWave. Se ha detectado una evidente falta de estudios sobre la viabilidad de sistemas MIMO en entornos móviles y dinámicos con bloqueos que hagan necesario que el sistema se reconfigure. Esta Tesis pretende cubrir este espacio desde un enfoque práctico y propone mecanismos de gestión de los haces para hacerles un seguimiento utilizando los recursos y mecanismos del nuevo estándar 5G. Las soluciones aportadas se basan en el uso eficiente de los reportes de medidas de las señales de referencia estandarizadas en enlace descendente. En primer lugar, esta Tesis recoge un análisis minucioso del estado del arte, donde se corrobora la necesidad de aportar soluciones de seguimiento de haces en sistemas de comunicaciones en la banda de milimétricas. Además, se estudian los diferentes mecanismos definidos en el estándar 5G y que posibilitan el seguimiento. Cabe destacar que el estándar no define un mecanismo único a seguir, permitiendo presentar propuestas. Una vez conocidas las tecnologías, se centra el estudio en el impacto del seguimiento sobre las prestaciones a nivel de red y de enlace. Dicho estudio se realiza sobre un sistema punto a punto, donde el terminal móvil se desplaza por un entorno urbano. En base a simulaciones de red, se cuantifica el índice de seguimiento de haz y de cómo dicho seguimiento afecta a la relación señal a ruido más interferencia (SINR) y la tasa de transmisión del usuario. Las soluciones de seguimiento propuestas en esta Tesis se pueden clasificar en dos categorías. En una primera categoría, se realiza el seguimiento en base a reportes de medidas de las señales de referencia. Independientemente de la velocidad, se alcanza un seguimiento del 91% con poca penalización en la tasa de transmisión si se monitorizan los haces de interés con una periodicidad menor de 20 ms. En la segunda categoría caben mecanismos de seguimiento que hacen uso de fuentes externas de información. Dentro de esta categoría, se propone un fingerprinting que relacione haces con la localización reportada y un modelo de machine learning (ML) que prediga los haces a utilizar. El fingerprinting proporciona los mismos niveles de rendimiento. Sin embargo, esta solución es muy sensible a errores y requiere considerar todos los casos posibles, lo que la hace tecnológicamente inviable. En cambio, el modelo de ML, que hace p[CA] L'arribada de la següent generació de l'estàndard de comunicacions mòbils, l'anomenada cinquena generació (5G), es pràcticament una realitat. Les primeres xarxes comercials han començat a desplegar-se i s'han centrat en oferir altes velocitats de transferència de dades. No obstant, l'estàndard 5G va molt mes allà y preveu donar suport a nous serveis que pretenen revolucionar la societat. Estos nous serveis imposen un alt nivell de requisits no sols en quant a velocitat de tràfic de dades, si no també en quant a latència o número de connexions simultànies. L'ampla varietat de requisits no es suportada per les xarxes de quarta generació (4G) actuals, per el qual es va fer necessari un nou paradigma de xarxes sense fil. Amb la promesa de amplies quantitats d'ample de banda, l'estàndard 5G contempla utilitzar freqüències a la banda de mil·limètriques. Esta banda presenta l'inconvenient d'experimentar grans pèrdues de propagació, que s'accentuen en cas de bloqueigs. L'apertura de les bandes de mil·limètriques va atraure l'interès tant de l'industria com de l'acadèmia en plantejar solucions per a donar servei en estes bandes. En els últims anys s'han presentat infinitat de treballs basats en sistemes amb múltiples antenes o MIMO, per a conformar els senyals transmesos o rebuts en feixos apuntant en determinades direccions d'interès. El guany de feix es pot utilitzar per a compensar les pèrdues de propagació, assegurant la viabilitat de les comunicacions en la banda de mil·limètriques. No obstant això, s'ha detectat una preocupant manca d'estudis sobre la viabilitat d'estos sistemes en entorns mòbils i dinàmics, amb obstacles que bloquejen els feixos i facen necessari que el sistema es reconfigure. El present treball de Tesi pretén cobrir este espai buit i des d'un punt de vista pràctic, es proposen mecanismes de gestió dels feixos per a ser el seguiment utilitzant els recursos i mecanismes dels que disposa l'estàndard 5G. D'esta manera, les solucions aportades es basen en la utilització eficient dels reports de mesures dels senyals de referència del enllaç descendent. En primer lloc, esta Tesi recull una anàlisi minuciosa de l'estat de l'art on es corrobora la necessitat de aportar solucions de seguiment de feixos per a comunicacions en la banda de freqüències mil·limètriques. A més a més, s'estudien els diferents mecanismes definits a l'estàndard 5G i que possibiliten el seguiment. Cap destacar que l'estàndard no defineix un mecanisme únic, si no que deixa la porta oberta a presentar propostes. Una vegada conegudes les tecnologies, l'estudi es centra en l'impacte del seguiment sobre les prestacions a nivell de xarxa i d'enllaç. Este estudi es realitza sobre un sistema MIMO punt a punt, en una única estació base i un terminal mòbil desplaçant-se en un entorn urbà. En base a simulacions d'extrem a extrem, es quantifica l'índex de seguiment de feix i com l'anomenat seguiment afecta a la relació senyal a soroll més interferència (SINR) i a la taxa instantània de transmissió de l'usuari. Les solucions de seguiment de feixos propostes a la Tesi es poden classificar en dos categories. A la primera categoria, el seguiment de feixos es realitza en base als reports de mesures dels senyals de referència. Independentment de la velocitat, s'arriba a una taxa de seguiment del 91% amb poca penalització de taxa de transmissió si els feixos d'interès es mesuren amb una periodicitat menor a 20 ms. A la segona categoria pertanyen els algoritmes que utilitzen fonts d'informació externes. Dins d'aquesta categoria es proposa un fingerprinting que relaciona un parell de feixos amb la ubicació de l'usuari, i a banda un model d'intel·ligència artificial (IA) que preveu el feix a utilitzar. El fingerprinting ofereix el mateix rendiment. Però, esta solució es molt sensible a errors i requereix considerar tots els casos possibles, fent-la tecnològicament inviable. En canvi, el[EN] The arrival of the next generation of mobile communication standards, the so-called Fifth Generation (5G), is already a reality. The first commercial networks have begun to be deployed, and they focus on providing higher data rates. However, the 5G standard goes much further from that and aims at providing support to new services which will revolutionise the society. These new services impose a high level of requirements not only in terms of the data traffic speed, but also in terms of very low latency or incredibly large number of simultaneous connections. This wide variety of requirements cannot be technologically supported by the current Fourth Generation (4G) networks, so it became necessary to move forward with a new paradigm for wireless networks. With the promise of large amounts of bandwidth, in the order of GHz, the 5G standard contemplates the use of frequencies in the commonly known Millimetre Wave (mmWave) band. The mmWave band experiences large propagation losses, which are accentuated in blockage events. Regulatory activities worldwide in the mmWave bands attracted the interest of both the industry and the academia. In the last few years, a tremendous number of contributions on mmWave propagation studies and networks have appeared, most of them based on Multiple-Input Multiple-Output (MIMO) solutions. MIMO architectures allow to beamform, which focuses the radiated energy on certain directions of interest called beams. The additional beam gain compensates the high propagation losses, ensuring the viability of the communications in the mmWave band. There is an evident lack of viability studies of mmWave MIMO systems in mobile and highly-dynamic environments, where obstacles may block beams and forcing frequent re-configurations. This Thesis work aims to fill this gap from a practical approach. This Thesis proposes beam management mechanisms utilising the mechanisms and resources offered by the Third Generation Partnership Project (3GPP) 5G radio access standard: 5G New Radio (NR). The practical solutions are based on the efficient use of measurement reports of standardised downlink Reference Signals (RS). In first place, this Thesis provides a thorough state-of-the-art analysis and corroborates the need of adopting beam tracking solutions for mmWave networks. Then, a complete overview of the 5G standard mechanisms that enable beam tracking is given. The NR standard does not define a standardised mechanism for beam tracking, leaving the door open to proposals to carry out such monitoring. Once the technologies have been identified, the Thesis continues with assessing the impact of the beam tracking strategies on the network and link-level performance. The study is focused on individual point-to-point mmWave links in a realistic urban environment. Based on end-to-end network simulations, the Thesis is interested in assessing the beam tracking success ratio and how beam misalignment affects the perceived Signal to Noise plus Interference Ratio (SINR) and user throughput at pedestrian and vehicular speeds. The beam tracking solutions proposed in this Thesis fall into two categories. The first category monitors beams based on measuring and reporting beamformed RS. Regardless of the speed, this beam tracking category provides up to 91 % tracking performance, with little throughput reduction if the beams of interest are measured with a periodicity below 20 ms. Beam tracking in the second category relies on external information sources. Within this category, this Thesis proposes a fingerprinting database relating beams to the user position and a machine learning (ML) model. Fingerprinting beam tracking is technologically viable and provides similar performance levels. However, this solution is very sensitive to errors and requires considering all possible situations. The ML beam tracking, which makes predictions with a 16 % of estimation error for the reference data set.I want to thank the Spanish Ministry of Education and Professional Formation for funding this Thesis work with an official pre-doctoral contract grant.Herranz Claveras, C. (2019). Beam Tracking Strategies for 5G New Radio Networks Operating in the Millimetre Wave Bands [Tesis doctoral no publicada]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/130845TESI