Spectrum sensing and occupancy prediction for cognitive machine-to-machine wireless networks

A thesis submitted to the University of Bedfordshire, in partial fulfil ment of the requirements for the degree of Doctor of Philosophy (PhD)The rapid growth of the Internet of Things (IoT) introduces an additional challenge to the existing spectrum under-utilisation problem as large scale deployments of thousands devices are expected to require wireless connectivity. Dynamic Spectrum Access (DSA) has been proposed as a means of improving the spectrum utilisation of wireless systems. Based on the Cognitive Radio (CR) paradigm, DSA enables unlicensed spectrum users to sense their spectral environment and adapt their operational parameters to opportunistically access any temporally unoccupied bands without causing interference to the primary spectrum users. In the same context, CR inspired Machine-to-Machine (M2M) communications have recently been proposed as a potential solution to the spectrum utilisation problem, which has been driven by the ever increasing number of interconnected devices. M2M communications introduce new challenges for CR in terms of operational environments and design requirements. With spectrum sensing being the key function for CR, this thesis investigates the performance of spectrum sensing and proposes novel sensing approaches and models to address the sensing problem for cognitive M2M deployments. In this thesis, the behaviour of Energy Detection (ED) spectrum sensing for cognitive M2M nodes is modelled using the two-wave with dffi use power fading model. This channel model can describe a variety of realistic fading conditions including worse than Rayleigh scenarios that are expected to occur within the operational environments of cognitive M2M communication systems. The results suggest that ED based spectrum sensing fails to meet the sensing requirements over worse than Rayleigh conditions and consequently requires the signal-to-noise ratio (SNR) to be increased by up to 137%. However, by employing appropriate diversity and node cooperation techniques, the sensing performance can be improved by up to 11.5dB in terms of the required SNR. These results are particularly useful in analysing the eff ects of severe fading in cognitive M2M systems and thus they can be used to design effi cient CR transceivers and to quantify the trade-o s between detection performance and energy e fficiency. A novel predictive spectrum sensing scheme that exploits historical data of past sensing events to predict channel occupancy is proposed and analysed. This approach allows CR terminals to sense only the channels that are predicted to be unoccupied rather than the whole band of interest. Based on this approach, a spectrum occupancy predictor is developed and experimentally validated. The proposed scheme achieves a prediction accuracy of up to 93% which in turn can lead to up to 84% reduction of the spectrum sensing cost. Furthermore, a novel probabilistic model for describing the channel availability in both the vertical and horizontal polarisations is developed. The proposed model is validated based on a measurement campaign for operational scenarios where CR terminals may change their polarisation during their operation. A Gaussian approximation is used to model the empirical channel availability data with more than 95% confi dence bounds. The proposed model can be used as a means of improving spectrum sensing performance by using statistical knowledge on the primary users occupancy pattern

Experimental Analysis of Wideband Spectrum Sensing Networks Using Massive MIMO Testbed

In this paper, we investigate the practical implication of employing virtual massive multiple-input-multiple output (MIMO) based distributed decision fusion (DF) for collaborative wideband spectrum sensing (WSS) in a cognitive radio (CR)-like network. Towards that end, an indoor-only measurement campaign has been conducted to capture the propagation statistics of a 4 × 64 massive MIMO system with one authorized primary user (PU) and 4 unauthorized secondary users (SUs) transmitting simultaneously over a 20 MHz band divided into 1200 subcarriers. The frequency subcarriers belong to an Orthogonal-frequency-division-multiplexing (OFDM)-like set-up without the addition of cyclic prefix (CP) to the transmit symbols. Measurements are accumulated for different relative positions of the SUs which are analysed to extract fading, shadowing, noise and interference power statistics. Log-likelihood ratio (LLR) based fusion rule and three different sets of sub-optimum fusion rules along with their time-reversed versions are formulated for combining decisions on the availability of each subcarrier transmitted by the SUs. The extracted channel characteristics are incorporated in both analytical and simulated performance analysis of the devised fusion rules for comparison and testing the validity of distributed DF in realistic collaborative WSS scenario

Energy-Efficient Cooperative Spectrum Sensing based on Stochastic Programming in Dynamic Cognitive Radio Sensor Networks Normal

Nowadays, Cognitive Radio Sensor Networks (CRSN) arise as an emergent technology to deal with the spectrum scarcity issue and the focus is on devising novel energy-efficient solutions. In static CRSN, where nodes have spatial fixed positions, several reported solutions are implemented via sensor selection strategies to reduce consumed energy during cooperative spectrum sensing. However, energy-efficient solutions for dynamic CRSN, where nodes are able to change their spatial positions due to their movement, are nearly reported despite today's growing applications of mobile networks. This paper investigates a novel framework to optimally predict energy consumption in cooperative spectrum sensing tasks, considering node mobility patterns suitable to model dynamic CRSN. A solution based on the Kataoka criterion is presented, that allows to minimize the consumed energy. It accurately estimates -with a given probability-the spent energy on the network, then to derive an optimal energy-efficient solution. An algorithm of reduced-complexity is also implemented to determine the total number of active nodes improving the exhaustive search method. Proper performance of the proposed strategy is illustrated by extensive simulation results for pico-cells and femto-cells in dynamic scenarios.This work was supported in part by the DICYT Project, Direction of Research, Development and Innovation, Universidad de Santiago de Chile, USACH, under Grant 061813KC, in part by the CONICYT-PFCHA/Doctorado Nacional/2016-21160292, and in part by the Spanish National Project TERESA-ADA (MINECO/AEI/FEDER, UE) under Grant TEC2017-90093-C3-2-R

Wideband Spectrum Sensing for Dynamic Spectrum Sharing

The proliferation of wireless devices grows exponentially, demanding more and more data communication capacity over wireless links. Radio spectrum is a scarce resource, and traditional wireless networks deployed by Mobile Network Operators (MNO) are based on an exclusive spectrum band allocation. However, underutilization of some licensed bands in time and geographic domains has been reported, especially in rural areas or areas away from high population density zones. This coexistence of increasingly high data communication needs and spectrum underutilization is an incomprehensible scenario. A more rational and efficient use of the spectrum is the possibility of Licensed Users (known as Primary Users – PU) to lease the spectrum, when not in use, to Unlicensed Users (known as Secondary Users – SU), or allowing the SU to opportunistically use the spectrum after sensing and verifying that the PU is idle. In this latter case, the SU must stop transmitting when the PU becomes active. This thesis addresses the spectrum sensing task, which is essential to provide dynamic spectrum sharing between PUs and SUs. We show that the Spectral Correlation Function (SCF) and the Spectral Coherence Function (SCoF) can provide a robust signal detection algorithm by exploiting the cyclostationary characteristics of the data communication signal. We enhance the most used algorithm to compute de SCF - the FAM (FFT Accumulation Method) algorithm – to efficiently compute the SCF in a local/zoomed region of the support ( ; ) plane (frequency/cycle frequency plane). This will provide the quick identification of spectral bands in use by PUs or free, in a wideband sampling scenario. Further, the characterization of the probability density of the estimates of the SCF and SCoF when only noise is present, using the FAM algorithm, will allow the definition of an adaptive threshold to develop a blind (with respect to the noise statistics) Constant False Alarm Rate (CFAR) detector (using the SCoF) and also a CFAR and a Constant Detection Rate (CDR) detector when that characterization is used to obtain an estimate of the background noise variance (using the SCF).A proliferação de dispositivos sem fios cresce de forma exponencial, exigindo cada vez mais capacidade de comunicação de dados através de ligações sem fios. O espectro radioelétrico é um recurso escasso, e as redes sem fios tradicionais implantadas pelos Operadores de Redes Móveis baseiam-se numa atribuição exclusiva de bandas do espectro. No entanto, tem sido relatada a subutilização de algumas bandas licenciadas quer ao longo do tempo, quer na sua localização geográfica, especialmente em áreas rurais, e em áreas longe de zonas de elevada densidade populacional. A coexistência da necessidade cada vez maior de comunicação de dados, e a subutilização do espectro é um cenário incompreensível. Uma utilização mais racional e eficiente do espectro pressupõe a possibilidade dos Utilizadores Licenciados (conhecidos como Utilizadores Primários – Primary Users - PU) alugarem o espectro, quando este não está a ser utilizado, a Utilizadores Não Licenciados (conhecidos como Utilizadores Secundários – Secondary Users - SU), ou permitir ao SU utilizar oportunisticamente o espectro após a deteção e verificação de que o PU está inativo. Neste último caso, o SU deverá parar de transmitir quando o PU ficar ativo. Nesta tese é abordada a tarefa de deteção espectral, que é essencial para proporcionar a partilha dinâmica do espectro entre PUs e SUs. Mostra-se que a Função de Correlação Espectral (Spectral Correlation Function - SCF) e a Função de Coerência Espectral (Spectral Coherence Function - SCoF) permitem o desenvolvimento de um algoritmo robusto de deteção de sinal, explorando as características ciclo-estacionárias dos sinais de comunicação de dados. Propõe-se uma melhoria ao algoritmo mais utilizado para cálculo da SCF – o método FAM (FFT Accumulation Method) - para permitir o cálculo mais eficiente da SCF numa região local/ampliada do plano de suporte / (plano de frequência/frequência de ciclo). Esta melhoria permite a identificação rápida de bandas espectrais em uso por PUs ou livres, num cenário de amostragem de banda larga. Adicionalmente, é feita a caracterização da densidade de probabilidade das estimativas da SCF e SCoF quando apenas o ruído está presente, o que permite a definição de um limiar adaptativo, para desenvolver um detetor de Taxa de Falso Alarme Constante (Constant False Alarm Rate – CFAR) sem conhecimento do ruído de fundo (usando a SCoF) e também um detetor CFAR e Taxa de Deteção Constante (Constant Detection Rate – CDR), quando se utiliza aquela caracterização para obter uma estimativa da variância do ruído de fundo (usando a SCF)

Contributions to Improve Cognitive Strategies with Respect to Wireless Coexistence

Cognitive radio (CR) can identify temporarily available opportunities in a shared radio environment to improve spectral efficiency and coexistence behavior of radio systems. It operates as a secondary user (SU) and accommodates itself in detected opportunities with an intention to avoid harmful collisions with coexisting primary user (PU) systems. Such opportunistic operation of a CR system requires efficient situational awareness and reliable decision making for radio resource allocation. Situational awareness includes sensing the environment followed by a hypothesis testing for detection of available opportunities in the coexisting environment. This process is often known as spectral hole detection. Situational knowledge can be further enriched by forecasting the primary activities in the radio environment using predictive modeling based approaches. Improved knowledge about the coexisting environment essentially means better decision making for secondary resource allocation. This dissertation identifies limitations of existing predictive modeling and spectral hole detection based resource allocation strategies and suggest improvements. Firstly, accurate and efficient estimation of statistical parameters of the radio environment is identified as a fundamental challenge to realize predictive modeling based cognitive approaches. Lots of useful training data which are essential to learn the system parameters are not available either because of environmental effects such as noise, interference and fading or because of limited system resources particularly sensor bandwidth. While handling environmental effects to improve signal reception in radio systems has already gained much attention, this dissertation addresses the problem of data losses caused by limited sensor bandwidth as it is totally ignored so far and presents bandwidth independent parameter estimation methods. Where, bandwidth independent means achieving the same level of estimation accuracy for any sensor bandwidth. Secondly, this dissertation argues that the existing hole detection strategies are dumb because they provide very little information about the coexisting environment. Decision making for resource allocation based on this dumb hole detection approach cannot optimally exploit the opportunities available in the coexisting environment. As a solution, an intelligent hole detection scheme is proposed which suggests classifying the primary systems and using the documented knowledge of identified radio technologies to fully understand their coexistence behavior. Finally, this dissertation presents a neuro-fuzzy signal classifier (NFSC) that uses bandwidth, operating frequency, pulse shape, hopping behavior and time behavior of signals as distinct features in order to xii identify the PU signals in coexisting environments. This classifier provides the foundation for bandwidth independent parameter estimation and intelligent hole detection. MATLAB/Simulink based simulations are used to support the arguments throughout in this dissertation. A proof-of-concept demonstrator using microcontroller and hardware defined radio (HDR) based transceiver is also presented at the end.</p

Recent Advances in Wireless Communications and Networks

This book focuses on the current hottest issues from the lowest layers to the upper layers of wireless communication networks and provides "real-time" research progress on these issues. The authors have made every effort to systematically organize the information on these topics to make it easily accessible to readers of any level. This book also maintains the balance between current research results and their theoretical support. In this book, a variety of novel techniques in wireless communications and networks are investigated. The authors attempt to present these topics in detail. Insightful and reader-friendly descriptions are presented to nourish readers of any level, from practicing and knowledgeable communication engineers to beginning or professional researchers. All interested readers can easily find noteworthy materials in much greater detail than in previous publications and in the references cited in these chapters

Secondary spectrum usage in TV white space

Currently, the use of TV frequencies is exclusively license based with the area not covered by licensed TV transmitters being known as TV white space. In TV white space, the spectrum can be reused by a secondary user. This thesis studies how the TV white space can be used by a cellular system. The study addresses the problems of how the access to the spectrum is arranged, how the spectrum usage is constrained and how much capacity a secondary system will have. The access to TV white space can be arranged by using spectrum sensing or a geolocation database. This spectrum sensing relies on the performance of the signal detection algorithm. The detector has to operate in a fading environment where it should identify very low signal levels. In this thesis, the detector performance in a slow and fast fading environment is modeled. The model indicates that for a sufficiently long measurement time the impact of the fast fading can be averaged out. Unfortunately, simple single antenna-based detectors are not able to operate at a low enough signal-to-noise level. We propose a novel multi antenna-based detection algorithm that is specially designed to operate in a fading environment. TV white space is characterized by the amount of spectrum available for secondary usage. Because of the signal detection errors, a system using the sensing-based access is not able to use the entire available spectrum. This dissertation provides a method for estimating the spectrum utilization efficiency. The method illustrates how the detection error level affects the amount of available spectrum. One of the central questions studied in this thesis is how to describe the interference generated by the secondary transmitters. In the conventional model, the interference is computed as the sum of the interfering powers from individual transmitters. An alternative approach, pursued here, is to characterize the transmitter by its transmission power density per area. With such a model, the interference computation is done by integrating over the secondary system deployment area. The proposed method simplifies the interference estimation process. In data communication systems the spectrum attractiveness depends on the data rate the system can provide. Within the scope of this work, the achievable data rate is computed for a cellular system. Such computation is described as an optimization problem. The solution to this problem is found by searching for the optimal power allocation among the cochannels and the adjacent channels of a nearby TV transmitter

Robust spectrum sensing techniques for cognitive radio networks

Cognitive radio is a promising technology that improves the spectral utilisation by allowing unlicensed secondary users to access underutilised frequency bands in an opportunistic manner. This task can be carried out through spectrum sensing: the secondary user monitors the presence of primary users over the radio spectrum periodically to avoid harmful interference to the licensed service. Traditional energy based sensing methods assume the value of noise power as prior knowledge. They suffer from the noise uncertainty problem as even a mild noise level mismatch will lead to significant performance loss. Hence, developing an efficient robust detection method is important. In this thesis, a novel sensing technique using the F-test is proposed. By assuming a multiple antenna assisted receiver, this detector uses the F-statistic as the test statistic which offers absolute robustness against the noise variance uncertainty. In addition, since the channel state information (CSI) is required to be known, the impact of CSI uncertainty is also discussed. Results show the F-test based sensing method performs better than the energy detector and has a constant false alarm probability, independent of the accuracy of the CSI estimate. Another main topic of this thesis is to address the sensing problem for non-Gaussian noise. Most of the current sensing techniques consider Gaussian noise as implied by the central limit theorem (CLT) and it offers mathematical tractability. However, it sometimes fails to model the noise in practical wireless communication systems, which often shows a non-Gaussian heavy-tailed behaviour. In this thesis, several sensing algorithms are proposed for non-Gaussian noise. Firstly, a non-parametric eigenvalue based detector is developed by exploiting the eigenstructure of the sample covariance matrix. This detector is blind as no information about the noise, signal and channel is required. In addition, the conventional energy detector and the aforementioned F-test based detector are generalised to non-Gaussian noise, which require the noise power and CSI to be known, respectively. A major concern of these detection methods is to control the false alarm probability. Although the test statistics are easy to evaluate, the corresponding null distributions are difficult to obtain as they depend on the noise type which may be unknown and non-Gaussian. In this thesis, we apply the powerful bootstrap technique to overcome this difficulty. The key idea is to reuse the data through resampling instead of repeating the experiment a large number of times. By using the nonparametric bootstrap approach to estimate the null distribution of the test statistic, the assumptions on the data model are minimised and no large sample assumption is invoked. In addition, for the F-statistic based method, we also propose a degrees-of-freedom modification approach for null distribution approximation. This method assumes a known noise kurtosis and yields closed form solutions. Simulation results show that in non-Gaussian noise, all the three detectors maintain the desired false alarm probability by using the proposed algorithms. The F-statistic based detector performs the best, e.g., to obtain a 90% detection probability in Laplacian noise, it provides a 2.5 dB and 4 dB signal-to-noise ratio (SNR) gain compared with the eigenvalue based detector and the energy based detector, respectively