Toward an Operational Bare Soil Moisture Mapping Using TerraSAR-X Data Acquired Over Agricultural Areas

International audienceTerraSAR-X data are processed for an "operational" mapping of bare soils moisture in agricultural areas. Empirical relationships between TerraSAR-X signal and soil moisture were established and validated over different North European agricultural study sites. The results show that the mean error on the soil moisture estimation is less than 4% regardless of the TerraSAR-X configuration (incidence angle, polarization) and the soil surface characteristics (soil surface roughness, soil composition). Furthermore, the potential of TerraSAR-X data (signal, texture features) to discriminate bare soils from other land cover classes in an agricultural watershed was evaluated. The mean signal backscattered from bare soils can be easily differentiated from signals from other land cover classes when the neighboring plots are covered by fully developed crops. This was observed regardless of the TerraSAR-X configuration and the soil moisture conditions. When neighboring plots are covered by early growth crops, a TerraSAR-X image acquired under wet conditions can be useful for discriminating bare soils. Bare soil masks were calculated by object-oriented classifications ofmono-configuration TerraSAR-Xdata. The overall accuracies of the bare soils mapping were higher than 84% for validation based on object and pixel. The bare soils mapping method and the soil moisture relationships were applied to TerraSAR-X images to generate soil moisture maps. The results show that TerraSAR-X sensors provide useful data for monitoring the spatial variations of soil moisture at the within-plot scale. The methods of bare soils moisture mapping developed in this paper can be used in operational applications in agriculture, and hydrology

Earthquake-Induced Building-Damage Mapping Using Explainable AI (XAI).

Building-damage mapping using remote sensing images plays a critical role in providing quick and accurate information for the first responders after major earthquakes. In recent years, there has been an increasing interest in generating post-earthquake building-damage maps automatically using different artificial intelligence (AI)-based frameworks. These frameworks in this domain are promising, yet not reliable for several reasons, including but not limited to the site-specific design of the methods, the lack of transparency in the AI-model, the lack of quality in the labelled image, and the use of irrelevant descriptor features in building the AI-model. Using explainable AI (XAI) can lead us to gain insight into identifying these limitations and therefore, to modify the training dataset and the model accordingly. This paper proposes the use of SHAP (Shapley additive explanation) to interpret the outputs of a multilayer perceptron (MLP)—a machine learning model—and analyse the impact of each feature descriptor included in the model for building-damage assessment to examine the reliability of the model. In this study, a post-event satellite image from the 2018 Palu earthquake was used. The results show that MLP can classify the collapsed and non-collapsed buildings with an overall accuracy of 84% after removing the redundant features. Further, spectral features are found to be more important than texture features in distinguishing the collapsed and non-collapsed buildings. Finally, we argue that constructing an explainable model would help to understand the model’s decision to classify the buildings as collapsed and non-collapsed and open avenues to build a transferable AI model

Assessment of high resolution SAR imagery for mapping floodplain water bodies: a comparison between Radarsat-2 and TerraSAR-X

Flooding is a world-wide problem that is considered as one of the most devastating natural hazards. New commercially available high spatial resolution Synthetic Aperture RADAR satellite imagery provides new potential for flood mapping. This research provides a quantitative assessment of high spatial resolution RADASAT-2 and TerraSAR-X products for mapping water bodies in order to help validate products that can be used to assist flood disaster management. An area near Dhaka in Bangladesh is used as a test site because of the large number of water bodies of different sizes and its history of frequent flooding associated with annual monsoon rainfall. Sample water bodies were delineated in the field using kinematic differential GPS to train and test automatic methods for water body mapping. SAR sensors products were acquired concurrently with the field visits; imagery were acquired with similar polarization, look direction and incidence angle in an experimental design to evaluate which has best accuracy for mapping flood water extent. A methodology for mapping water areas from non-water areas was developed based on radar backscatter texture analysis. Texture filters, based on Haralick occurrence and co-occurrence measures, were compared and images classified using supervised, unsupervised and contextual classifiers. The evaluation of image products is based on an accuracy assessment of error matrix method using randomly selected ground truth data. An accuracy comparison was performed between classified images of both TerraSAR-X and Radarsat-2 sensors in order to identify any differences in mapping floods. Results were validated using information from field inspections conducted in good conditions in February 2009, and applying a model-assisted difference estimator for estimating flood area to derive Confidence Interval (CI) statistics at the 95% Confidence Level (CL) for the area mapped as water. For Radarsat-2 Ultrafine, TerraSAR-X Stripmap and Spotlight imagery, overall classification accuracy was greater than 93%. Results demonstrate that small water bodies down to areas as small as 150m² can be identified routinely from 3 metre resolution SAR imagery. The results further showed that TerraSAR-X stripmap and spotlight images have better overall accuracy than RADARSAT-2 ultrafine beam modes images. The expected benefits of the research will be to improve the provision of data to assess flood risk and vulnerability, thus assisting in disaster management and post-flood recovery

Synergetic use of Sentinel-1 and Sentinel-2 for assessments of heathland conservation status

Habitat quality assessments often demand wall‐to‐wall information about the state of vegetation. Remote sensing can provide this information by capturing optical and structural attributes of plant communities. Although active and passive remote sensing approaches are considered as complementary techniques, they have been rarely combined for conservation mapping. Here, we combined spaceborne multispectral Sentinel‐2 and Sentinel‐1 SAR data for a remote sensing‐based habitat quality assessment of dwarf shrub heathland, which was inspired by nature conservation field guidelines. Therefore, three earlier proposed quality layers representing (1) the coverage of the key dwarf shrub species, (2) stand structural diversity and (3) an index reflecting co‐occurring vegetation were mapped via linking in situ data and remote sensing imagery. These layers were combined in an RGB‐representation depicting varying stand attributes, which afterwards allowed for a rule‐based derivation of pixel‐wise habitat quality classes. The links between field observations and remote sensing data reached correlations between 0.70 and 0.94 for modeling the single quality layers. The spatial patterns shown in the quality layers and the map of discrete quality classes were in line with the field observations. The remote sensing‐based mapping of heathland conservation status showed an overall agreement of 76% with field data. Transferring the approach in time (applying a second set of Sentinel‐1 and ‐2 data) caused a decrease in accuracy to 73%. Our findings suggest that Sentinel‐1 SAR contains information about vegetation structure that is complimentary to optical data and therefore relevant for nature conservation. While we think that rule‐based approaches for quality assessments offer the possibility for gaining acceptance in both communities applied conservation and remote sensing, there is still need for developing more robust and transferable methods

Assessment of multi-temporal, multi-sensor radar and ancillary spatial data for grasslands monitoring in Ireland using machine learning approaches

Accurate inventories of grasslands are important for studies of carbon dynamics, biodiversity conservation and agricultural management. For regions with persistent cloud cover the use of multi-temporal synthetic aperture radar (SAR) data provides an attractive solution for generating up-to-date inventories of grasslands. This is even more appealing considering the data that will be available from upcoming missions such as Sentinel-1 and ALOS-2. In this study, the performance of three machine learning algorithms; Random Forests (RF), Support Vector Machines (SVM) and the relatively underused Extremely Randomised Trees (ERT) is evaluated for discriminating between grassland types over two large heterogeneous areas of Ireland using multi-temporal, multi-sensor radar and ancillary spatial datasets. A detailed accuracy assessment shows the efficacy of the three algorithms to classify different types of grasslands. Overall accuracies ≥ 88.7% (with kappa coefficient of 0.87) were achieved for the single frequency classifications and maximum accuracies of 97.9% (kappa coefficient of 0.98) for the combined frequency classifications. For most datasets, the ERT classifier outperforms SVM and RF

Tropical Mangrove Mapping Using Fully-Polarimetric Radar Data

Although mangrove is one of important ecosystems in the world, it has been abused and exploited by human for various purposes. Monitoring mangrove is therefore required to maintain a balance between economy and conservation and provides up-to-date information for rehabilitation. Optical remote sensing data have delivered such information, however ever-changing atmospheric disturbance may significantly decrease thematic content. In this research, Synthetic Aperture Radar (SAR) fully polarimetric data were evaluated to present an alternative for mangrove mapping. Assessment using three statistical trees was performed on both tonal and textural data. It was noticeable that textural data delivered fairly good improvement which reduced the error rate to around 5-6% at L-band. This suggests that insertion of textural data is more important than any information derived from decomposition algorithm

Spaceborne L-Band Synthetic Aperture Radar Data for Geoscientific Analyses in Coastal Land Applications: A Review

The coastal zone offers among the world’s most productive and valuable ecosystems and is experiencing increasing pressure from anthropogenic impacts: human settlements, agriculture, aquaculture, trade, industrial activities, oil and gas exploitation and tourism. Earth observation has great capability to deliver valuable data at the local, regional and global scales and can support the assessment and monitoring of land‐ and water‐related applications in coastal zones. Compared to optical satellites, cloud‐cover does not limit the timeliness of data acquisition with spaceborne Synthetic Aperture Radar (SAR) sensors, which have all‐weather, day and night capabilities. Hence, active radar systems demonstrate great potential for continuous mapping and monitoring of coastal regions, particularly in cloud‐prone tropical and sub‐tropical climates. The canopy penetration capability with long radar wavelength enables L‐band SAR data to be used for coastal terrestrial environments and has been widely applied and investigated for the following geoscientific topics: mapping and monitoring of flooded vegetation and inundated areas; the retrieval of aboveground biomass; and the estimation of soil moisture. Human activities, global population growth, urban sprawl and climate change‐induced impacts are leading to increased pressure on coastal ecosystems causing land degradation, deforestation and land use change. This review presents a comprehensive overview of existing research articles that apply spaceborne L‐band SAR data for geoscientific analyses that are relevant for coastal land applications

Utilization of bistatic TanDEM-X data to derive land cover information

Forests have significance as carbon sink in climate change. Therefore, it is of high importance to track land use changes as well as to estimate the state as carbon sink. This is useful for sustainable forest management, land use planning, carbon modelling, and support to implement international initiatives like REDD+ (Reducing Emissions from Deforestation and Degradation). A combination of field measurements and remote sensing seems most suitable to monitor forests. Radar sensors are considered as high potential due to the weather and daytime independence. TanDEM-X is a interferometric SAR (synthetic aperture radar) mission in space and can be used for land use monitoring as well as estimation of biophysical parameters. TanDEM-X is a X-band system resulting in low penetration depth into the forest canopy. Interferometric information can be useful, whereas the low penetration can be considered as an advantage. The interferometric height is assumable as canopy height, which is correlated with forest biomass. Furthermore, the interferometric coherence is mainly governed by volume decorrelation, whereas temporal decorrelation is minimized. This information can be valuable for quantitative estimations and land use monitoring. The interferometric coherence improved results in comparison to land use classifications without coherence of about 10% (75% vs. 85%). Especially the differentiation between forest classes profited from coherence. The coherence correlated with aboveground biomass in a R² of about 0.5 and resulted in a root mean square error (RSME) of 14%. The interferometric height achieved an even higher correlation with the biomass (R²=0.68) resulting in cross-validated RMSE of 7.5%. These results indicated that TanDEM-X can be considered as valuable and consistent data source for forest monitoring. Especially interferometric information seemed suitable for biomass estimation

Mapping a Brazilian deforestation frontier using multi-temporal TerraSAR-X data and supervised machine learning

Satellite remote sensing enables a repeated survey of the earth’s surface. With machine learning it is possible to recognize complex patterns from extensive data sets. Using methods from machine learning, remote sensing images are utilized to derive large scale land use and land cover (LULC) maps, carrying discrete information on the human management of land and intact primary forests, as well as change processes. Such information is particularly relevant in little developed regions, and areas which are undergoing transformation. Therefore, satellite remote sensing is generally the preferred method for generating LULC products within tropical regions, and particularly useful to assist tracking of change processes with regard to deforestation or land management. The Amazon is the largest area of continuous tropical forest in the world, and of substantial importance with regard to biodiversity, its influence on global climate, as well as providing living space for a large number of indigenous tribes. As tropical region, the Amazon is particularly affected by cloudy conditions, which pose a serious challenge to many remote sensing efforts. Utilization of Synthetic Aperture Radar (SAR) hence is promoted, as this warrants data availability at fixed intervals. Performing land cover mapping at the deforestation frontier in the Brazilian states of Pará and Mato Grosso, the aim of this thesis is to evaluate latest concepts from machine learning and SAR remote sensing in the light of real world applicability. As a cumulative effort, this thesis provides a scalable method based on Markov Random Fields, to increase classification performance. This method is especially useful to enhance the outcome of SAR classifications, as it directly addresses inherent SAR properties such as multi-temporality and speckle. Furthermore, ALOS-2, RADARSAT-2, and TerraSAR-X, which are current SAR sensors fulfilling different properties with regard to ground resolution and wavelength, are being investigated concerning their synergetic potentials for the mapping of vegetated LULC classes of the Brazilian Amazon. Here, the additional value of combining multiple frequencies is evaluated using reliable validation techniques based on area adjustment. Additionally, single performance of the three sensors is evaluated and their potentials concerning the task of tropical mapping are estimated. Lastly, different potentials of TanDEM-X for the purpose of tropical mapping are investigated. TanDEM-X is the first continuous spaceborne missionvi to offer a bi-static acquisition of data, enabling the generation of height models and the collection of coherence layers via a single pass

Radar satellite imagery for humanitarian response. Bridging the gap between technology and application

This work deals with radar satellite imagery and its potential to assist of humanitarian operations. As the number of displaced people annually increases, both hosting countries and relief organizations face new challenges which are often related to unclear situations and lack of information on the number and location of people in need, as well as their environments. It was demonstrated in numerous studies that methods of earth observation can deliver this important information for the management of crises, the organization of refugee camps, and the mapping of environmental resources and natural hazards. However, most of these studies make use of -high-resolution optical imagery, while the role of radar satellites is widely neglected. At the same time, radar sensors have characteristics which make them highly suitable for humanitarian response, their potential to capture images through cloud cover and at night in the first place. Consequently, they potentially allow quicker response in cases of emergencies than optical imagery. This work demonstrates the currently unused potential of radar imagery for the assistance of humanitarian operations by case studies which cover the information needs of specific emergency situations. They are thematically grouped into topics related to population, natural hazards and the environment. Furthermore, the case studies address different levels of scientific objectives: The main intention is the development of innovative techniques of digital image processing and geospatial analysis as an answer on the identified existing research gaps. For this reason, novel approaches are presented on the mapping of refugee camps and urban areas, the allocation of biomass and environmental impact assessment. Secondly, existing methods developed for radar imagery are applied, refined, or adapted to specifically demonstrate their benefit in a humanitarian context. This is done for the monitoring of camp growth, the assessment of damages in cities affected by civil war, and the derivation of areas vulnerable to flooding or sea-surface changes. Lastly, to foster the integration of radar images into existing operational workflows of humanitarian data analysis, technically simple and easily-adaptable approaches are suggested for the mapping of rural areas for vaccination campaigns, the identification of changes within and around refugee camps, and the assessment of suitable locations for groundwater drillings. While the studies provide different levels of technical complexity and novelty, they all show that radar imagery can largely contribute to the provision of a variety of information which is required to make solid decisions and to effectively provide help in humanitarian operations. This work furthermore demonstrates that radar images are more than just an alternative image source for areas heavily affected by cloud cover. In fact, what makes them valuable is their information content regarding the characteristics of surfaces, such as shape, orientation, roughness, size, height, moisture, or conductivity. All these give decisive insights about man-made and natural environments in emergency situations and cannot be provided by optical images Finally, the findings of the case studies are put into a larger context, discussing the observed potential and limitations of the presented approaches. The major challenges are summarized which need be addressed to make radar imagery more useful in humanitarian operations in the context of upcoming technical developments. New radar satellites and technological progress in the fields of machine learning and cloud computing will bring new opportunities. At the same time, this work demonstrated the large need for further research, as well as for the collaboration and transfer of knowledge and experiences between scientists, users and relief workers in the field. It is the first extensive scientific compilation of this topic and the first step for a sustainable integration of radar imagery into operational frameworks to assist humanitarian work and to contribute to a more efficient provision of help to those in need.Die vorliegende Arbeit beschäftigt sich mit bildgebenden Radarsatelliten und ihrem potenziellen Beitrag zur Unterstützung humanitärer Einsätze. Die jährlich zunehmende Zahl an vertriebenen oder geflüchteten Menschen stellt sowohl Aufnahmeländer als auch humanitäre Organisationen vor große Herausforderungen, da sie oft mit unübersichtlichen Verhältnissen konfrontiert sind. Effektives Krisenmanagement, die Planung und Versorgung von Flüchtlingslagern, sowie der Schutz der betroffenen Menschen erfordern jedoch verlässliche Angaben über Anzahl und Aufenthaltsort der Geflüchteten und ihrer natürlichen Umwelt. Die Bereitstellung dieser Informationen durch Satellitenbilder wurde bereits in zahlreichen Studien aufgezeigt. Sie beruhen in der Regel auf hochaufgelösten optischen Aufnahmen, während bildgebende Radarsatelliten bisher kaum Anwendung finden. Dabei verfügen gerade Radarsatelliten über Eigenschaften, die hilfreich für humanitäre Einsätze sein können, allen voran ihre Unabhängigkeit von Bewölkung oder Tageslicht. Dadurch ermöglichen sie in Krisenfällen verglichen mit optischen Satelliten eine schnellere Reaktion. Diese Arbeit zeigt das derzeit noch ungenutzte Potenzial von Radardaten zur Unterstützung humanitärer Arbeit anhand von Fallstudien auf, in denen konkrete Informationen für ausgewählte Krisensituationen bereitgestellt werden. Sie sind in die Themenbereiche Bevölkerung, Naturgefahren und Ressourcen aufgeteilt, adressieren jedoch unterschiedliche wissenschaftliche Ansprüche: Der Hauptfokus der Arbeit liegt auf der Entwicklung von innovativen Methoden zur Verarbeitung von Radarbildern und räumlichen Daten als Antwort auf den identifizierten Forschungsbedarf in diesem Gebiet. Dies wird anhand der Kartierung von Flüchtlingslagern zur Abschätzung ihrer Bevölkerung, zur Bestimmung von Biomasse, sowie zur Ermittlung des Umwelteinflusses von Flüchtlingslagern aufgezeigt. Darüber hinaus werden existierende oder erprobte Ansätze für die Anwendung im humanitären Kontext angepasst oder weiterentwickelt. Dies erfolgt im Rahmen von Fallstudien zur Dynamik von Flüchtlingslagern, zur Ermittlung von Schäden an Gebäuden in Kriegsgebieten, sowie zur Erkennung von Risiken durch Überflutung. Zuletzt soll die Integration von Radardaten in bereits existierende Abläufe oder Arbeitsroutinen in der humanitären Hilfe anhand technisch vergleichsweise einfacher Ansätze vorgestellt und angeregt werden. Als Beispiele dienen hier die radargestützte Kartierung von entlegenen Gebieten zur Unterstützung von Impfkampagnen, die Identifizierung von Veränderungen in Flüchtlingslagern, sowie die Auswahl geeigneter Standorte zur Grundwasserentnahme. Obwohl sich die Fallstudien hinsichtlich ihres Innovations- und Komplexitätsgrads unterscheiden, zeigen sie alle den Mehrwert von Radardaten für die Bereitstellung von Informationen, um schnelle und fundierte Planungsentscheidungen zu unterstützen. Darüber hinaus wird in dieser Arbeit deutlich, dass Radardaten für humanitäre Zwecke mehr als nur eine Alternative in stark bewölkten Gebieten sind. Durch ihren Informationsgehalt zur Beschaffenheit von Oberflächen, beispielsweise hinsichtlich ihrer Rauigkeit, Feuchte, Form, Größe oder Höhe, sind sie optischen Daten überlegen und daher für viele Anwendungsbereiche im Kontext humanitärer Arbeit besonders. Die in den Fallstudien gewonnenen Erkenntnisse werden abschließend vor dem Hintergrund von Vor- und Nachteilen von Radardaten, sowie hinsichtlich zukünftiger Entwicklungen und Herausforderungen diskutiert. So versprechen neue Radarsatelliten und technologische Fortschritte im Bereich der Datenverarbeitung großes Potenzial. Gleichzeitig unterstreicht die Arbeit einen großen Bedarf an weiterer Forschung, sowie an Austausch und Zusammenarbeit zwischen Wissenschaftlern, Anwendern und Einsatzkräften vor Ort. Die vorliegende Arbeit ist die erste umfassende Darstellung und wissenschaftliche Aufarbeitung dieses Themenkomplexes. Sie soll als Grundstein für eine langfristige Integration von Radardaten in operationelle Abläufe dienen, um humanitäre Arbeit zu unterstützen und eine wirksame Hilfe für Menschen in Not ermöglichen