A Survey of Physical Layer Security Techniques for 5G Wireless Networks and Challenges Ahead

Physical layer security which safeguards data confidentiality based on the information-theoretic approaches has received significant research interest recently. The key idea behind physical layer security is to utilize the intrinsic randomness of the transmission channel to guarantee the security in physical layer. The evolution towards 5G wireless communications poses new challenges for physical layer security research. This paper provides a latest survey of the physical layer security research on various promising 5G technologies, including physical layer security coding, massive multiple-input multiple-output, millimeter wave communications, heterogeneous networks, non-orthogonal multiple access, full duplex technology, etc. Technical challenges which remain unresolved at the time of writing are summarized and the future trends of physical layer security in 5G and beyond are discussed.Comment: To appear in IEEE Journal on Selected Areas in Communication

Integer-Forcing Linear Receivers

Linear receivers are often used to reduce the implementation complexity of multiple-antenna systems. In a traditional linear receiver architecture, the receive antennas are used to separate out the codewords sent by each transmit antenna, which can then be decoded individually. Although easy to implement, this approach can be highly suboptimal when the channel matrix is near singular. This paper develops a new linear receiver architecture that uses the receive antennas to create an effective channel matrix with integer-valued entries. Rather than attempting to recover transmitted codewords directly, the decoder recovers integer combinations of the codewords according to the entries of the effective channel matrix. The codewords are all generated using the same linear code which guarantees that these integer combinations are themselves codewords. Provided that the effective channel is full rank, these integer combinations can then be digitally solved for the original codewords. This paper focuses on the special case where there is no coding across transmit antennas and no channel state information at the transmitter(s), which corresponds either to a multi-user uplink scenario or to single-user V-BLAST encoding. In this setting, the proposed integer-forcing linear receiver significantly outperforms conventional linear architectures such as the zero-forcing and linear MMSE receiver. In the high SNR regime, the proposed receiver attains the optimal diversity-multiplexing tradeoff for the standard MIMO channel with no coding across transmit antennas. It is further shown that in an extended MIMO model with interference, the integer-forcing linear receiver achieves the optimal generalized degrees-of-freedom.Comment: 40 pages, 16 figures, to appear in the IEEE Transactions on Information Theor

Equivalent-Capacity-Based Design of Space-Time Block-Coded Sphere-Packing-Aided Multilevel Coding

A multilevel coding (MLC) scheme invoking sphere packing (SP) modulation combined with space time block coding (STBC) is designed. The coding rates of each of the MLC component codes are determined using the so-called equivalent capacity based constituent-code rate-calculation procedure invoking a 4-dimensional (4D) sphere packing bit-to-symbol mapping scheme. Four different-rate Low-Density Parity Check (LDPC) constituent-codes are used by the MLC scheme. The performance of the resultant equivalent capacity based design is characterized using simulation results. Our results demonstrate an approximately 3.5dB gain over an identical scheme dispensing with SP modulation. Furthermore although a similar performance gain is attained by both the proposed MLC scheme and its benchmarker, which uses a single-class LDPC code, the MLC scheme is preferred, since it benefits from the new classic philosophy of using low-memory, low-complexity component codes as well as providing an unequal error protection capability

Compute-and-Forward Relay Networks with Asynchronous, Mobile, and Delay-Sensitive Users

We consider a wireless network consisting of multiple source nodes, a set of relays and a destination node. Suppose the sources transmit their messages simultaneously to the relays and the destination aims to decode all the messages. At the physical layer, a conventional approach would be for the relay to decode the individual message one at a time while treating rest of the messages as interference. Compute-and-forward is a novel strategy which attempts to turn the situation around by treating the interference as a constructive phenomenon. In compute-and-forward, each relay attempts to directly compute a combination of the transmitted messages and then forwards it to the destination. Upon receiving the combinations of messages from the relays, the destination can recover all the messages by solving the received equations. When identical lattice codes are employed at the sources, error correction to integer combination of messages is a viable option by exploiting the algebraic structure of lattice codes. Therefore, compute-and-forward with lattice codes enables the relay to manage interference and perform error correction concurrently. It is shown that compute-and-forward exhibits substantial improvement in the achievable rate compared with other state-of-the-art schemes for medium to high signal-to-noise ratio regime. Despite several results that show the excellent performance of compute-and-forward, there are still important challenges to overcome before we can utilize compute-and- forward in practice. Some important challenges include the assumptions of \perfect timing synchronization "and \quasi-static fading", since these assumptions rarely hold in realistic wireless channels. So far, there are no conclusive answers to whether compute-and-forward can still provide substantial gains even when these assumptions are removed. When lattice codewords are misaligned and mixed up, decoding integer combination of messages is not straightforward since the linearity of lattice codes is generally not invariant to time shift. When channel exhibits time selectivity, it brings challenges to compute-and-forward since the linearity of lattice codes does not suit the time varying nature of the channel. Another challenge comes from the emerging technologies for future 5G communication, e.g., autonomous driving and virtual reality, where low-latency communication with high reliability is necessary. In this regard, powerful short channel codes with reasonable encoding/decoding complexity are indispensable. Although there are fruitful results on designing short channel codes for point-to-point communication, studies on short code design specifically for compute-and-forward are rarely found. The objective of this dissertation is threefold. First, we study compute-and-forward with timing-asynchronous users. Second, we consider the problem of compute-and- forward over block-fading channels. Finally, the problem of compute-and-forward for low-latency communication is studied. Throughout the dissertation, the research methods and proposed remedies will center around the design of lattice codes in order to facilitate the use of compute-and-forward in the presence of these challenges