Essays on urban bus transport optimization

Nesta tese, nós apresentamos uma compilação de três artigos de otimização aplicados no contexto de transporte urbano de ônibus. O principal objetivo foi estudar e implementar heurísticas com base em Pesquisa Operacional para otimizar problemas de (re)escalonamento de veículos off-line e on-line considerando várias garagens e frota heterogênea. No primeiro artigo, foi proposta uma abordagem heurística para o problema de escalonamento de veículos múltiplas garagens. Acreditamos que as principais contribuições são o método de geração de colunas para grandes instâncias e as técnicas de redução do espaço de estados para acelerar as soluções. No segundo artigo, adicionamos complexidade ao considerar a frota heterogênea, denotada como multiple depot vehicle type scheduling problem (MDVTSP). Embora a importância e a aplicabilidade do MDVTSP, formulações matemáticas e métodos de solução para isso ainda sejam relativamente inexplorados. A principal contribuição desse trabalho foi o método de geração de colunas para o problema com frota heterogênea, já que nenhuma outra proposta na literatura foi identificada no momento pelos autores. Na terceira parte desta tese, no entanto, nos concentramos no reescalonamento em tempo real para o caso de quebras definitivas de veículos. A principal contribuição é a abordagem eficiente do reescalonamento sob uma quebra. A abordagem com redução de espaço de estados, solução inicial e método de geração de colunas possibilitou uma ação realmente em tempo real. Em menos de cinco minutos, reescalonando todas as viagens restantes.In this dissetation we presented a three articles compilation in urban bus transportation optimization. The main objective was to study and implement heuristic solutions method based on Operations Research to optimizing offline and online vehicle (re)scheduling problems considering multiple depots and heterogeneous fleet. In the first paper, a fast heuristic approach to deal with the multiple depot vehicle scheduling problem was proposed. We think the main contributions are the column generation framework for large instances and the state-space reduction techniques for accelerating the solutions. In the second paper, we added complexity when considering the heterogeneous fleet, denoted as "the multiple-depot vehicle-type scheduling problem" (MDVTSP). Although the MDVTSP importance and applicability, mathematical formulations and solution methods for it are still relatively unexplored. We think the main contribution is the column generation framework for instances with heterogeneous fleet since no other proposal in the literature has been identified at moment by the authors. In the third part of this dissertation, however, we focused on the real-time schedule recovery for the case of serious vehicle failures. Such vehicle breakdowns require that the remaining passengers from the disabled vehicle, and those expected to become part of the trip, to be picked up. In addition, since the disabled vehicle may have future trips assigned to it, the given schedule may be deteriorated to the extent where the fleet plan may need to be adjusted in real-time depending on the current state of what is certainly a dynamic system. Usually, without the help of a rescheduling algorithm, the dispatcher either cancels the trips that are initially scheduled to be implemented by the disabled vehicle (when there are upcoming future trips planned that could soon serve the expected demand for the canceled trips), or simply dispatches an available vehicle from a depot. In both cases, there may be considerable delays introduced. This manual approach may result in a poor solution. The implementation of new technologies (e.g., automatic vehicle locators, the global positioning system, geographical information systems, and wireless communication) in public transit systems makes it possible to implement real-time vehicle rescheduling algorithms at low cost. The main contribution is the efficient approach to rescheduling under a disruption. The approach with integrated state-space reduction, initial solution, and column generation framework enable a really real-time action. In less than five minutes rescheduling all trips remaining

Data-driven optimization of bus schedules under uncertainties

Plusieurs sous-problèmes d’optimisation se posent lors de la planification des transports publics. Le problème d’itinéraires de véhicule (PIV) est l’un d’entre eux et consiste à minimiser les coûts opérationnels tout en assignant exactement un autobus par trajet planifié de sorte que le nombre d’autobus entreposé par dépôt ne dépasse pas la capacité maximale disponible. Bien que les transports publics soient sujets à plusieurs sources d’incertitude (à la fois endogènes et exogènes) pouvant engendrer des variations des temps de trajet et de la consommation d’énergie, le PIV et ses variantes sont la plupart du temps résolus de façon déterministe pour des raisons de résolubilité. Toutefois, cette hypothèse peut compromettre le respect de l’horaire établi lorsque les temps des trajets considérés sont fixes (c.-à-d. déterministes) et peut produire des solutions impliquant des politiques de gestion des batteries inadéquates lorsque la consommation d’énergie est aussi considérée comme fixe. Dans cette thèse, nous proposons une méthodologie pour mesurer la fiabilité (ou le respect de l’horaire établi) d’un service de transport public ainsi que des modèles mathématiques stochastiques et orientés données et des algorithmes de branch-and-price pour deux variantes de ce problème, à savoir le problème d’itinéraires de véhicule avec dépôts multiples (PIVDM) et le problème d’itinéraires de véhicule électrique (PIV-E). Afin d’évaluer la fiabilité, c.-à-d. la tolérance aux délais, de certains itinéraires de véhicule, nous prédisons d’abord la distribution des temps de trajet des autobus. Pour ce faire, nous comparons plusieurs modèles probabilistes selon leur capacité à prédire correctement la fonction de densité des temps de trajet des autobus sur le long terme. Ensuite, nous estimons à l'aide d'une simulation de Monte-Carlo la fiabilité des horaires d’autobus en générant des temps de trajet aléatoires à chaque itération. Nous intégrons alors le modèle probabiliste le plus approprié, celui qui est capable de prédire avec précision à la fois la véritable fonction de densité conditionnelle des temps de trajet et les retards secondaires espérés, dans nos modèles d'optimisation basés sur les données. Deuxièmement, nous introduisons un modèle pour PIVDM fiable avec des temps de trajet stochastiques. Ce problème d’optimisation bi-objectif vise à minimiser les coûts opérationnels et les pénalités associées aux retards. Un algorithme heuristique basé sur la génération de colonnes avec des sous-problèmes stochastiques est proposé pour résoudre ce problème. Cet algorithme calcule de manière dynamique les retards secondaires espérés à mesure que de nouvelles colonnes sont générées. Troisièmement, nous proposons un nouveau programme stochastique à deux étapes avec recours pour le PIVDM électrique avec des temps de trajet et des consommations d’énergie stochastiques. La politique de recours est conçue pour rétablir la faisabilité énergétique lorsque les itinéraires de véhicule produits a priori se révèlent non réalisables. Toutefois, cette flexibilité vient au prix de potentiels retards induits. Une adaptation d’un algorithme de branch-and-price est développé pour évaluer la pertinence de cette approche pour deux types d'autobus électriques à batterie disponibles sur le marché. Enfin, nous présentons un premier modèle stochastique pour le PIV-E avec dégradation de la batterie. Le modèle sous contrainte en probabilité proposé tient compte de l’incertitude de la consommation d’énergie, permettant ainsi un contrôle efficace de la dégradation de la batterie grâce au contrôle effectif de l’état de charge (EdC) moyen et l’écart de EdC. Ce modèle, combiné à l’algorithme de branch-and-price, sert d’outil pour balancer les coûts opérationnels et la dégradation de la batterie.The vehicle scheduling problem (VSP) is one of the sub-problems of public transport planning. It aims to minimize operational costs while assigning exactly one bus per timetabled trip and respecting the capacity of each depot. Even thought public transport planning is subject to various endogenous and exogenous causes of uncertainty, notably affecting travel time and energy consumption, the VSP and its variants are usually solved deterministically to address tractability issues. However, considering deterministic travel time in the VSP can compromise schedule adherence, whereas considering deterministic energy consumption in the electric VSP (E-VSP) may result in solutions with inadequate battery management. In this thesis, we propose a methodology for measuring the reliability (or schedule adherence) of public transport, along with stochastic and data-driven mathematical models and branch-and-price algorithms for two variations of this problem, namely the multi-depot vehicle scheduling problem (MDVSP) and the E-VSP. To assess the reliability of vehicle schedules in terms of their tolerance to delays, we first predict the distribution of bus travel times. We compare numerous probabilistic models for the long-term prediction of bus travel time density. Using a Monte Carlo simulation, we then estimate the reliability of bus schedules by generating random travel times at each iteration. Subsequently, we integrate the most suitable probabilistic model, capable of accurately predicting both the true conditional density function of the travel time and the expected secondary delays, into the data-driven optimization models. Second, we introduce a model for the reliable MDVSP with stochastic travel time minimizing both the operational costs and penalties associated with delays. To effectively tackle this problem, we propose a heuristic column generation-based algorithm, which incorporates stochastic pricing problems. This algorithm dynamically computes the expected secondary delays as new columns are generated. Third, we propose a new two-stage stochastic program with recourse for the electric MDVSP with stochastic travel time and energy consumption. The recourse policy aims to restore energy feasibility when a priori vehicle schedules are unfeasible, which may lead to delays. An adapted algorithm based on column generation is developed to assess the relevance of this approach for two types of commercially available battery electric buses. Finally, we present the first stochastic model for the E-VSP with battery degradation. The proposed chance-constraint model incorporates energy consumption uncertainty, allowing for effective control of battery degradation by regulating the average state-of-charge (SOC) and SoC deviation in each discharging and charging cycle. This model, in combination with a tailored branch-and-price algorithm, serves as a tool to strike a balance between operational costs and battery degradation

Optimal electric bus fleet scheduling considering battery degradation and non-linear charging profile

This study aims to determine the battery electric bus service and charging strategy to minimize the total operational cost of transit system, where the cost incurred by battery degradation and non-linear charging profile is taken into account. We formulate a set partitioning model for this problem, subject to predefined trip schedule and limited charging facilities. A tailored branch-and-price approach is then proposed to find the global optimal solution. In particular, we develop an effective multi-label correcting method to deal with the pricing problem (i.e., generating columns) in column generation procedure within the branch-and-price framework, coupled with a dual stabilization technique with an aim to accelerate the convergence rate. Meanwhile, a branch-and-bound solution approach is adopted to guarantee optimal integer solutions. Numerical experiments and a case study arising from real transit network are conducted to further assess the efficiency and applicability of the proposed method. Our experiments confirm that, despite the complexity of the considered problem, optimal solution can still be generated within reasonable computational time using the proposed algorithm. The results also show considerable cost saving (about 10.1–27.3% less) if this optimization model is implemented, mainly contributed by the substantial extension of battery life. A number of managerial insights stemmed from the numerical case study are outlined, which can help transit operators formulate more cost-efficient electric bus fleet scheduling plans

Essays on urban bus transport optimization

Nesta tese, nós apresentamos uma compilação de três artigos de otimização aplicados no contexto de transporte urbano de ônibus. O principal objetivo foi estudar e implementar heurísticas com base em Pesquisa Operacional para otimizar problemas de (re)escalonamento de veículos off-line e on-line considerando várias garagens e frota heterogênea. No primeiro artigo, foi proposta uma abordagem heurística para o problema de escalonamento de veículos múltiplas garagens. Acreditamos que as principais contribuições são o método de geração de colunas para grandes instâncias e as técnicas de redução do espaço de estados para acelerar as soluções. No segundo artigo, adicionamos complexidade ao considerar a frota heterogênea, denotada como multiple depot vehicle type scheduling problem (MDVTSP). Embora a importância e a aplicabilidade do MDVTSP, formulações matemáticas e métodos de solução para isso ainda sejam relativamente inexplorados. A principal contribuição desse trabalho foi o método de geração de colunas para o problema com frota heterogênea, já que nenhuma outra proposta na literatura foi identificada no momento pelos autores. Na terceira parte desta tese, no entanto, nos concentramos no reescalonamento em tempo real para o caso de quebras definitivas de veículos. A principal contribuição é a abordagem eficiente do reescalonamento sob uma quebra. A abordagem com redução de espaço de estados, solução inicial e método de geração de colunas possibilitou uma ação realmente em tempo real. Em menos de cinco minutos, reescalonando todas as viagens restantes.In this dissetation we presented a three articles compilation in urban bus transportation optimization. The main objective was to study and implement heuristic solutions method based on Operations Research to optimizing offline and online vehicle (re)scheduling problems considering multiple depots and heterogeneous fleet. In the first paper, a fast heuristic approach to deal with the multiple depot vehicle scheduling problem was proposed. We think the main contributions are the column generation framework for large instances and the state-space reduction techniques for accelerating the solutions. In the second paper, we added complexity when considering the heterogeneous fleet, denoted as "the multiple-depot vehicle-type scheduling problem" (MDVTSP). Although the MDVTSP importance and applicability, mathematical formulations and solution methods for it are still relatively unexplored. We think the main contribution is the column generation framework for instances with heterogeneous fleet since no other proposal in the literature has been identified at moment by the authors. In the third part of this dissertation, however, we focused on the real-time schedule recovery for the case of serious vehicle failures. Such vehicle breakdowns require that the remaining passengers from the disabled vehicle, and those expected to become part of the trip, to be picked up. In addition, since the disabled vehicle may have future trips assigned to it, the given schedule may be deteriorated to the extent where the fleet plan may need to be adjusted in real-time depending on the current state of what is certainly a dynamic system. Usually, without the help of a rescheduling algorithm, the dispatcher either cancels the trips that are initially scheduled to be implemented by the disabled vehicle (when there are upcoming future trips planned that could soon serve the expected demand for the canceled trips), or simply dispatches an available vehicle from a depot. In both cases, there may be considerable delays introduced. This manual approach may result in a poor solution. The implementation of new technologies (e.g., automatic vehicle locators, the global positioning system, geographical information systems, and wireless communication) in public transit systems makes it possible to implement real-time vehicle rescheduling algorithms at low cost. The main contribution is the efficient approach to rescheduling under a disruption. The approach with integrated state-space reduction, initial solution, and column generation framework enable a really real-time action. In less than five minutes rescheduling all trips remaining

Towards electric bus system: planning, operating and evaluating

The green transformation of public transportation is an indispensable way to achieve carbon neutrality. Governments and authorities are vigorously implementing electric bus procurement and charging infrastructure deployment programs. At this primary but urgent stage, how to reasonably plan the procurement of electric buses, how to arrange the operation of the heterogeneous fleet, and how to locate and scale the infrastructure are urgent issues to be solved. For a smooth transition to full electrification, this thesis aims to propose systematic guidance for the fleet and charging facilities, to ensure life-cycle efficiency and energy conservation from the planning to the operational phase.One of the most important issues in the operational phase is the charge scheduling for electric buses, a new issue that is not present in the conventional transit system. How to take into account the charging location and time duration in bus scheduling and not cause additional load peaks to the grid is the first issue being addressed. A charging schedule optimization model is constructed for opportunity charging with battery wear and charging costs as optimization objectives. Besides, the uncertainty in energy consumption poses new challenges to daily operations. This thesis further specifies the daily charging schedules with the consideration of energy consumption uncertainty while safeguarding the punctuality of bus services.In the context of e-mobility systems, battery sizing, charging station deployment, and bus scheduling emerge as crucial factors. Traditionally these elements have been approached and organized separately with battery sizing and charging facility deployment termed planning phase problems and bus scheduling belonging to operational phase issues. However, the integrated optimization of the three problems has advantages in terms of life-cycle costs and emissions. Therefore, a consolidated optimization model is proposed to collaboratively optimize the three problems and a life-cycle costs analysis framework is developed to examine the performance of the system from both economic and environmental aspects. To improve the attractiveness and utilization of electric public transportation resources, two new solutions have been proposed in terms of charging strategy (vehicle-to-vehicle charging) and operational efficiency (mixed-flow transport). Vehicle-to-vehicle charging allows energy to be continuously transmitted along the road, reducing reliance on the accessibility and deployment of charging facilities. Mixed flow transport mode balances the directional travel demands and facilities the parcel delivery while ensuring the punctuality and safety of passenger transport

A literature overview on scheduling electric vehicles in public transport and location planning of the charging infrastructure

The Vehicle Scheduling Problem (VSP) is a well-studied combinatorial optimization problem arising for bus companies in public transport. The objective is to cover a given set of timetabled trips by a set of buses at minimum costs. The Electric Vehicle Scheduling Problem (E-VSP) complicates traditional bus scheduling by considering electric buses with limited driving ranges. To compensate these limitations, detours to charging stations become necessary for charging the vehicle batteries during operations. To save costs, the charging stations must be located within the road network in such a way that required deadhead trips are as short as possible or even redundant. For solving the traditional VSP, a variety of solution approaches exist capable of solving even real-world instances with large networks and timetables to optimality. In contrast, the problem complexity increases significantly when considering limited ranges and chargings of the batteries. For this reason, there mainly exist solution approaches for the E-VSP which are based von heuristic procedures as exact methods do not provide solutions within a reasonable time. In this paper, we present a literature review of solution approaches for scheduling electric vehicles in public transport and location planning of charging stations. Since existing work differ in addition to the solution methodology also in the mapping of electric vehicles' technical aspects, we pay particular attention to these characteristics. To conclude, we provide a perspective for potential further research

Solution Approaches for Vehicle and Crew Scheduling with Electric Buses

The use of electric buses is expected to rise due to its environmental benefits. However, electric vehicles are less exible than conventional diesel buses due to their limited driving range and longer recharging times. Therefore, scheduling electric vehicles adds further operational dificulties. Additionally, various labor regulations challenge public transport companies to find a cost-effcient crew schedule. Vehicle and crew scheduling problems essentially define the cost of operations. In practice, these two problems are often solved sequentially. In this paper, we introduce the integrated electric vehicle and crew scheduling problem (E-VCSP). Given a set of timetabled trips and recharging stations, the E-VCSP is concerned with finding vehicle and crew schedules that cover the timetabled trips and satisfy operational constraints, such as limited driving range of electric vehicles and labor regulations for the crew while minimizing total operational cost. An adaptive large neighborhood search that utilizes branch-and-price heuristics is proposed to tackle the E-VCSP. The proposed method is tested on real-life instances from public transport companies in Denmark and Sweden that contain up to 1,109 timetabled trips. The heuristic approach provides evidence of improving efficiency of transport systems when the electric vehicle and crew scheduling aspects are considered simultaneously. By comparing to the traditional sequential approach, the heuristic finds improvements in the range of 1.17-4.37% on average. A sensitivity analysis of the electric bus technology is carried out to indicate its implications for the crew schedule and the total operational cost. The analysis shows that the operational cost decreases with increasing driving range (120 to 250 kilometers) of electric vehicles