Objective measures of complexity

Mesures Objectives de la Complexité pour la Prise de Décision Dynamique. La gestion efficace de systèmes sociotechniques complexes dépend d’une compréhension des interrelations dynamiques entre les composantes de ces systèmes, de leur évolution à travers le temps, ainsi que du degré d’incertitude auquel les décideurs sont exposés. Quelles sont les caractéristiques de la prise de décision complexe qui ont un impact sur la performance humaine dans l’environnement moderne du travail, constamment en fluctuation et sous la pression du temps, exerçant de lourdes demandes sur la cognition ? La prise de décision complexe est un concept issu de la macrocognition, impliquant des processus et des fonctions de bas et haut niveaux de description tels que la métacognition, soit pour un individu de penser à propos de son propre processus de pensées. Dans le cas particulier de la prise de décision complexe, ce phénomène est nommé la pensée systémique. L’étude de la prise de décision complexe en dehors de l’environnement traditionnel du laboratoire, permettant un haut niveau de contrôle mais un faible degré de réalisme, est malheureusement difficile et presque impossible. Une méthode de recherche plus appropriée pour la macrocognition est l’expérimentation basée sur la simulation, à l’aide de micromondes numérisés sous la forme de jeux sérieux. Ce paradigme de recherche est nommé la prise de décision dynamique (PDD), en ce qu’il tient compte des caractéristiques de problèmes de prise de décision complexe telles que des séquences complexes de décisions et de changements d’états d’un problème interdépendants, qui peuvent changer de façon spontanée ou comme conséquence de décisions préalables, et pour lesquels la connaissance et la compréhension du décideur peut n’être que partielle ou incertaine. Malgré la quantité de recherche concernant la PDD à propos des difficultés encourues pour la performance humaine face à des problèmes de prise de décision complexe, l’acquisition de connaissances à propos de systèmes complexes, et à savoir si le transfert de l’apprentissage est possible, il n’existe pas de mesure quantitative de ce en quoi un problème de décision est considéré comme étant complexe. La littérature scientifique mentionne des éléments qualitatifs concernant les systèmes complexes (tels que des interrelations dynamiques, une évolution non-linéaire d’un système à travers le temps, et l’incertitude à propos des états d’un système et des issues des décisions), mais des mesures quantitatives et objectives exprimant la complexité de problèmes de décision n’ont pas été développées. Cette dissertation doctorale présente les concepts, la méthodologie et les résultats impliqués dans un projet de recherche visant à développer des mesures objectives de la complexité basées sur les caractéristiques de problèmes de prise de décision dynamique pouvant expliquer et prédire la performance humaine. En s’inspirant de divers domaines d’application de la théorie de la complexité tels que la complexité computationnelle, la complexité systémique, et l’informatique cognitive, un modèle formel des paramètre de la complexité pour des tâches de prise de décision dynamique a été élaboré. Un ensemble de dix mesures objectives de la complexité a été développé, consistant en des mesures de la complexité structurelle, des mesures de la complexité informationnelle, la complexité de la charge cognitive, et des mesures de la difficulté d’un problème, de la non-linéarité des relations, de l’incertitude concernant l’information et les décisions, ainsi qu’une mesure de l’instabilité d’un système dynamique sous des conditions d’inertie. Une analyse des résultats expérimentaux colligés à partir de cinq scénarios de PDD révèle qu’un nombre restreint de candidats parmi des modèles de régression linéaires multiple permet d’expliquer et de prédire les résultats de performance humaine, mais au prix de certaines violations des postulats de l’approche classique de la régression linéaire. De plus, ces mesures objectives de la complexité présentent un degré élevé de multicolinéarité, causée d’une part par l’inclusion de caractéristiques redondantes dans les calculs, et d’autre part par une colinéarité accidentelle imputable à la conception des scénarios de PDD. En tenant compte de ces deux considérations ainsi que de la variance élevée observée dans les processus macrocognitifs impliqués dans la prise de décision complexe, ces modèles présentent des valeurs élevées pour le terme d’erreur exprimant l’écart entre les observations et les prédictions des modèles. Une analyse additionnelle explore l’utilisation de méthodes alternatives de modélisation par régression afin de mieux comprendre la relation entre les paramètres de la complexité et les données portant sur performance humaine. Nous avons d’abord opté pour une approche de régression robuste afin d’augmenter l’efficience de l’analyse de régression en utilisant une méthode réduisant la sensibilité des modèles de régression aux observations influentes. Une seconde analyse élimine la source de variance imputable aux différences individuelles en focalisant exclusivement sur les effets imputables aux conditions expérimentales. Une dernière analyse utilise des modèles non-linéaires et non-paramétriques afin de pallier les postulats de la modélisation par régression, à l’aide de méthodes d’apprentissage automatique (machine learning). Les résultats suggèrent que l’approche de régression robuste produit des termes d’erreur substantiellement plus faibles, en combinaison avec des valeurs élevées pour les mesures de variance expliquée dans les données de la performance humaine. Bien que les méthodes non-linéaires et non-paramétriques produisent des modèles marginalement plus efficients en comparaison aux modèles de régression linéaire, la combinaison de ces modèles issus du domaine de l’apprentissage automatique avec les données restreintes aux effets imputables aux conditions expérimentales produit les meilleurs résultats relativement à l’ensemble de l’effort de modélisation et d’analyse de régression. Une dernière section présente un programme de recherche conçu pour explorer l’espace des paramètres pour les mesures objectives de la complexité avec plus d’ampleur et de profondeur, afin d’appréhender les combinaisons des caractéristiques des problèmes de prise de décision complexe qui sont des facteurs déterminants de la performance humaine. Les discussions concernant l’approche expérimentale pour la PDD, les résultats de l’expérimentation relativement aux modèles de régression, ainsi qu’à propos de l’investigation de méthodes alternatives visant à réduire la composante de variance menant à la disparité entre les observations et les prédictions des modèles suggèrent toutes que le développement de mesures objectives de la complexité pour la performance humaine dans des scénarios de prise de décision dynamique est une approche viable à l’approfondissement de nos connaissances concernant la compréhension et le contrôle exercés par un être humain face à des problèmes de décision complexe.Objective Measures of Complexity for Dynamic Decision-Making. Managing complex sociotechnical systems depends on an understanding of the dynamic interrelations of such systems’ components, their evolution over time, and the degree of uncertainty to which decision makers are exposed. What features of complex decision-making impact human performance in the cognitively demanding, ever-changing and time pressured modern workplaces? Complex decision-making is a macrocognitive construct, involving low to high cognitive processes and functions, such as metacognition, or thinking about one’s own thought processes. In the particular case of complex decision-making, this is called systems thinking. The study of complex decision-making outside of the controlled, albeit lacking in realism, traditional laboratory environment is difficult if not impossible. Macrocognition is best studied through simulation-based experimentation, using computerized microworlds in the form of serious games. That research paradigm is called dynamic decision-making (DDM), as it takes into account the features of complex decision problems, such as complex sequences of interdependent decisions and changes in problem states, which may change spontaneously or as a consequence of earlier decisions, and for which the knowledge and understanding may be only partial or uncertain. For all the research in DDM concerning the pitfalls of human performance in complex decision problems, the acquisition of knowledge about complex systems, and whether a learning transfer is possible, there is no quantitative measure of what constitutes a complex decision problem. The research literature mentions the qualities of complex systems (a system’s dynamical relationships, the nonlinear evolution of the system over time, and the uncertainty about the system states and decision outcomes), but objective quantitative measures to express the complexity of decision problems have not been developed. This dissertation presents the concepts, methodology, and results involved in a research endeavor to develop objective measures of complexity based on characteristics of dynamic decision-making problems which can explain and predict human performance. Drawing on the diverse fields of application of complexity theory such as computational complexity, systemic complexity, and cognitive informatics, a formal model of the parameters of complexity for dynamic decision-making tasks has been elaborated. A set of ten objective measures of complexity were developed, ranging from structural complexity measures, measures of information complexity, the cognitive weight complexity, and measures of problem difficulty, nonlinearity among relationships, information and decision uncertainty, as well as a measure of the dynamical system’s instability under inertial conditions. An analysis of the experimental results gathered using five DDM scenarios revealed that a small set of candidate models of multiple linear regression could explain and predict human performance scores, but at the cost of some violations of the assumptions of classical linear regression. Additionally, the objective measures of complexity exhibited a high level of multicollinearity, some of which were caused by redundant feature computation while others were accidentally collinear due to the design of the DDM scenarios. Based on the aforementioned constraints, and due to the high variance observed in the macrocognitive processes of complex decision-making, the models exhibited high values of error in the discrepancy between the observations and the model predictions. Another exploratory analysis focused on the use of alternative means of regression modeling to better understand the relationship between the parameters of complexity and the human performance data. We first opted for a robust regression analysis to increase the efficiency of the regression models, using a method to reduce the sensitivity of candidate regression models to influential observations. A second analysis eliminated the within-treatment source of variance in order to focus exclusively on between-treatment effects. A final analysis used nonlinear and non-parametric models to relax the regression modeling assumptions, using machine learning methods. It was found that the robust regression approach produced substantially lower error values, combined with high measures of the variance explained for the human performance data. While the machine learning methods produced marginally more efficient models of regression for the same candidate models of objective measures of complexity, the combination of the nonlinear and non-parametric methods with the restricted between-treatment dataset yielded the best results of all of the modeling and analyses endeavors. A final section presents a research program designed to explore the parameter space of objective measures of complexity in more breadth and depth, so as to weight which combinations of the characteristics of complex decision problems are determinant factors on human performance. The discussions about the experimental approach to DDM, the experimental results relative to the regression models, and the investigation of further means to reduce the variance component underlying the discrepancy between the observations and the model predictions all suggest that establishing objective measures of complexity for human performance in dynamic decision-making scenarios is a viable approach to furthering our understanding of a decision maker’s comprehension and control of complex decision problems

The Future Ocean: Final report = Ozean der Zukunft: Abschlussbericht

2006 - 201

Do bacteria thrive when the ocean acidifies? Results from an off-­shore mesocosm study

Marine bacteria are the main consumers of the freshly produced organic matter. In order to meet their carbon demand, bacteria release hydrolytic extracellular enzymes that break down large polymers into small usable subunits. Accordingly, rates of enzymatic hydrolysis have a high potential to affect bacterial organic matter recycling and carbon turnover in the ocean. Many of these enzymatic processes were shown to be pH sensitive in previous studies. Due to the continuous rise in atmospheric CO2 concentration, seawater pH is presently decreasing at a rate unprecedented during the last 300 million years with so-far unknown consequences for microbial physiology, organic matter cycling and marine biogeochemistry. We studied the effects of elevated seawater pCO2 on a natural plankton community during a large-scale mesocosm study in a Norwegian fjord. Nine 25m-long Kiel Off-Shore Mesocosms for Future Ocean Simulations (KOSMOS) were adjusted to different pCO2 levels ranging from ca. 280 to 3000 µatm by stepwise addition of CO2 saturated seawater. After CO2 addition, samples were taken every second day for 34 days. The first phytoplankton bloom developed around day 5. On day 14, inorganic nutrients were added to the enclosed, nutrient-poor waters to stimulate a second phytoplankton bloom, which occurred around day 20. Our results indicate that marine bacteria benefit directly and indirectly from decreasing seawater pH. During both phytoplankton blooms, more transparent exopolymer particles were formed in the high pCO2 mesocosms. The total and cell-specific activities of the protein-degrading enzyme leucine aminopeptidase were elevated under low pH conditions. The combination of enhanced enzymatic hydrolysis of organic matter and increased availability of gel particles as substrate supported higher bacterial abundance in the high pCO2 treatments. We conclude that ocean acidification has the potential to stimulate the bacterial community and facilitate the microbial recycling of freshly produced organic matter, thus strengthening the role of the microbial loop in the surface ocean

Managing the Risks of Extreme Events and Disasters to Advance Climate Change Adaptation: Special Report of the Intergovernmental Panel on Climate Change

This Special Report on Managing the Risks of Extreme Events and Disasters to Advance Climate Change Adaptation (SREX) has been jointly coordinated by Working Groups I (WGI) and II (WGII) of the Intergovernmental Panel on Climate Change (IPCC). The report focuses on the relationship between climate change and extreme weather and climate events, the impacts of such events, and the strategies to manage the associated risks. The IPCC was jointly established in 1988 by the World Meteorological Organization (WMO) and the United Nations Environment Programme (UNEP), in particular to assess in a comprehensive, objective, and transparent manner all the relevant scientific, technical, and socioeconomic information to contribute in understanding the scientific basis of risk of human-induced climate change, the potential impacts, and the adaptation and mitigation options. Beginning in 1990, the IPCC has produced a series of Assessment Reports, Special Reports, Technical Papers, methodologies, and other key documents which have since become the standard references for policymakers and scientists.This Special Report, in particular, contributes to frame the challenge of dealing with extreme weather and climate events as an issue in decisionmaking under uncertainty, analyzing response in the context of risk management. The report consists of nine chapters, covering risk management; observed and projected changes in extreme weather and climate events; exposure and vulnerability to as well as losses resulting from such events; adaptation options from the local to the international scale; the role of sustainable development in modulating risks; and insights from specific case studies

Toward Arctic transitions and sustainability: modeling risks and resilience across scales of governance

Thesis (Ph.D.) University of Alaska Fairbanks, 2017The Arctic region has been the subject of international attention in recent years. The magnitude of impacts from global climate change, land-use change, and speculations about economic development and accessible polar shipping lanes have intensified this focus. As a result, the potential to manage complex ecological, social and political relationships in the context of changes, risks and opportunities is the focus of a large and growing body of research. This dissertation contributes to the expanding scholarship on managing Arctic social-ecological systems for resilience by answering the question: What conditions improve cross-scale learning and resilience in nested social-ecological systems experiencing rapid changes? Using the framework of social-ecological systems and the drivers of change that can transform fundamental relationships within, three studies profile the spatial and temporal dimensions of learning and risk perceptions that impact nested social systems. The first study presents a spatial and temporal analysis of scale- and level-specific processes that impact learning from risks. It draws on four cases to underscore the need for a plurality of risk assumptions in learning for resilience, and sums up essential resources needed to support key decision points for increasing resilience. Two additional studies present research conducted with northern Alaska communities and resource managers. In these studies, I analyzed the extent to which perceptions of risks scale horizontally (between same-level jurisdictions), and vertically (between levels in a dominant jurisdictional structure). These examples illustrate the need for innovative institutions to enhance cross-scale learning, and to balance global drivers of change with local socioeconomic, cultural, and ecological interests. Based on findings of the dissertation research I propose recommendations to optimize the tools and processes of complex decision making under uncertainty

Development of emergency response systems by intelligent and integrated approaches for marine oil spill accidents

Oil products play a pervasive role in modern society as one of the dominant energy fuel sources. Marine activities related to oil extraction and transportation play a vital role in resource supply. However, marine oil spills occur due to such human activities or harsh environmental factors. The emergency accidents of spills cause negative impacts on the marine environment, human health, and economic loss. The responses to marine oil spills, especially large-scale spills, are relatively challenging and inefficient due to changing environmental conditions, limited response resources, various unknown or uncertain factors and complex resource allocation processes. The development of previous research mainly focused on single process simulation, prediction, or optimization (e.g., oil trajectory, weathering, or cleanup optimization). There is still a lack of research on comprehensive and integrated emergency responses considering multiple types of simulations, types of resource allocations, stages of accident occurrence to response, and criteria for system optimizations. Optimization algorithms are an important part of system optimization and decision-making. Their performance directly affacts the quality of emergency response systems and operations. Thus, how to improve efficiency of emergency response systems becomes urgent and essential for marine oil spill management. The power and potential of integrating intelligent-based modeling of dynamic processes and system optimization have been recognized to better support oil spill responders with more efficient response decisions and planning tools. Meanwhile, response decision-making combined with human factor analysis can help quantitatively evaluate the impacts of multiple causal factors on the overall processes and operational performance after an accident. To address the challenges and gaps, this dissertation research focused on the development and improvement of new emergency response systems and their applications for marine oil spill response in the following aspects: 1) Realization of coupling dynamic simulation and system optimization for marine oil spill responses - The developed Simulation-Based Multi-Agent Particle Swarm Optimization (SA-PSO) modeling investigated the capacity of agent-based modeling on dynamic simulation of spill fate and response, particle swarm optimization on response allocation with minimal time and multi-agent system on information sharing. 2) Investigation of multi-type resource allocation under a complex simulation condition and improvement of optimization performance - The improved emergency response system was achieved by dynamic resource transportation, oil weathering and response simulations and resource allocation optimization. The enhanced particle swarm optimization (ME-PSO) algorithm performed outstanding convergence performance and low computation cost characteristics integrating multi-agent theory (MA) and evolutionary population dynamics (EPD). 3) Analysis and evaluation of influencing factors of multiple stages of spill accidents based on human factors/errors and multi-criteria decision making - The developed human factors analysis and classification system for marine oil spill accidents (HFACS-OS) framework qualitatively evaluated the influence of various factors and errors associated with the multiple operational stages considered for oil spill preparedness and response (e.g., oil spill occurrence, spill monitoring, decision making/contingency planning, and spill response). The framework was further coupled with quantitative data analysis by Fuzzy-based Technique for Order Preference by Similarity to Idea Solution (Fuzzy-TOPSIS) to enhance decision-making during response operations under multiple criteria. 4) Development of a multi-criteria emergency response system with the enhanced optimization algorithm, multi-mode resource transportation and allocation and a more complex and realistic simulation modelling - The developed multi-criteria emergency response system (MC-ERS) system integrated dynamic process simulations and weighted multi-criteria system optimization. Total response time, response cost and environmental impacts were regarded as multiple optimization goals. An improved weighted sum optimization function was developed to unify the scaling and proportion of different goals. A comparative PSO was also developed with various algorithm-improving methods and the best-performing inertia weight function. The proposed emergency response approaches in studies were examined by oil spill case studies related to the North Atlantic Ocean and Canada circumstances to analyze the modelling performance and evaluate their practicality and applicability. The developed optimization algorithms were tested by benchmarked functions, other optimization algorithms, and an oil spill case. The developed emergency response systems and the contained simulation and optimization algorithms showed the strong capability for decision-making and emergency responses by recommending optimal resource management or evaluations of essential factors. This research was expected to provide time-efficient, and cost-saving emergency response management approaches for handling and managing marine oil spills. The research also improved our knowledge of the significance of human factors/errors to oil spill accidents and response operations and provided improved support tools for decision making. The dissertation research helped fill some important gaps in emergency response research and management practice, especially in marine oil spill response, through an innovative integration of dynamic simulation, resource optimization, human factor analysis, and artificial intelligence methods. The research outcomes can also provide methodological support and valuable references for other fields that require timely and effective decisions, system optimizations, process controls, planning and designs under complicated conditions, uncertainties, and interactions

Annual Research Report, 2009-2010

Annual report of collaborative research projects of Old Dominion University faculty and students in partnership with business, industry and governmenthttps://digitalcommons.odu.edu/or_researchreports/1001/thumbnail.jp

The coevolution of renewable resources and institutions - implications for policy design

This PhD thesis studies how natural renewable resources and institutions governing those resources mutually influence each other. Theoretical models are developed in which members of a small community have joint access to a common pool resource. We analyze under which circumstances social norms of cooperation evolve that effectively regulate resource exploitation, but also when those social norms break down, identifying obstacles for community governance. Furthermore, in the light of biological and social complexity this thesis analyzes how governmental policy should be designed if self-governance is not sufficient to protect the resource stock. The insights obtained are applied to the case of Arcto-Norwegian cod. An optimal management plan is developed that can be adapted to several policy objectives concerning the utilization of the fleet. In addition, management advice is given for the case that harvesting may trigger an evolutionary response of the fish stock. </p

Compendium of Yukon climate change science: 2015 supplement

This compendium is intended to provide an overview of recent climate change work involving Yukon. It is comprised of various types of documents including scientific journal articles, government publications, workshop reports, and conference proceedings