Quantitative Estimation of Surface Soil Moisture in Agricultural Landscapes using Spaceborne Synthetic Aperture Radar Imaging at Different Frequencies and Polarizations

Soil moisture and its distribution in space and time plays an important role in the surface energy balance at the soil-atmosphere interface. It is a key variable influencing the partitioning of solar energy into latent and sensible heat flux as well as the partitioning of precipitation into runoff and percolation. Due to their large spatial variability, estimation of spatial patterns of soil moisture from field measurements is difficult and not feasible for large scale analyses. In the past decades, Synthetic Aperture Radar (SAR) remote sensing has proven its potential to quantitatively estimate near surface soil moisture at high spatial resolutions. Since the knowledge of the basic SAR concepts is important to understand the impact of different natural terrain features on the quantitative estimation of soil moisture and other surface parameters, the fundamental principles of synthetic aperture radar imaging are discussed. Also the two spaceborne SAR missions whose data was used in this study, the ENVISAT of the European Space Agency (ESA) and the ALOS of the Japanese Aerospace Exploration Agency (JAXA), are introduced. Subsequently, the two essential surface properties in the field of radar remote sensing, surface soil moisture and surface roughness are defined, and the established methods of their measurement are described. The in situ data used in this study, as well as the research area, the River Rur catchment, with the individual test sites where the data was collected between 2007 and 2010, are specified. On this basis, the important scattering theories in radar polarimetry are discussed and their application is demonstrated using novel polarimetric ALOS/PALSAR data. A critical review of different classical approaches to invert soil moisture from SAR imaging is provided. Five prevalent models have been chosen with the aim to provide an overview of the evolution of ideas and techniques in the field of soil moisture estimation from active microwave data. As the core of this work, a new semi-empirical model for the inversion of surface soil moisture from dual polarimetric L-band SAR data is introduced. This novel approach utilizes advanced polarimetric decomposition techniques to correct for the disturbing effects from surface roughness and vegetation on the soil moisture retrieval without the use of a priori knowledge. The land use specific algorithms for bare soil, grassland, sugar beet, and winter wheat allow quantitative estimations with accuracies in the order of 4 Vol.-%. Application of remotely sensed soil moisture patterns is demonstrated on the basis of mesoscale SAR data by investigating the variability of soil moisture patterns at different spatial scales ranging from field scale to catchment scale. The results show that the variability of surface soil moisture decreases with increasing wetness states at all scales. Finally, the conclusions from this dissertational research are summarized and future perspectives on how to extend the proposed model by means of improved ground based measurements and upcoming advances in sensor technology are discussed. The results obtained in this thesis lead to the conclusion that state-of-the-art spaceborne dual polarimetric L-band SAR systems are not only suitable to accurately retrieve surface soil moisture contents of bare as well as of vegetated agricultural fields and grassland, but for the first time also allow investigating within-field spatial heterogeneities from space

SPHERE: the exoplanet imager for the Very Large Telescope

Observations of circumstellar environments to look for the direct signal of exoplanets and the scattered light from disks has significant instrumental implications. In the past 15 years, major developments in adaptive optics, coronagraphy, optical manufacturing, wavefront sensing and data processing, together with a consistent global system analysis have enabled a new generation of high-contrast imagers and spectrographs on large ground-based telescopes with much better performance. One of the most productive is the Spectro-Polarimetic High contrast imager for Exoplanets REsearch (SPHERE) designed and built for the ESO Very Large Telescope (VLT) in Chile. SPHERE includes an extreme adaptive optics system, a highly stable common path interface, several types of coronagraphs and three science instruments. Two of them, the Integral Field Spectrograph (IFS) and the Infra-Red Dual-band Imager and Spectrograph (IRDIS), are designed to efficiently cover the near-infrared (NIR) range in a single observation for efficient young planet search. The third one, ZIMPOL, is designed for visible (VIR) polarimetric observation to look for the reflected light of exoplanets and the light scattered by debris disks. This suite of three science instruments enables to study circumstellar environments at unprecedented angular resolution both in the visible and the near-infrared. In this work, we present the complete instrument and its on-sky performance after 4 years of operations at the VLT.Comment: Final version accepted for publication in A&

The BIOMASS level 2 prototype processor : design and experimental results of above-ground biomass estimation

BIOMASS is ESA’s seventh Earth Explorer mission, scheduled for launch in 2022. The satellite will be the first P-band SAR sensor in space and will be operated in fully polarimetric interferometric and tomographic modes. The mission aim is to map forest above-ground biomass (AGB), forest height (FH) and severe forest disturbance (FD) globally with a particular focus on tropical forests. This paper presents the algorithms developed to estimate these biophysical parameters from the BIOMASS level 1 SAR measurements and their implementation in the BIOMASS level 2 prototype processor with a focus on the AGB product. The AGB product retrieval uses a physically-based inversion model, using ground-canceled level 1 data as input. The FH product retrieval applies a classical PolInSAR inversion, based on the Random Volume over Ground Model (RVOG). The FD product will provide an indication of where significant changes occurred within the forest, based on the statistical properties of SAR data. We test the AGB retrieval using modified airborne P-Band data from the AfriSAR and TropiSAR campaigns together with reference data from LiDAR-based AGB maps and plot-based ground measurements. For AGB estimation based on data from a single heading, comparison with reference data yields relative Root Mean Square Difference (RMSD) values mostly between 20% and 30%. Combining different headings in the estimation process significantly improves the AGB retrieval to slightly less than 20%. The experimental results indicate that the implemented retrieval scheme provides robust results that are within mission requirements

Bayesian statistical analysis of ground-clutter for the relative calibration of dual polarization weather radars

A new data processing methodology, based on the statistical analysis of ground-clutter echoes and aimed at investigating the stability of the weather radar relative calibration, is presented. A Bayesian classification scheme has been used to identify meteorological and/or ground-clutter echoes. The outcome is evaluated on a training dataset using statistical score indexes through the comparison with a deterministic clutter map. After discriminating the ground clutter areas, we have focused on the spatial analysis of robust and stable returns by using an automated region-merging algorithm. The temporal series of the ground-clutter statistical parameters, extracted from the spatial analysis and expressed in terms of percentile and mean values, have been used to estimate the relative clutter calibration and its uncertainty for both co-polar and differential reflectivity. The proposed methodology has been applied to a dataset collected by a C-band weather radar in southern Italy

Phase History Decomposition for Efficient Scatterer Classification in SAR Imagery

A new theory and algorithm for scatterer classification in SAR imagery is presented. The automated classification process is operationally efficient compared to existing image segmentation methods requiring human supervision. The algorithm reconstructs coarse resolution subimages from subdomains of the SAR phase history. It analyzes local peaks in the subimages to determine locations and geometric shapes of scatterers in the scene. Scatterer locations are indicated by the presence of a stable peak in all subimages for a given subaperture, while scatterer shapes are indicated by changes in pixel intensity. A new multi-peak model is developed from physical models of electromagnetic scattering to predict how pixel intensities behave for different scatterer shapes. The algorithm uses a least squares classifier to match observed pixel behavior to the model. Classification accuracy improves with increasing fractional bandwidth and is subject to the high-frequency and wide-aperture approximations of the multi-peak model. For superior computational efficiency, an integrated fast SAR imaging technique is developed to combine the coarse resolution subimages into a final SAR image having fine resolution. Finally, classification results are overlaid on the SAR image so that analysts can deduce the significance of the scatterer shape information within the image context

Advanced of Mathematics-Statistics Methods to Radar Calibration for Rainfall Estimation; A Review

Ground-based radar is known as one of the most important systems for precipitation measurement at high spatial and temporal resolutions. Radar data are recorded in digital manner and readily ingested to any statistical analyses. These measurements are subjected to specific calibration to eliminate systematic errors as well as minimizing the random errors, respectively. Since statistical methods are based on mathematics, they offer more precise results and easy interpretation with lower data detail. Although they have challenge to interpret due to their mathematical structure, but the accuracy of the conclusions and the interpretation of the output are appropriate. This article reviews the advanced methods in using the calibration of ground-based radar for forecasting meteorological events include two aspects: statistical techniques and data mining. Statistical techniques refer to empirical analyses such as regression, while data mining includes the Artificial Neural Network (ANN), data Kriging, Nearest Neighbour (NN), Decision Tree (DT) and fuzzy logic. The results show that Kriging is more applicable for interpolation. Regression methods are simple to use and data mining based on Artificial Intelligence is very precise. Thus, this review explores the characteristics of the statistical parameters in the field of radar applications and shows which parameters give the best results for undefined cases. DOI: 10.17762/ijritcc2321-8169.15012

Advances in Radar Remote Sensing of Agricultural Crops: A Review

There are enormous advantages of a review article in the field of emerging technology like radar remote sensing applications in agriculture. This paper aims to report select recent advancements in the field of Synthetic Aperture Radar (SAR) remote sensing of crops. In order to make the paper comprehensive and more meaningful for the readers, an attempt has also been made to include discussion on various technologies of SAR sensors used for remote sensing of agricultural crops viz. basic SAR sensor, SAR interferometry (InSAR), SAR polarimetry (PolSAR) and polarimetric interferometry SAR (PolInSAR). The paper covers all the methodologies used for various agricultural applications like empirically based models, machine learning based models and radiative transfer theorem based models. A thorough literature review of more than 100 research papers indicates that SAR polarimetry can be used effectively for crop inventory and biophysical parameters estimation such are leaf area index, plant water content, and biomass but shown less sensitivity towards plant height as compared to SAR interferometry. Polarimetric SAR Interferometry is preferable for taking advantage of both SAR polarimetry and SAR interferometry. Numerous studies based upon multi-parametric SAR indicate that optimum selection of SAR sensor parameters enhances SAR sensitivity as a whole for various agricultural applications. It has been observed that researchers are widely using three models such are empirical, machine learning and radiative transfer theorem based models. Machine learning based models are identified as a better approach for crop monitoring using radar remote sensing data. It is expected that the review article will not only generate interest amongst the readers to explore and exploit radar remote sensing for various agricultural applications but also provide a ready reference to the researchers working in this field

Surface soil moisture estimate from Sentinel-1 and Sentinel-2 data in agricultural fields in areas of high vulnerability to climate variations: the Marche region (Italy) case study

Surface soil moisture is a key hydrologic state variable that greatly influences the global environment and human society. Its significant decrease in the Mediterranean region, registered since the 1950s, and expected to continue in the next century, threatens soil health and crops. Microwave remote sensing techniques are becoming a key tool for the implementation of climate-smart agriculture, as a means for surface soil moisture retrieval that exploits the correlation between liquid water and the dielectric properties of soil. In this study, a workflow in Google Earth Engine was developed to estimate surface soil moisture in the agricultural fields of the Marche region (Italy) through Synthetic Aperture Radar data. Firstly, agricultural areas were extracted with both Sentinel-2 optical and Sentinel-1 radar satellites, investigating the use of Dual-Polarimetric Entropy-Alpha decomposition's bands to improve the accuracy of radar data classification. The results show that Entropy and Alpha bands improve the kappa index obtained from the radar data only by 4% (K = 0.818), exceeding optical accuracy in urban and water areas. However, they still did not allow to reach the overall optical accuracy (K = 0.927). The best classification results are reached with the total dataset (K = 0.949). Subsequently, Water Cloud and Tu Wien models were implemented on the crop areas using calibration parameters derived from literature, to test if an acceptable accuracy is reached without in situ observation. While the first model’s accuracy was inadequate (RMSD = 12.3), the extraction of surface soil moisture using Tu Wien change detection method was found to have acceptable accuracy (RMSD = 9.4)