Large-Scale MIMO versus Network MIMO for Multicell Interference Mitigation

This paper compares two important downlink multicell interference mitigation techniques, namely, large-scale (LS) multiple-input multiple-output (MIMO) and network MIMO. We consider a cooperative wireless cellular system operating in time-division duplex (TDD) mode, wherein each cooperating cluster includes $B$ base-stations (BSs), each equipped with multiple antennas and scheduling $K$ single-antenna users. In an LS-MIMO system, each BS employs $BM$ antennas not only to serve its scheduled users, but also to null out interference caused to the other users within the cooperating cluster using zero-forcing (ZF) beamforming. In a network MIMO system, each BS is equipped with only $M$ antennas, but interference cancellation is realized by data and channel state information exchange over the backhaul links and joint downlink transmission using ZF beamforming. Both systems are able to completely eliminate intra-cluster interference and to provide the same number of spatial degrees of freedom per user. Assuming the uplink-downlink channel reciprocity provided by TDD, both systems are subject to identical channel acquisition overhead during the uplink pilot transmission stage. Further, the available sum power at each cluster is fixed and assumed to be equally distributed across the downlink beams in both systems. Building upon the channel distribution functions and using tools from stochastic ordering, this paper shows, however, that from a performance point of view, users experience better quality of service, averaged over small-scale fading, under an LS-MIMO system than a network MIMO system. Numerical simulations for a multicell network reveal that this conclusion also holds true with regularized ZF beamforming scheme. Hence, given the likely lower cost of adding excess number of antennas at each BS, LS-MIMO could be the preferred route toward interference mitigation in cellular networks.Comment: 13 pages, 7 figures; IEEE Journal of Selected Topics in Signal Processing, Special Issue on Signal Processing for Large-Scale MIMO Communication

Design of static intercell interference coordination schemes for realistic lte-based cellular networks

Today, 3.5 and 4G systems including Long Term Evolution (LTE) and LTE-Advanced (LTE-A) support packet-based services and provide mobile broadband access for bandwidth-hungry applications. In this context of fast evolution, new and challenging technical issues must be e ectively addressed. The nal target is to achieve a signi cant step forward toward the improvement of the Quality of Experience (QoE). To that end, interference management has been recognized by the industry as a key enabler for cellular technologies based on OFDMA. Indeed, with a low frequency reuse factor, intercell interference (ICI) becomes a major concern since the Quality of Service (QoS) is not uniformly delivered across the network, it remarkably depends on user position. Hence, cell edge performance is an important issue in LTE and LTE-A. Intercell Interference Coordination (ICIC) encompasses strategies whose goal is to keep ICI at cell edges as low as possible. This alleviates the aforementioned situation. For this reason, the novelties presented in this Ph.D. thesis include not only developments of static ICIC mechanisms for data and control channels, but also e orts towards further improvements of the energy e ciency perspective. Based on a comprehensive review of the state of the art, a set of research opportunities were identi ed. To be precise, the need for exible performance evaluation methods and optimization frameworks for static ICIC strategies. These mechanisms are grouped in two families: the schemes that de ne constraints on the frequency domain and the ones that propose adjustments on the power levels. Thus, Soft- and Fractional Frequency Reuse (SFR and FFR, respectively) are identi ed as the base of the vast majority of static ICIC proposals. Consequently, during the rst part of this Ph.D. thesis, interesting insights into the operation of SFR and FFR were identi ed beyond well-known facts. These studies allow for the development of a novel statistical framework to evaluate the performance of these schemes in realistic deployments. As a result of the analysis, the poor performance of classic con gurations of SFR and FFR in real-world contexts is shown, and hence, the need for optimization is established. In addition, the importance of the interworking between static ICIC schemes and other network functionalities such as CSI feedback has also been identi ed. Therefore, novel CSI feedback schemes, suitable to operate in conjunction with SFR and FFR, have been developed. These mechanisms exploit the resource allocation pattern of these static ICIC techniques in order to improve the accuracy of the CSI feedback process. The second part is focused on the optimization of SFR and FFR. The use of multiobjective techniques is investigated as a tool to achieve e ective network-speci c optimization. The approach o ers interesting advantages. On the one hand, it allows for simultaneous optimization of several con icting criteria. On the other hand, the multiobjective nature results in outputs composed of several high quality (Pareto e cient) network con gurations, all of them featuring a near-optimal tradeo between the performance criteria. Multiobjective evolutionary algorithms allow employing complex mathematical structures without the need for relaxation, thus capturing accurately the system behavior in terms of ICI. The multiobjective optimization formulation of the problem aims at achieving e ective adjustment of the operational parameters of SFR and FFR both at cell level and network-wide. Moreover, the research was successfully extended to the control channels, both the PDCCH and ePDCCH. Finally, in an e ort to further improve the network energy e ciency (an aspect always considered throughout the thesis), the framework of Cell Switch O (CSO), having close connections with ICIC, is also introduced. By means of the proposed method, signi cant improvements with respect to traditional approaches, baseline con gurations, and previous proposals can be achieved. The gains are obtained in terms of energy consumption, network capacity, and cell edge performance.Actualmente los sistemas 3.5 y 4G tales como Long Term Evolution (LTE) y LTE-Advanced (LTE-A) soportan servicios basados en paquetes y proporcionan acceso de banda ancha m ovil para aplicaciones que requieren elevadas tasas de transmisi on. En este contexto de r apida evoluci on, aparecen nuevos retos t ecnicos que deben ser resueltos e cientemente. El objetivo ultimo es conseguir un salto cualitativo importante en la experiencia de usuario (QoE). Con tal n, un factor clave que ha sido reconocido en las redes celulares basadas en Orthogonal Frequency- Division Multiple Access (OFDMA) es la gesti on de interferencias. De hecho, la utilizaci on de un factor de reuso bajo permite una elevada e ciencia espectral pero a costa de una distribuci on de la calidad de servicio (QoS) que no es uniforme en la red, depende de la posici on del usuario. Por lo tanto, el rendimiento en los l mites de la celda se ve muy penalizado y es un problema importante a resolver en LTE y LTE-A. La coordinaci on de interferencias entre celdas (ICIC, del ingl es Intercell Interfe- rence Coordination) engloba las estrategias cuyo objetivo es mantener la interferencia intercelular (ICI) lo m as baja posible en los bordes de celda. Esto permite aliviar la situaci on antes mencionada. La contribuci on presentada en esta tesis doctoral incluye el dise~no de nuevos mecanismos de ICIC est atica para los canales de datos y control, as como tambi en mejoras desde el punto de vista de e ciencia energ etica. A partir de una revisi on completa del estado del arte, se identi caron una serie de retos abiertos que requer an esfuerzos de investigaci on. En concreto, la necesidad de m etodos de evaluaci on exibles y marcos de optimizaci on de las estrategias de ICIC est aticas. Estos mecanismos se agrupan en dos familias: los esquemas que de nen restricciones sobre el dominio de la frecuencia y los que proponen ajustes en los niveles de potencia. Es decir, la base de la gran mayor a de propuestas ICIC est aticas son la reutilizaci on de frecuencias de tipo soft y fraccional (SFR y FFR, respectivamente). De este modo, durante la primera parte de esta tesis doctoral, se han estudiado los aspectos m as importantes del funcionamiento de SFR y FFR, haciendo especial enfasis en las conclusiones que van m as all a de las bien conocidas. Ello ha permitido introducir un nuevo marco estad stico para evaluar el funcionamiento de estos sistemas en condiciones de despliegue reales. Como resultado de estos an alisis, se muestra el pobre desempe~no de SFR y FFR en despliegues reales cuando funcionan con sus con guraciones cl asicas y se establece la necesidad de optimizaci on. Tambi en se pone de mani esto la importancia del funcionamiento conjunto entre esquemas ICIC est aticos y otras funcionalidades de la red radio, tales como la informaci on que env an los usuarios sobre el estado de su canal downlink (feedback del CSI, del ingl es Channel State Information). De este modo, se han propuesto diferentes esquemas de feedback apropiados para trabajar conjuntamente con SFR y FFR. Estos mecanismos explotan el patr on de asignaci on de recursos que se utiliza en ICIC est atico para mejorar la precisi on del proceso. La segunda parte se centra en la optimizaci on de SFR y FFR. Se ha investigado el uso de t ecnicas multiobjetivo como herramienta para lograr una optimizaci on e caz, que es espec ca para cada red. El enfoque ofrece ventajas interesantes, por un lado, se permite la optimizaci on simult anea de varios criterios contradictorios. Por otro lado, la naturaleza multiobjetivo implica obtener como resultado con guraciones de red de elevada calidad (Pareto e cientes), todas ellas con un equilibrio casi- optimo entre las diferentes m etricas de rendimiento. Los algoritmos evolucionarios multiobjetivo permiten la utilizaci on de estructuras matem aticas complejas sin necesidad de relajar el problema, de este modo capturan adecuadamente su comportamiento en t erminos de ICI. La formulaci on multiobjetivo consigue un ajuste efectivo de los par ametros operacionales de SFR y FFR, tanto a nivel de celda como a nivel de red. Adem as, la investigaci on se extiende con resultados satisfactorios a los canales de control, PDCCH y ePDCCH. Finalmente, en un esfuerzo por mejorar la e ciencia energ etica de la red (un aspecto siempre considerado a lo largo de la tesis), se introduce en el an alisis global el apagado inteligente de celdas, estrategia con estrechos v nculos con ICIC. A trav es del m etodo propuesto, se obtienen mejoras signi cativas con respecto a los enfoques tradicionales y propuestas previas. Las ganancias se obtienen en t erminos de consumo energ etico, capacidad de la red, y rendimiento en el l mite de las celdas.Actualment els sistemes 3.5 i 4G tals com Long Term Evolution (LTE) i LTE- Advanced (LTE-A) suporten serveis basats en paquets i proporcionen acc es de banda ampla m obil per a aplicacions que requereixen elevades taxes de transmissi o. En aquest context de r apida evoluci o, apareixen nous reptes t ecnics que han de ser resolts e cientment. L'objectiu ultim es aconseguir un salt qualitatiu important en l'experi encia d'usuari (QoE). Amb tal , un factor clau que ha estat reconegut a les xarxes cel lulars basades en Orthogonal Frequency-Division Multiple Access (OFDMA) es la gesti o d'interfer encies. De fet, la utilizaci o d'un factor de re us baix permet una elevada e ci encia espectral per o a costa d'una distribuci o de la qualitat de servei (QoS) que no es uniforme a la xarxa, dep en de la posici o de l'usuari. Per tant, el rendiment en els l mits de la cel la es veu molt penalitzat i es un problema important a resoldre en LTE i LTE-A. La coordinaci o d'interfer encies entre cel les (ICIC, de l'angl es Intercell Interfe- rence Coordination) engloba les estrat egies que tenen com a objectiu mantenir la interfer encia intercel lular (ICI) el m es baixa possible en les vores de la cel la. Aix o permet alleujar la situaci o abans esmentada. La contribuci o presentada en aquesta tesi doctoral inclou el disseny de nous mecanismes de ICIC est atica per als canals de dades i control, aix com tamb e millores des del punt de vista d'e ci encia energ etica. A partir d'una revisi o completa de l'estat de l'art, es van identi car una s erie de reptes oberts que requerien esfor cos de recerca. En concret, la necessitat de m etodes d'avaluaci o exibles i marcs d'optimitzaci o de les estrat egies de ICIC est atiques. Aquests mecanismes s'agrupen en dues fam lies: els esquemes que de neixen restriccions sobre el domini de la freq u encia i els que proposen ajustos en els nivells de pot encia. Es a dir, la base de la gran majoria de propostes ICIC est atiques s on la reutilitzaci o de freq u encies de tipus soft i fraccional (SFR i FFR, respectivament). D'aquesta manera, durant la primera part d'aquesta tesi doctoral, s'han estudiat els aspectes m es importants del funcionament de SFR i FFR, fent especial emfasi en les conclusions que van m es enll a de les ben conegudes. Aix o ha perm es introduir un nou marc estad stic per avaluar el funcionament d'aquests sistemes en condicions de desplegament reals. Com a resultat d'aquestes an alisis, es mostra el pobre acompliment de SFR i FFR en desplegaments reals quan funcionen amb les seves con guracions cl assiques i s'estableix la necessitat d'optimitzaci o. Tamb e es posa de manifest la import ancia del funcionament conjunt entre esquemes ICIC est atics i altres funcionalitats de la xarxa radio, tals com la informaci o que envien els usuaris sobre l'estat del seu canal downlink (feedback del CSI, de l'angl es Channel State Information). D'aquesta manera, s'han proposat diferents esquemes de feedback apropiats per treballar conjuntament amb SFR i FFR. Aquests mecanismes exploten el patr o d'assignaci o de recursos que s'utilitza en ICIC est atic per millorar la precisi o del proc es. La segona part se centra en l'optimitzaci o de SFR i FFR. S'ha investigat l' us de t ecniques multiobjectiu com a eina per aconseguir una optimitzaci o e ca c, que es espec ca per a cada xarxa. L'enfocament ofereix avantatges interessants, d'una banda, es permet l'optimitzaci o simult ania de diversos criteris contradictoris. D'altra banda, la naturalesa multiobjectiu implica obtenir com resultat con guracions de xarxa d'elevada qualitat (Pareto e cients), totes elles amb un equilibri gaireb e optim entre les diferents m etriques de rendiment. Els algorismes evolucionaris multiobjectiu permeten la utilitzaci o d'estructures matem atiques complexes sense necessitat de relaxar el problema, d'aquesta manera capturen adequadament el seu comportament en termes de ICI. La formulaci o multiobjectiu aconsegueix un ajust efectiu dels par ametres operacionals de SFR i FFR, tant a nivell de cel la com a nivell de xarxa. A m es, la recerca s'est en amb resultats satisfactoris als canals de control, PDCCH i ePDCCH. Finalment, en un esfor c per millorar l'e ci encia energ etica de la xarxa (un aspecte sempre considerat al llarg de la tesi), s'introdueix en l'an alisi global l'apagat intel ligent de cel les, estrat egia amb estrets vincles amb ICIC. Mitjan cant el m etode proposat, s'obtenen millores signi catives pel que fa als enfocaments tradicionals i propostes pr evies. Els guanys s'obtenen en termes de consum energ etic, capacitat de la xarxa, i rendiment en el l mit de les cel les

Adaptive Multicell 3D Beamforming in Multi-Antenna Cellular Networks

We consider a cellular network with multi-antenna base stations (BSs) and single-antenna users, multicell cooperation, imperfect channel state information, and directional antennas each with a vertically adjustable beam. We investigate the impact of the elevation angle of the BS antenna pattern, denoted as tilt, on the performance of the considered network when employing either a conventional single-cell transmission or a fully cooperative multicell transmission. Using the results of this investigation, we propose a novel hybrid multicell cooperation technique in which the intercell interference is controlled via either cooperative beamforming in the horizontal plane or coordinated beamfroming in the vertical plane of the wireless channel, denoted as adaptive multicell 3D beamforming. The main idea is to divide the coverage area into two disjoint vertical regions and adapt the multicell cooperation strategy at the BSs when serving each region. A fair scheduler is used to share the time-slots between the vertical regions. It is shown that the proposed technique can achieve performance comparable to that of a fully cooperative transmission but with a significantly lower complexity and signaling requirements. To make the performance analysis computationally efficient, analytical expressions for the user ergodic rates under different beamforming strategies are also derived.Comment: Accepted for publication in IEEE Transaction on Vehicular Technolog

Practical design of optimal wireless metropolitan area networks: model and algorithms for OFDMA networks

A thesis submitted to the University of Bedfordshire, in partial fulfilment of the requirements for the degree of Ph.D.This thesis contributes to the study of the planning and optimisation of wireless metropolitan area networks, in particular to the access network design of OFDMAbased systems, where different parameters like base station position, antenna tilt and azimuth need to be configured during the early stages of the network life. A practical view for the solution of this problem is presented by means of the development of a novel design framework and the use of multicriteria optimisation. A further consideration of relaying and cooperative communications in the context of the design of this kind of networks is done, an area little researched. With the emergence of new technologies and services, it is very important to accurately identify the factors that affect the design of the wireless access network and define how to take them into account to achieve optimally performing and cost-efficient networks. The new features and flexibility of OFDMA networks seem particularly suited to the provision of different broadband services to metropolitan areas. However, until now, most existing efforts have been focused on the basic access capability networks. This thesis presents a way to deal with the trade-offs generated during the OFDMA access network design, and presents a service-oriented optimization framework that offers a new perspective for this process with consideration of the technical and economic factors. The introduction of relay stations in wireless metropolitan area networks will bring numerous advantages such as coverage extension and capacity enhancement due to the deployment of new cells and the reduction of distance between transmitter and receiver. However, the network designers will also face new challenges with the use of relay stations, since they involve a new source of interference and a complicated air interface; and this need to be carefully evaluated during the network design process. Contrary to the well known procedure of cellular network design over regular or hexagonal scenarios, the wireless network planning and optimization process aims to deal with the non-uniform characteristics of realistic scenarios, where the existence of hotspots, different channel characteristics for the users, or different service requirements will determine the final design of the wireless network. This thesis is structured in three main blocks covering important gaps in the existing literature in planning (efficient simulation) and optimisation. The formulation and ideas proposed in the former case can still be evaluated over regular scenarios, for the sake of simplicity, while the study of latter case needs to be done over specific scenarios that will be described when appropriate. Nevertheless, comments and conclusions are extrapolated to more general cases throughout this work. After an introduction and a description of the related work, this thesis first focuses on the study of models and algorithms for classical point-to-multipoint networks on Chapter 3, where the optimisation framework is proposed. Based on the framework, this work: - Identifies the technology-specific physical factors that affect most importantly the network system level simulation, planning and optimization process. - It demonstrates how to simplify the problem and translate it into a formal optimization routine with consideration of economic factors. - It provides the network provider, a detailed and clear description of different scenarios during the design process so that the most suitable solution can be found. Existing works on this area do not provide such a comprehensive framework. In Chapter 4: - The impact of the relay configuration on the network planning process is analysed. - A new simple and flexible scheme to integrate multihop communications in the Mobile WiMAX frame structure is proposed and evaluated. - Efficient capacity calculations that allow intensive system level simulations in a multihop environment are introduced. In Chapter 5: - An analysis of the optimisation procedure with the addition of relay stations and the derived higher complexity of the process is done. - A frequency plan procedure not found in the existing literature is proposed, which combines it with the use of the necessary frame fragmentation of in-band relay communications and cooperative procedures. - A novel joint two-step process for network planning and optimisation is proposed. Finally, conclusions and open issues are exposed

Implementação e avaliação no system generator de um sistema cooperativo para os futuros sistemas 5G

With the arrival of 5G it is expected the proliferation of services in the different fields such as healthcare, utility applications, industrial automation, 4K streaming, that the former networks can not provide. Additionally, the total number of wireless communication devices will escalate in such a manner that the already scarce available frequency bandwidth won’t be enough to pack the intended objectives. Cisco’s Annual Internet Report from 2018 predicts that by 2023 there will be nearly 30 billion devices capable of wireless communication. Due to the exponential expiation of both services and devices, the challenges upon both network data capacity and efficient radio resourse use will be greater than ever, thus the urgency for solutions is grand. Both the capacity for wireless communications and spectral efficiency are related to cell size and its users proximity to the access point. Thus, shortening the distance between the transmitter and the receiver improves both aspects of the network. This concept is what motivates the implementation of heterogeneous networks, HetNets, that are composed of many different small-cells, SCs, overlaid across the same coexisting area of a conventional macro-cell, shortening the distance between the cell users and its access point transceivers, granting a better coverage and higher data rates. However, the HetNets potential does not come without any challenges, as these networks suffer considerably from communication interference between cells. Although some interference management algorithms that allow coexistence between cells have been proposed in recent years, most of them were evaluated by software simulations and not implemented in real-time platforms. Therefore, this master thesis aims to give the first step on the implementation and evaluation of an interference mitigation technique in hardware. Specifically, it is assumed a downlink scenario composed by a macro-cell base station, a macro-cell primary user and a small cell user, with the aim of implementing an algorithm that eliminates the downlink interference that the base station may cause to the secondary users. The study was carried out using the System Generator DSP tool, which is a tool that generates code for hardware from schematics created in it. This tool also offers a wide range of blocks that help the creation, and fundamentally, the simulation and study of the system to be implemented, before being translated into hardware. The results obtained in this work are a faithful representation of the behavior of the implemented system, which can be used for a future application for FPGA.Com a chegada do 5G, espera-se a proliferação de serviços nas mais diversas áreas tal como assistência médica, automação industrial, transmissão em 4k, que não eram possíveis nas redes das gerações anteriores. Além deste fenómeno, o número total de dispositivos capazes de conexões wireless aumentará de tal maneira que a escassa largura de banda disponível não será suficiente para abranger os objetivos pretendidos. O Relatório Anual de 2018 sobre a Internet da Cisco prevê que até 2023 haverá quase 30 bilhões de dispositivos capazes de comunicação sem fio. Devido ao aumento exponencial de serviços e dispositivos, os desafios sobre a capacidade de dados da rede e o udo eficiente dos recursos de rádio serão maiores que nunca. Por estes motivos, a necessidade de soluções para estas lacunas é enorme. Tanto a capacidade da rede e o uso eficiente do espectro de frequências estão relacionados ao tamanho da célula e à proximidade dos usuários com o ponto de acesso da célula. Ao encurtar a distância entre o transmissor e o recetor ocorre um melhoramento destes dois aspetos da rede. Este é o principal conceito na implementação de redes heterogéneas, HetNets, que são compostas por diversas células pequenas que coexistem na área de uma macro célula convencional, diminuído a distância entre os utilizadores da célula e os pontos de acesso, garantindo uma melhor cobertura e taxa de dados mais elevadas. No entanto, o potencial das HatNets não vem sem nenhum custo, pois estas redes sofrem consideravelmente de interferência entre as células. Embora nos últimos anos foram propostos alguns algoritmos que permitem a coexistência das células, a maioria destes foi só testado em simulações de software e não em plataformas em tempo real. Por esse motivo, esta dissertação de mestrado visa dar o primeiro passo na implementação e a avaliação de uma técnica de mitigação de interferência em hardware. Mais especificamente no cenário de downlink entre uma estação base de uma macro célula, um utilizador primário da macro célula e um utilizador secundário de uma célula pequena, com o principal objetivo de cancelar a interferência que a estação base possa fazer ao utilizador secundário. O estudo foi realizado utilizando a ferramenta System Generator DSP, que é uma ferramenta que gera código para hardware a partir de esquemáticos criados na mesma. Esta ferramenta também oferece uma vasta gama de blocos que ajudam a criação, e fundamentalmente, a simulação e o estudo do sistema a implementar antes de ser traduzido para hardware. Os resultados obtidos neste trabalho são uma fiel representação do comportamento do sistema implementado. O quais podem ser utilizados para uma futura aplicação para FPGA.Mestrado em Engenharia Eletrónica e Telecomunicaçõe

Efficient Load Balancing Algorithm in Long Term Evolution (LTE) Heterogeneous Network Based on Dynamic Cell Range Expansion Bias

The traditional scheme for load balancing in a homogeneous Long Term Evolution (LTE) Network where User Equipment (UEs) associate to a node with the strongest received signal strength is not practical for LTE Heterogeneous Network (LTE HetNet) due to power disparity between the nodes. Therefore, dynamic Cell Range Expansion (CRE) based load-balancing schemes were employed by several scholars to address the challenges in the LTE HetNet. However, the fairness index in achieving the desired average user throughput and UE offloading effect is relatively low. In this work, an efficient load-balancing algorithm for LTE HetNet based on dynamic Cell Range Expansion (CRE) was developed to improve the fairness of the network for the desired throughput and UE offloading effect. The simulation results achieve a throughput gain improvement of up to 11%, while the fairness index improves by 6% compared to the existing algorithm. Further, the UEs offloading effect shows a significant improvement of 3% relative to the existing algorithm. Keywords: Fairness Index; Cell Range Expansion; Load Balancing; LTE Heterogeneous Network; Throughpu