Miniaturized High-Q Tunable RF Filters

This dissertation focuses on the investigation and development of novel efficient tuning techniques and the design of miniaturized high-Q tunable RF filters for high-performance reconfigurable systems and applications. First, a detailed survey of the available tuning concepts and state-of-art tunable filters is provided. Then, a novel so-called inset resonator configuration is presented for the applications of fixed and tunable coaxial filters. The design procedure of frequency tunable filters with constant absolute bandwidth (CABW) is described, and various tunable inset filters are implemented, offering many desirable merits, including the wide tuning range and stable high-Q with minimum variation. For wide octave frequency tuning ranges with CABW, a second novel concept is presented using so-called re-entrant caps tuners. Beside simplicity and compactness, this technique also features enhanced spurious performance and wider tuning capabilities than the conventional means. Also, in this dissertation, various miniaturized reconfigurable dual-band/dual-mode bandpass filters and diplexers are presented using compact dual-mode high-Q TM-mode dielectric resonators. Furthermore, a novel microfluidic-based ultra-wide frequency tuning technique for TM010-mode dielectric resonators and filters is introduced in this dissertation. In addition to the very wide tuning window, this mechanism has key advantages of low-cost, simplicity, and intrinsic switch-off. Lastly, the dissertation includes a novel bandwidth reconfiguration concept with multi-octave tuning using a single element for coaxial bandpass filters. This mechanism brings many features including the fast tuning, constant high-Q, intrinsic switch-off, and wide BW-reconfiguration

Miniaturised bandpass filters for wireless communications

The wireless industry has seen exceptional development over the past few decades due to years of sustained military and commercial enterprise. While the electromagnetic spectrum is becoming increasingly congested, there is a growing tendency to strive for higher bandwidths, faster throughputs, greater versatility, compatibility and interoperability in current and emerging wireless technologies. Consequently, an increasingly stringent specification is imposed upon the frequency utilization of wireless devices. New challenges are constantly being discovered in the development and realization of RF and microwave filters, which have not only sustained but fuelled microwave filter research over the many years. These developments have encouraged new solutions and techniques for the realization of compact, low loss, highly selective RF and microwave bandpass filters. The theme of this dissertation is the realization of planar compact performance microwave and RF bandpass filters for wireless communication systems. The work may be broadly categorised into three sections as follows. The first section presents a novel compact planar dual-mode resonator with several interesting and attractive features. Generally, planar microwave dual-mode resonators are known to half the filter footprint. However, it is found that the proposed resonator is capable of achieving further size reductions. In addition the resonator inherently possesses a relatively wide stopband as the lowest spurious harmonic resonance is observed at thrice the fundamental frequency. Properties of this resonator, such as these and more are explored in depth to arrive at an accurate electrical equivalent circuit, which is used as the basis for high order filter design. The application of these resonators in the design of bandpass filters is the subject of the second section. A general filter design procedure based on the equivalent circuit is presented to assist the design of all-pole filters. Alternatively, it is shown that generalised Chebyshev filters with enhanced selectivity may be developed with cross coupled resonator topologies. The discussions are supplemented with detailed design examples which are accompanied by theoretical, simulated and experimental results in order to illustrate the filter development process and showcase practical filter performance. The third section explores the possibility of employing these resonators in the development of frequency tunable bandpass filters. Preference is given to varactor diodes as the tuning element due to the numerous qualities of this device in contrast to other schemes. In particular, interest is paid to center frequency tuned filters with constant bandwidth. Tunable filters constructed with the dual-mode resonator are shown to have a relatively wide tuning range as well as significantly higher linearity in comparison to similar published works. In line with the previous section, experimental verification is presented to support and supplement the discussions

Miniaturised and reconfigurable planar filters for ultra-wideband applications

An increasing demand for electromagnetic spectrum has resulted from the emergence of feature-rich and faster throughputs wireless applications. This necessitates the developments of dynamic reconfigurable or multifunctional systems to better exploit the existing spectrum. Future wireless devices will be expected to communicate over several bands with various other devices in order to fine tune the services they provide to the user. Each band may require a separate RF transceiver and such modern wireless multi-band multi-mode communication systems call for high performance, highly integrated compact modules. Since the Federal Communications Commission (FCC) released the unlicensed frequency band 3.1-10.6 GHz for ultra-wideband (UWB) commercial communications, the development race for commercialising UWB technology has seen a dramatic increase around the world. The aim of this research is to develop reconfigurable planar microwave filters for ultrawideband applications. The project investigates some key design issues of reconfigurable filters, which are being observed constantly in the latest development and realisation of microwave filters. Both analytical and numerical methods are performed to construct a realistic and functional design. Two different types of frequency reconfigurability are investigated in this thesis: discrete (e.g. PIN diode, Optical switch) and continuous (e.g. varactor diode). Using the equivalent circuits and considering the direct coupled filter structure in most cases, several topologies with attractive features are developed for future communication systems. The proposed works may be broadly categorised into three sections as follows. The first section explores a square ring shape close loop resonator along with an opencircuited stub in the symmetry plane. To realise a reconfigurable frequency states within the same spectrum, an innovative approach is developed for this case. An optical or photoconductive switch, comprised of a silicon die activated using near infrared light is investigated as a substitute of PIN diode and performances are evaluated to compare the feasibilities. In addition, a in-band interference rejection technique via externally coupled Tshape resonator is shown. However, it is observed that both structures achieve significant size reductions by utilising the inner part of the resonators. To improve the filter selectivity, a convenient design approach generating a pair of transmission zeros between both passband edges and a single zero in the stop band for harmonic suppression is discussed in the second section. Moreover, the development of notched rejection bands are studied and several novel methods to create a single and multiple notched bands employing the square ring shape structure are proposed. On inspection, it is found that the notch structure can be implemented without deteriorating the filter performances. The discussions are supplemented with detailed design examples which are accompanied by theoretical, simulated and experimental results in order to illustrate the filter development process and showcase practical filter performance. The third section reveals a novel highly compact planar dual-mode resonator with sharp rejections characteristics for UWB applications. A bandwidth reconfiguring technique is demonstrated by splitting its even-mode resonance. Filter structure with the dual-mode resonator is shown to have a relatively wide tuning range, significantly low insertion loss and a constant selectivity along with frequency variations in comparison to similar published works. Finally, the earlier dual-mode structure are modified to realise a dual wideband behaviour. A detail analysis with comprehensive design procedures is outlined and a solution for controlling the frequency bandwidths independently according to the application interest is provided. In line with the previous section, experimental verification is presented to support and supplement the discussions

Planar microwave filters with electronically tunability and other novel configurations

In order to meet the increasing demands of advance wireless communications and radar systems, several novel types of bandpass filters and bandstop filters have been developed in this thesis. A new type of varactor-tuned dual-mode bandpass filters have been presented to achieve a nearly constant absolute bandwidth over a wide tuning range by using a single DC bias circuit. Since the two operating modes (i.e., the odd and even modes) in a dualmode microstrip open-loop resonator do not couple to each other, tuning the passband frequency is accomplished by merely changing the two modal frequencies proportionally. Design equations and procedures are derived, and two two-pole tunable bandpass filters and a four-pole tunable bandpass filter of this type are demonstrated experimentally. Miniature microstrip doublet dual-mode filters that exhibit quasi-elliptic function response without using any cross coupling have been developed. It shows that a single two-pole filter or the doublet can produce two transmission zeros resulting from a double behaviour of the dual-mode resonator of this type. Electromagnetic (EM) simulation and experiment results of the proposed filters are described. Parallel feed configuration of a microstrip quasi-elliptic function bandpass filter has been built with a pair of open-loop dual-mode resonators. By employing this new coupling scheme, a novel filter topology with three-pole quasi-elliptic function frequency response can be obtained, leading to good passband performance, such as low insertion loss and good matching at the mid-band of passband. A designed three-pole bandpass filter of this type is demonstrated experimentally. A new class of dual-band filters based on non-degenerate dual-mode microstrip slow-wave open-loop resonators, which support two non-degenerate modes that do not couple, have been introduced. Different feed schemes that affect the filtering characteristics are investigated. Examples of dual-band filters of this type are described with simulation and experiment results. iii In order to achieve a wide spurious-free upper passband, a novel design of bandstop filter with cancellation of first spurious mode by using coupled three-section step impedance resonators (SIRs) has been developed. This cancellation occurs when two transmission poles coincide with the first spurious mode (transmission zero) by properly choosing the step impedance ratio and the gap between the SIR and the main transmission line. A stripline bandstop filter and a microstrip bandstop filter of this type are designed, fabricated and tested. As a preliminary investigation, the microstrip filter is tuned electronically using ferroelectric thin film varactors

Dual-band filtering power divider with capacitor-loaded centrally coupled-line resonators

In this paper, a dual-band filtering power divider (DB-FPD) with capacitor-loaded centrally coupled-line resonators (CLCCLRs) is presented. The proposed design utilizes four CLCCLRs, two resistors and one inductor to achieve the dual functions of dual-band filtering and power division. By altering the values of the capacitors loaded at the ends of the coupled-lines, the center frequencies of the two passbands can be adjusted independently. It is noted that changing one passband will not affect the other. For demonstration, a microstrip filtering power divider is designed, fabricated and measured. Under different values of the loaded capacitors, experimental results show that the lower band center frequency varies from 0.7 GHz to 1.0 GHz with the upper band fixed at 1.75 GHz, whereas the upper band center frequency varies from 1.65 GHz to 1.95 GHz when the lower band is fixed at 1.0 GHz. The measured results show good agreement with the simulations

A Survey of Differential-Fed Microstrip Bandpass Filters: Recent Techniques and Challenges

Differentially driven devices represent a highly promising research field for radio frequency (RF), microwave (MW), and millimeter-wave (mmWave) designers and engineers. Designs employing differential signals are essential elements in low-noise fourth-generation (4G) and fifth-generation (5G) communications. Apart from the conventional planar MW components, differential–fed balanced microstrip filters, as promising alternatives, have several advantages, including high common-mode rejection, low unwanted radiation levels, high noise immunity, and wideband harmonic suppression. In this paper, a comprehensive and in-depth review of the existing research on differential-fed microstrip filter designs are presented and discussed with a focus on recent advances in this research and the challenges facing the researchers. A comparison between different design techniques is presented and discussed in detail to provide the researchers with the advantages and disadvantages of each technique that could be of interest to a specific application. Challenges and future developments of balanced microstrip bandpass filters (BPFs) are also presented in this paper. Balanced filters surveyed include recent single-, dual-, tri-, and wide-band BPFs, which employ different design techniques and accomplish different performances for current and future wireless applications

When Compactness Meets Flexibility: Basic Coaxial SIW Filter Topology for Device Miniaturization, Design Flexibility, Advanced Filtering Responses, and Implementation of Tunable Filters

[EN] Substrate integrated waveguide (SIW) technology [1], [2] is a well established and successful approach for implementing planar microwave filters with very stringent requirements in terms of quality (Q) factor and also with the ability to integrate into a system. Optimized SIW filters can reach a Q factor of 200-800 using low-loss substrates and standard fabrication procedures [3]. Furthermore, packaging and electromagnetic (EM) shielding, power-handling capabilities, and low-cost batch manufacturing are other broadly recognized strengths of this approach. However, SIW filters are still larger than most of their planar counterparts; in addition, advanced topologies are not always easy to accommodate, and filter reconfigurability usually leads to very complex implementation [4]-[6]Martínez Pérez, JD.; Sirci, S.; Boria Esbert, VE.; Sánchez-Soriano, MÁ. (2020). When Compactness Meets Flexibility: Basic Coaxial SIW Filter Topology for Device Miniaturization, Design Flexibility, Advanced Filtering Responses, and Implementation of Tunable Filters. IEEE Microwave Magazine. 21(6):58-78. https://doi.org/10.1109/MMM.2020.2979155S587821

High-Q Multi-band Filters

Recent development of multifunctional communication systems capable of processing large amount of data has triggered the demand for novel payload configurations with advanced filtering functions. To increase the payload flexibility, a large number of multiplexer and filter networks with different frequency plans are usually employed for the transmitting downlink. Multi-band filters are the required function in many cases for minimizing integration complexity and reducing size and mass of space systems. The multi-band filters combine the frequency spectrums of non-contiguous channels before transmitting through antenna beams, and provide sufficient rejection to the frequency spectrums of the adjacent channels, thus maintaining a high signal-to-interference ratio especially in multi-beam frequency-reuse communication systems. Traditional approaches to realize multi-band filters do not offer advantages in terms of size and mass reduction. Multi-mode resonators have the advantage of size reduction; however they are not often used in multi-band applications due to the challenges of operating the multiple modes in prescribed passbands simultaneously. The main research objective of this thesis is to investigate the feasibility of designing multi-band filters based on high-Q multi-mode resonators. Various multi-mode waveguide and dielectric resonators are explored to realize multi-band filters. The proposed multi-band filters do not require junctions and can achieve an equivalent performance with fewer cavities, thus significantly reducing the footprint when compared to traditional approaches. Furthermore, tunable multi-band filters with a constant absolute bandwidth and minimum degradation during the tuning process is investigated and developed. A systematic design approach of designing multi-band filters based on multi-mode resonators is established in this work starting from the coupling-matrix synthesis of the multi-band network. Following that, dual-band filters based on elliptical and rectangular dual-mode resonators are proposed. The two passbands of the dual-band filter are carried by two independent cavity modes and realized by an inline direct-coupled configuration. The inline dual-band filter design can convert to a diplexer structure by modifying the output ports at the end-resonators. To improve near-band frequency selection of both channels, multiple configurations to realize quasi-elliptic dual-band filter functions are proposed. The first quasi-elliptic design is based on a combination of dual-mode and single-mode rectangular resonators resulting in multiple transmission zeros and improved spurious response. The second structure is a side-coupled design based on dual-quadruplet configuration featuring a pair of transmission zeros on each of the passband and a very compact layout. Limitations of the quasi-elliptic design are investigated and modified structures have been proposed with improved RF performances. Triple-band filters are realized by three types of high-Q cavity resonator structures. Each cavity resonator employs triple-modes with resonant frequencies associated with the three passbands. The first design was an elliptical waveguide triple-band filter with an in-line configuration. Each passband of the filter was controlled by a dedicated polarization and represented by an inline direct-coupled set of resonators. The second design was a rectangular-cavity triple-band filter with a folded configuration. The folded configuration overcomes a number of drawbacks from the elliptical in-line design including an improved tunability and ease of assembly. The last design was a triple-band filter design based on dielectric loaded cavity resonators. The unique dielectric resonator structure results in triple-band filters having a very compact size, high Q, and stable thermal response. Further adding tuning capability to the multi-band filter can provide an additional degree of flexibility for the communication payload. A tunable multi-band filter with a constant absolute bandwidth is developed based on combline resonator and requiring only a single tuning element. The performance is demonstrated with an in-house-developed tuning station. It achieves a constant selectivity over a tuning range of 170 MHz and an unloaded Q better than 3000. The novel filter configurations proposed in this thesis promise to be useful not only for satellite payload applications but also for a wide range of wireless base station applications