Eye Detection and Face Recognition Across the Electromagnetic Spectrum

Biometrics, or the science of identifying individuals based on their physiological or behavioral traits, has increasingly been used to replace typical identifying markers such as passwords, PIN numbers, passports, etc. Different modalities, such as face, fingerprint, iris, gait, etc. can be used for this purpose. One of the most studied forms of biometrics is face recognition (FR). Due to a number of advantages over typical visible to visible FR, recent trends have been pushing the FR community to perform cross-spectral matching of visible images to face images from higher spectra in the electromagnetic spectrum.;In this work, the SWIR band of the EM spectrum is the primary focus. Four main contributions relating to automatic eye detection and cross-spectral FR are discussed. First, a novel eye localization algorithm for the purpose of geometrically normalizing a face across multiple SWIR bands for FR algorithms is introduced. Using a template based scheme and a novel summation range filter, an extensive experimental analysis show that this algorithm is fast, robust, and highly accurate when compared to other available eye detection methods. Also, the eye locations produced by this algorithm provides higher FR results than all other tested approaches. This algorithm is then augmented and updated to quickly and accurately detect eyes in more challenging unconstrained datasets, spanning the EM spectrum. Additionally, a novel cross-spectral matching algorithm is introduced that attempts to bridge the gap between the visible and SWIR spectra. By fusing multiple photometric normalization combinations, the proposed algorithm is not only more efficient than other visible-SWIR matching algorithms, but more accurate in multiple challenging datasets. Finally, a novel pre-processing algorithm is discussed that bridges the gap between document (passport) and live face images. It is shown that the pre-processing scheme proposed, using inpainting and denoising techniques, significantly increases the cross-document face recognition performance

Techniques for Ocular Biometric Recognition Under Non-ideal Conditions

The use of the ocular region as a biometric cue has gained considerable traction due to recent advances in automated iris recognition. However, a multitude of factors can negatively impact ocular recognition performance under unconstrained conditions (e.g., non-uniform illumination, occlusions, motion blur, image resolution, etc.). This dissertation develops techniques to perform iris and ocular recognition under challenging conditions. The first contribution is an image-level fusion scheme to improve iris recognition performance in low-resolution videos. Information fusion is facilitated by the use of Principal Components Transform (PCT), thereby requiring modest computational efforts. The proposed approach provides improved recognition accuracy when low-resolution iris images are compared against high-resolution iris images. The second contribution is a study demonstrating the effectiveness of the ocular region in improving face recognition under plastic surgery. A score-level fusion approach that combines information from the face and ocular regions is proposed. The proposed approach, unlike other previous methods in this application, is not learning-based, and has modest computational requirements while resulting in better recognition performance. The third contribution is a study on matching ocular regions extracted from RGB face images against that of near-infrared iris images. Face and iris images are typically acquired using sensors operating in visible and near-infrared wavelengths of light, respectively. To this end, a sparse representation approach which generates a joint dictionary from corresponding pairs of face and iris images is designed. The proposed joint dictionary approach is observed to outperform classical ocular recognition techniques. In summary, the techniques presented in this dissertation can be used to improve iris and ocular recognition in practical, unconstrained environments

Investigation of iris recognition in the visible spectrum

mong the biometric systems that have been developed so far, iris recognition systems have emerged as being one of the most reliable. In iris recognition, most of the research was conducted on operation under near infrared illumination. For unconstrained scenarios of iris recognition systems, the iris images are captured under visible light spectrum and therefore incorporate various types of imperfections. In this thesis the merits of fusing information from various sources for improving the state of the art accuracies of colour iris recognition systems is evaluated. An investigation of how fundamentally different fusion strategies can increase the degree of choice available in achieving certain performance criteria is conducted. Initially, simple fusion mechanisms are employed to increase the accuracy of an iris recognition system and then more complex fusion architectures are elaborated to further enhance the biometric system’s accuracy. In particular, the design process of the iris recognition system with reduced constraints is carried out using three different fusion approaches: multi-algorithmic, texture and colour fusion and multiple classifier systems. In the first approach, one novel iris feature extraction methodology is proposed and a multi-algorithmic iris recognition system using score fusion, composed of 3 individual systems, is benchmarked. In the texture and colour fusion approach, the advantages of fusing information from the iris texture with data extracted from the eye colour are illustrated. Finally, the multiple classifier systems approach investigates how the robustness and practicability of an iris recognition system operating on visible spectrum images can be enhanced by training individual classifiers on different iris features. Besides the various fusion techniques explored, an iris segmentation algorithm is proposed and a methodology for finding which colour channels from a colour space reveal the most discriminant information from the iris texture is introduced. The contributions presented in this thesis indicate that iris recognition systems that operate on visible spectrum images can be designed to operate with an accuracy required by a particular application scenario. Also, the iris recognition systems developed in the present study are suitable for mobile and embedded implementations

Deep Neural Network and Data Augmentation Methodology for off-axis iris segmentation in wearable headsets

A data augmentation methodology is presented and applied to generate a large dataset of off-axis iris regions and train a low-complexity deep neural network. Although of low complexity the resulting network achieves a high level of accuracy in iris region segmentation for challenging off-axis eye-patches. Interestingly, this network is also shown to achieve high levels of performance for regular, frontal, segmentation of iris regions, comparing favorably with state-of-the-art techniques of significantly higher complexity. Due to its lower complexity, this network is well suited for deployment in embedded applications such as augmented and mixed reality headsets