Survey of Spectrum Sharing for Inter-Technology Coexistence

Increasing capacity demands in emerging wireless technologies are expected to be met by network densification and spectrum bands open to multiple technologies. These will, in turn, increase the level of interference and also result in more complex inter-technology interactions, which will need to be managed through spectrum sharing mechanisms. Consequently, novel spectrum sharing mechanisms should be designed to allow spectrum access for multiple technologies, while efficiently utilizing the spectrum resources overall. Importantly, it is not trivial to design such efficient mechanisms, not only due to technical aspects, but also due to regulatory and business model constraints. In this survey we address spectrum sharing mechanisms for wireless inter-technology coexistence by means of a technology circle that incorporates in a unified, system-level view the technical and non-technical aspects. We thus systematically explore the spectrum sharing design space consisting of parameters at different layers. Using this framework, we present a literature review on inter-technology coexistence with a focus on wireless technologies with equal spectrum access rights, i.e. (i) primary/primary, (ii) secondary/secondary, and (iii) technologies operating in a spectrum commons. Moreover, we reflect on our literature review to identify possible spectrum sharing design solutions and performance evaluation approaches useful for future coexistence cases. Finally, we discuss spectrum sharing design challenges and suggest future research directions

Spectrum Sharing and SAS-CBSD Interface Simulation

Spectrum Sharing technologies enables more dynamic spectrum management regulation and framework to provide capacity for the ever-increasing demand of mobile data traffic. This thesis reviewed the background and current state of the development of Spectrum Sharing approaches. TVWS, LSA and CBRS were examined in detail as the most representative solutions. The thesis compared architectural similarities and differences between LSA and CBRS. The thesis reviewed SAS-CBSD interface protocol and continued with a practical validation of SAS-CBSD interface specification. By implementing the interface in Python, interface simulation was conducted via the assistance of automation scripts. The thesis concluded that the SAS-CBSD interface is functioning as designed, noting that ESC will further extend the spectrum access dynamism. The thesis also pointed out the need to specify SAS-relevant data models for database API standardization

Cellular Wireless Networks in the Upper Mid-Band

The upper mid-band -- roughly from 7 to 24 GHz -- has attracted considerable recent interest for new cellular services. This frequency range has vastly more spectrum than the highly congested bands below 7 GHz while offering more favorable propagation and coverage than the millimeter wave (mmWave) frequencies. Realizing the full potential of these bands, however, will require fundamental changes to the design of cellular systems. Most importantly, spectrum will likely need to be shared with incumbents including communication satellites, military RADAR, and radio astronomy. Also, due to the wide bandwidth, directional nature of transmission, and intermittent occupancy of incumbents, cellular systems will need to be agile to sense and intelligently use large spatial and bandwidth degrees of freedom. This paper attempts to provide an initial assessment of the feasibility and potential gains of wideband cellular systems operating in the upper mid-band. The study includes: (1) a system study to assess potential gains of multi-band systems in a representative dense urban environment; (2) propagation calculations to assess potential cross interference between satellites and terrestrial cellular services; and (3) design and evaluation of a compact multi-band antenna array structure. Leveraging these preliminary results, we identify potential future research directions to realize next-generation systems in these frequencies.Comment: 11 page

Spectrum Matching in Licensed Spectrum

Spectrum sharing is one of the promising solutions to meet the spectrum demand in 5G networks that results from the emerging services like machine to machine and vehicle to infrastructure communication. The idea is to allow a set of entities access the spectrum whenever and wherever it is unused by the licensed users. In the proposed framework, different spectrum provider (SP) networks with surplus spectrum available may rank the operators requiring the spectrum, called spectrum users (SUs) hereafter, differently in terms of their preference to lease spectrum, based for example on target business market considerations of the SUs. Similarly, SUs rank SPs depending on a number of criteria, for example based on coverage and availability in a service area. Ideally, both SPs and SUs prefer to provide/get spectrum to/from the operator of their first choice, but this is not necessarily always possible due to conflicting preferences. We apply matching theory algorithms with the aim to resolve the conflicting preferences of the SPs and SUs and quantify the effect of the proposed matching theory approach on establishing preferred (spectrum) provider-user network pairs. We discuss both one-to-one and many-to-one spectrum sharing scenarios and evaluate the performance using Monte Carlo simulations. The results show that comprehensive gains in terms of preferred matching of the provider-user network pairs can be achieved by applying matching theory for spectrum sharing as compared to uncoordinated spectrum allocation of the available spectrum to the SUs

Using hypergraph theory to model coexistence management and coordinated spectrum allocation for heterogeneous wireless networks operating in shared spectrum

Electromagnetic waves in the Radio Frequency (RF) spectrum are used to convey wireless transmissions from one radio antenna to another. Spectrum utilisation factor, which refers to how readily a given spectrum can be reused across space and time while maintaining an acceptable level of transmission errors, is used to measure how efficiently a unit of frequency spectrum can be allocated to a specified number of users. The demand for wireless applications is increasing exponentially, hence there is a need for efficient management of the RF spectrum. However, spectrum usage studies have shown that the spectrum is under-utilised in space and time. A regulatory shift from static spectrum assignment to DSA is one way of addressing this. Licence exemption policy has also been advanced in Dynamic Spectrum Access (DSA) systems to spur wireless innovation and universal access to the internet. Furthermore, there is a shift from homogeneous to heterogeneous radio access and usage of the same spectrum band. These three shifts from traditional spectrum management have led to the challenge of coexistence among heterogeneous wireless networks which access the spectrum using DSA techniques. Cognitive radios have the ability for spectrum agility based on spectrum conditions. However, in the presence of multiple heterogeneous networks and without spectrum coordination, there is a challenge related to switching between available channels to minimise interference and maximise spectrum allocation. This thesis therefore focuses on the design of a framework for coexistence management and spectrum coordination, with the objective of maximising spectrum utilisation across geographical space and across time. The amount of geographical coverage in which a frequency can be used is optimised through frequency reuse while ensuring that harmful interference is minimised. The time during which spectrum is occupied is increased through time-sharing of the same spectrum by two or more networks, while ensuring that spectrum is shared by networks that can coexist in the same spectrum and that the total channel load is not excessive to prevent spectrum starvation. Conventionally, a graph is used to model relationships between entities such as interference relationships among networks. However, the concept of an edge in a graph is not sufficient to model relationships that involve more than two entities, such as more than two networks that are able to share the same channel in the time domain, because an edge can only connect two entities. On the other hand, a hypergraph is a generalisation of an undirected graph in which a hyperedge can connect more than two entities. Therefore, this thesis investigates the use of hypergraph theory to model the RF environment and the spectrum allocation scheme. The hypergraph model was applied to an algorithm for spectrum sharing among 100 heterogeneous wireless networks, whose geo-locations were randomly and independently generated in a 50 km by 50 km area. Simulation results for spectrum utilisation performance have shown that the hypergraph-based model allocated channels, on average, to 8% more networks than the graph-based model. The results also show that, for the same RF environment, the hypergraph model requires up to 36% fewer channels to achieve, on average, 100% operational networks, than the graph model. The rate of growth of the running time of the hypergraph-based algorithm with respect to the input size is equal to the square of the input size, like the graph-based algorithm. Thus, the model achieved better performance at no additional time complexity.Electromagnetic waves in the Radio Frequency (RF) spectrum are used to convey wireless transmissions from one radio antenna to another. Spectrum utilisation factor, which refers to how readily a given spectrum can be reused across space and time while maintaining an acceptable level of transmission errors, is used to measure how efficiently a unit of frequency spectrum can be allocated to a specified number of users. The demand for wireless applications is increasing exponentially, hence there is a need for efficient management of the RF spectrum. However, spectrum usage studies have shown that the spectrum is under-utilised in space and time. A regulatory shift from static spectrum assignment to DSA is one way of addressing this. Licence exemption policy has also been advanced in Dynamic Spectrum Access (DSA) systems to spur wireless innovation and universal access to the internet. Furthermore, there is a shift from homogeneous to heterogeneous radio access and usage of the same spectrum band. These three shifts from traditional spectrum management have led to the challenge of coexistence among heterogeneous wireless networks which access the spectrum using DSA techniques. Cognitive radios have the ability for spectrum agility based on spectrum conditions. However, in the presence of multiple heterogeneous networks and without spectrum coordination, there is a challenge related to switching between available channels to minimise interference and maximise spectrum allocation. This thesis therefore focuses on the design of a framework for coexistence management and spectrum coordination, with the objective of maximising spectrum utilisation across geographical space and across time. The amount of geographical coverage in which a frequency can be used is optimised through frequency reuse while ensuring that harmful interference is minimised. The time during which spectrum is occupied is increased through time-sharing of the same spectrum by two or more networks, while ensuring that spectrum is shared by networks that can coexist in the same spectrum and that the total channel load is not excessive to prevent spectrum starvation. Conventionally, a graph is used to model relationships between entities such as interference relationships among networks. However, the concept of an edge in a graph is not sufficient to model relationships that involve more than two entities, such as more than two networks that are able to share the same channel in the time domain, because an edge can only connect two entities. On the other hand, a hypergraph is a generalisation of an undirected graph in which a hyperedge can connect more than two entities. Therefore, this thesis investigates the use of hypergraph theory to model the RF environment and the spectrum allocation scheme. The hypergraph model was applied to an algorithm for spectrum sharing among 100 heterogeneous wireless networks, whose geo-locations were randomly and independently generated in a 50 km by 50 km area. Simulation results for spectrum utilisation performance have shown that the hypergraph-based model allocated channels, on average, to 8% more networks than the graph-based model. The results also show that, for the same RF environment, the hypergraph model requires up to 36% fewer channels to achieve, on average, 100% operational networks, than the graph model. The rate of growth of the running time of the hypergraph-based algorithm with respect to the input size is equal to the square of the input size, like the graph-based algorithm. Thus, the model achieved better performance at no additional time complexity