Millimeter wave MIMO communications : high-resolution angle acquisition and low-resolution time-frequency synchronization

Knowledge of the propagation channel is critical to exploit the full benefit of multiple-input multiple-output (MIMO) techniques in millimeter wave (mmWave) cellular systems. Obtaining accurate channel state information in mmWave systems, however, is challenging due to high estimation overhead, high computational complexity and on-grid setting. It is also desirable to reduce the analog-to-digital converters (ADCs) resolution at mmWave frequencies to reduce power consumption and implementation costs. The use of low-precision ADCs, though, brings new design challenges to practical cellular networks. In the first part of this dissertation, we develop several new methods to estimate and track the mmWave channel's angle-of-departure and angle-of-arrival with high accuracy and low overhead. The key ingredient of the proposed strategies is custom designed beam pairs, from which there exists an invertible function of the angle to be estimated. We further extend the proposed algorithms to dual-polarized MIMO in wideband channels, and angle tracking design for fast-varying environments. We derive analytical angle estimation error performance of the proposed methods in single-path channels. We also use numerical examples to characterize the robustness of the proposed approaches to various transceiver settings and channel conditions. In the second part of this dissertation, we focus on improving the low-resolution time-frequency synchronization performance for mmWave cellular systems. In our system model, the base station uses analog beams to send the synchronization signal with infinite-resolution digital-to-analog converters (DACs). The user equipment employs a fully digital front end to detect the synchronization signal with low-resolution ADCs. For low-resolution timing synchronization, we propose a new multi-beam probing based strategy, targeting at maximizing the minimum received synchronization signal-to-quantization-plus-noise ratio among all serving users. Regarding low-resolution frequency synchronization, we construct new sequences for carrier frequency offset (CFO) estimation and compensation. We use both analytical and numerical examples to show that the proposed sequences and the corresponding metrics used for retrieving the CFOs are robust to the quantization distortion.Electrical and Computer Engineerin

Millimeter Wave Systems for Wireless Cellular Communications

This thesis considers channel estimation and multiuser (MU) data transmission for massive MIMO systems with fully digital/hybrid structures in mmWave channels. It contains three main contributions. In this thesis, we first propose a tone-based linear search algorithm to facilitate the estimation of angle-of-arrivals of the strongest components as well as scattering components of the users at the base station (BS) with fully digital structure. Our results show that the proposed maximum-ratio transmission (MRT) based on the strongest components can achieve a higher data rate than that of the conventional MRT, under the same mean squared errors (MSE). Second, we develop a low-complexity channel estimation and beamformer/precoder design scheme for hybrid mmWave systems. In addition, the proposed scheme applies to both non-sparse and sparse mmWave channel environments. We then leverage the proposed scheme to investigate the downlink achievable rate performance. The results show that the proposed scheme obtains a considerable achievable rate of fully digital systems. Taking into account the effect of various types of errors, we investigate the achievable rate performance degradation of the considered scheme. Third, we extend our proposed scheme to a multi-cell MU mmWave MIMO network. We derive the closed-form approximation of the normalized MSE of channel estimation under pilot contamination over Rician fading channels. Furthermore, we derive a tight closed-form approximation and the scaling law of the average achievable rate. Our results unveil that channel estimation errors, the intra-cell interference, and the inter-cell interference caused by pilot contamination over Rician fading channels can be efficiently mitigated by simply increasing the number of antennas equipped at the desired BS.Comment: Thesi

Millimeter wave wearable communication networks : analytic modeling and MIMO support

Future high-end wearable electronic devices including virtual reality goggles and augmented reality glasses require rates of the order of gigabits-per-second and potentially very low latency. Supporting high data rate wireless connectivity for applications such as uncompressed video streaming among wearable devices in a densely crowded environment is challenging. This is primarily due to bandwidth scarcity when many users operate multiple devices simultaneously. The millimeter wave (mmWave) band has the potential to address this bottleneck, thanks to more spectrum and less interference because of signal blockage at these frequencies. This dissertation addresses key questions that need to be answered before realizing mmWave-based wearables in practice: (i) what are the expected achievable rates in a crowded user environment, with mmWave devices using a given hardware configuration? (ii) how is the wireless connectivity affected in an indoor operation, which is prone to surface reflections? (iii) can multi-stream data transmission, involving large bandwidth communication under hardware constraints be realized? To answer these, tools from stochastic geometry and compressive sensing, and architectures involving hybrid analog/digital multiple-input multiple-output (MIMO) are leveraged. The main contributions of this dissertation are 1) analytical modeling to compute average achievable rates in mmWave wearable networks consisting of finite number of user devices and human blockages, 2) characterizing the impact of reflections and non-isotropic performance of mmWave wearable networks in crowded indoor environments, 3) channel estimation to support MIMO for wideband mmWave wearable devices using hybrid architecture, and 4) designing optimal, but easy-to-implement, precoding/combining strategies in frequency-selective mmWave systems. Both analysis and numerical simulations show how the proposed evaluation methodology and solutions serve to enable mmWave based communication among next generation wearable electronic devices.Electrical and Computer Engineerin

Hybrid multi-user equalizer for massive MIMO millimeter-wave dynamic subconnected architecture

This paper proposes a hybrid multi-user equalizer for the uplink of broadband millimeterwave massive multiple input/multiple output (MIMO) systems with dynamic subarray antennas. Hybrid subconnected architectures are more suitable for practical applications since the number of required phase shifters is lower than in fully connected architectures. We consider a set of only analog precoded users transmitting to a base station and sharing the same radio resources. At the receiver end, the hybrid multi-user equalizer is designed by minimizing the sum of the mean square error (MSE) of all subcarriers, considering a two-step approach. In the first step, the digital part is iteratively computed as a function of the analog part. It is considered that the digital equalizers are computed on a per subcarrier basis, while the analog equalizer is constant over the subcarriers and the digital iterations due to hardware constraints. In the second step, the analog equalizer with dynamic antenna mapping is derived to connect the best set of antennas to each radio frequency (RF) chain. For each subset of antennas, one antenna and a quantized phase shifter are selected at a time, taking into account all previously selected antennas. The results show that the proposed hybrid dynamic two-step equalizer achieves a performance close to the fully connected counterpart, although it is less complex in terms of hardware and signal processing requirements.publishe

Adaptive and Robust Beam Selection in Millimeter-Wave Massive MIMO Systems

Future 6G wireless communications network will increase the data capacity to unprecedented numbers and thus empower the deployment of new real-time applications. Millimeter-Wave (mmWave) band and Massive MIMO are considered as two of the main pillars of 6G to handle the gigantic influx in data traffic and number of mobile users and IoT devices. The small wavelengths at these frequencies mean that more antenna elements can be placed in the same area. Thereby, high spatial processing gains are achievable that can theoretically compensate for the higher isotropic path loss. The propagation characteristics at mmWave band, create sparse channels in typical scenarios, where only few paths convey significant power. Considering this feature, Hybrid (analog-digital) Beamforming introduces a new signal processing framework which enables energy and cost-efficient implementation of massive MIMO with innovative smart arrays. In this setup, the analog beamalignment via beam selection in link access phase, is the critical performance limiting step. Considering the variable operating condition in mmWave channels, a desirable solution should have the following features: efficiency in training (limited coherence time, delay constraints), adaptivity to channel conditions (large SNR range) and robustness to realized channels (LOS, NLOS, Multipath, non-ideal beam patterns). For the link access task, we present a new energy-detection framework based on variable length channel measurements with (orthogonal) beam codebooks. The proposed beam selection technique denoted as composite M-ary Sequential Competition Test (SCT) solves the beam selection problem when knowledge about the SNR operating point is not available. It adaptively changes the test length when the SNR varies to achieve an essentially constant performance level. In addition, it is robust to non-ideal beam patterns and different types of the realized channel. Compared to the conventional fixed length energy-detection techniques, the SCT can increase the training efficiency up to two times while reducing the delay if the channel condition is good. Having the flexibility to allocate resources for channel measurements through different beams adaptively in time, we improve the SCT to eliminate unpromising beams from the remaining candidate set as soon as possible. In this way, the Sequential Competition and Elimination Test (SCET) significantly further reduces training time by increasing the efficiency. The developed ideas can be applied with different codebook types considered for practical applications. The reliable performance of the beam selection technique is evident through experimental evaluation done using the state-of-the-art test-bed developed at the Vodafone Chair that combines a Universal Software Radio Peripheral (USRP) based platform with mmWave frontends

Atomic Norm decomposition for sparse model reconstruction applied to positioning and wireless communications

This thesis explores the recovery of sparse signals, arising in the wireless communication and radar system fields, via atomic norm decomposition. Particularly, we focus on compressed sensing gridless methodologies, which avoid the always existing error due to the discretization of a continuous space in on-grid methods. We define the sparse signal by means of a linear combination of so called atoms defined in a continuous parametrical atom set with infinite cardinality. Those atoms are fully characterized by a multi-dimensional parameter containing very relevant information about the application scenario itself. Also, the number of composite atoms is much lower than the dimension of the problem, which yields sparsity. We address a gridless optimization solution enforcing sparsity via atomic norm minimization to extract the parameters that characterize the atom from an observed measurement of the model, which enables model recovery. We also study a machine learning approach to estimate the number of composite atoms that construct the model, given that in certain scenarios this number is unknown. The applications studied in the thesis lay on the field of wireless communications, particularly on MIMO mmWave channels, which due to their natural properties can be modeled as sparse. We apply the proposed methods to positioning in automotive pulse radar working in the mmWave range, where we extract relevant information such as angle of arrival (AoA), distance and velocity from the received echoes of objects or targets. Next we study the design of a hybrid precoder for mmWave channels which allows the reduction of hardware cost in the system by minimizing as much as possible the number of required RF chains. Last, we explore full channel estimation by finding the angular parameters that model the channel. For all the applications we provide a numerical analysis where we compare our proposed method with state-of-the-art techniques, showing that our proposal outperforms the alternative methods.Programa de Doctorado en Multimedia y Comunicaciones por la Universidad Carlos III de Madrid y la Universidad Rey Juan CarlosPresidente: Juan José Murillo Fuentes.- Secretario: Pablo Martínez Olmos.- Vocal: David Luengo Garcí