Communications over fading channels with partial channel information : performance and design criteria

The effects of system parameters upon the performance are quantified under the assumption that some statistical information of the wireless fading channels is available. These results are useful in determining the optimal design of system parameters. Suboptimal receivers are designed for systems that are constrained in terms of implementation complexity. The achievable rates are investigated for a wireless communication system when neither the transmitter nor the receiver has prior knowledge of the channel state information (CSI). Quantitative results are provided for independent and identically distributed (i.i.d.) Gaussian signals. A simple, low-duty-cycle signaling scheme is proposed to improve the information rates for low signal-to-noise ratio (SNR), and the optimal duty cycle is expressed as a function of the fading rate and SNR. It is demonstrated that the resource allocations and duty cycles developed for Gaussian signals can also be applied to systems using other signaling formats. The average SNR and outage probabilities are examined for amplify-and-forward cooperative relaying schemes in Rayleigh fading channels. Simple power allocation strategies are determined by using knowledge of the mean strengths of the channels. Suboptimal algorithms are proposed for cases that optimal receivers are difficult to implement. For systems with multiple transmit antennas, an iterative method is used to avoid the inversion of a data-dependent matrix in decision-directed channel estimation. When CSI is not available, two noncoherent detection algorithms are formulated based on the generalized likelihood ratio test (GLRT). Numerical results are presented to demonstrate the use of GLRT-based detectors in systems with cooperative diversity

Forwarding strategies and optimal power allocation for coherent and noncoherent relay networks

In fading wireless channels, relays are used with the aim of achieving diversity and thus overall performance gain. In cooperative relay networks, various forwarding techniques like amplify and forward (AF) and decode and forward (DF) are used at the relay for better throughput and improved BER performance than traditional multihop systems. In a power constrained environment, the performance can be further improved by using an optimal power allocation strategy. The relative position of the relay with respect to the source and destination also has an immense effect on the efficacy of the relay.;We position the relay at various positions in a planar grid, with the position of source and destination being fixed, and we investigate the effect that the positioning of the relay has on a relaying system. We use our three terminal model to optimize the power allocation under total transmit power constraint, to maximize the instantaneous signal-to-noise ratio (SNR) at destination, and thus achieve improved throughput and BER performance, while using AF and DF protocols. We evaluate the performance of our system for both coherent and noncoherent modulation in a Rayleigh block fading channel. Quadrature phase shift keying (QPSK) is used in the coherent case and 4-Frequency shift keying (4-FSK) is used in the noncoherent case.;Previous works involving power allocation schemes have mainly concentrated on optimizing information theoretic quantities like capacity and outage probability. We derive expressions for instantaneous SNR using our model and optimize the power allocation based on that, with the final aim of achieving improved uncoded BER. Analytical expressions of the instantaneous SNR at the destination are derived for both AF and DF. These expressions are numerically optimized to obtain an optimum power allocation strategy for each position of the relay in both the AF and DF schemes using coherent or noncoherent detection.;We compare the performance of the AF and DF protocols based on their positional BER and throughput at different received SNR and notice that our power optimized schemes outperform existing power control schemes at certain areas. Finally we also identify the shape and area of the regions where relaying would provide performance gains for both the protocols at different received SNRs

Cooperative Transmission Techniques in Wireless Communication Networks

Cooperative communication networks have received significant interests from both academia and industry in the past decade due to its ability to provide spatial diversity without the need of implementing multiple transmit and/or receive antennas at the end-user terminals. These new communication networks have inspired novel ideas and approaches to find out what and how performance improvement can be provided with cooperative communications. The objective of this thesis is to design and analyze various cooperative transmission techniques under the two common relaying signal processing methods, namely decode-and-forward (DF) and amplify-and-forward (AF). For the DF method, the thesis focuses on providing performance improvement by mitigating detection errors at the relay(s). In particular, the relaying action is implemented adaptively to reduce the phenomenon of error propagation: whether or not a relay’s decision to retransmit depends on its decision variable and a predefined threshold. First, under the scenario that unequal error protection is employed to transmit different information classes at the source, a relaying protocol in a singlerelay network is proposed and its error performance is evaluated. It is shown that by setting the optimal signal-to-noise ratio (SNR) thresholds at the relay for different information classes, the overall error performance can be significantly improved. Second, for multiple-relay networks, a relay selection protocol, also based on SNR thresholds, is proposed and the optimal thresholds are also provided. Third, an adaptive relaying protocol and a low-complexity receiver are proposed when binary frequency-shift-keying (FSK) modulation is employed and neither the receiver nor the transmitter knows the fading coefficients. It is demonstrated that large performance improvements are possible when the optimal thresholds are implemented at the relays and destination. Finally, under the scenario that there is information feedback from the destination to the relays, a novel protocol is developed to achieve the maximum transmission throughput over a multiple-relay network while the bit-error rate satisfies a given constraint. With the AF method, the thesis examines a fixed-gain multiple-relay network in which the channels are temporally-correlated Rayleigh flat fading. Developed is a general framework for maximum-ratio-combining detection when M-FSK modulation is used and no channel state information is available at the destination. In particular, an upper-bound expression on the system’s error performance is derived and used to verify that the system achieves the maximal diversity order. Simulation results demonstrate that the proposed scheme outperforms the existing schemes for the multiple-relay network under consideration

Performance analysis of diversity techniques in wireless communication systems: Cooperative systems with CCI and MIMO-OFDM systems

This Dissertation analyzes the performance of ecient digital commu- nication systems, the performance analysis includes the bit error rate (BER) of dier- ent binary and M-ary modulation schemes, and the average channel capacity (ACC) under dierent adaptive transmission protocols, namely, the simultaneous power and rate adaptation protocol (OPRA), the optimal rate with xed power protocol (ORA), the channel inversion with xed rate protocol (CIFR), and the truncated channel in- version with xed transmit power protocol (CTIFR). In this dissertation, BER and ACC performance of interference-limited dual-hop decode-and-forward (DF) relay- ing cooperative systems with co-channel interference (CCI) at both the relay and destination nodes is analyzed in small-scale multipath Nakagami-m fading channels with arbitrary (integer as well as non-integer) values of m. This channel condition is assumed for both the desired signal as well as co-channel interfering signals. In addition, the practical case of unequal average fading powers between the two hops is assumed in the analysis. The analysis assumes an arbitrary number of indepen- dent and non-identically distributed (i.n.i.d.) interfering signals at both relay (R) and destination (D) nodes. Also, the work extended to the case when the receiver employs the maximum ratio combining (MRC) and the equal gain combining (EGC) schemes to exploit the diversity gain

Performance Analysis of AF Relaying With Selection Combining in Nakagami-m Fading

This paper investigates the performance analysis of a selection combining scheme, which utilizes a variable gain amplify and forward relay over a Nakagami-m fading channel. A selection combiner at a destination node chooses the better link between a relay channel and a direct channel. We derived exact closed-form expressions for moments of signal to noise ratio (SNR), ergodic capacity, and average symbol error probability. Simulation examples confirm that our exact formulas offer a more accurate analysis tool for selection combining than other prevailing approximations without extra complexity. The derived expressions serve as a useful tool for system design due to their validity for any SNR and arbitrary system parameters

Multiuser non coherent massive MIMO schemes based on DPSK for future communication systems

The explosive usage of rich multimedia content in wireless devices has overloaded the communication networks. Moreover, the fifth generation (5G) of wireless communications involves new requirements in the radio access network (RAN) which require higher network capacities and new capabilities such as ultra-reliable and low-latency communication (URLLC), vehicular communications or augmented reality. All this has encouraged a remarkable spectrum crisis in the RF bands. A need for searching alternative techniques with more spectral efficiency to accommodate the needs of future emerging wireless communications is emerging. In this context, massive MIMO (m-MIMO) systems have been proposed as a promising solution for providing a substantial increase in the network capacity, becoming one of the key enabling technologies for 5G and beyond. m-MIMO provides high spectral- and energy-efficiency thanks to the deployment of a large number of antennas at the BS. However, we have to take into account that the current communication technologies are based on coherent transmission techniques so far, which require the transmission of a huge amount of signaling. This drawback is escalating with the excessive available number of antennas in m-MIMO. Therefore, the differential encoding and non coherent (NC) detection are an alternative solution to circumvent the drawbacks of m-MIMO in coherent systems. This Ph.D. Thesis is focused on signal processing techniques for NC detection in conjunction with m-MIMO, proposing new constellation designs and NC detection algorithms, where the information is transmitted in the signal differential phase. First, we design new constellation schemes for an uplink multiuser NC m-MIMO system in Rayleigh fading channels. These designs allow us to separate the users' signals at the receiver thanks to a one-to-one correspondence between the constellation for each user and the received joint constellation. Two approaches are considered in terms of BER: each user achieves a different performance and, on the other hand, the same performance is provided for all users. We analyze the number of antennas needed for those designs and compare to the required number by other designs in the literature. It is shown that our designs based on DPSK require a lower number of antennas than that required by their counterpart schemes based on energy. In addition, we compare the performance to their coherent counterpart systems, resulting NC-m-MIMO based on DPSK capable of outperforming the coherent systems with the suitable designs. Second, in order to reduce the number of antennas required for a target performance we propose a multi-user bit interleaved coded modulation - iterative decoding (BICM-ID) scheme as channel coding for a NC-m-MIMO system based on DPSK. We propose a novel NC approach for calculating EXIT curves based on the number of antennas. Then using the EXIT chart we find the best channel coding scheme for our NC-m-MIMO proposal. We show that the number of users served by the BS can be increased with a 70% reduction in the number of antennas with respect to the case without channel coding. In particular, we show that with 100 antennas for error protection equal design for all users and a coding rate of 1/2 we achieve the minimum probability of error. Third, we consider that current scenarios such as backhaul wireless systems, rural or suburban environments, and even new device-to-device (D2D) communications or the communications in higher frequencies (millimeter and the emerging ones in terahertz frequencies) can have a predominant line-of-sight (LOS) component, modeled by Rician fading. For all these new possible scenarios in 5G, we analyze the behavior of the NC m-MIMO systems when we have a Rician fading. We present a new constellation design to overcome the problem of the LOS channel component, as well as an associated detection algorithm to separate each user in reception taking into account the characterization of the constellation. In addition, for contemplating a more realistic scenario, we propose grouping users which experience a Rayleigh fading with those with Rician fading, analyzing the SINR and the performance of such combination in a multi-user NC m-MIMO system based on M-DPSK. The adequate user grouping allows unifying the constellation for both groups of users and the detection algorithm, reducing the complexity of the receiver. Also, the number of users that may be multiplexed may be further increased thanks to the improved performance. In the fourth part of this Thesis, we analyse the performance of multi-user NC m- MIMO based on DPSK in real environments and practical channels defined for the current standards such as LTE, the future technologies such as 5G and even for communications in the terahertz band. For this purpose, we use a metric to model the time-varying characteristics of the practical channels. We employ again the EXIT charts tool for analyzing and designing iteratively decoded systems. This analysis allows us to obtain an estimate of the degradation of the system's performance imposed by realistic channels. Hence, we show that our proposed system is robust to temporal variations, thus it is more recommendable the employment of NC-m-MIMO-DPSK in the future communication standards such as 5G. In order to reduce he number of hardware resources required in terms of RF chains, facilitating its implementation in a real system, we propose incorporating differential spatial modulation (DSM). We present and analyze a novel multiuser scheme for NC-m-MIMO combined with DSM with which we can see that the number of antennas is not a affected by the incorporation of DSM, even we have an improvement on the performance with respect to the coherent case. Finally, we study the viability of multiplexing users by constellation schemes against classical multiplexing techniques such as time division multiple access (TDMA). In order to fully characterize the system performance we analyze the block error rate (BLER) and the throughput of a NC-m-MIMO system. The results show a significant advantage regarding the number of antennas for multiplexing in the constellation against TDMA. However, in some cases, the demodulation of multiple users in constellation could require an excessively large number of antennas compared to TDMA. Therefore, it is necessary to properly manage the tradeoff between throughout and the number of antennas, to reach an optimal operational point, as shown in this Thesis.El inmenso uso de contenido multimedia en los dispositivos inalámbricos ha sobrecargado las redes de comunicaciones. Además, la quinta generación (5G) de sistemas de comunicaciones demanda nuevos requisitos para la red de acceso radio, la cual requiere ofrecer capacidades de red mayores y nuevas funcionalidades como comunicaciones ultra fiables y con muy poca letancia (URLLC), comunicaciones vehiculares o aplicaciones como la realidad aumentada. Todo esto ha propiciado una crisis notable en el espectro electromagnético, lo que ha llevado a una necesidad por buscar técnicas alternativas con más eficiencia espectral para acomodar todos los requisitos de las tecnologías de comunicaciones emergentes y futuras. En este contexto, los sistemas multi antena masivos, conocidos como massive MIMO, m-MIMO, han sido propuestos como una solución prometedora que proporciona un incremento substancial de la capacidad de red, convirtiéndose en una de las tecnologías claves para el 5G. Los sistemas m-MIMO elevan enormemente el número de antenas en la estación base, lo que les permite ofrecer alta eficiencia espectral y energética. No obstante, tenemos que tener en cuenta que las actuales tecnologías de comunicaciones emplean técnicas coherentes, las cuales requieren de información del estado del canal y por ello la transmisión de una enorme cantidad de información de señalización. Este inconveniente se ve agravado en el caso del m-MIMO debido al enorme número de antenas. Por ello, la codificación diferencial y la detección no coherente (NC) son una solución alternativa para solventar el problema de m-MIMO en los sistemas coherentes. Esta Tesis se centra en las técnicas de procesado de señal para detección NC junto con m-MIMO, proponiendo nuevos esquemas de constelación y algoritmos de detección NC, donde la información sea transmitida en la diferencia de fase de la señal. Primero, diseñamos nuevas constelaciones para un sistema multi usuario NC en m- MIMO en enlace ascendente (uplink) en canales con desvanecimiento tipo Rayleigh. Estos diseños nos permiten separar las señales de los usuarios en el receptor gracias a la correspondencia unívoca entre la constelación de cada usuario individual y la constelación conjunta recibida en la estación base. Hemos considerado dos enfoques para el diseño en términos de probabilidad de error: cada usuario consigue un rendimiento distinto, mientras que por otro lado, todos los usuarios son capaces de recibir las mismas prestaciones de probabilidad de error. Analizamos el número de antenas necesario para estos diseños y comparamos con el número requerido por otros diseños propuestos en la literatura. Nuestro diseño basado en DPSK requiere un número menor de antenas comparado con los sistemas basados en detección de energía. También comparamos con su homólogo coherente, resultando que NC-m-MIMO basado en DPSK es capaz de superar a los sistemas coherentes con los diseños adecuados. En segundo lugar, para reducir el número de antenas requerido para un rendimiento dado, proponemos incluir un esquema de codificación de canal. Hemos optado por un esquema de modulación codificado por bit entrelazado y decodificación iterativa (BICMID). Hemos empleado la herramienta EXIT chart para el diseño de la codificación de canal, proponiendo un nuevo enfoque para calcular las curvas EXIT de forma NC y basadas en el número de antenas. Los resultados muestran que el número de usuarios servidos por la estación base puede ser incrementado reduciendo un 70% el número de antenas con respecto al caso sin codificación de canal. En particular, para un array de 100 antenas y un diseño que ofrezca iguales prestaciones a todos los usuarios, con un código de tasa 1=2, podemos conseguir la mínima probabilidad de error. En tercer lugar, consideramos escenarios donde el canal tenga una componente predominante de visión directa (LOS) con la estación base modelada mediante un desvanecimiento tipo Rician. Por ejemplo, sistemas inalámbricos de backhaul, entornos rurales o sub urbanos, comunicaciones entre dispositivos (D2D), también cuando nos movemos hacia frecuencias superiores como son en la banda de milimétricas o más recientemente, la banda de terahercios para buscar mayores anchos de banda. Todos estos escenarios están contemplados en el futuro 5G. Los diseños presentados para canales Rayleigh ya no son válidos debido a la componente LOS del canal, por ello presentamos un nuevo diseño de constelación que resuelve el problema de la componente LOS, así como una guía para diseñar nuevas constelaciones. También proponemos un algoritmo asociado al diseñno de la constelación para poder separar a los usuarios en recepción. Además, para contemplar un escenario más realista donde podamos encontrar tanto desvanecimiento Rayleigh como Rice, proponemos agrupar usuarios de ambos grupos, analizando su rendimiento y relación señal a interferencia en la combinación. El adecuado agrupamiento permite unificar el diseño de la constelación para ambos desvanecimientos y por tanto reducir la complejidad en el receptor. También, el número de usuarios multiplicados en la constelación podría ser incrementado, gracias a la mejora en el rendimiento. El cuarto módulo de esta tesis es dedicado a analizar el rendimiento de los diseños propuestos en presencia de canales reales, donde disponemos de variabilidad temporal y en frecuencia. Proponemos usar una métrica que modela las características de la variabilidad temporal y, usando de nuevo la herramienta EXIT, analizamos los sistemas decodificados iterativamente considerando ahora los parámetros prácticos del canal. Este análisis nos permite obtener una estimación de la degradación que sufre el rendimiento del sistema impuesto por canales reales. Los resultados muestran que los sistemas NC-m-MIMO basados en DPSK son muy robustos a la variabilidad temporal por lo que son recomendables para los nuevos escenarios propuestos por el 5G, donde el canal cambia rápidamente. Otra consideración para introducir los sistemas NC con m-MIMO es la problemática de necesitar muchas cadenas de radio frecuencia que llevarían a tamaños de dispositivos enormes. Para reducir este número se propone la modulación espacial. En esta Tesis, estudiamos su uso con los sistemas NC, proponiendo una solución de modulación espacial diferencial para esquemas con múltiples usuarios combinado con NC-m-MIMO. Finalmente, estudiamos la viabilidad de multiplexar usuarios en la constelación frente a usar técnicas clásicas de multiplexación como TDMA. Para caracterizar completamente el rendimiento del sistema, analizamos la tasa de error de bloque (BLER) y el throughput de un sistema NC-m-MIMO. Los resultados muestran una ventaja significativa en cuanto al número de antennas para multiplexar usuarios en la constelación frente al requerido por TDMA. No obstante, en algunos casos, la demodulación de múltiples usuarios en la constelación podría requerir un número de antennas excesivamente grande comparado con la multiplexación en el tiempo. Por ello, es necesario gestionar adecuadamente un balance entre el throughput y el número de antenas para alcanzar un punto operacional óptimo, como se muestra en esta Tesis.Programa Oficial de Doctorado en Multimedia y Comunicaciones por la Universidad Carlos III de Madrid y la Universidad Rey Juan CarlosPresidente: Ana Isabel Pérez Neira.- Secretario: Máximo Morales Céspedes.- Vocal: María del Carmen Aguayo Torre