A Generalized Framework on Beamformer Design and CSI Acquisition for Single-Carrier Massive MIMO Systems in Millimeter Wave Channels

In this paper, we establish a general framework on the reduced dimensional channel state information (CSI) estimation and pre-beamformer design for frequency-selective massive multiple-input multiple-output MIMO systems employing single-carrier (SC) modulation in time division duplex (TDD) mode by exploiting the joint angle-delay domain channel sparsity in millimeter (mm) wave frequencies. First, based on a generic subspace projection taking the joint angle-delay power profile and user-grouping into account, the reduced rank minimum mean square error (RR-MMSE) instantaneous CSI estimator is derived for spatially correlated wideband MIMO channels. Second, the statistical pre-beamformer design is considered for frequency-selective SC massive MIMO channels. We examine the dimension reduction problem and subspace (beamspace) construction on which the RR-MMSE estimation can be realized as accurately as possible. Finally, a spatio-temporal domain correlator type reduced rank channel estimator, as an approximation of the RR-MMSE estimate, is obtained by carrying out least square (LS) estimation in a proper reduced dimensional beamspace. It is observed that the proposed techniques show remarkable robustness to the pilot interference (or contamination) with a significant reduction in pilot overhead

Achieving "Massive MIMO" Spectral Efficiency with a Not-so-Large Number of Antennas

The main focus and contribution of this paper is a novel network-MIMO TDD architecture that achieves spectral efficiencies comparable with "Massive MIMO", with one order of magnitude fewer antennas per active user per cell. The proposed architecture is based on a family of network-MIMO schemes defined by small clusters of cooperating base stations, zero-forcing multiuser MIMO precoding with suitable inter-cluster interference constraints, uplink pilot signals reuse across cells, and frequency reuse. The key idea consists of partitioning the users population into geographically determined "bins", such that all users in the same bin are statistically equivalent, and use the optimal network-MIMO architecture in the family for each bin. A scheduler takes care of serving the different bins on the time-frequency slots, in order to maximize a desired network utility function that captures some desired notion of fairness. This results in a mixed-mode network-MIMO architecture, where different schemes, each of which is optimized for the served user bin, are multiplexed in time-frequency. In order to carry out the performance analysis and the optimization of the proposed architecture in a clean and computationally efficient way, we consider the large-system regime where the number of users, the number of antennas, and the channel coherence block length go to infinity with fixed ratios. The performance predicted by the large-system asymptotic analysis matches very well the finite-dimensional simulations. Overall, the system spectral efficiency obtained by the proposed architecture is similar to that achieved by "Massive MIMO", with a 10-fold reduction in the number of antennas at the base stations (roughly, from 500 to 50 antennas).Comment: Full version with appendice (proofs of theorems). A shortened version without appendice was submitted to IEEE Trans. on Wireless Commun. Appendix B was revised after submissio

Cooperative systems based signal processing techniques with applications to three-dimensional video transmission

Three-dimensional (3-D) video has recently emerged to offer an immersive multimedia experience that can not be offered by two-dimensional (2-D) video applications. Currently, both industry and academia are focused on delivering 3-D video services to wireless communication systems. Modern video communication systems currently adopt cooperative communication and orthogonal frequency division multiplexing (OFDM) as they are an attractive solution to combat fading in wireless communication systems and achieve high data-rates. However, this strong motivation to transmit the video signals over wireless systems faces many challenges. These are mainly channel bandwidth limitations, variations of signal-to-noise ratio (SNR) in wireless channels, and the impairments in the physical layer such as time varying phase noise (PHN), and carrier frequency offset (CFO). In response to these challenges, this thesis seeks to develop efficient 3-D video transmission methods and signal processing algorithms that can overcome the effects of error-prone wireless channels and impairments in the physical layer. In the first part of the thesis, an efficient unequal error protection (UEP) scheme, called video packet partitioning, and a new 3-D video transceiver structure are proposed. The proposed video transceiver uses switching operations between various UEP schemes based on the packet partitioning to achieve a trade- off between system complexity and performance. Experimental results show that the proposed system achieves significantly high video quality at different SNRs with the lowest possible bandwidth and system complexity compared to direct transmission schemes. The second part of the thesis proposes a new approach to joint source-channel coding (JSCC) that simultaneously assigns source code rates, the number of high and low priority packets, and channel code rates for the application, network, and physical layers, respectively. The proposed JSCC algorithm takes into account the rate budget constraint and the available instantaneous SNR of the best relay selection in cooperative systems. Experimental results show that the proposed JSCC algorithm outperforms existing algorithms in terms of peak signal-to-noise ratio (PSNR). In the third part of the thesis, a computationally efficient training based approach for joint channel, CFO, and PHN estimation in OFDM systems is pro- posed. The proposed estimator is based on an expectation conditional maximization (ECM) algorithm. To compare the estimation accuracy of the proposed estimator, the hybrid Cram´er-Rao lower bound (HCRB) of hybrid parameters of interest is derived. Next, to detect the signal in the presence of PHN, an iterative receiver based on the extended Kalman filter (EKF) for joint data detection and PHN mitigation is proposed. It is demonstrated by numerical simulations that, compared to existing algorithms, the performance of the proposed ECM-based estimator in terms of the mean square error (MSE) is closer to the derived HCRB and outperforms the existing estimation algorithms at moderate-to-high SNRs. Finally, this study extends the research on joint channel, PHN, and CFO estimation one step forward from OFDM systems to cooperative OFDM systems. An iterative algorithm based on the ECM in cooperative OFDM networks in the presence of unknown channel gains, PHNs and CFOs is applied. Moreover, the HCRB for the joint estimation problem in both decode-and-forward (DF) and amplify-and-forward (AF) relay systems is presented. An iterative algorithm based on the EKF for data detection and tracking the unknown time-varying PHN throughout the OFDM data packet is also used. For more efficient 3-D video transmission, the estimation algorithms and UEP schemes based packet portioning were combined to achieve a more robust video bit stream in the presence of PHNs. Applying this combination, simulation results demonstrate that promising bit-error-rate (BER) and PSNR performance can be achieved at the destination at different SNRs and PHN variance. The proposed schemes and algorithms offer solutions for existing problems in the techniques for applications to 3-D video transmission