Timing and Carrier Synchronization in Wireless Communication Systems: A Survey and Classification of Research in the Last 5 Years

Timing and carrier synchronization is a fundamental requirement for any wireless communication system to work properly. Timing synchronization is the process by which a receiver node determines the correct instants of time at which to sample the incoming signal. Carrier synchronization is the process by which a receiver adapts the frequency and phase of its local carrier oscillator with those of the received signal. In this paper, we survey the literature over the last 5 years (2010–2014) and present a comprehensive literature review and classification of the recent research progress in achieving timing and carrier synchronization in single-input single-output (SISO), multiple-input multiple-output (MIMO), cooperative relaying, and multiuser/multicell interference networks. Considering both single-carrier and multi-carrier communication systems, we survey and categorize the timing and carrier synchronization techniques proposed for the different communication systems focusing on the system model assumptions for synchronization, the synchronization challenges, and the state-of-the-art synchronization solutions and their limitations. Finally, we envision some future research directions

Interference suppression and parameter estimation in wireless communication systems over time-varing multipath fading channels

This dissertation focuses on providing solutions to two of the most important problems in wireless communication systems design, namely, 1) the interference suppression, and 2) the channel parameter estimation in wireless communication systems over time-varying multipath fading channels. We first study the interference suppression problem in various communication systems under a unified multirate transmultiplexer model. A state-space approach that achieves the optimal realizable equalization (suppression of inter-symbol interference) is proposed, where the Kalman filter is applied to obtain the minimum mean squared error estimate of the transmitted symbols. The properties of the optimal realizable equalizer are analyzed. Its relations with the conventional equalization methods are studied. We show that, although in general a Kalman filter has an infinite impulse response, the Kalman filter based decision-feedback equalizer (Kalman DFE) is a finite length filter. We also propose a novel successive interference cancellation (SIC) scheme to suppress the inter-channel interference encountered in multi-input multi-output systems. Based on spatial filtering theory, the SIC scheme is again converted to a Kalman filtering problem. Combining the Kalman DFE and the SIC scheme in series, the resultant two-stage receiver achieves optimal realizable interference suppression. Our results are the most general ever obtained, and can be applied to any linear channels that have a state-space realization, including time-invariant, time-varying, finite impulse response, and infinite impulse response channels. The second half of the dissertation devotes to the parameter estimation and tracking of single-input single-output time-varying multipath channels. We propose a novel method that can blindly estimate the channel second order statistics (SOS). We establish the channel SOS identifiability condition and propose novel precoder structures that guarantee the blind estimation of the channel SOS and achieve diversities. The estimated channel SOS can then be fit into a low order autoregressive (AR) model characterizing the time evolution of the channel impulse response. Based on this AR model, a new approach to time-varying multipath channel tracking is proposed

Exploring the potential of dynamic mode decomposition in wireless communication and neuroscience applications

The exponential growth of available experimental, simulation, and historical data from modern systems, including those typically considered divergent (e.g., Neuroscience procedures and wireless networks), has created a persistent need for effective data mining and analysis techniques. Most systems can be characterized as high-dimensional, dynamical, exhibiting rich multiscale phenomena in both space and time. Engineering studies of complex linear and non-linear dynamical systems are especially challenging, as the behavior of the system is often unknown and complex. Studying this problem of interest necessitates discovering and modeling the underlying evolving dynamics. In such cases, a simplified, predictive model of the flow evolution profile must be developed based on observations/measurements collected from the system. Consequently, data-driven algorithms have become an essential tool for modeling and analyzing complex systems characterized by high nonlinearity and dimensionality. The field of data-driven modeling and analysis of complex systems is rapidly advancing. Associated investigations are poised to revolutionize the engineering, biomedical, and physical sciences. By applying modeling techniques, a complex system can be simplified using low-dimensional models with spatial-temporal structures described using system measurements. Such techniques enable complex system modeling without requiring knowledge of dynamic equations governing the system's operation. The primary objective of the work detailed in this dissertation was characterizing, identifying, and predicting the behavior of systems under analysis. In particular, characterization and identification entailed finding patterns embedded in system data; prediction required evaluating system dynamics. The thesis of this work proposes the implementation of dynamic mode decomposition (DMD), which is a fully data-driven technique, to characterize dynamical systems from extracted measurements. DMD employs singular value decomposition (SVD), which reduces high-dimensional measurements collected from a system and computes eigenvalues and eigenvectors of a linear approximated model. In other words, by rather estimating the underlying dynamics within a system, DMD serves as a powerful tool for system characterization without requiring knowledge of the governing dynamical equations. Overall, the work presented herein demonstrates the potential of DMD for analyzing and modeling complex systems in the emerging, synthesized field of wireless communication (i.e., wireless technology identification) and neuroscience (i.e., chemotherapy-induced peripheral neuropathy [CIPN] identification for cancer patients). In the former, a novel technique based on DMD was initially developed for wireless coexistence analysis. The scheme can differentiate various wireless technologies, including GSM and LTE signals in the cellular domain and IEEE802.11n, ac, and ax in the Wi-Fi domain, as well as Bluetooth and Zigbee in the personal wireless domain. By capturing embedded periodic features transmitted within the signal, the proposed DMD-based technique can identify a signal’s time domain signature. With regard to cancer neuroscience, a DMD-based scheme was developed to capture the pattern of plantar pressure variability due to the development of neuropathy resulting from neurotoxic chemotherapy treatment. The developed technique modeled gait pressure variations across multiple steps at three plantar regions, which characterized the development of CIPN in patients with uterine cancer. Obtained results demonstrated that DMD can effectively model various systems and characterize system dynamics. Given the advantages of fast data processing, minimal required data preprocessing, and minimal required signal observation time intervals, DMD has proven to be a powerful tool for system analysis and modeling

A Cognitive Radio Compressive Sensing Framework

With the proliferation of wireless devices and services, allied with further significant predicted growth, there is an ever increasing demand for higher transmission rates. This is especially challenging given the limited availability of radio spectrum, and is further exacerbated by a rigid licensing regulatory regime. Spectrum however, is largely underutilized and this has prompted regulators to promote the concept of opportunistic spectrum access. This allows unlicensed secondary users to use bands which are licensed to primary users, but are currently unoccupied, so leading to more efficient spectrum utilization. A potentially attractive solution to this spectrum underutilisation problem is cognitive radio (CR) technology, which enables the identification and usage of vacant bands by continuously sensing the radio environment, though CR enforces stringent timing requirements and high sampling rates. Compressive sensing (CS) has emerged as a novel sampling paradigm, which provides the theoretical basis to resolve some of these issues, especially for signals exhibiting sparsity in some domain. For CR-related signals however, existing CS architectures such as the random demodulator and compressive multiplexer have limitations in regard to the signal types used, spectrum estimation methods applied, spectral band classification and a dependence on Fourier domain based sparsity. This thesis presents a new generic CS framework which addresses these issues by specifically embracing three original scientific contributions: i) seamless embedding of the concept of precolouring into existing CS architectures to enhance signal sparsity for CR-related digital modulation schemes; ii) integration of the multitaper spectral estimator to improve sparsity in CR narrowband modulation schemes; and iii) exploiting sparsity in an alternative, non-Fourier (Walsh-Hadamard) domain to expand the applicable CR-related modulation schemes. Critical analysis reveals the new CS framework provides a consistently superior and robust solution for the recovery of an extensive set of currently employed CR-type signals encountered in wireless communication standards. Significantly, the generic and portable nature of the framework affords the opportunity for further extensions into other CS architectures and sparsity domains

Spectrum Adaptation in Cognitive Radio Systems with Operating Constraints

The explosion of high-data-rate-demanding wireless applications such as smart-phones and wireless Internet access devices, together with growth of existing wireless services, are creating a shortage of the scarce Radio Frequency (RF) spectrum. However, several spectrum measurement campaigns revealed that current spectrum usage across time and frequency is inefficient, creating the artificial shortage of the spectrum because of the traditional exclusive command-and-control model of using the spectrum. Therefore, a new concept of Cognitive Radio (CR) has been emerging recently in which unlicensed users temporarily borrow spectrum from the licensed Primary Users (PU) based on the Dynamic Spectrum Access (DSA) technique that is also known as the spectrum sharing concept. A CR is an intelligent radio system based on the Software Defined Radio platform with artificial intelligence capability which can learn, adapt, and reconfigure through interaction with the operating environment. A CR system will revolutionize the way people share the RF spectrum, lowering harmful interference to the licensed PU of the spectrum, fostering innovative DSA technology and giving people more choices when it comes to using the wireless-communication-dependent applications without having any spectrum congestion problems. A key technical challenge for enabling secondary access to the licensed spectrum adaptation is to ensure that the CR does not interfere with the licensed incumbent users. However, incumbent user behavior is dynamic and requires CR systems to adapt this behavior in order to maintain smooth information transmission. In this context, the objective of this dissertation is to explore design issues for CR systems focusing on adaptation of physical layer parameters related to spectrum sensing, spectrum shaping, and rate/power control. Specifically, this dissertation discusses dynamic threshold adaptation for energy detector spectrum sensing, spectrum allocation and power control in Orthogonal Frequency Division Multiplexing-(OFDM-)based CR with operating constraints, and adjacent band interference suppression techniques in turbo-coded OFDM-based CR systems

Performance analysis of FBMC over OFDM in Cognitive Radio Network

Cognitive Radio (CR) system is an adaptive, reconfigurable communication system that can intuitively adjust its parameters to meet users or network demands. The major objective of CR is to provide a platform for the Secondary User (SU) to fully utilize the available spectrum resource by sensing the existence of spectrum holes without causing interference to the Primary User (PU). However, PU detection has been one of the main challenges in CR technology. In comparison to traditional wireless communication systems, due to the Cross-Channel Interference (CCI) from the adjacent channels used by SU to PU, CR system now poses new challenges to Resource Allocation (RA) problems. Past efforts have been focussed on Orthogonal Frequency Division Multiplexing (OFDM) based CR systems. However, OFDM technique show various limitations in CR application due to its enormous spectrum leakage. Filter Bank based Multicarrier (FBMC) has been proposed as a promising Multicarrier Modulation (MCM) candidate that has numerous advantages over OFDM. In this dissertation, a critical analysis of the performance of FBMC over OFDM was studied, and CR system was used as the testing platform. Firstly, the problem of spectrum sensing of OFDM based CR systems in contrast to FBMC based were surveyed from literature point of view, then the performance of the two schemes was analysed and compared from the spectral efficiency point of view. A resource allocation algorithm was proposed where much attention was focused on interference and power constraint. The proposed algorithms have been verified using MATLAB simulations, however, numerical results show that FBMC can attain higher spectrum efficiency and attractive benefit in terms of spectrum sensing as opposed to OFDM. The contributions of this dissertation have heightened the interest in more research and findings on how FBMC can be improved for future application CR systems

Advanced PHY/MAC Design for Infrastructure-less Wireless Networks

Wireless networks play a key role in providing information exchange among distributed mobile devices. Nowadays, Infrastructure-Less Wireless Networks (ILWNs), which include ad hoc and sensor networks, are gaining increasing popularity as they do not need a fixed infrastructure. Simultaneously, multiple research initiatives have led to different findings at the physical (PHY) layer of the wireless communication systems, which can effectively be adopted in ILWNs. However, the distributed nature of ILWNs demand for different network control policies that should have into account the most recent findings to increase the network performance. This thesis investigates the adoption of Multi-Packet Reception (MPR) techniques at the PHY layer of distributed wireless networks, which is itself a challenging task due to the lack of a central coordinator and the spatial distribution of the nodes. The work starts with the derivation of an MPR system performance model that allows to determine optimal points of operation for different radio conditions. The model developed and validated in this thesis is then used to study the performance of ILWNs in high density of transmitters and when the spectrum can be sensed a priori (i.e. before each transmission). Based on the theoretical analysis developed in the thesis, we show that depending on the propagation conditions the spectrum sensing can reduce the network throughput to a level where its use should be avoided. At the final stage, we propose a crosslayered architecture that improves the capacity of an ILWN. Different Medium Access Control (MAC) schemes for ILWNs adopting MPR communications are proposed and their performance is theoretically characterized. We propose a cross-layer optimization methodology that considers the features of the MPR communication scheme together with the MAC performance. The proposed cross-layer optimization methodology improves the throughput of ILWNs, which is validated through theoretical analysis and multiple simulation results

Blind Estimation of Carrier Frequency Offset for OFDM Systems using Maximum Likelihood Technique

A Multicarrier Communication system such as an Orthogonal Frequency Division Multiplexing OFDM has been shown to be an impressive approach to combat multipath fading in wireless communications. OFDM is a modulation scheme that allows digital data to be efficiently and reliably transmitted over a radio channel, even in multipath environments. OFDM transmits data by using a large number of narrow bandwidth carriers. These carriers are regularly spaced in frequency, forming a block of spectrum. The frequency spacing and time synchronization of the carriers is chosen in such a way that the carriers are orthogonal, meaning that they do not cause interference to each other. In spite of the success and effectiveness of the OFDM systems, it suffers from a well-known drawback of high sensitivity to Carrier Frequency Offset (CFO). The presence of the CFO in the received carrier will lose orthogonality among the carriers and causes a reduction of desired signal amplitude in the output decision variable and introduces Inter Carrier Interference (ICI). It then brings up an increase of Bit Error Rate (BER). This makes the problem of estimating the CFO an attractive and necessary research problem. In this thesis Blind Modified ML CFO estimation technique based on data symbol repetition is discussed to estimate the offset parameter