An Overview of Signal Processing Techniques for Millimeter Wave MIMO Systems

Communication at millimeter wave (mmWave) frequencies is defining a new era of wireless communication. The mmWave band offers higher bandwidth communication channels versus those presently used in commercial wireless systems. The applications of mmWave are immense: wireless local and personal area networks in the unlicensed band, 5G cellular systems, not to mention vehicular area networks, ad hoc networks, and wearables. Signal processing is critical for enabling the next generation of mmWave communication. Due to the use of large antenna arrays at the transmitter and receiver, combined with radio frequency and mixed signal power constraints, new multiple-input multiple-output (MIMO) communication signal processing techniques are needed. Because of the wide bandwidths, low complexity transceiver algorithms become important. There are opportunities to exploit techniques like compressed sensing for channel estimation and beamforming. This article provides an overview of signal processing challenges in mmWave wireless systems, with an emphasis on those faced by using MIMO communication at higher carrier frequencies.Comment: Submitted to IEEE Journal of Selected Topics in Signal Processin

Joint Channel-Estimation/Decoding with Frequency-Selective Channels and Few-Bit ADCs

We propose a fast and near-optimal approach to joint channel-estimation, equalization, and decoding of coded single-carrier (SC) transmissions over frequency-selective channels with few-bit analog-to-digital converters (ADCs). Our approach leverages parametric bilinear generalized approximate message passing (PBiGAMP) to reduce the implementation complexity of joint channel estimation and (soft) symbol decoding to that of a few fast Fourier transforms (FFTs). Furthermore, it learns and exploits sparsity in the channel impulse response. Our work is motivated by millimeter-wave systems with bandwidths on the order of Gsamples/sec, where few-bit ADCs, SC transmissions, and fast processing all lead to significant reductions in power consumption and implementation cost. We numerically demonstrate our approach using signals and channels generated according to the IEEE 802.11ad wireless local area network (LAN) standard, in the case that the receiver uses analog beamforming and a single ADC

Wideband Channel Estimation for Hybrid Beamforming Millimeter Wave Communication Systems with Low-Resolution ADCs

A potential tremendous spectrum resource makes millimeter wave (mmWave) communications a promising technology. High power consumption due to a large number of antennas and analog-to-digital converters (ADCs) for beamforming to overcome the large propagation losses is problematic in practice. As a hybrid beamforming architecture and low-resolution ADCs are considered to reduce power consumption, estimation of mmWave channels becomes challenging. We evaluate several channel estimation algorithms for wideband mmWave systems with hybrid beamforming and low-resolution ADCs. Through simulation, we show that 1) infinite bit ADCs with least-squares estimation have worse channel estimation performance than do one-bit ADCs with orthogonal matching pursuit (OMP) in an SNR range of interest, 2) three- and four-bit quantizers can achieve channel estimation performance close to the unquantized case when using OMP, 3) a receiver with a single RF chain can yield better estimates than that with four RF chains if enough frames are exploited, and 4) for one-bit ADCs, exploitation of higher transmit power and more frames for performance enhancement adversely affects estimation performance after a certain point.Comment: 6 pages, 8 figures, submitted to ICC 201

A Hardware-Efficient Hybrid Beamforming Solution for mmWave MIMO Systems

In millimeter wave (mmWave) communication systems, existing hybrid beamforming solutions generally require a large number of high-resolution phase shifters (PSs) to realize analog beamformers, which still suffer from high hardware complexity and power consumption. Targeting at this problem, this article introduces a novel hardware-efficient hybrid precoding/combining architecture, which only employs a limited number of simple phase over-samplers (POSs) and a switch (SW) network to achieve maximum hardware efficiency while maintaining satisfactory spectral efficiency performance. The POS can be realized by a simple circuit and simultaneously outputs several parallel signals with different phases. With the aid of a simple switch network, the analog precoder/combiner is implemented by feeding the signals with appropriate phases to antenna arrays or RF chains. We analyze the design challenges of this POS-SW-based hybrid beamforming architecture and present potential solutions to the fundamental issues, especially the precoder/combiner design and the channel estimation strategy. Simulation results demonstrate that this hardware-efficient structure can achieve comparable spectral efficiency but much higher energy efficiency than that of the traditional structures

LEMO: Learn to Equalize for MIMO-OFDM Systems with Low-Resolution ADCs

This paper develops a new deep neural network optimized equalization framework for massive multiple input multiple output orthogonal frequency division multiplexing (MIMOOFDM) systems that employ low-resolution analog-to-digital converters (ADCs) at the base station (BS). The use of lowresolution ADCs could largely reduce hardware complexity and circuit power consumption, however, it makes the channel station information almost blind to the BS, hence causing difficulty in solving the equalization problem. In this paper, we consider a supervised learning architecture, where the goal is to learn a representative function that can predict the targets (constellation points) from the inputs (outputs of the low-resolution ADCs) based on the labeled training data (pilot signals). Especially, our main contributions are two-fold: 1) First, we design a new activation function, whose outputs are close to the constellation points when the parameters are finally optimized, to help us fully exploit the stochastic gradient descent method for the discrete optimization problem. 2) Second, an unsupervised loss is designed and then added to the optimization objective, aiming to enhance the representation ability (so-called generalization). Lastly, various experimental results confirm the superiority of the proposed equalizer over some existing ones, particularly when the statistics of the channel state information are unclear

Joint CFO and Channel Estimation in Millimeter Wave Systems with One-Bit ADCs

We develop a method to jointly estimate the carrier frequency offset (CFO) and the narrowband channel in millimeter wave (mmWave) MIMO systems operating with one-bit analog-to-digital converters (ADCs). We assume perfect timing synchronization and transform the underlying CFO-channel optimization problem to a higher dimensional space using lifting techniques. Exploiting the sparsity of mmWave MIMO channels in the angle domain, we perform joint estimation by solving a noisy quantized compressed sensing problem of the lifted version, using generalized approximate message passing. Simulation results show that our method is able to recover both the channel and the CFO using one-bit measurements.Comment: 4 pages, 4 figures, submitted to the 7th IEEE International Workshop on Computational Advances in Multi-Sensor Adaptive Processin

Wideband mmWave Channel Estimation for Hybrid Massive MIMO with Low-Precision ADCs

In this article, we investigate channel estimation for wideband millimeter-wave (mmWave) massive multiple-input multiple-output (MIMO) under hybrid architecture with lowprecision analog-to-digital converters (ADCs). To design channel estimation for the hybrid structure, both analog processing components and frequency-selective digital combiners need to be optimized. The proposed channel estimator follows the typical linear-minimum-mean-square-error (LMMSE) structure and applies for an arbitrary channel model. Moreover, for sparsity channels as in mmWave, the proposed estimator performs more efficiently by incorporating orthogonal matching pursuit (OMP) to mitigate quantization noise caused by low-precision ADCs. Consequently, the proposed estimator outperforms conventional ones as demonstrated by computer simulation results

A Comparison of Hybrid Beamforming and Digital Beamforming with Low-Resolution ADCs for Multiple Users and Imperfect CSI

For 5G it will be important to leverage the available millimeter wave spectrum. To achieve an approximately omni- directional coverage with a similar effective antenna aperture compared to state of the art cellular systems, an antenna array is required at both the mobile and basestation. Due to the large bandwidth and inefficient amplifiers available in CMOS for mmWave, the analog front-end of the receiver with a large number of antennas becomes especially power hungry. Two main solutions exist to reduce the power consumption: hybrid beam forming and digital beam forming with low resolution Analog to Digital Converters (ADCs). In this work we compare the spectral and energy efficiency of both systems under practical system constraints. We consider the effects of channel estimation, transmitter impairments and multiple simultaneous users. Our power consumption model considers components reported in literature at 60 GHz. In contrast to many other works we also consider the correlation of the quantization error, and generalize the modeling of it to non-uniform quantizers and different quantizers at each antenna. The result shows that as the SNR gets larger the ADC resolution achieving the optimal energy efficiency gets also larger. The energy efficiency peaks for 5 bit resolution at high SNR, since due to other limiting factors the achievable rate almost saturates at this resolution. We also show that in the multi-user scenario digital beamforming is in any case more energy efficient than hybrid beamforming. In addition we show that if different ADC resolutions are used we can achieve any desired trade-offs between power consumption and rate close to those achieved with only one ADC resolution.Comment: Submitted to JSTSP. arXiv admin note: text overlap with arXiv:1610.0290

Hybrid Architectures with Few-Bit ADC Receivers: Achievable Rates and Energy-Rate Tradeoffs

Hybrid analog/digital architectures and receivers with low-resolution analog-to-digital converters (ADCs) are two low power solutions for wireless systems with large antenna arrays, such as millimeter wave and massive MIMO systems. Most prior work represents two extreme cases in which either a small number of RF chains with full-resolution ADCs, or low resolution ADC with a number of RF chains equal to the number of antennas is assumed. In this paper, a generalized hybrid architecture with a small number of RF chains and finite number of ADC bits is proposed. For this architecture, achievable rates with channel inversion and SVD based transmission methods are derived. Results show that the achievable rate is comparable to that obtained by full-precision ADC receivers at low and medium SNRs. A trade-off between the achievable rate and power consumption for different numbers of bits and RF chains is devised. This enables us to draw some conclusions on the number of ADC bits needed to maximize the system energy efficiency. Numerical simulations show that coarse ADC quantization is optimal under various system configurations. This means that hybrid combining with coarse quantization achieves better energy-rate trade-off compared to both hybrid combining with full-resolutions ADCs and 1-bit ADC combining.Comment: 30 pages, 8 figures, submitted to IEEE Transactions on Wireless Communication

One-Bit OFDM Receivers via Deep Learning

This paper develops novel deep learning-based architectures and design methodologies for an orthogonal frequency division multiplexing (OFDM) receiver under the constraint of one-bit complex quantization. Single bit quantization greatly reduces complexity and power consumption, but makes accurate channel estimation and data detection difficult. This is particularly true for multicarrier waveforms, which have high peak-to-average ratio in the time domain and fragile subcarrier orthogonality in the frequency domain. The severe distortion for one-bit quantization typically results in an error floor even at moderately low signal-to-noise-ratio (SNR) such as 5 dB. For channel estimation (using pilots), we design a novel generative supervised deep neural network (DNN) that can be trained with a reasonable number of pilots. After channel estimation, a neural network-based receiver -- specifically, an autoencoder -- jointly learns a precoder and decoder for data symbol detection. Since quantization prevents end-to-end training, we propose a two-step sequential training policy for this model. With synthetic data, our deep learning-based channel estimation can outperform least squares (LS) channel estimation for unquantized (full-resolution) OFDM at average SNRs up to 14 dB. For data detection, our proposed design achieves lower bit error rate (BER) in fading than unquantized OFDM at average SNRs up to 10 dB