Channel Estimation Architectures for Mobile Reception in Emerging DVB Standards

Throughout this work, channel estimation techniques have been analyzed and proposed for moderate and very high mobility DVB (digital video broadcasting) receivers, focusing on the DVB-T2 (Digital Video Broadcasting - Terrestrial 2) framework and the forthcoming DVB-NGH (Digital Video Broadcasting - Next Generation Handheld) standard. Mobility support is one of the key features of these DVB specifications, which try to deal with the challenge of enabling HDTV (high definition television) delivery at high vehicular speed. In high-mobility scenarios, the channel response varies within an OFDM (orthogonal frequency-division multiplexing) block and the subcarriers are no longer orthogonal, which leads to the so-called ICI (inter-carrier interference), making the system performance drop severely. Therefore, in order to successfully decode the transmitted data, ICI-aware detectors are necessary and accurate CSI (channel state information), including the ICI terms, is required at the receiver. With the aim of reducing the number of parameters required for such channel estimation while ensuring accurate CSI, BEM (basis expansion model) techniques have been analyzed and proposed for the high-mobility DVB-T2 scenario. A suitable clustered pilot structure has been proposed and its performance has been compared to the pilot patterns proposed in the standard. Different reception schemes that effectively cancel ICI in combination with BEM channel estimation have been proposed, including a Turbo scheme that includes a BP (belief propagation) based ICI canceler, a soft-input decision-directed BEM channel estimator and the LDPC (low-density parity check) decoder. Numerical results have been presented for the most common channel models, showing that the proposed receiver schemes allow good reception, even in receivers with extremely high mobility (up to 0.5 of normalized Doppler frequency).Doktoretza tesi honetan, hainbat kanal estimazio teknika ezberdin aztertu eta proposatu dira mugikortasun ertain eta handiko DVB (Digital Video Broadcasting) hartzaileentzat, bigarren belaunaldiko Lurreko Telebista Digitalean DVB-T2 (Digital Video Broadcasting - Terrestrial 2 ) eta hurrengo DVB-NGH (Digital Video Broadcasting - Next Generation Handheld) estandarretan oinarrututa. Mugikortasuna bigarren belaunaldiko telebista estandarrean funtsezko ezaugarri bat da, HDTV (high definition television) zerbitzuak abiadura handiko hartzaileetan ahalbidetzeko erronkari aurre egiteko nahian. Baldintza horietan, kanala OFDM (ortogonalak maiztasun-zatiketa multiplexing ) sinbolo baten barruan aldatzen da, eta subportadorak jada ez dira ortogonalak, ICI-a (inter-carrier interference) sortuz, eta sistemaren errendimendua hondatuz. Beraz, transmititutako datuak behar bezala deskodeatzeko, ICI-a ekiditeko gai diren detektagailuak eta CSI-a (channel state information) zehatza, ICI osagaiak barne, ezinbestekoak egiten dira hartzailean. Kanalaren estimazio horretarako beharrezkoak diren parametro kopurua murrizteko eta aldi berean CSI zehatza bermatzeko, BEM (basis expansion model) teknika aztertu eta proposatu da ICI kanala identifikatzeko mugikortasun handiko DVB-T2 eszenatokitan. Horrez gain, pilotu egitura egokia proposatu da, estandarrean proposatutako pilotu ereduekin alderatuz BEM estimazioan oinarritua. ICI-a baliogabetzen duten hartzaile sistema ezberdin proposatu dira, Turbo sistema barne, non BP (belief propagation) detektagailua, soft BEM estimazioa eta LDPC (low-density parity check ) deskodetzailea uztartzen diren. Ohiko kanal ereduak erabilita, simulazio emaitzak aurkeztu dira, proposatutako hartzaile sistemak mugikortasun handiko kasuetan harrera ona dutela erakutsiz, 0.5 Doppler maiztasun normalizaturaino.Esta tesis doctoral analiza y propone diferentes técnicas de estimación de canal para receptores DVB (Digital Video Broadcasting) con movilidad moderada y alta, centrándose en el estándar de segunda generación DVB-T2 (Digital Video Broadcasting - Terrestrial 2 ) y en el próximó estándar DVB-NGH (Digital Video Broadcasting - Next Generation Handheld ). La movilidad es una de las principales claves de estas especificaciones, que tratan de lidiar con el reto de permitir la recepción de señal HDTV (high definition television) en receptores móviles. En escenarios de alta movilidad, la respuesta del canal varía dentro de un símbolo OFDM (orthogonal frequency-division multiplexing ) y las subportadoras ya no son ortogonales, lo que genera la llamada ICI (inter-carrier interference), deteriorando el rendimiento de los receptores severamente. Por lo tanto, con el fin de decodificar correctamente los datos transmitidos, detectores capaces de suprimir la ICI y una precisa CSI (channel state information), incluyendo los términos de ICI, son necesarios en el receptor. Con el objetivo de reducir el número de parámetros necesarios para dicha estimación de canal, y al mismo tiempo garantizar una CSI precisa, la técnica de estimación BEM (basis expansion model) ha sido analizada y propuesta para identificar el canal con ICI en receptores DVB-T2 de alta movilidad. Además se ha propuesto una estructura de pilotos basada en clústers, comparando su rendimiento con los patrones de pilotos establecidos en el estándar. Se han propuesto diferentes sistemas de recepción que cancelan ICI en combinación con la estimación BEM, incluyendo un esquema Turbo que incluye un detector BP (belief propagation), un estimador BEM soft y un decodificador LDPC (low-density parity check). Se han presentado resultados numéricos para los modelos de canal más comunes, demostrando que los sistemas de recepción propuestos permiten la decodificación correcta de la señal incluso en receptores con movilidad muy alta (hasta 0,5 de frecuencia de Doppler normalizada)

Multipath Parameter Estimation from OFDM Signals in Mobile Channels

We study multipath parameter estimation from orthogonal frequency division multiplex signals transmitted over doubly dispersive mobile radio channels. We are interested in cases where the transmission is long enough to suffer time selectivity, but short enough such that the time variation can be accurately modeled as depending only on per-tap linear phase variations due to Doppler effects. We therefore concentrate on the estimation of the complex gain, delay and Doppler offset of each tap of the multipath channel impulse response. We show that the frequency domain channel coefficients for an entire packet can be expressed as the superimposition of two-dimensional complex sinusoids. The maximum likelihood estimate requires solution of a multidimensional non-linear least squares problem, which is computationally infeasible in practice. We therefore propose a low complexity suboptimal solution based on iterative successive and parallel cancellation. First, initial delay/Doppler estimates are obtained via successive cancellation. These estimates are then refined using an iterative parallel cancellation procedure. We demonstrate via Monte Carlo simulations that the root mean squared error statistics of our estimator are very close to the Cramer-Rao lower bound of a single two-dimensional sinusoid in Gaussian noise.Comment: Submitted to IEEE Transactions on Wireless Communications (26 pages, 9 figures and 3 tables

Intercarrier Interference Suppression for the OFDM Systems in Time-Varying Multipath Fading Channels

Due to its spectral efficiency and robustness over the multipath channels, orthogonal frequency division multiplexing (OFDM) has served as one of the major modulation schemes for the modern communication systems. In the future, the wireless OFDM systems are expected to operate at high carrier-frequencies, high speed and high throughput mobile reception, where the fasting time-varying fading channels are encountered. The channel variation destroys the orthogonality among the subcarriers and leads to the intercarrier interference (ICI). ICI poses a significant limitation to the wireless OFDM systems. The aim of this dissertation is to find an efficient method of providing reliable communication using OFDM in the fast time-varying fading channel scenarios. First, we investigate the OFDM performance in the situation of time-varying mobile channels in the presence of multiple Doppler frequency shifts. A new mathematical framework of the ICI effect is derived. The simulation results show that ICI induces an irreducible error probability floor, which in proportional to the Doppler frequency shifts. Furthermore, it is observed that ICI power arises from a few adjacent subcarriers. This observation motivates us to design the low-complexity Q-tap equalizers, namely, Minimum Mean Square Error (MMSE) linear equalizer and Decision Feedback (DF) non-linear equalizer to mitigate the ICI. Simulation results show that both Q-tap equalizers can improve the system performance in the sense of symbol error rate (SER). To employ these equalizers, the channel state information is also required. In this dissertation, we also design a pilot-aided channel estimation via Wiener filtering for a time-varying Wide-sense Stationary Uncorrelated Scatterers (WSSUS) channel model. The channel estimator utilizes that channel statistical properties. Our proposed low-complexity ICI suppression scheme, which incorporates the Q-tap equalizer with our proposed channel estimator, can significantly improve the performance of the OFDM systems in a fast time-varying fading channels. At the last part of the dissertation, an alternative ICI mitigation approach, which is based on the ICI self-cancellation coding, is also discussed. The EM-based approach, which solves the phase and amplitude ambiguities associated with this approach, is also introduced

Spectrally Modulated Spectrally Encoded Framework Based Cognitive Radio in Mobile Environment

Radio spectrum has become a precious resource, and it has long been the dream of wireless communication engineers to maximize the utilization of the radio spectrum. Dynamic Spectrum Access (DSA) and Cognitive Radio (CR) have been considered promising to enhance the efficiency and utilization of the spectrum. Since some of the spectrum bands are occupied by primary users (PUs), the available spectrum for secondary users (SUs) are non-contiguous, and multi-carrier transmission technologies become the natural solution to occupy those non-contiguous bands. Non-contiguous multi-carrier based modulations, such as NC-OFDM (non-contiguous Orthogonal Frequency Division Multiplexing), NC-MC-CDMA (non-contiguous multi-carrier code division multiple access) and NC-SC-OFDM (non-contiguous single carrier OFDM), allow the SUs to utilize the available spectrum. Spectrally Modulated Spectrally Encoded (SMSE) framework offers a general framework to generate multi-carrier based waveform for CR. However, it is well known that all multi-carrier transmission technologies suffer significant performance degradation resulting from inter-carrier interference (ICI) in high mobility environments. Current research work in cognitive radio has not sufficiently considered and addressed this issue yet. Hence, it is highly desired to study the effect of mobility on CR communication systems and how to improve the performance through affordable low-complexity signal processing techniques. In this dissertation, we analyze the inter-carrier interference for SMSE based multi-carrier transmissions in CR, and propose multiple ICI mitigation techniques and carrier frequency offset (CFO) estimator. Specifically, (1) an ICI self-cancellation algorithm is adapted to the MC-CDMA system by designing new spreading codes to enable the system with the capability to reduce the ICI; (2) a blind ICI cancellation technique named Total ICI Cancellation is proposed to perfectly remove the ICI effect for OFDM and MC-CDMA systems and provide the performance approximately identical to that of the systems without ICI; (3) a novel modulation scheme, called Magnitude Keyed Modulation (MKM), is proposed to combine with SC-OFDM system and provide ICI immunity feature so that the system performance is not affected by the mobility or carrier frequency offset; (4) a blind carrier frequency offset estimation algorithm is proposed to accurately estimate the CFO; (5) finally, compared to traditional ICI analysis and cancellation techniques with assumption of constant carrier frequency offset among all the subcarriers, subcarrier varying CFO scenario is considered for the wideband multi-carrier transmission and non-contiguous multi-carrier transmission for CR, and an ICI total cancellation algorithm is proposed for the multi-carrier system with subcarrier varying CFOs to entirely remove the ICI

Spectrally Modulated Spectrally Encoded Framework Based Cognitive Radio in Mobile Environment

Radio spectrum has become a precious resource, and it has long been the dream of wireless communication engineers to maximize the utilization of the radio spectrum. Dynamic Spectrum Access (DSA) and Cognitive Radio (CR) have been considered promising to enhance the efficiency and utilization of the spectrum. Since some of the spectrum bands are occupied by primary users (PUs), the available spectrum for secondary users (SUs) are non-contiguous, and multi-carrier transmission technologies become the natural solution to occupy those non-contiguous bands. Non-contiguous multi-carrier based modulations, such as NC-OFDM (non-contiguous Orthogonal Frequency Division Multiplexing), NC-MC-CDMA (non-contiguous multi-carrier code division multiple access) and NC-SC-OFDM (non-contiguous single carrier OFDM), allow the SUs to utilize the available spectrum. Spectrally Modulated Spectrally Encoded (SMSE) framework offers a general framework to generate multi-carrier based waveform for CR. However, it is well known that all multi-carrier transmission technologies suffer significant performance degradation resulting from inter-carrier interference (ICI) in high mobility environments. Current research work in cognitive radio has not sufficiently considered and addressed this issue yet. Hence, it is highly desired to study the effect of mobility on CR communication systems and how to improve the performance through affordable low-complexity signal processing techniques. In this dissertation, we analyze the inter-carrier interference for SMSE based multi-carrier transmissions in CR, and propose multiple ICI mitigation techniques and carrier frequency offset (CFO) estimator. Specifically, (1) an ICI self-cancellation algorithm is adapted to the MC-CDMA system by designing new spreading codes to enable the system with the capability to reduce the ICI; (2) a blind ICI cancellation technique named Total ICI Cancellation is proposed to perfectly remove the ICI effect for OFDM and MC-CDMA systems and provide the performance approximately identical to that of the systems without ICI; (3) a novel modulation scheme, called Magnitude Keyed Modulation (MKM), is proposed to combine with SC-OFDM system and provide ICI immunity feature so that the system performance is not affected by the mobility or carrier frequency offset; (4) a blind carrier frequency offset estimation algorithm is proposed to accurately estimate the CFO; (5) finally, compared to traditional ICI analysis and cancellation techniques with assumption of constant carrier frequency offset among all the subcarriers, subcarrier varying CFO scenario is considered for the wideband multi-carrier transmission and non-contiguous multi-carrier transmission for CR, and an ICI total cancellation algorithm is proposed for the multi-carrier system with subcarrier varying CFOs to entirely remove the ICI

Iterative Receiver for MIMO-OFDM System with ICI Cancellation and Channel Estimation

As a multi-carrier modulation scheme, Orthogonal Frequency Division Multiplexing (OFDM) technique can achieve high data rate in frequency-selective fading channels by splitting a broadband signal into a number of narrowband signals over a number of subcarriers, where each subcarrier is more robust to multipath. The wireless communication system with multiple antennas at both the transmitter and receiver, known as multiple-input multiple-output (MIMO) system, achieves high capacity by transmitting independent information over different antennas simultaneously. The combination of OFDM with multiple antennas has been considered as one of most promising techniques for future wireless communication systems. The challenge in the detection of a space-time signal is to design a low-complexity detector, which can efficiently remove interference resulted from channel variations and approach the interference-free bound. The application of iterative parallel interference canceller (PIC) with joint detection and decoding has been a promising approach. However, the decision statistics of a linear PIC is biased toward the decision boundary after the first cancellation stage. In this thesis, we employ an iterative receiver with a decoder metric, which considerably reduces the bias effect in the second iteration, which is critical for the performance of the iterative algorithm. Channel state information is required in a MIMO-OFDM system signal detection at the receiver. Its accuracy directly affects the overall performance of MIMO-OFDM systems. In order to estimate the channel in high-delay-spread environments, pilot symbols should be inserted among subcarriers before transmission. To estimate the channel over all the subcarriers, various types of interpolators can be used. In this thesis, a linear interpolator and a trigonometric interpolator are compared. Then we propose a new interpolator called the multi-tap method, which has a much better system performance. In MIMO-OFDM systems, the time-varying fading channels can destroy the orthogonality of subcarriers. This causes serious intercarrier interference (ICI), thus leading to significant system performance degradation, which becomes more severe as the normalized Doppler frequency increases. In this thesis, we propose a low-complexity iterative receiver with joint frequency- domain ICI cancellation and pilot-assisted channel estimation to minimize the effect of time-varying fading channels. At the first stage of receiver, the interference between adjacent subcarriers is subtracted from received OFDM symbols. The parallel interference cancellation detection with decision statistics combining (DSC) is then performed to suppress the interference from other antennas. By restricting the interference to a limited number of neighboring subcarriers, the computational complexity of the proposed receiver can be significantly reduced. In order to construct the time variant channel matrix in the frequency domain, channel estimation is required. However, an accurate estimation requiring complete knowledge of channel time variations for each block, cannot be obtained. For time- varying frequency-selective fading channels, the placement of pilot tones also has a significant impact on the quality of the channel estimates. Under the assumption that channel variations can be approximated by a linear model, we can derive channel state information (CSI) in the frequency domain and estimate time-domain channel parameters. In this thesis, an iterative low-complexity channel estimation method is proposed to improve the system performance. Pilot symbols are inserted in the transmitted OFDM symbols to mitigate the effect of ICI and the channel estimates are used to update the results of both the frequency domain equalizer and the PICDSC detector in each iteration. The complexity of this algorithm can be reduced because the matrices are precalculated and stored in the receiver when the placement of pilots symbols is fixed in OFDM symbols before transmission. Finally, simulation results show that the proposed MIMO-OFDM iterative receiver can effectively mitigate the effect of ICI and approach the ICI-free performance over time-varying frequency-selective fading channels

Joint channel and phase noise compensation for OFDM in fast fading multipath applications

Orthogonal frequency-division multiplexing (OFDM) systems, such as the new wireless standards or the schemes proposed for third-generation (3G) evolution, exhibit great sensitivity to the effects of phase noise and the time-varying propagation channel, which can introduce interchannel interference (ICI) due to the loss of orthogonality among subcarriers. In this paper, joint channel estimation and ICI reduction schemes are investigated, which compensate the effects of phase noise and multipath channel in a realistic scenario, where the channel is not assumed perfectly known, whereas its estimation is obtained by combining a decision-feedback scheme and a pilot-aided estimator. We propose a technique for ICI compensation that has reduced complexity by only considering the most significant terms of ICIPublicad