Effective Capacity in Broadcast Channels with Arbitrary Inputs

We consider a broadcast scenario where one transmitter communicates with two receivers under quality-of-service constraints. The transmitter initially employs superposition coding strategies with arbitrarily distributed signals and sends data to both receivers. Regarding the channel state conditions, the receivers perform successive interference cancellation to decode their own data. We express the effective capacity region that provides the maximum allowable sustainable data arrival rate region at the transmitter buffer or buffers. Given an average transmission power limit, we provide a two-step approach to obtain the optimal power allocation policies that maximize the effective capacity region. Then, we characterize the optimal decoding regions at the receivers in the space spanned by the channel fading power values. We finally substantiate our results with numerical presentations.Comment: This paper will appear in 14th International Conference on Wired&Wireless Internet Communications (WWIC

Discrete multitone modulation with principal component filter banks

Discrete multitone (DMT) modulation is an attractive method for communication over a nonflat channel with possibly colored noise. The uniform discrete Fourier transform (DFT) filter bank and cosine modulated filter bank have in the past been used in this system because of low complexity. We show in this paper that principal component filter banks (PCFB) which are known to be optimal for data compression and denoising applications, are also optimal for a number of criteria in DMT modulation communication. For example, the PCFB of the effective channel noise power spectrum (noise psd weighted by the inverse of the channel gain) is optimal for DMT modulation in the sense of maximizing bit rate for fixed power and error probabilities. We also establish an optimality property of the PCFB when scalar prefilters and postfilters are used around the channel. The difference between the PCFB and a traditional filter bank such as the brickwall filter bank or DFT filter bank is significant for effective power spectra which depart considerably from monotonicity. The twisted pair channel with its bridged taps, next and fext noises, and AM interference, therefore appears to be a good candidate for the application of a PCFB. This is demonstrated with the help of numerical results for the case of the ADSL channel

Robustness maximization of parallel multichannel systems

Bit error rate (BER) minimization and SNR-gap maximization, two robustness optimization problems, are solved, under average power and bit-rate constraints, according to the waterfilling policy. Under peak-power constraint the solutions differ and this paper gives bit-loading solutions of both robustness optimization problems over independent parallel channels. The study is based on analytical approach with generalized Lagrangian relaxation tool and on greedy-type algorithm approach. Tight BER expressions are used for square and rectangular quadrature amplitude modulations. Integer bit solution of analytical continuous bit-rates is performed with a new generalized secant method. The asymptotic convergence of both robustness optimizations is proved for both analytical and algorithmic approaches. We also prove that, in conventional margin maximization problem, the equivalence between SNR-gap maximization and power minimization does not hold with peak-power limitation. Based on a defined dissimilarity measure, bit-loading solutions are compared over power line communication channel for multicarrier systems. Simulation results confirm the asymptotic convergence of both allocation policies. In non asymptotic regime the allocation policies can be interchanged depending on the robustness measure and the operating point of the communication system. The low computational effort of the suboptimal solution based on analytical approach leads to a good trade-off between performance and complexity.Comment: 27 pages, 8 figures, submitted to IEEE Trans. Inform. Theor

Rateless Coding for Gaussian Channels

A rateless code-i.e., a rate-compatible family of codes-has the property that codewords of the higher rate codes are prefixes of those of the lower rate ones. A perfect family of such codes is one in which each of the codes in the family is capacity-achieving. We show by construction that perfect rateless codes with low-complexity decoding algorithms exist for additive white Gaussian noise channels. Our construction involves the use of layered encoding and successive decoding, together with repetition using time-varying layer weights. As an illustration of our framework, we design a practical three-rate code family. We further construct rich sets of near-perfect rateless codes within our architecture that require either significantly fewer layers or lower complexity than their perfect counterparts. Variations of the basic construction are also developed, including one for time-varying channels in which there is no a priori stochastic model.Comment: 18 page

Error Rates of the Maximum-Likelihood Detector for Arbitrary Constellations: Convex/Concave Behavior and Applications

Motivated by a recent surge of interest in convex optimization techniques, convexity/concavity properties of error rates of the maximum likelihood detector operating in the AWGN channel are studied and extended to frequency-flat slow-fading channels. Generic conditions are identified under which the symbol error rate (SER) is convex/concave for arbitrary multi-dimensional constellations. In particular, the SER is convex in SNR for any one- and two-dimensional constellation, and also in higher dimensions at high SNR. Pairwise error probability and bit error rate are shown to be convex at high SNR, for arbitrary constellations and bit mapping. Universal bounds for the SER 1st and 2nd derivatives are obtained, which hold for arbitrary constellations and are tight for some of them. Applications of the results are discussed, which include optimum power allocation in spatial multiplexing systems, optimum power/time sharing to decrease or increase (jamming problem) error rate, an implication for fading channels ("fading is never good in low dimensions") and optimization of a unitary-precoded OFDM system. For example, the error rate bounds of a unitary-precoded OFDM system with QPSK modulation, which reveal the best and worst precoding, are extended to arbitrary constellations, which may also include coding. The reported results also apply to the interference channel under Gaussian approximation, to the bit error rate when it can be expressed or approximated as a non-negative linear combination of individual symbol error rates, and to coded systems.Comment: accepted by IEEE IT Transaction

A Survey of Physical Layer Security Techniques for 5G Wireless Networks and Challenges Ahead

Physical layer security which safeguards data confidentiality based on the information-theoretic approaches has received significant research interest recently. The key idea behind physical layer security is to utilize the intrinsic randomness of the transmission channel to guarantee the security in physical layer. The evolution towards 5G wireless communications poses new challenges for physical layer security research. This paper provides a latest survey of the physical layer security research on various promising 5G technologies, including physical layer security coding, massive multiple-input multiple-output, millimeter wave communications, heterogeneous networks, non-orthogonal multiple access, full duplex technology, etc. Technical challenges which remain unresolved at the time of writing are summarized and the future trends of physical layer security in 5G and beyond are discussed.Comment: To appear in IEEE Journal on Selected Areas in Communication