A Tutorial on Nonorthogonal Multiple Access for 5G and Beyond

Today's wireless networks allocate radio resources to users based on the orthogonal multiple access (OMA) principle. However, as the number of users increases, OMA based approaches may not meet the stringent emerging requirements including very high spectral efficiency, very low latency, and massive device connectivity. Nonorthogonal multiple access (NOMA) principle emerges as a solution to improve the spectral efficiency while allowing some degree of multiple access interference at receivers. In this tutorial style paper, we target providing a unified model for NOMA, including uplink and downlink transmissions, along with the extensions tomultiple inputmultiple output and cooperative communication scenarios. Through numerical examples, we compare the performances of OMA and NOMA networks. Implementation aspects and open issues are also detailed.Comment: 25 pages, 10 figure

On the Non-Orthogonal Layered Broadcast Codes in Cooperative Wireless Networks

A multi-fold increase in spectral efficiency and throughput are envisioned in the fifth generation of cellular networks to meet the requirements of International Telecommunication Union (ITU) IMT-2020 on massive connectivity and tremendous data traffic. This is achieved by evolution in three aspects of current networks. The first aspect is shrinking the cell sizes and deploying dense picocells and femtocells to boost the spectral reuse. The second is to allocate more spectrum resources including millimeter-wave bands. The third is deploying highly efficient communications and multiple access techniques. Non-orthogonal multiple access (NOMA) is a promising communication technique that complements the current commercial spectrum access approach to boost the spectral efficiency, where different data streams/users’ data share the same time, frequency and code resource blocks (sub-bands) via superimposition with each other. The receivers decode their own messages by deploying the successive interference cancellation (SIC) decoding rule. It is known that the NOMA coding is superior to conventional orthogonal multiple access (OMA) coding, where the resources are split among the users in either time or frequency domain. The NOMA based coding has been incorporated into other coding techniques including multi-input multi-output (MIMO), orthogonal frequency division multiplexing (OFDM), cognitive radio and cooperative techniques. In cooperative NOMA codes, either dedicated relay stations or stronger users with better channel conditions, act as relay to leverage the spatial diversity and to boost the performance of the other users. The advantage of spatial diversity gain in relay-based NOMA codes, is deployed to extend the coverage area of the network, to mitigate the fading effect of multipath channel and to increase the system throughput, hence improving the system efficiency. In this dissertation we consider the multimedia content delivery and machine type communications over 5G networks, where scalable content and low complexity encoders is of interest. We propose cross-layer design for transmission of successive refinement (SR) source code interplayed with non-orthogonal layered broadcast code for deployment in several cooperative network architectures. Firstly, we consider a multi-relay coding scheme where a source node is assisted by a half-duplex multi-relay non-orthogonal amplify-forward (NAF) network to communicate with a destination node. Assuming the channel state information (CSI) is not available at the source node, the achievable layered diversity multiplexing tradeoff (DMT) curve is derived. Then, by taking distortion exponent (DE) as the figure of merit, several achievable lower bounds are proved, and the optimal expected distortion performance under high signal to noise ratio (SNR) approximation is explicitly obtained. It is shown that the proposed coding can achieve the multi-input single-output (MISO) upper bound under certain regions of bandwidth ratios, by which the optimal performance in these regions can be explicitly characterized. Further the non-orthogonal layered coding scheme is extended to a multi-hop MIMO decode-forward (DF) relay network where a set of DE lower bounds is derived. Secondly, we propose a layered cooperative multi-user scheme based on non-orthogonal amplify-forward (NAF) relaying and non-orthogonal multiple access (NOMA) codes, aiming to achieve multi-user uplink transmissions with low complexity and low signaling overhead, particularly applicable to the machine type communications (MTC) and internet of things (IoT) systems. By assuming no CSI available at the transmitting nodes, the proposed layered codes make the transmission rate of each user adaptive to the channel realization. We derive the close-form analytical results on outage probability and the DMT curve of the proposed layered NAF codes in the asymptotic regime of high SNR, and optimize the end-to-end performance in terms of the exponential decay rate of expected distortion. Thirdly, we consider a single relay network and study the non-orthogonal layered scheme in the general SNR regime. A layered relaying scheme based on compress-forward (CF) is introduced, where optimization of end to end performance in terms of expected distortion is conducted to jointly determine network parameters. We further derive the explicit analytical optimal solution with two layers in the absence of channel knowledge. Finally, we consider the problem of multicast of multi-resolution layered messages over downlink of a cellular system with the assumption of CSI is not available at the base station (BS). Without loss generality, spatially random users are divided into two groups, where the near group users with better channel conditions decode for both layers, while the users in the second group decode for base layer only. Once the BS launches a multicast message, the first group users who successfully decoded the message, deploy a distributed cooperating scheme to assist the transmission to the other users. The cooperative scheme is naive but we will prove it can effectively enhance the network capacity. Closed form outage probability is explicitly derived for the two groups of users. Further it is shown that diversity order equal to the number of users in the near group is achievable, hence the coding gain of the proposed distributed scheme fully compensate the lack of CSI at the BS in terms of diversity order

Enabling Ultra-Reliable and Low-Latency Communications through Unlicensed Spectrum

© 2018 IEEE. In this article, we aim to address the question of how to exploit the unlicensed spectrum to achieve URLLC. Potential URLLC PHY mechanisms are reviewed and then compared via simulations to demonstrate their potential benefits to URLLC. Although a number of important PHY techniques help with URLLC, the PHY layer exhibits an intrinsic trade-off between latency and reliability, posed by limited and unstable wireless channels. We then explore MAC mechanisms and discuss multi-channel strategies for achieving low-latency LTE unlicensed band access. We demonstrate, via simulations, that the periods without access to the unlicensed band can be substantially reduced by maintaining channel access processes on multiple unlicensed channels, choosing the channels intelligently, and implementing RTS/CTS

Multiuser Random Beamforming in Millimetre-Waves Channels

This thesis aims to show that in mmWaves channels, schemes based on randomly-directional beamforming allow to harness both the spatial multiplexing and multi-user diversity characterizing the broadcast channel by using only limited feedback and a simple transmitter architecture. The number of necessary users with respect to the number of transmitting antennas for optimal performances is investigated as well as the fairness issue, for which the use of NOMA is shown to be advantageous w.r.t. OMA

Efficient user clustering, receive antenna selection, and power allocation algorithms for massive MIMO-NOMA systems

Massive multiple-input multiple-output (MIMO) and nonorthogonal multiple access (NOMA)-based technologies are considered as essential parts in the 5G systems to fulfill the escalating demands of higher connectivity and data rates for emerging wireless applications. In this paper, a new approach of massive MIMO-NOMA with receive antenna selection (RAS) is considered for the uplink channel to significantly increase the number of connected devices and overall sum rate capacity with improved user-fairness and less complexity. The proposed scheme is designed from two multiuser MIMO (MU-MIMO) clusters, based on the available number of radio frequency chains (RFCs) at the base station and channel conditions, followed by power-domain NOMA for the simultaneous signal transmission. We derive the sum rate and capacity region expressions for MIMO-NOMA with RAS over Rayleigh fading channels. Then, an optimal and three highly efficient sub-optimal dynamic user clustering, RAS, and power allocation algorithms are proposed for sum rate maximization under received power constraints and minimum rate requirements of the allowed users. The effectiveness of designed algorithms is verified through extensive analysis and numerical simulations compared to the reference MU-MIMO and MIMO-NOMA systems. The achieved results show a substantial increase in connectivity, up to two-fold for the accessible number of RFCs, and overall sum rate capacity while satisfying the minimum users’ rates. Besides, important tradeoffs can be realized between system performances, hardware and computational complexities, and desired user-fairness in terms of serving more users with equal/unequal rates