Calculation of Mutual Information for Partially Coherent Gaussian Channels with Applications to Fiber Optics

The mutual information between a complex-valued channel input and its complex-valued output is decomposed into four parts based on polar coordinates: an amplitude term, a phase term, and two mixed terms. Numerical results for the additive white Gaussian noise (AWGN) channel with various inputs show that, at high signal-to-noise ratio (SNR), the amplitude and phase terms dominate the mixed terms. For the AWGN channel with a Gaussian input, analytical expressions are derived for high SNR. The decomposition method is applied to partially coherent channels and a property of such channels called "spectral loss" is developed. Spectral loss occurs in nonlinear fiber-optic channels and it may be one effect that needs to be taken into account to explain the behavior of the capacity of nonlinear fiber-optic channels presented in recent studies.Comment: 30 pages, 9 figures, accepted for publication in IEEE Transactions on Information Theor

Designing Power-Efficient Modulation Formats for Noncoherent Optical Systems

We optimize modulation formats for the additive white Gaussian noise channel with a nonnegative input constraint, also known as the intensity-modulated direct detection channel, with and without confining them to a lattice structure. Our optimization criteria are the average electrical and optical power. The nonnegativity input signal constraint is translated into a conical constraint in signal space, and modulation formats are designed by sphere packing inside this cone. Some remarkably dense packings are found, which yield more power-efficient modulation formats than previously known. For example, at a spectral efficiency of 1 bit/s/Hz, the obtained modulation format offers a 0.86 dB average electrical power gain and 0.43 dB average optical power gain over the previously best known modulation formats to achieve a symbol error rate of 10^-6. This modulation turns out to have a lattice-based structure. At a spectral efficiency of 3/2 bits/s/Hz and to achieve a symbol error rate of 10^-6, the modulation format obtained for optimizing the average electrical power offers a 0.58 dB average electrical power gain over the best lattice-based modulation and 2.55 dB gain over the best previously known format. However, the modulation format optimized for average optical power offers a 0.46 dB average optical power gain over the best lattice-based modulation and 1.35 dB gain over the best previously known format.Comment: Submitted to Globecom 201

When to Use Optical Amplification in Noncoherent Transmission: An Information-Theoretic Approach

The standard solution for short-haul fiber-optic communications is to deploy noncoherent systems, i.e., to modulate and detect only the light intensity. In such systems, the signal is corrupted with optical noise from amplifiers and with thermal (electrical) noise. The capacity of noncoherent optical links has been studied extensively in the presence of either optical noise or thermal noise. In this paper, for the first time, we characterize the capacity under an average power constraint with both noise sources by establishing upper and lower bounds. In the two extreme cases of zero optical noise or zero thermal noise, we assess our bounds against some well-known results in the literature; improvements in both cases are observed. Next, for amplified fiber-optic systems, we study the trade-off between boosting signal energy (mitigating the effects of thermal noise) and adding optical noise. For a wide spectrum of system parameters and received power levels, we determine the optimal amplification gain. While mostly either no amplification or high-gain amplification is optimal, the best performance is for some parameter intervals achieved at finite gains

Strictly Bandlimited ISI-Free Transmission Over Intensity-Modulated Channels

In this paper, the design and analysis of a new bandwidth-efficient signalling method over the bandlimited intensity-modulated direct-detection (IM/DD) channel is pro- posed. The channel can be modeled as a bandlimited channel with nonnegative input and additive white Gaussian noise. Due to the nonnegativity constraint, the methods previously proposed for conventional bandlimited channels cannot be applied here. We propose a method to transmit without intersymbol interference in a narrower bandwidth compared to previous works, by combining Nyquist pulses with a constant bias. In fact, we can transmit with a bandwidth equal to that of coherent transmission. A trade-off between the required average optical power and the bandwidth is investigated. At low bandwidths, the most power- efficient transmission is obtained by either the parametric linear pulse or the so-called “better than Nyquist” pulse, depending on the exact bandwidth

Molecular communication in fluid media: The additive inverse Gaussian noise channel

We consider molecular communication, with information conveyed in the time of release of molecules. The main contribution of this paper is the development of a theoretical foundation for such a communication system. Specifically, we develop the additive inverse Gaussian (IG) noise channel model: a channel in which the information is corrupted by noise with an inverse Gaussian distribution. We show that such a channel model is appropriate for molecular communication in fluid media - when propagation between transmitter and receiver is governed by Brownian motion and when there is positive drift from transmitter to receiver. Taking advantage of the available literature on the IG distribution, upper and lower bounds on channel capacity are developed, and a maximum likelihood receiver is derived. Theory and simulation results are presented which show that such a channel does not have a single quality measure analogous to signal-to-noise ratio in the AWGN channel. It is also shown that the use of multiple molecules leads to reduced error rate in a manner akin to diversity order in wireless communications. Finally, we discuss some open problems in molecular communications that arise from the IG system model.Comment: 28 pages, 8 figures. Submitted to IEEE Transactions on Information Theory. Corrects minor typos in the first versio

Bandlimited Intensity Modulation

In this paper, the design and analysis of a new bandwidth-efficient signaling method over the bandlimited intensity-modulated direct-detection (IM/DD) channel is presented. The channel can be modeled as a bandlimited channel with nonnegative input and additive white Gaussian noise (AWGN). Due to the nonnegativity constraint, standard methods for coherent bandlimited channels cannot be applied here. Previously established techniques for the IM/DD channel require bandwidth twice the required bandwidth over the conventional coherent channel. We propose a method to transmit without intersymbol interference in a bandwidth no larger than the bit rate. This is done by combining Nyquist or root-Nyquist pulses with a constant bias and using higher-order modulation formats. In fact, we can transmit with a bandwidth equal to that of coherent transmission. A trade-off between the required average optical power and the bandwidth is investigated. Depending on the bandwidth required, the most power-efficient transmission is obtained by the parametric linear pulse, the so-called "better than Nyquist" pulse, or the root-raised cosine pulse.Comment: 28 pages 10 Figure

Capacity and Optimum Signal Constellations for VLC Systems

In this paper, the capacity of the point-to-point VLC system is investigated by means of functional analysis subject to amplitude constraint and average intensity constraint. It is proved that the capacity can be achieved by a unique probability density function (PDF). The necessary and sufficient condition for the capacity-achieving PDF is derived by the functional optimization theorem. Moreover, the capacity-achieving PDF is proved to be discrete and finite. Based on these properties, the capacity-achieving constellation optimization problems under amplitude constraint and average intensity constraint is formulated and an algorithm is proposed to solve the corresponding problem. To apply simple adaptive modulation in practical VLC systems, constellation optimization problem subject to an additional equal probability constraint is formulated and solved by maximizing the mutual information as well