ALOS-2/PALSAR-2 Calibration, Validation, Science and Applications

Twelve edited original papers on the latest and state-of-art results of topics ranging from calibration, validation, and science to a wide range of applications using ALOS-2/PALSAR-2. We hope you will find them useful for your future research

Applications of SAR Interferometry in Earth and Environmental Science Research

This paper provides a review of the progress in regard to the InSAR remote sensing technique and its applications in earth and environmental sciences, especially in the past decade. Basic principles, factors, limits, InSAR sensors, available software packages for the generation of InSAR interferograms were summarized to support future applications. Emphasis was placed on the applications of InSAR in seismology, volcanology, land subsidence/uplift, landslide, glaciology, hydrology, and forestry sciences. It ends with a discussion of future research directions

Investigation of the microwave signatures of the Baltic Sea ice

It is essential for winter shipping in the Baltic Sea to get reliable and up-to-date information of its rapidly changing ice conditions. Spaceborne synthetic aperture radar (SAR) images are the only way to produce this information operationally in fine scale independent of daylight and nearly independent of weather conditions. Currently, classification algorithms for the RADARSAT-1 and ENVISAT SAR images utilize mainly the image structure and only limited information on sea ice geophysics and empirical statistics of backscattering signatures of various ice types are utilized. Therefore, interpretation of the classification results is often difficult. Both classification results and their interpretation should very likely improve with the addition of this information. Spaceborne microwave radiometer data are not suitable for the operational Baltic Sea ice monitoring aiding ship navigation due to their coarse spatial resolution, but they can provide an independent data source on the sea ice conditions for validation of the SAR classification algorithms. Both SAR and radiometer data based sea ice products can also be utilized in the geophysical studies of the Baltic Sea ice. In order to support development of operational classification algorithms for SAR and radiometer data, basic research on the microwave remote sensing of the Baltic Sea ice has been conducted in this work. The research work included the following topics: (1) statistics of C- and X-band backscattering signatures of various ice types, (2) statistics of L- and C-band polarimetric discriminants of various ice types, (3) radar incidence angle dependence of backscattering coefficient (σ°) in RADARSAT-1 SAR images, (4) dependence between standard deviation and measurement length for σ° signatures and its usability in sea ice classification, (5) comparison between SAR σ° time series and results from a thermodynamic snow/ice model, and (6) statistics of passive microwave signatures of various ice types. Additionally, a comprehensive literature review of the previous work on the microwave remote sensing of the Baltic Sea ice is presented. The main results of this work include the following. It is not possible to discriminate open water and various ice types using the level of σ°, co- or cross-polarization ratio, or standard deviation of σ°. C-band VH-polarized σ° at high incidence angle provides slightly better ice type discrimination accuracy than any other combination of C- and X-band radar parameters. VH-polarization is more suitable for estimating the degree of ice deformation than co-polarizations. Snow wetness has a large effect on the σ° statistics. Notably, when snow cover is wet then the σ° contrasts between various ice types are smaller than in the dry snow case. Incidence angle dependence of the C-band HH-polarized σ° was derived for level ice and deformed ice. It is utilized in the operational SAR classification algorithms developed by Finnish Institute of Marine Research. The method for deriving the σ° incidence angle dependence is applicable for any SAR sensor. There is a large variation of level ice σ° with changing weather conditions. A 1-D high-resolution thermodynamic snow/ice model generally helps to interpret changes in the σ° time series. The modeled snow and ice surface temperature, cases of snow melting, and evolution of snow and ice thickness are related to the changes in σ°. It was found out that the standard deviation of σ° for various ice types depends on the length of measurement. This may be utilized in the SAR image classification. It is not possible to resolve concentrations of thin new ice and all other ice types combined in the Baltic Sea using radiometer data as has been done for the Arctic seasonal ice zones.Talvimerenkulku Itämerellä tarvitsee luotettavaa ja ajantasaista informaatiota Itämeren nopeasti muuttuvista jääoloista. Synteettisen apertuurin tutkan (SAR) kuvat ovat ainoa tapa tuottaa operatiivisesti tarvittavaa jääinformaatiota riippumatta päivänvalon määrästä ja lähes riippumatta sääolosuhteista. RADARSAT-1 ja ENVISAT SAR-tutkakuvien luokittelualgoritmit perustuvat tällä hetkellä lähinnä kuvien rakenteeseen, eikä merijään geofysiikkaa ja empiiristä tilastotietoa eri jäätyyppien sirontavasteista hyödynnetä kuin rajallisesti. SAR-kuvien luokittelutulosten tulkitseminen on siten usein vaikeaa. Sekä itse luokittelutulokset, että niiden tulkinta parantuisivat, jos luokittelualgorimit hyödyntäisivät edellä mainittua tietoa. Satelliittiradiometrien kuvat eivät sovellu Itämeren jään operatiiviseen monitorointiin niiden karkean spatiaalisen resoluution vuoksi. Niillä kuitenkin voitaisiin validoida SAR-kuvien luokittelualgoritmeja, koska ne ovat SAR-kuvista riippumaton datalähde Itämeren jääoloista. Tässä työssä on suoritettu seuraavaa perustutkimusta Itämeren jään mikroaaltokaukokartoituksessa, minkä tarkoituksena on tukea SAR- ja radiometrikuvien operatiivisten luokittelualgoritmien kehitystyötä: (1) eri jäätyyppien C- ja X-kanavien sirontakertoimien (σ°) statistiikka, (2) eri jäätyyppien L- ja C-kanavien polarimetristen diskriminanttien statistiikka, (3) σ°:n mittauskulmariippuvuus RADARSAT-1 SAR-kuvissa, (4) σ°:n keskihajonnan ja mittausmatkan välinen riippuvuus ja hyödyntäminen jäätyyppiluokittelussa, (5) SAR-kuvien sirontakerroinaikasarjojen vertailu merijään termodynamiikkamalliin, ja (6) eri jäätyyppien kirkkauslämpötilojen statistiikka. Työssä saavutettiin seuraavia merkittäviä tuloksia. Eri jäätyyppien ja avoveden luokittelu ei ole mahdollista käyttäen sirontakerrointa, yhdensuuntais- ja ristipolarisaatiosuhdetta tai σ° keskihajontaa. C-kanavan VH-polarisaation σ° suurella mittauskulmalla luokittelee eri jäätyypit hieman paremmin kuin mikään muu C- ja X-kanavan tutkaparametrikombinaatio. Merijään deformoitumisasteen estimointiin sopii paremmin VH-polarisaation σ° kuin yhdensuuntaispolarisaation. Lumipeitteen kosteudella on suuri vaikutus sirontakerroinstatistiikkaan; erityisesti, kun lumipeite on märkä on sirontakerroinkontrasti eri jäätyyppien välillä pienempi kun lumipeite on kuiva. C-kanavan HH-polarisaation σ°:n mittauskulmariippuvuus määritettiin tasaiselle ja deformoituneelle jäälle. Mittauskulmariippuvuuden laskentamenetelmää voidaan käyttää mille tahansa SAR-tutkakuvalle. Muuttuvat sääolosuhteet aiheuttavat suuria muutoksia tasaisen jään σ°:ssa. Merijään termodynamiikkamalli yleensä auttaa selittämään muutoksia σ°:n aikasarjassa. σ°:n muutokset ovat yhteydessä termodynamiikkamallilla laskettuihin lumen ja jään parametreihin. σ°:n keskihajonnan havaittiin riippuvan etäisyydestä. Tätä riippuvuutta voitaneen hyödyntään SAR-kuvien luokittelussa. Itämerellä satelliittiradiometridatalla pystytään määrittämään vain merijään kokonaiskonsetraatio, toisin kuin arktisten merien kausiluontoisilla merijääalueilla, missä myös eri jäätyyppien konsentraatioiden määrittäminen on mahdollista.reviewe

Application of Differential and Polarimetric Synthetic Aperture Radar (SAR) Interferometry for Studying Natural Hazards

In the following work, I address the problem of coherence loss in standard Differential Interferometric SAR (DInSAR) processing, which can result in incomplete or poor quality deformation measurements in some areas. I incorporate polarimetric information with DInSAR in a technique called Polarimetric SAR Interferometry (PolInSAR) in order to acquire more accurate and detailed maps of surface deformation. In Chapter 2, I present a standard DInSAR study of the Ahar double earthquakes (Mw=6.4 and 6.2) which occurred in northwest Iran, August 11, 2012. The DInSAR coseismic deformation map was affected by decorrelation noise. Despite this, I employed an advanced inversion technique, in combination with a Coulomb stress analysis, to find the geometry and the slip distribution on the ruptured fault plane. The analysis shows that the two earthquakes most likely occurred on a single fault, not on conjugate fault planes. This further implies that the minor strike-slip faults play more significant role in accommodating convergence stress accumulation in the northwest part of Iran. Chapter 3 presents results from the application of PolInSAR coherence optimization on quad-pol RADARSAT-2 images. The optimized solution results in the identification of a larger number of reliable measurement points, which otherwise are not recognized by the standard DInSAR technique. I further assess the quality of the optimized interferometric phase, which demonstrates an increased phase quality with respect to those phases recovered by applying standard DInSAR alone. Chapter 4 discusses results from the application of PolInSAR coherence optimization from different geometries to the study of creep on the Hayward fault and landslide motions near Berkeley, CA. The results show that the deformation rates resolved by PolInSAR are in agreement with those of standard DInSAR. I also infer that there is potential motion on a secondary fault, northeast and parallel to the Hayward fault, which may be creeping with a lower velocity

Radar satellite imagery for humanitarian response. Bridging the gap between technology and application

This work deals with radar satellite imagery and its potential to assist of humanitarian operations. As the number of displaced people annually increases, both hosting countries and relief organizations face new challenges which are often related to unclear situations and lack of information on the number and location of people in need, as well as their environments. It was demonstrated in numerous studies that methods of earth observation can deliver this important information for the management of crises, the organization of refugee camps, and the mapping of environmental resources and natural hazards. However, most of these studies make use of -high-resolution optical imagery, while the role of radar satellites is widely neglected. At the same time, radar sensors have characteristics which make them highly suitable for humanitarian response, their potential to capture images through cloud cover and at night in the first place. Consequently, they potentially allow quicker response in cases of emergencies than optical imagery. This work demonstrates the currently unused potential of radar imagery for the assistance of humanitarian operations by case studies which cover the information needs of specific emergency situations. They are thematically grouped into topics related to population, natural hazards and the environment. Furthermore, the case studies address different levels of scientific objectives: The main intention is the development of innovative techniques of digital image processing and geospatial analysis as an answer on the identified existing research gaps. For this reason, novel approaches are presented on the mapping of refugee camps and urban areas, the allocation of biomass and environmental impact assessment. Secondly, existing methods developed for radar imagery are applied, refined, or adapted to specifically demonstrate their benefit in a humanitarian context. This is done for the monitoring of camp growth, the assessment of damages in cities affected by civil war, and the derivation of areas vulnerable to flooding or sea-surface changes. Lastly, to foster the integration of radar images into existing operational workflows of humanitarian data analysis, technically simple and easily-adaptable approaches are suggested for the mapping of rural areas for vaccination campaigns, the identification of changes within and around refugee camps, and the assessment of suitable locations for groundwater drillings. While the studies provide different levels of technical complexity and novelty, they all show that radar imagery can largely contribute to the provision of a variety of information which is required to make solid decisions and to effectively provide help in humanitarian operations. This work furthermore demonstrates that radar images are more than just an alternative image source for areas heavily affected by cloud cover. In fact, what makes them valuable is their information content regarding the characteristics of surfaces, such as shape, orientation, roughness, size, height, moisture, or conductivity. All these give decisive insights about man-made and natural environments in emergency situations and cannot be provided by optical images Finally, the findings of the case studies are put into a larger context, discussing the observed potential and limitations of the presented approaches. The major challenges are summarized which need be addressed to make radar imagery more useful in humanitarian operations in the context of upcoming technical developments. New radar satellites and technological progress in the fields of machine learning and cloud computing will bring new opportunities. At the same time, this work demonstrated the large need for further research, as well as for the collaboration and transfer of knowledge and experiences between scientists, users and relief workers in the field. It is the first extensive scientific compilation of this topic and the first step for a sustainable integration of radar imagery into operational frameworks to assist humanitarian work and to contribute to a more efficient provision of help to those in need.Die vorliegende Arbeit beschäftigt sich mit bildgebenden Radarsatelliten und ihrem potenziellen Beitrag zur Unterstützung humanitärer Einsätze. Die jährlich zunehmende Zahl an vertriebenen oder geflüchteten Menschen stellt sowohl Aufnahmeländer als auch humanitäre Organisationen vor große Herausforderungen, da sie oft mit unübersichtlichen Verhältnissen konfrontiert sind. Effektives Krisenmanagement, die Planung und Versorgung von Flüchtlingslagern, sowie der Schutz der betroffenen Menschen erfordern jedoch verlässliche Angaben über Anzahl und Aufenthaltsort der Geflüchteten und ihrer natürlichen Umwelt. Die Bereitstellung dieser Informationen durch Satellitenbilder wurde bereits in zahlreichen Studien aufgezeigt. Sie beruhen in der Regel auf hochaufgelösten optischen Aufnahmen, während bildgebende Radarsatelliten bisher kaum Anwendung finden. Dabei verfügen gerade Radarsatelliten über Eigenschaften, die hilfreich für humanitäre Einsätze sein können, allen voran ihre Unabhängigkeit von Bewölkung oder Tageslicht. Dadurch ermöglichen sie in Krisenfällen verglichen mit optischen Satelliten eine schnellere Reaktion. Diese Arbeit zeigt das derzeit noch ungenutzte Potenzial von Radardaten zur Unterstützung humanitärer Arbeit anhand von Fallstudien auf, in denen konkrete Informationen für ausgewählte Krisensituationen bereitgestellt werden. Sie sind in die Themenbereiche Bevölkerung, Naturgefahren und Ressourcen aufgeteilt, adressieren jedoch unterschiedliche wissenschaftliche Ansprüche: Der Hauptfokus der Arbeit liegt auf der Entwicklung von innovativen Methoden zur Verarbeitung von Radarbildern und räumlichen Daten als Antwort auf den identifizierten Forschungsbedarf in diesem Gebiet. Dies wird anhand der Kartierung von Flüchtlingslagern zur Abschätzung ihrer Bevölkerung, zur Bestimmung von Biomasse, sowie zur Ermittlung des Umwelteinflusses von Flüchtlingslagern aufgezeigt. Darüber hinaus werden existierende oder erprobte Ansätze für die Anwendung im humanitären Kontext angepasst oder weiterentwickelt. Dies erfolgt im Rahmen von Fallstudien zur Dynamik von Flüchtlingslagern, zur Ermittlung von Schäden an Gebäuden in Kriegsgebieten, sowie zur Erkennung von Risiken durch Überflutung. Zuletzt soll die Integration von Radardaten in bereits existierende Abläufe oder Arbeitsroutinen in der humanitären Hilfe anhand technisch vergleichsweise einfacher Ansätze vorgestellt und angeregt werden. Als Beispiele dienen hier die radargestützte Kartierung von entlegenen Gebieten zur Unterstützung von Impfkampagnen, die Identifizierung von Veränderungen in Flüchtlingslagern, sowie die Auswahl geeigneter Standorte zur Grundwasserentnahme. Obwohl sich die Fallstudien hinsichtlich ihres Innovations- und Komplexitätsgrads unterscheiden, zeigen sie alle den Mehrwert von Radardaten für die Bereitstellung von Informationen, um schnelle und fundierte Planungsentscheidungen zu unterstützen. Darüber hinaus wird in dieser Arbeit deutlich, dass Radardaten für humanitäre Zwecke mehr als nur eine Alternative in stark bewölkten Gebieten sind. Durch ihren Informationsgehalt zur Beschaffenheit von Oberflächen, beispielsweise hinsichtlich ihrer Rauigkeit, Feuchte, Form, Größe oder Höhe, sind sie optischen Daten überlegen und daher für viele Anwendungsbereiche im Kontext humanitärer Arbeit besonders. Die in den Fallstudien gewonnenen Erkenntnisse werden abschließend vor dem Hintergrund von Vor- und Nachteilen von Radardaten, sowie hinsichtlich zukünftiger Entwicklungen und Herausforderungen diskutiert. So versprechen neue Radarsatelliten und technologische Fortschritte im Bereich der Datenverarbeitung großes Potenzial. Gleichzeitig unterstreicht die Arbeit einen großen Bedarf an weiterer Forschung, sowie an Austausch und Zusammenarbeit zwischen Wissenschaftlern, Anwendern und Einsatzkräften vor Ort. Die vorliegende Arbeit ist die erste umfassende Darstellung und wissenschaftliche Aufarbeitung dieses Themenkomplexes. Sie soll als Grundstein für eine langfristige Integration von Radardaten in operationelle Abläufe dienen, um humanitäre Arbeit zu unterstützen und eine wirksame Hilfe für Menschen in Not ermöglichen

Ocean Remote Sensing with Synthetic Aperture Radar

The ocean covers approximately 71% of the Earth’s surface, 90% of the biosphere and contains 97% of Earth’s water. The Synthetic Aperture Radar (SAR) can image the ocean surface in all weather conditions and day or night. SAR remote sensing on ocean and coastal monitoring has become a research hotspot in geoscience and remote sensing. This book—Progress in SAR Oceanography—provides an update of the current state of the science on ocean remote sensing with SAR. Overall, the book presents a variety of marine applications, such as, oceanic surface and internal waves, wind, bathymetry, oil spill, coastline and intertidal zone classification, ship and other man-made objects’ detection, as well as remotely sensed data assimilation. The book is aimed at a wide audience, ranging from graduate students, university teachers and working scientists to policy makers and managers. Efforts have been made to highlight general principles as well as the state-of-the-art technologies in the field of SAR Oceanography

Temporal changes in mediterranean pine forest biomass using synergy models of ALOS PALSAR-Sentinel 1-Landsat 8 Sensors

Currently, climate change requires the quantification of carbon stored in forest biomass. Synthetic aperture radar (SAR) data offers a significant advantage over other remote detection measurement methods in providing structural and biomass-related information about ecosystems. This study aimed to develop non-parametric Random Forest regression models to assess the changes in the aboveground forest biomass (AGB), basal area (G), and tree density (N) of Mediterranean pine forests by integrating ALOS-PALSAR, Sentinel 1, and Landsat 8 data. Variables selected from the Random Forest models were related to NDVI and optical textural variables. For 2015, the biomass models with the highest performance integrated ALS-ALOS2-Sentinel 1-Landsat 8 data (R2 = 0.59) by following the model using ALS data (R2 = 0.56), and ALOS2-Sentinel 1-Landsat 8 (R2 = 0.50). The validation set showed that R2 values vary from 0.55 (ALOS2-Sentinel 1-Landsat 8) to 0.60 (ALS-ALOS2-Sentinel 1-Landsat 8 model) with RMSE below 20 Mg ha−1. It is noteworthy that the individual Sentinel 1 (R2 = 0.49). and Landsat 8 (R2 = 0.47) models yielded equivalent results. For 2020, the AGB model ALOS2-Sentinel 1-Landsat 8 had a performance of R2 = 0.55 (validation R2 = 0.70) and a RMSE of 9.93 Mg ha−1. For the 2015 forest structural variables, Random Forest models, including ALOS PAL-SAR 2-Sentinel 1 Landsat 8 explained between 30% and 55% of the total variance, and for the 2020 models, they explained between 25% and 55%. Maps of the forests’ structural variables were generated for 2015 and 2020 to assess the changes during this period using the ALOS PALSAR 2-Sentinel 1-Landsat 8 model. Aboveground biomass (AGB), diameter at breast height (dbh), and dominant height (Ho) maps were consistent throughout the entire study area. However, the Random Forest models underestimated higher biomass levels (>100 Mg ha−1) and overestimated moderate biomass levels (30–45 Mg ha−1). The AGB change map showed values ranging from gains of 43.3 Mg ha−1 to losses of −68.8 Mg ha−1 during the study period. The integration of open-access satellite optical and SAR data can significantly enhance AGB estimates to achieve consistent and long-term monitoring of forest carbon dynamics

3D Remote Sensing Applications in Forest Ecology: Composition, Structure and Function

Dear Colleagues, The composition, structure and function of forest ecosystems are the key features characterizing their ecological properties, and can thus be crucially shaped and changed by various biotic and abiotic factors on multiple spatial scales. The magnitude and extent of these changes in recent decades calls for enhanced mitigation and adaption measures. Remote sensing data and methods are the main complementary sources of up-to-date synoptic and objective information of forest ecology. Due to the inherent 3D nature of forest ecosystems, the analysis of 3D sources of remote sensing data is considered to be most appropriate for recreating the forest’s compositional, structural and functional dynamics. In this Special Issue of Forests, we published a set of state-of-the-art scientific works including experimental studies, methodological developments and model validations, all dealing with the general topic of 3D remote sensing-assisted applications in forest ecology. We showed applications in forest ecology from a broad collection of method and sensor combinations, including fusion schemes. All in all, the studies and their focuses are as broad as a forest’s ecology or the field of remote sensing and, thus, reflect the very diverse usages and directions toward which future research and practice will be directed

A Range of Earth Observation Techniques for Assessing Plant Diversity

AbstractVegetation diversity and health is multidimensional and only partially understood due to its complexity. So far there is no single monitoring approach that can sufficiently assess and predict vegetation health and resilience. To gain a better understanding of the different remote sensing (RS) approaches that are available, this chapter reviews the range of Earth observation (EO) platforms, sensors, and techniques for assessing vegetation diversity. Platforms include close-range EO platforms, spectral laboratories, plant phenomics facilities, ecotrons, wireless sensor networks (WSNs), towers, air- and spaceborne EO platforms, and unmanned aerial systems (UAS). Sensors include spectrometers, optical imaging systems, Light Detection and Ranging (LiDAR), and radar. Applications and approaches to vegetation diversity modeling and mapping with air- and spaceborne EO data are also presented. The chapter concludes with recommendations for the future direction of monitoring vegetation diversity using RS