LMS Based Adaptive Channel Estimation for LTE Uplink

In this paper, a variable step size based least mean squares (LMS) channel estimation (CE) algorithm is presented for a single carrier frequency division multiple access(SC-FDMA) system under the umbrella of the long term evolution (LTE). This unbiased CE method can automatically adapts the weighting coefficients on the channel condition. Therefore, it does not require knowledge of channel,and noise statistics. Furthermore, it uses a phase weighting scheme to eliminate the signal fluctuations due to noise and decision errors. Such approaches can guarantee the convergence towards the true channel coefficient. The mean and mean square behaviors of the proposed CE algorithm are also analyzed. With the help of theoretical analysis and simulation results, we prove that the proposed algorithm outperforms the existing algorithms in terms of mean square error (MSE) and bit error rate (BER) by more than around 2.5dB

Low-Complexity Algorithms for Channel Estimation in Optimised Pilot-Assisted Wireless OFDM Systems

Orthogonal frequency division multiplexing (OFDM) has recently become a dominant transmission technology considered for the next generation fixed and mobile broadband wireless communication systems. OFDM has an advantage of lessening the severe effects of the frequency-selective (multipath) fading due to the band splitting into relatively flat fading subchannels, and allows for low-complexity transceiver implementation based on the fast Fourier transform algorithms. Combining OFDM modulation with multilevel frequency-domain symbol mapping (e.g., QAM) and spatial multiplexing (SM) over the multiple-input multiple-output (MIMO) channels, can theoretically achieve near Shannon capacity of the communication link. However, the high-rate and spectrumefficient system implementation requires coherent detection at the receiving end that is possible only when accurate channel state information (CSI) is available. Since in practice, the response of the wireless channel is unknown and is subject to random variation with time, the receiver typically employs a channel estimator for CSI acquisition. The channel response information retrieved by the estimator is then used by the data detector and can also be fed back to the transmitter by means of in-band or out-of-band signalling, so the latter could adapt power loading, modulation and coding parameters according to the channel conditions. Thus, design of an accurate and robust channel estimator is a crucial requirement for reliable communication through the channel, which is selective in time and frequency. In a MIMO configuration, a separate channel estimator has to be associated with each transmit/receive antenna pair, making the estimation algorithm complexity a primary concern. Pilot-assisted methods, relying on the insertion of reference symbols in certain frequencies and time slots, have been found attractive for identification of the doubly-selective radio channels from both the complexity and performance standpoint. In this dissertation, a family of the reduced-complexity estimators for the single and multiple-antenna OFDM systems is developed. The estimators are based on the transform-domain processing and have the same order of computational complexity, irrespective of the number of pilot subcarriers and their positioning. The common estimator structure represents a cascade of successive small-dimension filtering modules. The number of modules, as well as their order inside the cascade, is determined by the class of the estimator (one or two-dimensional) and availability of the channel statistics (correlation and signal-to-noise power ratio). For fine precision estimation in the multipath channels with statistics not known a priori, we propose recursive design of the filtering modules. Simulation results show that in the steady state, performance of the recursive estimators approaches that of their theoretical counterparts, which are optimal in the minimum mean square error (MMSE) sense. In contrast to the majority of the channel estimators developed so far, our modular-type architectures are suitable for the reconfigurable OFDM transceivers where the actual channel conditions influence the decision of what class of filtering algorithm to use, and how to allot pilot subcarrier positions in the band. In the pilot-assisted transmissions, channel estimation and detection are performed separately from each other over the distinct subcarrier sets. The estimator output is used only to construct the detector transform, but not as the detector input. Since performance of both channel estimation and detection depends on the signal-to-noise power vi ratio (SNR) at the corresponding subcarriers, there is a dilemma of the optimal power allocation between the data and the pilot symbols as these are conflicting requirements under the total transmit power constraint. The problem is exacerbated by the variety of channel estimators. Each kind of estimation algorithm is characterised by its own SNR gain, which in general can vary depending on the channel correlation. In this dissertation, we optimise pilot-data power allocation for the case of developed low-complexity one and two-dimensional MMSE channel estimators. The resultant contribution is manifested by the closed-form analytical expressions of the upper bound (suboptimal approximate value) on the optimal pilot-to-data power ratio (PDR) as a function of a number of design parameters (number of subcarriers, number of pilots, number of transmit antennas, effective order of the channel model, maximum Doppler shift, SNR, etc.). The resultant PDR equations can be applied to the MIMO-OFDM systems with arbitrary arrangement of the pilot subcarriers, operating in an arbitrary multipath fading channel. These properties and relatively simple functional representation of the derived analytical PDR expressions are designated to alleviate the challenging task of on-the-fly optimisation of the adaptive SM-MIMO-OFDM system, which is capable of adjusting transmit signal configuration (e.g., block length, number of pilot subcarriers or antennas) according to the established channel conditions

Adaptive Communications for Next Generation Broadband Wireless Access Systems

Un dels aspectes claus en el disseny i gestió de les xarxes sense fils d'accés de banda ampla és l'ús eficient dels recursos radio. Des del punt de vista de l'operador, l'ample de banda és un bé escàs i preuat que s´ha d'explotar i gestionar de la forma més eficient possible tot garantint la qualitat del servei que es vol proporcionar. Per altra banda, des del punt de vista del usuari, la qualitat del servei ofert ha de ser comparable al de les xarxes fixes, requerint així un baix retard i una baixa pèrdua de paquets per cadascun dels fluxos de dades entre la xarxa i l'usuari. Durant els darrers anys s´han desenvolupat nombroses tècniques i algoritmes amb l'objectiu d'incrementar l'eficiència espectral. Entre aquestes tècniques destaca l'ús de múltiples antenes al transmissor i al receptor amb l'objectiu de transmetre diferents fluxos de dades simultaneament sense necessitat d'augmentar l'ample de banda. Per altra banda, la optimizació conjunta de la capa d'accés al medi i la capa física (fent ús de l'estat del canal per tal de gestionar de manera optima els recursos) també permet incrementar sensiblement l'eficiència espectral del sistema.L'objectiu d'aquesta tesi és l'estudi i desenvolupament de noves tècniques d'adaptació de l'enllaç i gestió dels recursos ràdio aplicades sobre sistemes d'accés ràdio de propera generació (Beyond 3G). Els estudis realitzats parteixen de la premissa que el transmisor coneix (parcialment) l'estat del canal i que la transmissió es realitza fent servir un esquema multiportadora amb múltiples antenes al transmisor i al receptor. En aquesta tesi es presenten dues línies d'investigació, la primera per casos d'una sola antenna a cada banda de l'enllaç, i la segona en cas de múltiples antenes. En el cas d'una sola antena al transmissor i al receptor, un nou esquema d'assignació de recursos ràdio i priorització dels paquets (scheduling) és proposat i analitzat integrant totes dues funcions sobre una mateixa entitat (cross-layer). L'esquema proposat té com a principal característica la seva baixa complexitat i que permet operar amb transmissions multimedia. Alhora, posteriors millores realitzades per l'autor sobre l'esquema proposat han permès també reduir els requeriments de senyalització i combinar de forma óptima usuaris d'alta i baixa mobilitat sobre el mateix accés ràdio, millorant encara més l'eficiència espectral del sistema. En cas d'enllaços amb múltiples antenes es proposa un nou esquema que combina la selecció del conjunt optim d'antenes transmissores amb la selecció de la codificació espai- (frequència-) temps. Finalment es donen una sèrie de recomanacions per tal de combinar totes dues línies d'investigació, així con un estat de l'art de les tècniques proposades per altres autors que combinen en part la gestió dels recursos ràdio i els esquemes de transmissió amb múltiples antenes.Uno de los aspectos claves en el diseño y gestión de las redes inalámbricas de banda ancha es el uso eficiente de los recursos radio. Desde el punto de vista del operador, el ancho de banda es un bien escaso y valioso que se debe explotar y gestionar de la forma más eficiente posible sin afectar a la calidad del servicio ofrecido. Por otro lado, desde el punto de vista del usuario, la calidad del servicio ha de ser comparable al ofrecido por las redes fijas, requiriendo así un bajo retardo y una baja tasa de perdida de paquetes para cada uno de los flujos de datos entre la red y el usuario. Durante los últimos años el número de técnicas y algoritmos que tratan de incrementar la eficiencia espectral en dichas redes es bastante amplio. Entre estas técnicas destaca el uso de múltiples antenas en el transmisor y en el receptor con el objetivo de poder transmitir simultáneamente diferentes flujos de datos sin necesidad de incrementar el ancho de banda. Por otro lado, la optimización conjunta de la capa de acceso al medio y la capa física (utilizando información de estado del canal para gestionar de manera óptima los recursos) también permite incrementar sensiblemente la eficiencia espectral del sistema.El objetivo de esta tesis es el estudio y desarrollo de nuevas técnicas de adaptación del enlace y la gestión de los recursos radio, y su posterior aplicación sobre los sistemas de acceso radio de próxima generación (Beyond 3G). Los estudios realizados parten de la premisa de que el transmisor conoce (parcialmente) el estado del canal a la vez que se considera que la transmisión se realiza sobre un sistema de transmisión multiportadora con múltiple antenas en el transmisor y el receptor. La tesis se centra sobre dos líneas de investigación, la primera para casos de una única antena en cada lado del enlace, y la segunda en caso de múltiples antenas en cada lado. Para el caso de una única antena en el transmisor y en el receptor, se ha desarrollado un nuevo esquema de asignación de los recursos radio así como de priorización de los paquetes de datos (scheduling) integrando ambas funciones sobre una misma entidad (cross-layer). El esquema propuesto tiene como principal característica su bajo coste computacional a la vez que se puede aplicar en caso de transmisiones multimedia. Posteriores mejoras realizadas por el autor sobre el esquema propuesto han permitido también reducir los requisitos de señalización así como combinar de forma óptima usuarios de alta y baja movilidad. Por otro lado, en caso de enlaces con múltiples antenas en transmisión y recepción, se presenta un nuevo esquema de adaptación en el cual se combina la selección de la(s) antena(s) transmisora(s) con la selección del esquema de codificación espacio-(frecuencia-) tiempo. Para finalizar, se dan una serie de recomendaciones con el objetivo de combinar ambas líneas de investigación, así como un estado del arte de las técnicas propuestas por otros autores que combinan en parte la gestión de los recursos radio y los esquemas de transmisión con múltiples antenas.In Broadband Wireless Access systems the efficient use of the resources is crucial from many points of views. From the operator point of view, the bandwidth is a scarce, valuable, and expensive resource which must be exploited in an efficient manner while the Quality of Service (QoS) provided to the users is guaranteed. On the other hand, a tight delay and link quality constraints are imposed on each data flow hence the user experiences the same quality as in fixed networks. During the last few years many techniques have been developed in order to increase the spectral efficiency and the throughput. Among them, the use of multiple antennas at the transmitter and the receiver (exploiting spatial multiplexing) with the joint optimization of the medium access control layer and the physical layer parameters.In this Ph.D. thesis, different adaptive techniques for B3G multicarrier wireless systems are developed and proposed focusing on the SS-MC-MA and the OFDM(A) (IEEE 802.16a/e/m standards) communication schemes. The research lines emphasize into the adaptation of the transmission having (Partial) knowledge of the Channel State Information for both; single antenna and multiple antenna links. For single antenna links, the implementation of a joint resource allocation and scheduling strategy by including adaptive modulation and coding is investigated. A low complexity resource allocation and scheduling algorithm is proposed with the objective to cope with real- and/or non-real- time requirements and constraints. A special attention is also devoted in reducing the required signalling. However, for multiple antenna links, the performance of a proposed adaptive transmit antenna selection scheme jointly with space-time block coding selection is investigated and compared with conventional structures. In this research line, mainly two optimizations criteria are proposed for spatial link adaptation, one based on the minimum error rate for fixed throughput, and the second focused on the maximisation of the rate for fixed error rate. Finally, some indications are given on how to include the spatial adaptation into the investigated and proposed resource allocation and scheduling process developed for single antenna transmission

Doubly Orthogonal Wavelet Packets for Multi-Users Indoor Visible Light Communication Systems

Visible Light Communication (VLC) is a data communication technology that modulates the intensity of the light to transmit the information mostly by means of Light Emitting Diodes (LEDs). The data rate is mainly throttled by the limited bandwidth of the LEDs. To combat, Multi-carrier Code Division Multiple Access (MC-CDMA) is a favorable technique for achieving higher data rates along with reduced Inter-Symbol Interference (ISI) and easy access to multi-users at the cost of slightly reduced compromised spectral efficiency and Multiple Access Interference (MAI). In this article, a multi-user VLC system is designed using a Discrete Wavelet Transform (DWT) that eradicates the use of cyclic prefix due to the good orthogonality and time-frequency localization properties of wavelets. Moreover, the design also comprises suitable signature codes, which are generated by employing double orthogonality depending upon Walsh codes and Wavelet Packets. The proposed multi-user system is simulated in MATLAB software and its overall performance is assessed using line-of-sight (LoS) and non-line-of-sight (NLoS) configurations. Furthermore, two sub-optimum multi-users detection schemes such as zero forcing (ZF) and minimum-mean-square-error (MMSE) are also used at the receiver. The simulated results illustrate that the doubly orthogonal signature waveform-based DWT-MC-CDMA with MMSE detection scheme outperforms the Walsh code-based multi-user system

Spectrum Optimisation in Wireless Communication Systems: Technology Evaluation, System Design and Practical Implementation

Two key technology enablers for next generation networks are examined in this thesis, namely Cognitive Radio (CR) and Spectrally Efficient Frequency Division Multiplexing (SEFDM). The first part proposes the use of traffic prediction in CR systems to improve the Quality of Service (QoS) for CR users. A framework is presented which allows CR users to capture a frequency slot in an idle licensed channel occupied by primary users. This is achieved by using CR to sense and select target spectrum bands combined with traffic prediction to determine the optimum channel-sensing order. The latter part of this thesis considers the design, practical implementation and performance evaluation of SEFDM. The key challenge that arises in SEFDM is the self-created interference which complicates the design of receiver architectures. Previous work has focused on the development of sophisticated detection algorithms, however, these suffer from an impractical computational complexity. Consequently, the aim of this work is two-fold; first, to reduce the complexity of existing algorithms to make them better-suited for application in the real world; second, to develop hardware prototypes to assess the feasibility of employing SEFDM in practical systems. The impact of oversampling and fixed-point effects on the performance of SEFDM is initially determined, followed by the design and implementation of linear detection techniques using Field Programmable Gate Arrays (FPGAs). The performance of these FPGA based linear receivers is evaluated in terms of throughput, resource utilisation and Bit Error Rate (BER). Finally, variants of the Sphere Decoding (SD) algorithm are investigated to ameliorate the error performance of SEFDM systems with targeted reduction in complexity. The Fixed SD (FSD) algorithm is implemented on a Digital Signal Processor (DSP) to measure its computational complexity. Modified sorting and decomposition strategies are then applied to this FSD algorithm offering trade-offs between execution speed and BER

A hybrid-structure offset-QAM filter-bank multi-carrier MIMO system

Offset quadrature amplitude modulation (OQAM) filter-bank multi-carrier (FBMC), has great potential for boosting the spectral efficiency (SE) and energy efficiency (EE) of future communication systems. This is due to its superior spectral localization, CP-less transmission and relaxed synchronization requirements. Our research focuses on three main OQAM/FBMC research problems: the computational complexity reduction taking equalization into consideration, its integration with multiple-input multiple-output (MIMO) and its high peak-to-average power ratio (PAPR). OQAM/FBMC systems are mainly implemented either using frequency spreading (FS) or polyphase network (PPN) techniques. The PPN technique is generally less complex, but when using frequency domain equalization (FDE) to equalize multipath channel effects at the receiver, there is a computational complexity overhead when using PPN. A novel hybrid-structure OQAM/FBMC MIMO space-frequency block coding (SFBC) system is proposed, to achieve the lowest possible overall complexity in conjunction with FDE at the receiver in frequency selective Rayleigh fading channel. The Alamouti SFBC block coding is performed on the complex-orthogonal signal before OQAM processing, which resolves the problems of intrinsic interference when integrating OQAM/FBMC with MIMO. In better multipath channel conditions with a line-of-sight (LOS) path, a zero-forcing (ZF) time domain equalization (TDE) is exploited to further reduce the computational complexity with comparable performance bit-error-rate (BER). On the other hand, to tackle the high PAPR problem of the OQAM/FBMC system in the uplink, a novel single carrier (SC)-OQAM/FBMC MIMO system is proposed. The system uses DFT-spreading applied to the OQAM modulated signal, along with interleaved subcarrier mapping to significantly reduce the PAPR and enhance the BER performance over Rayleigh fading channels, with relatively low additional computational complexity compared to the original complexity of the FBMC system and compared to other FBMC PAPR reduction techniques.The proposed hybrid-structure system has shown significant BER performance in frequency-selective Rayleigh fading channels compared to OFDM, with significantly lower OOB emissions in addition to the enhanced SE due to the absence of CP. In mild multipath fading channels with a LOS component, the PPN OQAM/FBMC MIMO using TDE has a comparable BER performance with significantly less computational complexity. As for the uplink, the SC-OQAM/FBMC MIMO system significantly reduces the PAPR and enhances the BER performance, with relatively low additional computational complexity

Convergence of packet communications over the evolved mobile networks; signal processing and protocol performance

In this thesis, the convergence of packet communications over the evolved mobile networks is studied. The Long Term Evolution (LTE) process is dominating the Third Generation Partnership Project (3GPP) in order to bring technologies to the markets in the spirit of continuous innovation. The global markets of mobile information services are growing towards the Mobile Information Society. The thesis begins with the principles and theories of the multiple-access transmission schemes, transmitter receiver techniques and signal processing algorithms. Next, packet communications and Internet protocols are referred from the IETF standards with the characteristics of mobile communications in the focus. The mobile network architecture and protocols bind together the evolved packet system of Internet communications to the radio access network technologies. Specifics of the traffic models are shortly visited for their statistical meaning in the radio performance analysis. Radio resource management algorithms and protocols, also procedures, are covered addressing their relevance for the system performance. Throughout these Chapters, the commonalities and differentiators of the WCDMA, WCDMA/HSPA and LTE are covered. The main outcome of the thesis is the performance analysis of the LTE technology beginning from the early discoveries to the analysis of various system features and finally converging to an extensive system analysis campaign. The system performance is analysed with the characteristics of voice over the Internet and best effort traffic of the Internet. These traffic classes represent the majority of the mobile traffic in the converged packet networks, and yet they are simple enough for a fair and generic analysis of technologies. The thesis consists of publications and inventions created by the author that proposed several improvements to the 3G technologies towards the LTE. In the system analysis, the LTE showed by the factor of at least 2.5 to 3 times higher system measures compared to the WCDMA/HSPA reference. The WCDMA/HSPA networks are currently available with over 400 million subscribers and showing increasing growth, in the meanwhile the first LTE roll-outs are scheduled to begin in 2010. Sophisticated 3G LTE mobile devices are expected to appear fluently for all consumer segments in the following years

Traitement du signal pour les communications numériques au travers de canaux radio-mobiles

This manuscript of ''Habilitation à diriger les Recherches'' (Habilitation to conduct researches) gives me the opportunity to take stock of the last 14 years on my associate professor activities and on my research works in the field of signal processing for digital communications, particularly for radio-mobile communications. The purpose of this signal processing is generally to obtain a robust transmission, despite the passage of digital information through a communication channel disrupted by the mobility between the transmitter and the receiver (Doppler effect), the phenomenon of echoes (multi-path propagation), the addition of noise or interference, or by limitations in bandwidth, in transmitted power or in signal-to-noise ratio. In order to recover properly the digital information, the receiver needs in general to have an accurate knowledge of the channel state. Much of my work has focused on receiver synchronization or more generally on the dynamic estimation of the channel parameters (delays, phases, amplitudes, Doppler shifts, ...). We have developed estimators and studied their performance in asymptotic variance, and have compared them to minimum lower bound (Cramer-rao or Bayesian Cramer Rao bounds). Some other studies have focused only on the recovering of information (''detection'' or ''equalization'' task) by the receiver after channel estimation, or proposed and analyzed emission / reception schemes, reliable for certain scenarios (transmit diversity scheme for flat fading channel, scheme with high energy efficiency, ...).Ce mémoire de HDR est l'occasion de dresser un bilan des 14 dernières années concernant mes activités d'enseignant-chercheur et mes travaux de recherche dans le domaine du traitement du signal pour les communications numériques, et plus particulièrement les communications radio-mobiles. L'objet de ce traitement du signal est globalement l'obtention d'une transmission robuste, malgré le passage de l'information numérique au travers d'un canal de communication perturbé par la mobilité entre l'émetteur et le récepteur (effet Doppler), le phénomène d'échos, l'addition de bruit ou d'interférence, ou encore par des limitations en bande-passante, en puissance transmise ou en rapport-signal à bruit. Afin de restituer au mieux l'information numérique, le récepteur a en général besoin de disposer d'une connaissance précise du canal. Une grande partie de mes travaux s'est intéressé à l'estimation dynamique des paramètres de ce canal (retards, phases, amplitudes, décalages Doppler, ...), et en particulier à la synchronisation du récepteur. Quelques autres travaux se sont intéressés seulement à la restitution de l'information (tâches de ''détection'' ou d' ''égalisation'') par le récepteur une fois le canal estimé, ou à des schémas d'émission / réception spécifiques. La synthèse des travaux commence par une introduction générale décrivant les ''canaux de communications'' et leurs problèmes potentiels, et positionne chacun de mes travaux en ces termes. Une première partie s'intéresse aux techniques de réception pour les signaux à spectre étalé des systèmes d'accès multiple à répartition par codes (CDMA). Ces systèmes large-bande offrent un fort pouvoir de résolution temporelle et des degrés de liberté, que nous avons exploités pour étudier l'égalisation et la synchronisation (de retard et de phase) en présence de trajets multiples et d'utilisateurs multiples. La première partie regroupe aussi d'autres schémas d'émission/réception, proposés pour leur robustesse dans différents scénarios (schéma à diversité pour canaux à évanouissement plats, schéma à forte efficacité énergétique, ...). La seconde partie est consacrée à l'estimation dynamique Bayésienne des paramètres du canal. On suppose ici qu'une partie des paramètres à estimer exhibe des variations temporelles aléatoires selon une certaine loi à priori. Nous proposons d'abord des estimateurs et des bornes minimales d'estimation pour des modèles de transmission relativement complexes, en raison de la distorsion temporelle due à la forte mobilité en modulation multi-porteuse (OFDM), ou de la présence de plusieurs paramètres à estimer conjointement, ou encore de non linéarités dans les modèles. Nous nous focalisons ensuite sur le problème d'estimation des amplitudes complexes des trajets d'un canal à évolution lente (à 1 ou plusieurs bonds). Nous proposons des estimateurs récursifs (dénommés CATL, pour ''Complex Amplitude Tracking Loop'') à structure imposée inspirée par les boucles à verrouillage de phase numériques, de performance asymptotiques proches des bornes minimales. Les formules analytiques approchées de performances asymptotiques et de réglages de ces estimateurs sont établies sous forme de simples fonctions des paramètres physiques (spectre Doppler, retards, niveau de bruit). Puis étant donné les liens établis entre ces estimateurs CATL et certains filtres de Kalman (construits pour des modèles d'état de type marche aléatoire intégrée), les formules approchées de performances asymptotiques et de réglage de ces filtres de Kalman sont aussi dérivées