A Reduced Complexity Ungerboeck Receiver for Quantized Wideband Massive SC-MIMO

Employing low resolution analog-to-digital converters in massive multiple-input multiple-output (MIMO) has many advantages in terms of total power consumption, cost and feasibility of such systems. However, such advantages come together with significant challenges in channel estimation and data detection due to the severe quantization noise present. In this study, we propose a novel iterative receiver for quantized uplink single carrier MIMO (SC-MIMO) utilizing an efficient message passing algorithm based on the Bussgang decomposition and Ungerboeck factorization, which avoids the use of a complex whitening filter. A reduced state sequence estimator with bidirectional decision feedback is also derived, achieving remarkable complexity reduction compared to the existing receivers for quantized SC-MIMO in the literature, without any requirement on the sparsity of the transmission channel. Moreover, the linear minimum mean-square-error (LMMSE) channel estimator for SC-MIMO under frequency-selective channel, which do not require any cyclic-prefix overhead, is also derived. We observe that the proposed receiver has significant performance gains with respect to the existing receivers in the literature under imperfect channel state information.Comment: This work has been submitted to the IEEE for possible publication. Copyright may be transferred without notice, after which this version may no longer be accessibl

MIMO Systems

In recent years, it was realized that the MIMO communication systems seems to be inevitable in accelerated evolution of high data rates applications due to their potential to dramatically increase the spectral efficiency and simultaneously sending individual information to the corresponding users in wireless systems. This book, intends to provide highlights of the current research topics in the field of MIMO system, to offer a snapshot of the recent advances and major issues faced today by the researchers in the MIMO related areas. The book is written by specialists working in universities and research centers all over the world to cover the fundamental principles and main advanced topics on high data rates wireless communications systems over MIMO channels. Moreover, the book has the advantage of providing a collection of applications that are completely independent and self-contained; thus, the interested reader can choose any chapter and skip to another without losing continuity

Mixed Norm Equalization with Applications in Television Multipath Cancellation

Electrical Engineerin

New advances in synchronization of digital communication receivers

Synchronization is a challenging but very important task in communications. In digital communication systems, a hierarchy of synchronization problems has to be considered: carrier synchronization, symbol timing synchronization and frame synchronization. For bandwidth efficiency and burst transmission reasons, the former two synchronization steps tend to favor non-data aided (NDA or blind) techniques, while in general, the last one is usually solved by inserting repetitively known bits or words into the data sequence, and is referred to as a data-aided (DA) approach. Over the last two decades, extensive research work has been carried out to design nondata-aided timing recovery and carrier synchronization algorithms. Despite their importance and spread use, most of the existing blind synchronization algorithms are derived in an ad-hoc manner without exploiting optimally the entire available statistical information. In most cases their performance is evaluated by computer simulations, rigorous and complete performance analysis has not been performed yet. It turns out that a theoretical oriented approach is indispensable for studying the limit or bound of algorithms and comparing different methods. The main goal of this dissertation is to develop several novel signal processing frameworks that enable to analyze and improve the performance of the existing timing recovery and carrier synchronization algorithms. As byproducts of this analysis, unified methods for designing new computationally and statistically efficient (i.e., minimum variance estimators) blind feedforward synchronizers are developed. Our work consists of three tightly coupled research directions. First, a general and unified framework is proposed to develop optimal nonlinear least-squares (NLS) carrier recovery scheme for burst transmissions. A family of blind constellation-dependent optimal "matched" NLS carrier estimators is proposed for synchronization of burst transmissions fully modulated by PSK and QAM-constellations in additive white Gaussian noise channels. Second, a cyclostationary statistics based framework is proposed for designing computationally and statistically efficient robust blind symbol timing recovery for time-selective flat-fading channels. Lastly, dealing with the problem of frame synchronization, a simple and efficient data-aided approach is proposed for jointly estimating the frame boundary, the frequency-selective channel and the carrier frequency offset

Advanced Techniques for High-Throughput Cellular Communications

The next generation wireless communication systems require ubiquitous high-throughput mobile connectivity under a range of challenging network settings (urban versus rural, high device density, mobility, etc). To improve the performance of the system, the physical layer design is of great importance. The previous research on improving the physical layer properties includes: a) highly directional transmissions that can enhance the throughput and spatial reuse; b) enhanced MIMO that can eliminate contention, enabling linear increase of capacity with number of antennas; c) mmWave technologies which operate on GHz bandwidth to over substantially higher throughput; d) better cooperative spectrum sharing with cognitive radios; e) better multiple access method which can mitigate multiuser interference and allow more multi-users. This dissertation addresses several techniques in the physical layer design of the next generation wireless communication systems. In chapter two, an orthogonal frequency division with code division multiple access (OFDM-CDMA) systems is proposed and a polyphase code is used to improve multiple access performance and make the OFDM signal satisfy the peak to average ratio (PAPR) constraint. Chapter three studies the I/Q imbalance for direct down converter. For wideband transmitter and receiver that use direct conversion for I/Q sampling, the I/Q imbalance becomes a critical issue. With higher I/Q imbalance, there will be higher degradation in quadrature amplitude modulation, which degrades the throughput tremendously. Chapter four investigate a problem of spectrum sharing for cognitive wideband communication. An energy-efficient sub-Nyquist sampling algorithm is developed for optimal sampling and spectrum sensing. In chapter ve, we study the channel estimation of millimeter wave full-dimensional MIMO communication. The problem is formulated as an atomic-norm minimization problem and algorithms are derived for the channel estimation in different situations. In this thesis, mathematical optimization is applied as the main approach to analyze and solve the problems in the physical layer of wireless communication so that the high-throughput is achieved. The algorithms are derived along with the theoretical analysis, which are validated with numerical results

Optics for AI and AI for Optics

Artificial intelligence is deeply involved in our daily lives via reinforcing the digital transformation of modern economies and infrastructure. It relies on powerful computing clusters, which face bottlenecks of power consumption for both data transmission and intensive computing. Meanwhile, optics (especially optical communications, which underpin today’s telecommunications) is penetrating short-reach connections down to the chip level, thus meeting with AI technology and creating numerous opportunities. This book is about the marriage of optics and AI and how each part can benefit from the other. Optics facilitates on-chip neural networks based on fast optical computing and energy-efficient interconnects and communications. On the other hand, AI enables efficient tools to address the challenges of today’s optical communication networks, which behave in an increasingly complex manner. The book collects contributions from pioneering researchers from both academy and industry to discuss the challenges and solutions in each of the respective fields

Enable Reliable and Secure Data Transmission in Resource-Constrained Emerging Networks

The increasing deployment of wireless devices has connected humans and objects all around the world, benefiting our daily life and the entire society in many aspects. Achieving those connectivity motivates the emergence of different types of paradigms, such as cellular networks, large-scale Internet of Things (IoT), cognitive networks, etc. Among these networks, enabling reliable and secure data transmission requires various resources including spectrum, energy, and computational capability. However, these resources are usually limited in many scenarios, especially when the number of devices is considerably large, bringing catastrophic consequences to data transmission. For example, given the fact that most of IoT devices have limited computational abilities and inadequate security protocols, data transmission is vulnerable to various attacks such as eavesdropping and replay attacks, for which traditional security approaches are unable to address. On the other hand, in the cellular network, the ever-increasing data traffic has exacerbated the depletion of spectrum along with the energy consumption. As a result, mobile users experience significant congestion and delays when they request data from the cellular service provider, especially in many crowded areas. In this dissertation, we target on reliable and secure data transmission in resource-constrained emerging networks. The first two works investigate new security challenges in the current heterogeneous IoT environment, and then provide certain countermeasures for reliable data communication. To be specific, we identify a new physical-layer attack, the signal emulation attack, in the heterogeneous environment, such as smart home IoT. To defend against the attack, we propose two defense strategies with the help of a commonly found wireless device. In addition, to enable secure data transmission in large-scale IoT network, e.g., the industrial IoT, we apply the amply-and-forward cooperative communication to increase the secrecy capacity by incentivizing relay IoT devices. Besides security concerns in IoT network, we seek data traffic alleviation approaches to achieve reliable and energy-efficient data transmission for a group of users in the cellular network. The concept of mobile participation is introduced to assist data offloading from the base station to users in the group by leveraging the mobility of users and the social features among a group of users. Following with that, we deploy device-to-device data offloading within the group to achieve the energy efficiency at the user side while adapting to their increasing traffic demands. In the end, we consider a perpendicular topic - dynamic spectrum access (DSA) - to alleviate the spectrum scarcity issue in cognitive radio network, where the spectrum resource is limited to users. Specifically, we focus on the security concerns and further propose two physical-layer schemes to prevent spectrum misuse in DSA in both additive white Gaussian noise and fading environments

Adaptive Baseband Pro cessing and Configurable Hardware for Wireless Communication

The world of information is literally at one’s fingertips, allowing access to previously unimaginable amounts of data, thanks to advances in wireless communication. The growing demand for high speed data has necessitated theuse of wider bandwidths, and wireless technologies such as Multiple-InputMultiple-Output (MIMO) have been adopted to increase spectral efficiency.These advanced communication technologies require sophisticated signal processing, often leading to higher power consumption and reduced battery life.Therefore, increasing energy efficiency of baseband hardware for MIMO signal processing has become extremely vital. High Quality of Service (QoS)requirements invariably lead to a larger number of computations and a higherpower dissipation. However, recognizing the dynamic nature of the wirelesscommunication medium in which only some channel scenarios require complexsignal processing, and that not all situations call for high data rates, allowsthe use of an adaptive channel aware signal processing strategy to provide adesired QoS. Information such as interference conditions, coherence bandwidthand Signal to Noise Ratio (SNR) can be used to reduce algorithmic computations in favorable channels. Hardware circuits which run these algorithmsneed flexibility and easy reconfigurability to switch between multiple designsfor different parameters. These parameters can be used to tune the operations of different components in a receiver based on feedback from the digitalbaseband. This dissertation focuses on the optimization of digital basebandcircuitry of receivers which use feedback to trade power and performance. Aco-optimization approach, where designs are optimized starting from the algorithmic stage through the hardware architectural stage to the final circuitimplementation is adopted to realize energy efficient digital baseband hardwarefor mobile 4G devices. These concepts are also extended to the next generation5G systems where the energy efficiency of the base station is improved.This work includes six papers that examine digital circuits in MIMO wireless receivers. Several key blocks in these receiver include analog circuits thathave residual non-linearities, leading to signal intermodulation and distortion.Paper-I introduces a digital technique to detect such non-linearities and calibrate analog circuits to improve signal quality. The concept of a digital nonlinearity tuning system developed in Paper-I is implemented and demonstratedin hardware. The performance of this implementation is tested with an analogchannel select filter, and results are presented in Paper-II. MIMO systems suchas the ones used in 4G, may employ QR Decomposition (QRD) processors tosimplify the implementation of tree search based signal detectors. However,the small form factor of the mobile device increases spatial correlation, whichis detrimental to signal multiplexing. Consequently, a QRD processor capableof handling high spatial correlation is presented in Paper-III. The algorithm and hardware implementation are optimized for carrier aggregation, which increases requirements on signal processing throughput, leading to higher powerdissipation. Paper-IV presents a method to perform channel-aware processingwith a simple interpolation strategy to adaptively reduce QRD computationcount. Channel properties such as coherence bandwidth and SNR are used toreduce multiplications by 40% to 80%. These concepts are extended to usetime domain correlation properties, and a full QRD processor for 4G systemsfabricated in 28 nm FD-SOI technology is presented in Paper-V. The designis implemented with a configurable architecture and measurements show thatcircuit tuning results in a highly energy efficient processor, requiring 0.2 nJ to1.3 nJ for each QRD. Finally, these adaptive channel-aware signal processingconcepts are examined in the scope of the next generation of communicationsystems. Massive MIMO systems increase spectral efficiency by using a largenumber of antennas at the base station. Consequently, the signal processingat the base station has a high computational count. Paper-VI presents a configurable detection scheme which reduces this complexity by using techniquessuch as selective user detection and interpolation based signal processing. Hardware is optimized for resource sharing, resulting in a highly reconfigurable andenergy efficient uplink signal detector

Polynomial matrix eigenvalue decomposition techniques for multichannel signal processing

Polynomial eigenvalue decomposition (PEVD) is an extension of the eigenvalue decomposition (EVD) for para-Hermitian polynomial matrices, and it has been shown to be a powerful tool for broadband extensions of narrowband signal processing problems. In the context of broadband sensor arrays, the PEVD allows the para-Hermitian matrix that results from the calculation of a space-time covariance matrix of the convolutively mixed signals to be diagonalised. Once the matrix is diagonalised, not only can the correlation between different sensor signals be removed but the signal and noise subspaces can also be identified. This process is referred to as broadband subspace decomposition, and it plays a very important role in many areas that require signal separation techniques for multichannel convolutive mixtures, such as speech recognition, radar clutter suppression, underwater acoustics, etc. The multiple shift second order sequential best rotation (MS-SBR2) algorithm, built on the most established SBR2 algorithm, is proposed to compute the PEVD of para-Hermitian matrices. By annihilating multiple off-diagonal elements per iteration, the MS-SBR2 algorithm shows a potential advantage over its predecessor (SBR2) in terms of the computational speed. Furthermore, the MS-SBR2 algorithm permits us to minimise the order growth of polynomial matrices by shifting rows (or columns) in the same direction across iterations, which can potentially reduce the computational load of the algorithm. The effectiveness of the proposed MS-SBR2 algorithm is demonstrated by various para-Hermitian matrix examples, including randomly generated matrices with different sizes and matrices generated from source models with different dynamic ranges and relations between the sources’ power spectral densities. A worked example is presented to demonstrate how the MS-SBR2 algorithm can be used to strongly decorrelate a set of convolutively mixed signals. Furthermore, the performance metrics and computational complexity of MS-SBR2 are analysed and compared to other existing PEVD algorithms by means of numerical examples. Finally, two potential applications of theMS-SBR2 algorithm, includingmultichannel spectral factorisation and decoupling of broadband multiple-input multiple-output (MIMO) systems, are demonstrated in this dissertation