Near-Instantaneously Adaptive HSDPA-Style OFDM Versus MC-CDMA Transceivers for WIFI, WIMAX, and Next-Generation Cellular Systems

Burts-by-burst (BbB) adaptive high-speed downlink packet access (HSDPA) style multicarrier systems are reviewed, identifying their most critical design aspects. These systems exhibit numerous attractive features, rendering them eminently eligible for employment in next-generation wireless systems. It is argued that BbB-adaptive or symbol-by-symbol adaptive orthogonal frequency division multiplex (OFDM) modems counteract the near instantaneous channel quality variations and hence attain an increased throughput or robustness in comparison to their fixed-mode counterparts. Although they act quite differently, various diversity techniques, such as Rake receivers and space-time block coding (STBC) are also capable of mitigating the channel quality variations in their effort to reduce the bit error ratio (BER), provided that the individual antenna elements experience independent fading. By contrast, in the presence of correlated fading imposed by shadowing or time-variant multiuser interference, the benefits of space-time coding erode and it is unrealistic to expect that a fixed-mode space-time coded system remains capable of maintaining a near-constant BER

Novel multiuser detection and multi-rate schemes for multi-carrier CDMA

A large variety of services is [sic] expected for wireless systems, in particular, high data rate services, such as wireless Internet access. Users with different data rates and quality of service (QoS) requirements must be accommodated. A suitable multiple access scheme is key to enabling wireless systems to support both the high data rate and the integrated multiple data rate transmissions with satisfactory performance and flexibility. A multi-carrier code division multiple access (MC-CDMA) scheme is a promising candidate for emerging broadband wireless systems. MC-CDMA is a hybrid of orthogonal frequency division multiplexing (OFDM) and code division multiple access (CDMA). The most salient feature of MC-CDMA is that the rate of transmission is not limited by the wireless channel\u27s frequency-selective fading effects caused by multipath propagation. In MC-CDMA, each chip of the desired user\u27s spreading code, multiplied by the current data bit, is modulated onto a separate subcarrier. Therefore, each subcarrier has a narrow bandwidth and undergoes frequency-flat fading. Two important issues for an MC-CDMA wireless system, multiuser detection and multi-rate access, are discussed in this dissertation. Several advanced receiver structures capable of suppressing multiuser interference in an uplink MC-CDMA system, operating in a frequency-selective fading channel, are studied in this dissertation. One receiver is based on a so-called multishot structure, in which the interference introduced by the asynchronous reception of different users is successfully suppressed by a receiver based on the minimum mean-square error (MMSE) criterion with a built-in de-biasing feature. Like many other multiuser schemes, this receiver is very sensitive to a delay estimation error. A blind adaptive two-stage decorrelating receiver based on the bootstrap algorithm is developed to combat severe performance degradation due to a delay estimation error. It is observed that in the presence of a delay estimation error the blind adaptive bootstrap receiver is more near-far resistant than the MMSE receiver. Furthermore, a differential bootstrap receiver is proposed to extend the limited operating range of the two-stage bootstrap receiver which suffers from a phase ambiguity problem. Another receiver is based on a partial sampling (PS) demodulation structure, which further reduces the sensitivity to unknown user delays in an uplink scenario. Using this partial sampling structure, it is no longer necessary to synchronize the receiver with the desired user. Following the partial sampling demodulator, a minimum mean-square error combining (MMSEC) detector is applied. The partial sampling MMSEC (PS-MMSEC) receiver is shown to have strong interference suppression and timing acquisition capabilities. The complexity of this receiver can be reduced significantly, with negligible performance loss, by choosing a suitable partial sampling rate and using a structure called reduced complexity PS-MMSEC (RPS-MMSEC). The adaptive implementation of these receivers yields a superior rate of convergence and symbol error rate performance in comparison to a conventional MMSEC receiver with known timing. All the above receiver structures are for a single-rate MC-CDMA. Three novel multi-rate access schemes for multi-rate MC-CDMA, fixed spreading length (FSL), coded FSL (CFSL) and variable spreading length (VSL), have been developed. These multi-rate access schemes enable users to transmit information at different data rates in one MC-CDMA system. Hence, voice, data, image and video can be transmitted seamlessly through a wireless infrastructure. The bit error rate performance of these schemes is investigated for both low-rate and high-rate users

High Capacity CDMA and Collaborative Techniques

The thesis investigates new approaches to increase the user capacity and improve the error performance of Code Division Multiple Access (CDMA) by employing adaptive interference cancellation and collaborative spreading and space diversity techniques. Collaborative Coding Multiple Access (CCMA) is also investigated as a separate technique and combined with CDMA. The advantages and shortcomings of CDMA and CCMA are analysed and new techniques for both the uplink and downlink are proposed and evaluated. Multiple access interference (MAI) problem in the uplink of CDMA is investigated first. The practical issues of multiuser detection (MUD) techniques are reviewed and a novel blind adaptive approach to interference cancellation (IC) is proposed. It exploits the constant modulus (CM) property of digital signals to blindly suppress interference during the despreading process and obtain amplitude estimation with minimum mean squared error for use in cancellation stages. Two new blind adaptive receiver designs employing successive and parallel interference cancellation architectures using the CM algorithm (CMA) referred to as ‘CMA-SIC’ and ‘BA-PIC’, respectively, are presented. These techniques have shown to offer near single user performance for large number of users. It is shown to increase the user capacity by approximately two fold compared with conventional IC receivers. The spectral efficiency analysis of the techniques based on output signal-to interference-and-noise ratio (SINR) also shows significant gain in data rate. Furthermore, an effective and low complexity blind adaptive subcarrier combining (BASC) technique using a simple gradient descent based algorithm is proposed for Multicarrier-CDMA. It suppresses MAI without any knowledge of channel amplitudes and allows large number of users compared with equal gain and maximum ratio combining techniques normally used in practice. New user collaborative schemes are proposed and analysed theoretically and by simulations in different channel conditions to achieve spatial diversity for uplink of CCMA and CDMA. First, a simple transmitter diversity and its equivalent user collaborative diversity techniques for CCMA are designed and analysed. Next, a new user collaborative scheme with successive interference cancellation for uplink of CDMA referred to as collaborative SIC (C-SIC) is investigated to reduce MAI and achieve improved diversity. To further improve the performance of C-SIC under high system loading conditions, Collaborative Blind Adaptive SIC (C-BASIC) scheme is proposed. It is shown to minimize the residual MAI, leading to improved user capacity and a more robust system. It is known that collaborative diversity schemes incur loss in throughput due to the need of orthogonal time/frequency slots for relaying source’s data. To address this problem, finally a novel near-unity-rate scheme also referred to as bandwidth efficient collaborative diversity (BECD) is proposed and evaluated for CDMA. Under this scheme, pairs of users share a single spreading sequence to exchange and forward their data employing a simple superposition or space-time encoding methods. At the receiver collaborative joint detection is performed to separate each paired users’ data. It is shown that the scheme can achieve full diversity gain at no extra bandwidth as inter-user channel SNR becomes high. A novel approach of ‘User Collaboration’ is introduced to increase the user capacity of CDMA for both the downlink and uplink. First, collaborative group spreading technique for the downlink of overloaded CDMA system is introduced. It allows the sharing of the same single spreading sequence for more than one user belonging to the same group. This technique is referred to as Collaborative Spreading CDMA downlink (CS-CDMA-DL). In this technique T-user collaborative coding is used for each group to form a composite codeword signal of the users and then a single orthogonal sequence is used for the group. At each user’s receiver, decoding of composite codeword is carried out to extract the user’s own information while maintaining a high SINR performance. To improve the bit error performance of CS-CDMA-DL in Rayleigh fading conditions, Collaborative Space-time Spreading (C-STS) technique is proposed by combining the collaborative coding multiple access and space-time coding principles. A new scheme for uplink of CDMA using the ‘User Collaboration’ approach, referred to as CS-CDMA-UL is presented next. When users’ channels are independent (uncorrelated), significantly higher user capacity can be achieved by grouping multiple users to share the same spreading sequence and performing MUD on per group basis followed by a low complexity ML decoding at the receiver. This approach has shown to support much higher number of users than the available sequences while also maintaining the low receiver complexity. For improved performance under highly correlated channel conditions, T-user collaborative coding is also investigated within the CS-CDMA-UL system

Capacity, coding and interference cancellation in multiuser multicarrier wireless communications systems

Multicarrier modulation and multiuser systems have generated a great deal of research during the last decade. Orthogonal Frequency Division Multiplexing (OFDM) is a multicarrier modulation generated with the inverse Discrete Fourier Transform, which has been adopted for standards in wireless and wire-line communications. Multiuser wireless systems using multicarrier modulation suffer from the effects of dispersive fading channels, which create multi-access, inter-symbol, and inter-carrier interference (MAI, ISI, ICI). Nevertheless, channel dispersion also provides diversity, which can be exploited and has the potential to increase robustness against fading. Multiuser multi-carrier systems can be implemented using Orthogonal Frequency Division Multiple Access (OFDMA), a flexible orthogonal multiplexing scheme that can implement time and frequency division multiplexing, and using multicarrier code division multiple access (MC-CDMA). Coding, interference cancellation, and resource sharing schemes to improve the performance of multiuser multicarrier systems on wireless channels were addressed in this dissertation. Performance of multiple access schemes applied to a downlink multiuser wireless system was studied from an information theory perspective and from a more practical perspective. For time, frequency, and code division, implemented using OFDMA and MC-CDMA, the system outage capacity region was calculated for a correlated fading channel. It was found that receiver complexity determines which scheme offers larger capacity regions, and that OFDMA results in a better compromise between complexity and performance than MC-CDMA. From the more practical perspective of bit error rate, the effects of channel coding and interleaving were investigated. Results in terms of coding bounds as well as simulation were obtained, showing that OFDMAbased orthogonal multiple access schemes are more sensitive to the effectiveness of the code to provide diversity than non-orthogonal, MC-CDMA-based schemes. While cellular multiuser schemes suffer mainly from MAI, OFDM-based broadcasting systems suffer from ICI, in particular when operating as a single frequency network (SFN). It was found that for SFN the performance of a conventional OFDM receiver rapidly degrades when transmitters have frequency synchronization errors. Several methods based on linear and decision-feedback ICI cancellation were proposed and evaluated, showing improved robustness against ICI. System function characterization of time-variant dispersive channels is important for understanding their effects on single carrier and multicarrier modulation. Using time-frequency duality it was shown that MC-CDMA and DS-CDMA are strictly dual on dispersive channels. This property was used to derive optimal matched filter structures, and to determine a criterion for the selection of spreading sequences for both DS and MC CDMA. The analysis of multiple antenna systems provided a unified framework for the study of DS-CDMA and MC-CDMA on time and frequency dispersive channels, which can also be used to compare their performance

Interference suppression and diversity for CDMA systems

In code-division multiple-access (CDMA) systems, due to non-orthogonality of the spreading codes and multipath channels, the desired signal suffers interference from other users. Signal fading due to multipath propagation is another source of impairment in wireless CDMA systems, often severely impacting performance. In this dissertation, reduced-rank minimum mean square error (MMSE) receiver and reduced-rank minimum variance receiver are investigated to suppress interference; transmit diversity is applied to multicarrier CDMA (MC-CDMA) systems to combat fading; packet combing is studied to provide both interference suppression and diversity for CDMA random access systems. The reduced-rank MMSE receiver that uses a reduced-rank estimated covariance matrix is studied to improve the performance of MMSE receiver in CDMA systems. It is shown that the reduced-rank MMSE receiver has much better performance than the full-rank MMSE receiver when the covariance matrix is estimated by using a finite number of data samples and the desired signal is in a low dimensional subspace. It is also demonstrated that the reduced-rank minimum variance receiver outperforms the full-rank minimum variance receiver. The probability density function of the output SNR of the full-rank and reduced-rank linear MMSE estimators is derived for a general linear signal model under the assumption that the signals and noise are Gaussian distributed. Space-time coding that is originally proposed for narrow band systems is applied to an MC-CDMA system in order to get transmit diversity for such a wideband system. Some techniques to jointly decode the space-time code and suppress interference are developed. The channel estimation using either pilot channels or pilot symbols is studied for MC-CDMA systems with space-time coding. Performance of CDMA random access systems with packet combining in fading channels is analyzed. By combining the current retransmitted packet with all its previous transmitted copies, the receiver obtains a diversity gain plus an increased interference and noise suppression gain. Therefore, the bit error rate dramatically decreases with the number of transmissions increasing, which in turn improves the system throughput and reduces the average delay