Doppler-only target tracking for a multistatic radar exploiting FM band illuminators of opportunity

Includes bibliographical referencesCommensal Radar (CR), defined as a subclass of Passive Radar (PR), is a receive only radar that exploits non-cooperative illuminators of opportunity for target detection, location and subsequent tracking. The objective of this thesis is to evaluate the feasibility of using a Frequency Modulation (FM) Broadcast band CR system as a cost effective solution for Air Traffic Control (ATC). An inherent complication by exploiting FM is the low range resolution due to the low bandwidth of FM radio signals. However, due to typical long integration times associated with CR, the frequency domain resolution is typically very good. As a result, measurements of the target's Doppler shift are highly accurate and could potentially make FM illuminators a viable source for ATC purposes. Accordingly, this thesis aims to obtain a comprehensive understanding of using high resolution Doppler measurements to accurately track the position of a target. This objective have been addressed b by performing a comprehensive mathematical analysis for a Doppler only tracking CR system. The analysis is verified with a tracking simulation, in which the Recursive Gauss Newton Filter (RGNF) is used and lastly, a field experiment was conducted to produce tracking results based on real measurement data. Results demonstrated that Doppler only target tracking from real measurement data is possible, even when the initial target state vector is initialised from real measurement data. A good degree of correlation is achieved between the theoretical, simulated and measured results, hence verifying the theoretical findings of this thesis. Ensuring that the observation matrix is properly conditioned in Doppler only tracking applications is important, as failure to do so results in tracking instability. Factors that influence the conditioning of the observation matrix are; the number of receivers used (assuming the basic observation criteria is met) and the placement of the receivers, keeping in mind the possibility of Doppler correlation in the measurements. The possibility of improving an ill-conditioned observation matrix is also demonstrated. In general, tracking filters, for example the RGNF, typically employ time history information and therefore, a direct comparison to the Cramer Rao Lower Bound (CRLB) is unrealistic and accordingly a new theoretical lower bound, called the Cumulative CRLB was derived that does account for time history measurements. Although the best results for this thesis are achieved by using long integration periods (4 s), the effect of Doppler walk was not compensated for and is an aspect that requires further investigation to potentially further improve on the results obtained in this thesis. As a final conclusion for this thesis; the Doppler only target tracking delivered some encouraging results, however a qualification test in the form of an extensive trial period is next required to motivate Doppler only tracking for ATC purposes

DISCUS - The Deep Interior Scanning CubeSat mission to a rubble pile near-Earth asteroid

We have performed an initial stage conceptual design study for the Deep Interior Scanning CubeSat (DISCUS), a tandem 6U CubeSat carrying a bistatic radar as main payload. DISCUS will be operated either as an independent mission or accompanying a larger one. It is designed to determine the internal macroporosity of a 260-600 m diameter Near Earth Asteroid (NEA) from a few kilometers distance. The main goal will be to achieve a global penetration with a low-frequency signal as well as to analyze the scattering strength for various different penetration depths and measurement positions. Moreover, the measurements will be inverted through a computed radar tomography (CRT) approach. The scientific data provided by DISCUS would bring more knowledge of the internal configuration of rubble pile asteroids and their collisional evolution in the Solar System. It would also advance the design of future asteroid deflection concepts. We aim at a single-unit (1U) radar design equipped with a half-wavelength dipole antenna. The radar will utilize a stepped-frequency modulation technique the baseline of which was developed for ESA's technology projects GINGER and PIRA. The radar measurements will be used for CRT and shape reconstruction. The CubeSat will also be equipped with an optical camera system and laser altimeter to sup- port navigation and shape reconstruction. We provide the details of the measurement methods to be applied along with the requirements derived of the known characteristics of rubble pile asteroids.Comment: Submitted to Advances in Space Researc

A scalable real-time processing chain for radar exploiting illuminators of opportunity

Includes bibliographical references.This thesis details the design of a processing chain and system software for a commensal radar system, that is, a radar that makes use of illuminators of opportunity to provide the transmitted waveform. The stages of data acquisition from receiver back-end, direct path interference and clutter suppression, range/Doppler processing and target detection are described and targeted to general purpose commercial off-the-shelf computing hardware. A detailed low level design of such a processing chain for commensal radar which includes both processing stages and processing stage interactions has, to date, not been presented in the Literature. Furthermore, a novel deployment configuration for a networked multi-site FM broadcast band commensal radar system is presented in which the reference and surveillance channels are record at separate locations

Electronic countermeasures applied to passive radar

Passive Radar (PR) is a form of bistatic radar that utilises existing transmitter infrastructure such as FM radio, digital audio and video broadcasts (DAB and DVB-T/T2), cellular base station transmitters, and satellite-borne illuminators like DVB-S instead of a dedicated radar transmitter. Extensive research into PR has been performed over the last two decades across various industries with the technology maturing to a point where it is becoming commercially viable. Nevertheless, despite the abundance of PR literature, there is a scarcity of open literature pertaining to electronic countermeasures (ECM) applied to PR. This research makes the novel contribution of a comprehensive exploration and validation of various ECM techniques and their effectiveness when applied to PR. Extensive research has been conducted to assess the inherent properties of the lluminators of Opportunity to identify their possible weaknesses for the purpose of applying targeted ECM. Similarly, potential jamming signals have also been researched to evaluate their effectiveness as bespoke ECM signals. Whilst different types of PR exist, this thesis focuses specifically on ECM applied to FM radio and DVB-T2 based PR. The results show noise jamming to be effective against FM radio based PR where jamming can be achieved with relatively low jamming power. A waveform study is performed to determine the optimal jamming waveform for an FM radio based PR. The importance of an effective direct signal interference (DSI) canceller is also shown as a means of suppressing the jamming signal. A basic overview of counter-ECM (ECCM) is discussed to counter potential jamming of FM based PR. The two main processing techniques for DVB-T2 based PR, mismatched and inverse filtering, have been investigated and their performance in the presence of jamming evaluated. The deterministic components of the DVB-T2 waveform are shown to be an effective form of attack for both mismatched filtering and inverse filtering techniques. Basic ECCM is also presented to counter potential pilot attacks on DVB-T2 based PR. Using measured data from a PR demonstrator, the application and effectiveness of each jamming technique is clearly demonstrated, evaluated and quantified

Improvement of detection and tracking techniques in multistatic passive radar systems. (Mejora de técnicas de detección y seguimiento en sistemas radar pasivos multiestáticos)

Esta tesis doctoral es el resultado de una intensa actividad investigadora centrada en los sensores radar pasivos para la mejora de las capacidades de detección y seguimiento en escenarios complejos con blancos terrestres y pequeños drones. El trabajo de investigación se ha llevado a cabo en el grupo de investigación coordinado por la Dra. María Pilar Jarabo Amores, dentro del marco diferentes proyectos: IDEPAR (“Improved DEtection techniques for PAssive Radars”), MASTERSAT (“MultichAnnel paSsive radar receiver exploiting TERrestrial and SATellite Illuminators”) y KRIPTON (“A Knowledge based appRoach to passIve radar detection using wideband sPace adapTive prOcessiNg”) financiados por el Ministerio de Economía y Competitividad de España; MAPIS (Multichannel passive ISAR imaging for military applications) y JAMPAR (“JAMmer-based PAssive Radar”), financiados por la Agencia Europea de Defensa (EDA) . El objetivo principal es la mejora de las técnicas de detección y seguimiento en radares pasivos con configuraciones biestáticas y multiestaticas. En el documento se desarrollan algoritmos para el aprovechamiento de señales procedentes de distintos iluminadores de oportunidad (transmisores DVB-T, satélites DVB-S y señales GPS). Las soluciones propuestas han sido integradas en el demostrador tecnológico IDEPAR, desarrollado y actualizado bajo los proyectos mencionados, y validadas en escenarios reales declarados de interés por potenciales usuarios finales (Direccion general de armamento y material, instituto nacional de tecnología aeroespacial y la armada española). Para el desarrollo y evaluación de cadenas de las cadenas de procesado, se plantean dos casos de estudio: blancos terrestres en escenarios semiurbanos edificios y pequeños blancos aéreos en escenarios rurales y costeros. Las principales contribuciones se pueden resumir en los siguientes puntos: • Diseño de técnicas de seguimiento 2D en el espacio de trabajo rango biestático-frecuencia Doppler: se desarrollan técnicas de seguimiento para los dos casos de estudio, localización de blancos terrestres y pequeños drones. Para es último se implementan técnicas capaces de seguir tanto el movimiento del dron como su firma Doppler, lo que permite implementar técnicas de clasificación de blancos. • Diseño de técnicas de seguimiento de blancos capaces de integrar información en el espacio 3D (rango, Doppler y acimut): se diseñan técnicas basadas en procesado en dos etapas, una primera con seguimiento en 2D para el filtrado de falsas alarmas y la segunda para el seguimiento en 3D y la conversión de coordenadas a un plano local cartesiano. Se comparan soluciones basadas en filtros de Kalman para sistemas tanto lineales como no lineales. • Diseño de cadenas de procesado para sistemas multiestáticos: la información estimada del blanco sobre múltiples geometrías biestáticas es utilizada para incremento de las capacidades de localización del blanco en el plano cartesiano local. Se presentan soluciones basadas en filtros de Kalman para sistemas no lineales explotando diferentes medidas biestáticas en el proceso de transformación de coordenadas, analizando las mejoras de precisión en la localización del blanco. • Diseño de etapas de procesado para radares pasivos basados en señales satelitales de las constelaciones GPS DVB-S. Se estudian las características de las señales satelitales identificando sus inconvenientes y proponiendo cadenas de procesado que permitan su utilización para la detección y seguimiento de blancos terrestres. • Estudio del uso de señales DVB-T multicanal con gaps de transmisión entre los diferentes canales en sistemas radares pasivos. Con ello se incrementa la resolución del sistema, y las capacidades de detección, seguimiento y localización. Se estudia el modelo de señal multicanal, sus efectos sobre el procesado coherente y se proponen cadenas de procesado para paliar los efectos adversos de este tipo de señales

Incorporation of GNSS multipath to improve autonomous rendezvous, docking and proximity operations in space

Automated rendezvous and docking (AR&D;) operations are important for many future space missions, such as the resupply of space stations, repair and refueling of large satellites, and active removal of orbital debris. These operations depend critically on accurate, real-time knowledge of the relative position and velocity between two space vehicles. Unfortunately, Global Navigation Satellite System (GNSS) capabilities remain severely limited in close proximity to large space structures due to significant multipath effects and signal blockage. Although GNSS is used for the initial stages of approach, other instruments such as laser, radar and vision-based systems, are required to augment GNSS during AR&D; over the last few hundred meters. This dissertation evaluates the feasibility of GNSS multipath-based relative space navigation. Methods for separating and interpreting reflected signals are demonstrated using GNSS data collected during Hubble Servicing Mission 4 (HSM4), a model of the mission geometry, electromagnetic (EM) ray tracing, and a custom GNSS software receiver. EM ray tracing is used to show that a number of signals sufficient for ranging are reflected by the Hubble Space Telescope (HST) during HSM4, and the properties of these reflections are used to generate simulated GNSS data. The impact of reflected signals on code correlation shape, code tracking error, and pseudorange measurement is demonstrated using the simulated and experimental data. Relative navigation is demonstrated using simulated reflected signal measurements and the dependence of relative navigation on the reflecting object’s scattering properties is illustrated. From the tracking of data from two oppositely polarized antennas, both simulated and experimental, it is determined that multipath measurements are limited by system properties such as antenna polarization quality and front end bandwidth. Design considerations involved in optimizing a receiver to measure reflected signals are discussed

Passive MIMO Radar Detection

Passive multiple-input multiple-output (MIMO) radar is a sensor network comprised of multiple distributed receivers that detects and localizes targets using the emissions from multiple non-cooperative radio frequency transmitters. This dissertation advances the theory of centralized passive MIMO radar (PMR) detection by proposing two novel generalized likelihood ratio test (GLRT) detectors. The first addresses detection in PMR networks without direct-path signals. The second addresses detection in PMR networks with direct-path signals. The probability distributions of both test statistics are investigated using recent results from random matrix theory. Equivalence is established between PMR networks without direct-path signals and passive source localization (PSL) networks. Comparison of both detectors with a centralized GLRT for active MIMO radar (AMR) detection reveals that PMR may be interpreted as the link between AMR and PSL sensor networks. In particular, under high direct-path-to-noise ratio (DNR) conditions, PMR sensitivity and ambiguity approaches that of AMR. Under low-DNR conditions, PMR sensitivity and ambiguity approaches that of PSL. At intermediate DNRs, PMR sensitivity and ambiguity smoothly varies between that of AMR and PSL. In this way, PMR unifies PSL and AMR within a common theoretical framework. This result provides insight into the fundamental natures of active and passive distributed sensing

Information retrieval from spaceborne GNSS Reflectometry observations using physics- and learning-based techniques

This dissertation proposes a learning-based, physics-aware soil moisture (SM) retrieval algorithm for NASA’s Cyclone Global Navigation Satellite System (CYGNSS) mission. The proposed methodology has been built upon the literature review, analyses, and findings from a number of published studies throughout the dissertation research. Namely, a Sig- nals of Opportunity Coherent Bistatic scattering model (SCoBi) has been first developed at MSU and then its simulator has been open-sourced. Simulated GNSS-Reflectometry (GNSS-R) analyses have been conducted by using SCoBi. Significant findings have been noted such that (1) Although the dominance of either the coherent reflections or incoher- ent scattering over land is a debate, we demonstrated that coherent reflections are stronger for flat and smooth surfaces covered by low-to-moderate vegetation canopy; (2) The influ- ence of several land geophysical parameters such as SM, vegetation water content (VWC), and surface roughness on the bistatic reflectivity was quantified, the dynamic ranges of reflectivity changes due to SM and VWC are much higher than the changes due to the surface roughness. Such findings of these analyses, combined with a comprehensive lit- erature survey, have led to the present inversion algorithm: Physics- and learning-based retrieval of soil moisture information from space-borne GNSS-R measurements that are taken by NASA’s CYGNSS mission. The study is the first work that proposes a machine learning-based, non-parametric, and non-linear regression algorithm for CYGNSS-based soil moisture estimation. The results over point-scale soil moisture observations demon- strate promising performance for applicability to large scales. Potential future work will be extension of the methodology to global scales by training the model with larger and diverse data sets

Design And Development Of An Autonomous Radar Receiver For The Detection Of Ultra High Energy Cosmic Rays

The detection of ultra-high energy cosmic rays is constrained by their flux, requiring detectors with apertures of hundreds or even thousands of square kilometers and close to one hundred percent duty cycle. The sheer scale that would be required of conventional detectors, to acquire sufficient statistics for energy, composition or anisotropy studies, means that new techniques that reduce manpower and financial resources are continually being sought. In this dissertation, the development of a remote sensing technique based observatory known as bistatic radar, which aims to achieve extensive coverage of the Earth's surface, cf. Telescope Array's 700 km2 surface detector, is discussed. Construction of the radar projects transmitter station was completed in the summer of 2013, and remote receiver stations were deployed in June and November of 2014. These stations accomplish radar echo detection using an analog signal chain. Subject to less radio interference, the remote stations add stereoscopic measurement capabilities that theoretically allow unique determination of cosmic ray geometry and core location. An FPGA is used as a distributed data processing node within the project. The FPGA provides triggering logic for data sampled at 200 MSa/s, detecting Cosmic Ray shower echoes chirping at -1 to -10 Megahertz/microsecond (depending on the geometry) for several microseconds. The data acquisition system with low power consumption at a cost that is also comparatively inexpensive is described herein

GNSS reflectometry for land remote sensing applications

Soil moisture and vegetation biomass are two essential parameters from a scienti c and economical point of view. On one hand, they are key for the understanding of the hydrological and carbon cycle. On the other hand, soil moisture is essential for agricultural applications and water management, and vegetation biomass is crucial for regional development programs. Several remote sensing techniques have been used to measure these two parameters. However, retrieving soil moisture and vegetation biomass with the required accuracy, and the appropriate spatial and temporal resolutions still remains a major challenge. The use of Global Navigation Satellite Systems (GNSS) reflected signals as sources of opportunity for measuring soil moisture and vegetation biomass is assessed in this PhD Thesis. This technique, commonly known as GNSS-Reflectometry (GNSS-R), has gained increasing interest among the scienti c community during the last two decades due to its unique characteristics. Previous experimental works have already shown the capabilities of GNSS-R to sense small reflectivity changes on the surface. The use of the co- and cross-polarized reflected signals was also proposed to mitigate nuisance parameters, such as soil surface roughness, in the determination of soil moisture. However, experimental evidence of the suitability of that technique could not be demonstrated. This work analyses from a theoretical and an experimental point of view the capabilities of polarimetric observations of GNSS reflected signals for monitoring soil moisture and vegetation biomass. The Thesis is structured in four main parts. The fi rst part examines the fundamental aspects of the technique and provides a detailed review of the GNSS-R state of the art for soil moisture and vegetation monitoring. The second part deals with the scattering models from land surfaces. A comprehensive description of the formation of scattered signals from rough surfaces is provided. Simulations with current state of the art models for bare and vegetated soils were performed in order to analyze the scattering components of GNSS reflected signals. A simpli ed scattering model was also developed in order to relate in a straightforward way experimental measurements to soil bio-geophysical parameters. The third part reviews the experimental work performed within this research. The development of a GNSS-R instrument for land applications is described, together with the three experimental campaigns carried out in the frame of this PhD Thesis. The analysis of the GNSS-R and ground truth data is also discussed within this part. As predicted by models, it was observed that GNSS scattered signals from natural surfaces are a combination of a coherent and an incoherent scattering components. A data analysis technique was proposed to separate both scattering contributions. The use of polarimetric observations for the determination of soil moisture was demonstrated to be useful under most soil conditions. It was also observed that forests with high levels of biomass could be observed with GNSS reflected signals. The fourth and last part of the Thesis provides an analysis of the technology perspectives. A GNSS-R End-to-End simulator was used to determine the capabilities of the technique to observe di erent soil reflectivity conditions from a low Earth orbiting satellite. It was determined that high accuracy in the estimation of reflectivity could be achieved within reasonable on-ground resolution, as the coherent scattering component is expected to be the predominant one in a spaceborne scenario. The results obtained in this PhD Thesis show the promising potential of GNSS-R measurements for land remote sensing applications, which could represent an excellent complementary observation for a wide range of Earth Observation missions such as SMOS, SMAP, and the recently approved ESA Earth Explorer Mission Biomass.La humedad del suelo y la biomasa de la vegetaci on son dos parametros clave desde un punto de vista tanto cient co como econ omico. Por una parte son esenciales para el estudio del ciclo del agua y del carbono. Por otra parte, la humedad del suelo es esencial para la gesti on de las cosechas y los recursos h dricos, mientras que la biomasa es un par ametro fundamental para ciertos programas de desarrollo. Varias formas de teledetección se han utilizado para la observaci on remota de estos par ametros, sin embargo, su monitorizaci on con la precisi on y resoluci on necesarias es todav a un importante reto tecnol ogico. Esta Tesis evalua la capacidad de medir humedad del suelo y biomasa de la vegetaci on con señales de Sistemas Satelitales de Posicionamiento Global (GNSS, en sus siglas en ingl es) reflejadas sobre la Tierra. La t ecnica se conoce como Reflectometr í a GNSS (GNSS-R), la cual ha ganado un creciente inter es dentro de la comunidad científ ca durante las dos ultimas d ecadas. Experimentos previos a este trabajo ya demostraron la capacidad de observar cambios en la reflectividad del terreno con GNSS-R. El uso de la componente copolar y contrapolar de la señal reflejada fue propuesto para independizar la medida de humedad del suelo de otros par ametros como la rugosidad del terreno. Sin embargo, no se pudo demostrar una evidencia experimental de la viabilidad de la t ecnica. En este trabajo se analiza desde un punto de vista te orico y experimental el uso de la informaci on polarim etrica de la señales GNSS reflejadas sobre el suelo para la determinaci on de humedad y biomasa de la vegetaci on. La Tesis se estructura en cuatro partes principales. En la primera parte se eval uan los aspectos fundamentales de la t ecnica y se da una revisi on detallada del estado del arte para la observaci on de humedad y vegetaci on. En la segunda parte se discuten los modelos de dispersi on electromagn etica sobre el suelo. Simulaciones con estos modelos fueron realizadas para analizar las componentes coherente e incoherente de la dispersi on de la señal reflejada sobre distintos tipos de terreno. Durante este trabajo se desarroll o un modelo de reflexi on simpli cado para poder relacionar de forma directa las observaciones con los par ametros geof sicos del suelo. La tercera parte describe las campañas experimentales realizadas durante este trabajo y discute el an alisis y la comparaci on de los datos GNSS-R con las mediciones in-situ. Como se predice por los modelos, se comprob o experimentalmente que la señal reflejada est a formada por una componente coherente y otra incoherente. Una t ecnica de an alisis de datos se propuso para la separacióon de estas dos contribuciones. Con los datos de las campañas experimentales se demonstr o el bene cio del uso de la informaci on polarim etrica en las señales GNSS reflejadas para la medici on de humedad del suelo, para la mayor a de las condiciones de rugosidad observadas. Tambi en se demostr o la capacidad de este tipo de observaciones para medir zonas boscosas densamente pobladas. La cuarta parte de la tesis analiza la capacidad de la t ecnica para observar cambios en la reflectividad del suelo desde un sat elite en orbita baja. Los resultados obtenidos muestran que la reflectividad del terreno podr a medirse con gran precisi on ya que la componente coherente del scattering ser a la predominante en ese tipo de escenarios. En este trabajo de doctorado se muestran la potencialidades de la t ecnica GNSS-R para observar remotamente par ametros del suelo tan importantes como la humedad del suelo y la biomasa de la vegetaci on. Este tipo de medidas pueden complementar un amplio rango de misiones de observaci on de la Tierra como SMOS, SMAP, y Biomass, esta ultima recientemente aprobada para la siguiente misi on Earth Explorer de la ESA