Hybrid precoding for beamspace MIMO systems with sub-connected switches: a machine learning approach

By employing lens antenna arrays, the number of radio frequency (RF) chains in millimeter-wave (mmWave) communications can be significantly reduced. However, most existing studies consider the phase shifters (PSs) as the main components of the analog beamformer, which may result in a significant loss of energy efficiency (EE). In this paper, we propose a switch selecting network to solve this issue, where the analog part of the beamspace MIMO system is realized by a sub-connected switch selecting network rather than the PS network. Based on the proposed architecture and inspired by the cross-entropy (CE) optimization developed in machine learning, an optimal hybrid cross-entropy (HCE)-based hybrid precoding scheme is designed to maximize the achievable sum rate, where the probability distribution of the hybrid precoder is updated by minimizing CE with unadjusted probabilities and smoothing constant. Simulation results show that the proposed HCE-based hybrid precoding can not only effectively achieve the satisfied sum-rate, but also outperform the PSs schemes concerning energy efficiency

Joint altitude and hybrid beamspace precoding optimization for UAV-enabled multiuser mmWave MIMO System

The combination of unmanned aerial vehicles (UAVs) and millimeter wave (mmWave) multiple-input multiple-out (MIMO) system is regarded as a key enabling technology for beyond 5G networks, as it provides high data rate aerial links. However, establishing UAV-enabled mmWave MIMO communication is quite challenging due to the high hardware cost in terms of radio frequency (RF) chains. As a cost-effective alternative, a beamspace precoding with discrete lens arrays (DLA) architecture has received considerable attention. However, the underlying optimal design in beamspace precoding has not been fully exploited in UAV-enabled communication scenario. In this paper, the joint design of the UAV's altitude and hybrid beamspace precoding is proposed for the UAV-enabled multiuser MIMO system, in which the DLA is exploited to reduce the number of the RF chain. In the proposed scheme, the optimization problem is formulated as a minimum weighted mean squared error (MWMSE) method. Then an efficient algorithm with the penalty dual decomposition (PDD) is proposed that aims to jointly optimize the altitude of UAV, beam selection and digital precoding matrices. Simulation results confirm the comparable performance of the proposed scheme and perform close to full-digital beamforming in terms of achievable spectral efficiency

Beam Squint in Ultra-wideband mmWave Systems: RF Lens Array vs. Phase-Shifter-Based Array

In this article, we discuss the potential of radio frequency (RF) lens for ultra-wideband millimeter-wave (mmWave) systems. In terms of the beam squint, we compare the proposed RF lens antenna with the phase shifter-based array for hybrid beamforming. To reduce the complexities for fully digital beamforming, researchers have come up with RF lens-based hybrid beamforming. The use of mmWave systems, however, causes an increase in bandwidth, which gives rise to the beam squint phenomenon. We first find the causative factors for beam squint in the dielectric RF lens antenna. Based on the beamforming gain at each frequency, we verify that, in a specific situation, RF lens can be free of the beam squint effect. We use 3D electromagnetic analysis software to numerically interpret the beam squint of each antenna type. Based on the results, we present the degraded spectral efficiency by system-level simulations with 3D indoor ray tracing. Finally, to verify our analysis, we fabricate an actual RF lens antenna and demonstrate the real performance using a mmWave, NI PXIe, software-defined radio system

Lens antenna arrays: an efficient framework for sparse-aware large-MIMO communications

The recent increase in the demand for higher data transmission rates in wireless communications has entailed many implementation issues that can only be resolved by going through a full paradigm shift. Making use of the millimetric spectrum bands is a very attractive solution to the shortage of radio resources but, to garner all their potential, new techniques must be developed. Most of them are contained in the Massive Multiple Input Multiple Output (M-MIMO) framework: the idea of using very large antenna arrays for cellular communications. In this thesis, we propose the usage of Lens Antenna Arrays (LAA) to avoid the unbearable power and infrastructure costs posed by traditional M-MIMO architectures. This novel communication system exploits the angular-dependent power focusing capabilities of an electromagnetic lens to discern between waves with different angles of arrival and departure, without explicit signal processing. The work presented in this document motivates the use of LAAs in mmWave communications, studies some of their mathematical properties and proposes their application in noncoherent schemes. Numerical results validate the performance of this novel kind of systems and confirm their strengths in both multi-user and block fading settings. LAAs that use noncoherent methods appear to be very suitable for vehicular communications and densely populated cellular networks.En los últimos tiempos, el incremento en la demanda de mayor velocidad de transmisión de datos en redes de comunicación inalámbricas ha conllevado varios problemas de implementación que solo se podrán resolver a través de un cambio total de paradigma. Utilizar bandas milimétricas del espectro es una solución muy atractiva a la escasez de recursos de radio pero, para poder extraer todo su potencial, es necesario desarrollar nuevas técnicas. La mayor parte de éstas pasa por la infraestructura Massive Multiple Input Multiple Output (M-MIMO): la idea de usar matrices de antenas muy grandes para comunicaciones celulares. En esta tesis, proponemos el uso de matrices de antenas con lente, o Lens Antenna Arrays (LAA), para evitar los inasumibles costes energéticos y de instalación propios de las arquitecturas M-MIMO tradicionales. Este novedoso sistema de comunicaciones explota las capacidades de concentración de energía con dependencia angular de las lentes electromagnéticas para distinguir entre ondas con distintas direcciones de llegada y de salida, sin procesado de la señal explícito. El trabajo presentado en este documento motiva el uso de los LAAs en comunicaciones en bandas milimétricas (mmWave), estudia varias propiedades matemáticas y propone su aplicación en esquemas no coherentes. Resultados numéricos validan su ejecución y confirman sus fortalezas en entornos multiusuario y con desvanecimiento en bloque. Los LAAs que utilizan métodos no coherentes parecen ser idóneos para comunicaciones vehiculares y para redes celulares altamente pobladas.En els darrers temps, l'increment en la demanda de major velocitat de transmissió de dades en xarxes de comunicació inalàmbriques ha comportat diversos problemes d'implementació que tan sols es podran resoldre a través d'un canvi total de paradigma. Utilitzar les bandes mil·limètriques de l'espectre és una solució molt atractiva a l'escassetat de recursos de ràdio però, per tal d'extreure'n tot el seu potencial, és necessari desenvolupar noves tècniques. La majoria d'aquestes passa per la infraestructura Massive Multiple Input Multiple Output (M-MIMO): la idea d'utilitzar matrius d'antenes molt grans per a comunicacions cel·lulars. En aquesta tesi, proposem l'ús de matrius d'antenes amb lent, o Lens Antenna Arrays (LAA), per tal d'evitar els inassumibles costos energètics i d'instal·lació propis d'arquitectures M-MIMO tradicionals. Aquest innovador sistema de comunicacions explota les capacitats de concentració d'energia amb dependència angular de les lents electromagnètiques per tal de distingir entre ones amb diferents direccions d'arribada i de sortida, sense processament de senyal explícit. El treball presentat en aquest document motiva l'ús dels LAAs per comunicacions en bandes mil·limètriques (mmWave), n'estudia diverses propietats matemàtiques i proposa la seva aplicació en esquemes no coherents. Resultats numèrics en validen l'execució i confirmen les seves fortaleses en entorns multi-usuari i amb esvaïment en bloc. Els LAAs que utilitzen mètodes no coherents semblen ser idonis per a comunicacions vehiculars i per a xarxes cel·lulars altament poblades