Design and implementation of low complexity adaptive optical OFDM systems for software-defined transmission in elastic optical networks

Due to the increasing global IP traffic and the exponential growing demand for broadband services, optical networks are experimenting significant changes. Advanced modulation formats are being implemented at the Digital Signal Processing (DSP) level as key enablers for high data rate transmission. Whereas in the network layer, flexi Dense Wavelength-Division Multiplexing (DWDM) grids are being investigated in order to efficiently use the optical spectrum according to the traffic demand. Enabling these capabilities makes high data rate transmission more feasible. Hence, introducing flexibility in the system is one of the main goals of this thesis. Furthermore, minimizing the cost and enhancing the Spectral Efficiency (SE) of the system are two crucial issues to consider in the transceiver design. This dissertation investigates the use of Optical Orthogonal Frequency Division Multiplexing (O-OFDM) based either on the Fast Fourier Transform (FFT) or the Fast Hartley Transform (FHT) and flexi-grid technology to allow high data rate transmission over the fiber. Different cost-effective solutions for Elastic Optical Networks (EON) are provided. On the one hand, Direct Detection (DD) systems are investigated and proposed to cope with present and future traffic demand. After an introduction to the principles of OFDM and its application in optical systems, the main problems of such modulation is introduced. In particular, Peak-to-Average Power Ratio (PAPR) is presented as a limitation in OFDM systems, as well as clipping and quantization noise. Hence, PAPR reduction techniques are proposed to mitigate these impairments. Additionally, Low Complexity (LC) PAPR reduction techniques based on the FHT have also been presented with a simplified DSP. On the other hand, loading schemes have also been introduced in the analyzed system to combat Chromatic Dispersion (CD) when transmitting over the optical link. Moreover, thanks to Bit Loading (BL) and Power Loading (PL), flexible and software-defined transceivers can be implemented maximizing the spectral efficiency by adapting the data rate to the current demand and the actual network conditions. Specifically, OFDM symbols are created by mapping the different subcarriers with different modulation formats according to the channel profile. Experimental validation of the proposed flexible transceivers is also provided in this dissertation. The benefits of including loading capabilities in the design, such as enabling high data rate and software-defined transmission, are highlighted.Degut al creixement del tràfic IP i de la demanda de serveis de banda ampla, les xarxes òptiques estan experimentant canvis significatius. Els formats avançats de modulació, implementats a nivell de processat del senyal digital, habiliten la transmissió a alta velocitat. Mentre que a la capa de xarxa, l'espectre òptic es dividit en ranures flexibles ocupant l'ample de banda necessari segons la demanda de tràfic. La transmissió a alta velocitat és fa més tangible un cop habilitades totes aquestes funcionalitats. D'aquesta manera un dels principals objectius d'aquesta tesis es introduir flexibilitat al sistema. A demés, minimitzar el cost i maximitzar l'eficiència espectral del sistema són també dos aspectes crucials a considerar en el disseny del transmissor i receptor. Aquesta tesis investiga l'ús de la tecnologia Optical Orthogonal Frequency Division Multiplexing (OFDM) basada en la transformada de Fourier (FFT) i la de Hartley (FHT) per tal de dissenyar un sistema flexible i capaç de transmetre a alta velocitat a través de la fibra òptica. Per tant, es proposen diferent solucions de baix cost vàlides per a utilitzar en xarxes òptiques elàstiques. En primer lloc, s'investiguen i es proposen sistemes basats en detecció directa per tal de suportar la present i futura demanda. Després d'una introducció dels principis d' OFDM i la seva aplicació als sistemes òptics, s'introdueixen alguns dels problemes d'aquesta modulació. En particular, es presenten el Peak-to-Average Power Ratio (PAPR) i els sorolls de clipping i de quantizació com a limitació dels sistemes OFDM. S'analitzen tècniques de reducció de PAPR per tal de reduir l'impacte d'aquests impediments. També es proposen tècniques de baixa complexitat per a reduir el PAPR basades en la FHT. Finalment, s'utilitzen algoritmes d'assignació de bits i de potència, Bit Loading (BL) i Power Loading (PL), per tal de combatre la dispersió cromàtica quan es transmet pel canal òptic. Amb la implementació dels algoritmes de BL i PL, es poden dissenyar transmissors i receptors flexibles adaptant la velocitat a la demanda del moment i a les actuals condicions de la xarxa. En particular, els símbols OFDM es creen mapejant cada portadora amb un format de modulació diferent segons el perfil del canal. El sistema és validat experimentalment mostrant les prestacions i els beneficis d'incloure flexibilitat per tal de facilitar la transmissió a alta velocitat i cobrir les necessitats de l'Internet del futurDebido al crecimiento del tráfico IP y de la demanda de servicios de banda ancha, las redes ópticas están experimentando cambios significativos. Los formatos avanzados de modulación, implementados a nivel de procesado de la señal digital, habilitan la transmisión a alta velocidad. Mientras que en la capa de red, el espectro óptico se divide en ranuras flexibles ocupando el ancho de banda necesario según la demanda de tráfico. La transmisión a alta velocidad es más tangible una vez habilitadas todas estas funcionalidades. De este modo uno de los principales objetivos de esta tesis es introducir flexibilidad en el sistema. Además, minimizar el coste y maximizar la eficiencia espectral del sistema son también dos aspectos cruciales a considerar en el diseño del transmisor y receptor. Esta tesis investiga el uso de la tecnologia Optical Orthogonal Frequency Division Multiplexing (OFDM) basada en la transformada de Fourier (FFT) y en la de Hartley (FHT) con tal de diseñar un sistema flexible y capaz de transmitir a alta velocidad a través de la fibra óptica. Por lo tanto, se proponen distintas soluciones de bajo coste válidas para utilizar en redes ópticas elásticas. En primer lugar, se investigan y se proponen sistemas basados en detección directa con tal de soportar la presente y futura demanda. Después de una introducción de los principios de OFDM y su aplicación en los sistemas ópticos, se introduce el principal problema de esta modulación. En particular se presentan el Peak-to-Average Power Ratio (PAPR) y los ruidos de clipping y cuantización como limitaciones de los sistemas OFDM. Se analizan técnicas de reducción de PAPR con tal de reducir el impacto de estos impedimentos. También se proponen técnicas de baja complejidad para reducir el PAPR basadas en la FHT. Finalmente, se utilizan algoritmos de asignación de bits y potencia, Bit Loading (BL) y Power Loading (PL), con tal de combatir la dispersión cromática cuando se transmite por el canal óptico. Con la implementación de los algoritmos de BL y PL, se pueden diseñar transmisores y receptores flexibles adaptando la velocidad a la demanda del momento y a las actuales condiciones de la red. En particular, los símbolos OFDM se crean mapeando cada portadora con un formato de modulaci_on distinto según el perfil del canal. El sistema se valida experimentalmente mostrando las prestaciones y los beneficios de incluir flexibilidad con tal de facilitar la transmisión a alta velocidad y cubrir las necesidades de Internet del futuro

High-Speed Link Modeling: Analog/Digital Equalization and Modulation Techniques

High-speed serial input-output (I/O) link has required advanced equalization and modulation techniques to mitigate inter-symbol interference (ISI) caused by multi-Gb/s signaling over band-limited channels. Increasing demands for transceiver power and area complexity has leveraged on-going interest in analog-to-digital converter (ADC) based link, which allows for robust equalization and flexible adaptation to advanced signaling. With diverse options in ISI control techniques, link performance analysis for complicated transceiver architectures is very important. This work presents advanced statistical modeling for ADC-based link, performance comparison of existing modulation and equalization techniques, and proposed hybrid ADC-based receiver that achieves further power saving in digital equalization. Statistical analysis precisely estimates high-speed link margins at given implementation constrains and low target bit-error-rate (BER), typically ranges from 1e-12 to 1e-15, by applying proper statistical bound of noise and distortion. The proposed statistical ADC-based link modeling utilizes bounded probability density function (PDF) of limited quantization distortion (4-6 bits) through digital feed-forward and decision feedback equalizers (FFE-DFE) to improve low target BER estimation. Based on statistical modeling, this work surveys the impact of insufficient equalization, jitter and crosstalk on modulation selection among two and four level pulse amplitude modulation (PAM-2 and PAM-4, respectively) and duobinary, and ADC resolution reduction performance by partial analog equalizer (PAE). While the information of channel loss at effective Nyquist frequency and signaling constellation loss initially guides modulation selection, the statistical analysis results show that PAM-4 best tolerates jitter and crosstalk, and duobinary requires the least equalization complexity. Meanwhile, despite robust digital equalization, high-speed ADC complexity and power consumption is still a critical bottleneck, so that PAE is necessitated to reduce ADC resolution requirement. Statistical analysis presents up to 8-bit resolution is required in 12.5Gb/s data communications at 46dB of channel loss without PAE, while 5-bit ADC is enough with 3-tap FFE PAE. For optimal ADC resolution reduction by PAE, digital equalizer complexity also increases to provide enough margin tolerating significant quantization distortion. The proposed hybrid receiver defines unreliable signal thresholds by statistical analysis and selectively takes additional digital equalization to save potentially increasing dynamic power consumption in digital. Simulation results report that the hybrid receiver saves at least 64% of digital equalization power with 3-tap FFE PAE in 12.5Gb/s data rate and up to 46dB loss channels. Finally, this work shows the use of embedded-DFE ADC in the hybrid receiver is limited by error propagation

Spectrum and energy efficient digital modulation techniques for practical visible light communication systems

The growth in mobile data traffic is rapidly increasing in an unsustainable direction given the radio frequency (RF) spectrum limits. Visible light communication (VLC) offers a lucrative solution based on an alternative license-free frequency band that is safe to use and inexpensive to utilize. Improving the spectral and energy efficiency of intensity modulation and direct detection (IM/DD) systems is still an on-going challenge in VLC. The energy efficiency of inherently unipolar modulation techniques such as pulse-amplitude modulation discrete multitone modulation (PAM-DMT) and asymmetrically clipped optical orthogonal frequency division multiplexing (ACO-OFDM) degrades at high spectral efficiency. Two novel superposition modulation techniques are proposed in this thesis based on PAM-DMT and ACO-OFDM. In addition, a practical solution based on the computationally efficient augmented spectral efficiency discrete multi-tone (ASE-DMT) is proposed. The system performance of the proposed superposition modulation techniques offers significant electrical and optical power savings with up to 8 dB in the electrical signal-to-noise ratio (SNR) when compared with DC-biased optical orthogonal frequency division multiplexing (DCO-OFDM). The theoretical bit error ratio (BER) performance bounds for all of the proposed modulation techniques are in agreement with the Monte-Carlo simulation results. The proposed superposition modulation techniques are promising candidates for spectrum and energy efficient IM/DD systems. Two experimental studies are presented for a VLC system based on DCO-OFDM with adaptive bit and energy loading. Micrometer-sized Gallium Nitride light emitting diode (m-LED) and light amplification by stimulated emission of radiation diode (LD) are used in these studies due to their high modulation bandwidth. Record data rates are achieved with a BER below the forward error correction (FEC) threshold at 7.91 Gb/s using the violet m-LED and at 15 Gb/s using the blue LD. These results highlight the potential of VLC systems in practical high speed communication solutions. An additional experimental study is demonstrated for the proposed superposition modulation techniques based on ASE-DMT. The experimentally achieved results confirm the theoretical and simulation based performance predictions of ASE-DMT. A significant gain of up to 17.33 dB in SNR is demonstrated at a low direct current (DC) bias. Finally, the perception that VLC systems cannot work under the presence of sunlight is addressed in this thesis. A complete framework is presented to evaluate the performance of VLC systems in the presence of solar irradiance at any given location and time. The effect of sunlight is investigated in terms of the degradations in SNR, data rate and BER. A reliable high speed communication system is achieved under the sunlight effect. An optical bandpass blue filter is shown to compensate for half of the reduced data rate in the presence of sunlight. This thesis demonstrates data rates above 1 Gb/s for a practical VLC link under strong solar illuminance measured at 50350 lux in clear weather conditions

Améliorations des transmissions VLC (Visible Light Communication) sous contrainte d'éclairage : études théoriques et expérimentations

Abstract : Indoor visible light communication (VLC) networks based on light-emitting diodes (LEDs) currently enjoy growing interest thanks in part to their robustness against interference, wide license-free available bandwidth, low cost, good energy efficiency and compatibility with existing lighting infrastructure. In this thesis, we investigate spectral-efficient modulation techniques for the physical layer of VLC to increase throughput while considering the quality of illumination as well as implementation costs. Numerical and experimental studies are performed employing pulse amplitude modulation (PAM) and carrierless amplitude and phase (CAP) modulation under illumination constraints and for high modulation orders. Furthermore, the impact of LED nonlinearity is investigated and a postdistortion technique is evaluated to compensate these nonlinear effects. Within this framework, transmission rates in the order of a few hundred Mb/s are achieved using a test bench made of low-cost components. In addition, an imaging multiple input multiple-output (MIMO) system is developed and the impact on performance of imaging lens misalignment is theoretically and numerically assessed. Finally, a polynomial matrix decomposition technique based on the classical LU factorization method is studied and applied for the first time to MIMO VLC systems in large space indoor environments.Les réseaux de communication en lumière visible (VLC) s’appuyant sur l’utilisation de diodes électroluminescentes (LED) bénéficient actuellement d’un intérêt grandissant, en partie grâce à leur robustesse face aux interférences électromagnétiques, leur large bande disponible non-régulée, leur faible coût, leur bonne efficacité énergétique, ainsi que leur compatibilité avec les infrastructures d’éclairage déjà existantes. Dans cette thèse, nous étudions des techniques de modulation à haute efficacité spectrale pour la couche physique des VLC pour augmenter les débits tout en considérant la qualité de l’éclairage ainsi que les coûts d’implémentation. Des études numériques et expérimentales sont réalisées sur la modulation d’impulsion d’amplitude (PAM) et sur la modulation d’amplitude et de phase sans porteuse (CAP) sous des contraintes d’éclairage et pour des grands ordres de modulation. De plus, l’impact des non-linéarités de la LED est étudié et une technique de post-distorsion est évaluée pour corriger ces effets non-linéaires. Dans ce cadre, des débits de plusieurs centaines de Mb/s sont atteints en utilisant un banc de test réalisé à partir de composants à bas coûts. Par ailleurs, un système multi-entrées multi-sorties (MIMO) imageant est également développé et l’impact du désaxage de l’imageur sur les performances est étudié. Finalement, une technique de décomposition polynomiale basée sur la méthode de factorisation classique LU est étudiée et appliquée aux systèmes MIMO VLC dans des grands espaces intérieurs

JTIT

kwartalni

BER analysis for MPAM signal constellations in the presence of fading and ADC quantization noise

In this letter, closed-form expressions for the bit error rate of M-ary pulse amplitude modulated signal constellations as a function of the analog-to-digital converter word length, the signal-to-noise ratio and the fading distribution, are derived. These results allow for a rapid and accurate evaluation of the system performance when the analog-to-digital converter resolution is limited, as is generally the case in high sampling rate communication systems, and thus provide a useful tool for system design, analysis and optimization.TelecommunicationsElectrical Engineering, Mathematics and Computer Scienc