Timing and Carrier Synchronization in Wireless Communication Systems: A Survey and Classification of Research in the Last 5 Years

Timing and carrier synchronization is a fundamental requirement for any wireless communication system to work properly. Timing synchronization is the process by which a receiver node determines the correct instants of time at which to sample the incoming signal. Carrier synchronization is the process by which a receiver adapts the frequency and phase of its local carrier oscillator with those of the received signal. In this paper, we survey the literature over the last 5 years (2010–2014) and present a comprehensive literature review and classification of the recent research progress in achieving timing and carrier synchronization in single-input single-output (SISO), multiple-input multiple-output (MIMO), cooperative relaying, and multiuser/multicell interference networks. Considering both single-carrier and multi-carrier communication systems, we survey and categorize the timing and carrier synchronization techniques proposed for the different communication systems focusing on the system model assumptions for synchronization, the synchronization challenges, and the state-of-the-art synchronization solutions and their limitations. Finally, we envision some future research directions

Spectral Efficiency Comparison of OFDM and MC-CDMA with Carrier Frequency Offset

Inter-carrier interference and multiple access interference due to carrier frequency offset (CFO) are two major factors that deteriorate the performance of orthogonal frequency division multiple access (OFDMA) and multicarrier code division multiple access (MC-CDMA) in wireless communication. This paper presents a new mathematical analysis for spectral efficiency of OFDMA communication systems over a frequency selective Rayleigh fading environment in the presence of multiple users. It also compares the spectral efficiency performance of OFDMA and MC-CDMA at different load, signal-to-noise ratio, CFO and delay spread conditions. MC-CDMA is found to be more resilient to CFO in general, however, OFDMA performs better at high load

Reducing Multiple Access Interference in Broadband Multi-User Wireless Networks

This dissertation is devoted to developing multiple access interference (MAI) reduction techniques for multi-carrier multi-user wireless communication networks. In multi-carrier code division multiple access (MC-CDMA) systems, a full multipath diversity can be achieved by transmitting one symbol over multiple orthogonal subcarriers by means of spreading codes. However, in frequency selective fading channels, orthogonality among users can be destroyed leading to MAI. MAI represents the main obstacle to support large number of users in multi-user wireless systems. Consequently, MAI reduction becomes a main challenge when designing multi-carrier multi-user wireless networks. In this dissertation, first, we study MC-CDMA systems with different existing MAI reduction techniques. The performance of the studied systems can be further improved by using a fractionally spaced receivers instead of using symbol spaced receivers. A fractionally spaced receiver is obtained by oversampling received signals in a time domain. Second, a novel circular-shift division multiple access (CSDMA) scheme for multi-carrier multi-user wireless systems is developed. In CSDMA, each symbol is first spread onto multiple orthogonal subcarriers in the frequency domain through repetition codes. The obtained frequency-domain signals are then converted to a time-domain representation. The time-domain signals of different users are then circularly shifted by different numbers of locations. The time-domain circular shifting enables the receiver to extract signals from different users with zero or a small amount of MAI. Our results show that the CSDMA scheme can achieve a full multipath diversity with a performance outperforms that of orthogonal frequency division multiple access (OFDMA). Moreover, multipath diversity of CSDMA can be further improved by employing the time-domain oversampling. Performance fluctuations due to a timing offset between transmitter and receiver clocks in MC-CDMA and CSDMA systems can be removed by employing the time-domain oversampling. Third, we study the theoretical error performance of high mobility single-user wireless communication system with doubly selective (time-varying and frequency-selective) fading channel under impacts of imperfect channel state information (CSI). Throughout this dissertation, intensive computer simulations are performed under various system configurations to investigate the obtained theoretical results, excellent agreements between simulation and theoretical results were observed in this dissertation

A hybrid-structure offset-QAM filter-bank multi-carrier MIMO system

Offset quadrature amplitude modulation (OQAM) filter-bank multi-carrier (FBMC), has great potential for boosting the spectral efficiency (SE) and energy efficiency (EE) of future communication systems. This is due to its superior spectral localization, CP-less transmission and relaxed synchronization requirements. Our research focuses on three main OQAM/FBMC research problems: the computational complexity reduction taking equalization into consideration, its integration with multiple-input multiple-output (MIMO) and its high peak-to-average power ratio (PAPR). OQAM/FBMC systems are mainly implemented either using frequency spreading (FS) or polyphase network (PPN) techniques. The PPN technique is generally less complex, but when using frequency domain equalization (FDE) to equalize multipath channel effects at the receiver, there is a computational complexity overhead when using PPN. A novel hybrid-structure OQAM/FBMC MIMO space-frequency block coding (SFBC) system is proposed, to achieve the lowest possible overall complexity in conjunction with FDE at the receiver in frequency selective Rayleigh fading channel. The Alamouti SFBC block coding is performed on the complex-orthogonal signal before OQAM processing, which resolves the problems of intrinsic interference when integrating OQAM/FBMC with MIMO. In better multipath channel conditions with a line-of-sight (LOS) path, a zero-forcing (ZF) time domain equalization (TDE) is exploited to further reduce the computational complexity with comparable performance bit-error-rate (BER). On the other hand, to tackle the high PAPR problem of the OQAM/FBMC system in the uplink, a novel single carrier (SC)-OQAM/FBMC MIMO system is proposed. The system uses DFT-spreading applied to the OQAM modulated signal, along with interleaved subcarrier mapping to significantly reduce the PAPR and enhance the BER performance over Rayleigh fading channels, with relatively low additional computational complexity compared to the original complexity of the FBMC system and compared to other FBMC PAPR reduction techniques.The proposed hybrid-structure system has shown significant BER performance in frequency-selective Rayleigh fading channels compared to OFDM, with significantly lower OOB emissions in addition to the enhanced SE due to the absence of CP. In mild multipath fading channels with a LOS component, the PPN OQAM/FBMC MIMO using TDE has a comparable BER performance with significantly less computational complexity. As for the uplink, the SC-OQAM/FBMC MIMO system significantly reduces the PAPR and enhances the BER performance, with relatively low additional computational complexity

Semi-blind CFO estimation and ICA based equalization for wireless communication systems

In this thesis, a number of semi-blind structures are proposed for Orthogonal Frequency Division Multiplexing (OFDM) based wireless communication systems, with Carrier Frequency Offset (CFO) estimation and Independent Component Analysis (ICA) based equalization. In the first contribution, a semi-blind non-redundant single-user Multiple-Input Multiple-Output (MIMO) OFDM system is proposed, with a precoding aided CFO estimation approach and an ICA based equalization structure. A number of reference data sequences are carefully designed and selected from a pool of orthogonal sequences, killing two birds with one stone. On the one hand, the precoding based CFO estimation is performed by minimizing the sum cross-correlations between the CFO compensated signals and the rest of the orthogonal sequences in the pool. On the other hand, the same reference data sequences enable the elimination of permutation and quadrant ambiguities in the ICA equalized signals. Simulation results show that the proposed semi-blind MIMO OFDM system can achieve a Bit Error Rate (BER) performance close to the ideal case with perfect Channel State Information (CSI) and no CFO. In the second contribution, a low-complexity semi-blind structure, with a multi-CFO estimation method and an ICA based equalization scheme, is proposed for multiuser Coordinated Multi-Point (CoMP) OFDM systems. A short pilot is carefully designed offline for each user and has a two-fold advantage. On the one hand, using the pilot structure, a complex multi-dimensional search for multiple CFOs is divided into a number of low-complexity mono-dimensional searches. On the other hand, the cross-correlation between the transmitted and received pilots is explored to allow the simultaneous elimination of permutation and quadrant ambiguities in the ICA equalized signals. Simulation results show that the proposed semi-blind CoMP OFDM system can provide a BER performance close to the ideal case with perfect CSI and no CFO. In the third contribution, a semi-blind structure is proposed for Carrier Aggregation (CA) based CoMP Orthogonal Frequency Division Multiple Access (OFDMA) systems, with an ICA based joint Inter-Carrier Interference (ICI) mitigation and equalization scheme. The CFO-induced ICI is mitigated implicitly via ICA based equalization, without introducing feedback overhead for CFO correction. The permutation and quadrant ambiguities in the ICA equalized signals can be eliminated by a small number of pilots. Simulation results show that with a low training overhead, the proposed semi-blind equalization scheme can provide a BER performance close to the ideal case with perfect CSI and no CFO

Techniques d’Estimation de Canal et de Décalage de Fréquence Porteuse pour Systèmes Sans-fil Multiporteuses en Liaison Montante

Multicarrier modulation is the common feature of high-data rate mobile wireless systems. In that case, two phenomena disturb the symbol detection. Firstly, due to the relative transmitter-receiver motion and a difference between the local oscillator (LO) frequency at the transmitter and the receiver, a carrier frequency offset (CFO) affects the received signal. This leads to an intercarrier interference (ICI). Secondly, several versions of the transmitted signal are received due to the wireless propagation channel. These unwanted phenomena must be taken into account when designing a receiver. As estimating the multipath channel and the CFO is essential, this PhD deals with several CFO and channel estimation methods based on optimal filtering. Firstly, as the estimation issue is nonlinear, we suggest using the extended Kalman filter (EKF). It is based on a local linearization of the equations around the last state estimate. However, this approach requires a linearization based on calculations of Jacobians and Hessians matrices and may not be a sufficient description of the nonlinearity. For these reasons, we can consider the sigma-point Kalman filter (SPKF), namely the unscented Kalman Filter (UKF) and the central difference Kalman filter (CDKF). The UKF is based on the unscented transformation whereas the CDKF is based on the second order Sterling polynomial interpolation formula. Nevertheless, the above methods require an exact and accurate a priori system model as well as perfect knowledge of the additive measurementnoise statistics. Therefore, we propose to use the H∞ filtering, which is known to be more robust to uncertainties than Kalman filtering. As the state-space representation of the system is non-linear, we first evaluate the “extended H∞ filter”, which is based on a linearization of the state-space equations like the EKF. As an alternative, the “unscented H∞ filter”, which has been recently proposed in the literature, is implemented by embedding the unscented transformation into the “extended H∞ filter” and carrying out the filtering by using the statistical linear error propagation approach.Multicarrier modulation is the common feature of high-data rate mobile wireless systems. In that case, two phenomena disturb the symbol detection. Firstly, due to the relative transmitter-receiver motion and a difference between the local oscillator (LO) frequency at the transmitter and the receiver, a carrier frequency offset (CFO) affects the received signal. This leads to an intercarrier interference (ICI). Secondly, several versions of the transmitted signal are received due to the wireless propagation channel. These unwanted phenomena must be taken into account when designing a receiver. As estimating the multipath channel and the CFO is essential, this PhD deals with several CFO and channel estimation methods based on optimal filtering. Firstly, as the estimation issue is nonlinear, we suggest using the extended Kalman filter (EKF). It is based on a local linearization of the equations around the last state estimate. However, this approach requires a linearization based on calculations of Jacobians and Hessians matrices and may not be a sufficient description of the nonlinearity. For these reasons, we can consider the sigma-point Kalman filter (SPKF), namely the unscented Kalman Filter (UKF) and the central difference Kalman filter (CDKF). The UKF is based on the unscented transformation whereas the CDKF is based on the second order Sterling polynomial interpolation formula. Nevertheless, the above methods require an exact and accurate a priori system model as well as perfect knowledge of the additive measurementnoise statistics. Therefore, we propose to use the H∞ filtering, which is known to be more robust to uncertainties than Kalman filtering. As the state-space representation of the system is non-linear, we first evaluate the “extended H∞ filter”, which is based on a linearization of the state-space equations like the EKF. As an alternative, the “unscented H∞ filter”, which has been recently proposed in the literature, is implemented by embedding the unscented transformation into the “extended H∞ filter” and carrying out the filtering by using the statistical linear error propagation approach

Performance evaluation of fixed WiMax physical layer under high fading channels

This thesis was submitted for the degree of Master of Philosophy and awarded by Brunel University.A radio channel characteristic modelling is essential in every network planning. This project deals with the performance of WiMax networks in an outdoor environment while using fading channel models. The radio channels characteristics are analyzed by simulations have been done using Matlab programming. Stanford University Interim(SUI) Channels set was proposed to simulate the fixed broadband wireless access channel environments where IEEE 802.16d is to be deployed. It has six channel models that are grouped into three categories according to three typical different outdoor Terrains, in order to give a comprehensive study of fading channels on the overall performance of the system, WiMax system has been tested under SUI channels that modified into account for 30o directional antennas, with 90% cell coverage and with 99.9% reliability in its geographical covered area. Furthermore, in order to combat the fading which occurs in urban areas and improve the capacity and the throughput of the system, multiples antennas at both ends of communication link are used, the transmission gain obtained when using multiple antennas instead of only a single antenna. Space-time coding and maximum ratio combining for more than one transmit and receive antenna is implemented to allow performance investigations in various MIMO scenarios. It has been concluded that uses multiple antennas at the receiver offers a significant improvement of 3 dB of gain in the channel SNR. This thesis also contain implementation of all compulsory features of the WiMax OFDM physical layer specified in IEEE 802.16-2004 using Matlab coding. In order to combat the temporal variations in quality on a multipath fading channel, an adaptive modulation technique is used. This technique employs multiple modulation schemes to instantaneously adapt to the variations in the channel SNR, thus maximizing the system throughput and improving BER performance. WiMax transceiver has been tested with and without encoding and studied the effect of encoding on multipath channel. Testing the system with flexible channel bandwidth has been part of this thesis. Finally it has been explained in this thesis the affect of increasing the size of cyclic prefix on overall performance of WiMax system