A Survey of Blind Modulation Classification Techniques for OFDM Signals

Blind modulation classification (MC) is an integral part of designing an adaptive or intelligent transceiver for future wireless communications. Blind MC has several applications in the adaptive and automated systems of sixth generation (6G) communications to improve spectral efficiency and power efficiency, and reduce latency. It will become a integral part of intelligent software-defined radios (SDR) for future communication. In this paper, we provide various MC techniques for orthogonal frequency division multiplexing (OFDM) signals in a systematic way. We focus on the most widely used statistical and machine learning (ML) models and emphasize their advantages and limitations. The statistical-based blind MC includes likelihood-based (LB), maximum a posteriori (MAP) and feature-based methods (FB). The ML-based automated MC includes k-nearest neighbors (KNN), support vector machine (SVM), decision trees (DTs), convolutional neural networks (CNNs), recurrent neural networks (RNNs), and long short-term memory (LSTM) based MC methods. This survey will help the reader to understand the main characteristics of each technique, their advantages and disadvantages. We have also simulated some primary methods, i.e., statistical- and ML-based algorithms, under various constraints, which allows a fair comparison among different methodologies. The overall system performance in terms bit error rate (BER) in the presence of MC is also provided. We also provide a survey of some practical experiment works carried out through National Instrument hardware over an indoor propagation environment. In the end, open problems and possible directions for blind MC research are briefly discussed

Cumulant-Based Automatic Modulation Classification Over Frequency-Selective Channels

Automatic modulation classification (AMC), being an integral part of multi-standard communication systems, allows for the identification of modulation schemes of detected signals. The need for this type of blind modulation classification process can be evidently seen in areas such as interference identification and spectrum management. Consequently, AMC has been widely recognized as a key driving technology for military, security, and civilian applications for decades. A major challenge in AMC is the underlying frequency selectivity of the wireless channel, causing an increase in complexity of the classification process. Motivated by this practical concern, we propose the use of k-nearest neighbor (KNN) classifier based on higher-order of statistics (HOS), which are calculated as features to distinguish between different types of modulation types. The channel is assumed to b multipath frequency-selective and the modulation schemes considered are {2, 4, 8} phase-shift keying (PSK) and {16, 64, 256} quadrature amplitude modulation (QAM). The simulation results confirmed the superiority of this approach over existing methods

An M-QAM Signal Modulation Recognition Algorithm in AWGN Channel

Computing the distinct features from input data, before the classification, is a part of complexity to the methods of Automatic Modulation Classification (AMC) which deals with modulation classification was a pattern recognition problem. Although the algorithms that focus on MultiLevel Quadrature Amplitude Modulation (M-QAM) which underneath different channel scenarios was well detailed. A search of the literature revealed indicates that few studies were done on the classification of high order M-QAM modulation schemes like128-QAM, 256-QAM, 512-QAM and1024-QAM. This work is focusing on the investigation of the powerful capability of the natural logarithmic properties and the possibility of extracting Higher-Order Cumulant's (HOC) features from input data received raw. The HOC signals were extracted under Additive White Gaussian Noise (AWGN) channel with four effective parameters which were defined to distinguished the types of modulation from the set; 4-QAM~1024-QAM. This approach makes the recognizer more intelligent and improves the success rate of classification. From simulation results, which was achieved under statistical models for noisy channels, manifest that recognized algorithm executes was recognizing in M-QAM, furthermore, most results were promising and showed that the logarithmic classifier works well over both AWGN and different fading channels, as well as it can achieve a reliable recognition rate even at a lower signal-to-noise ratio (less than zero), it can be considered as an Integrated Automatic Modulation Classification (AMC) system in order to identify high order of M-QAM signals that applied a unique logarithmic classifier, to represents higher versatility, hence it has a superior performance via all previous works in automatic modulation identification systemComment: 18 page

Automatic classification of digital communication signal modulations

This thesis was submitted for the degree of Doctor of Philosophy and awarded by Brunel UniversityAutomatic modulation classification detects the modulation type of received communication signals. It has important applications in military scenarios to facilitate jamming, intelligence, surveillance, and threat analysis. The renewed interest from civilian scenes has been fuelled by the development of intelligent communications systems such as cognitive radio and software defined radio. More specifically, it is complementary to adaptive modulation and coding where a modulation can be deployed from a set of candidates according to the channel condition and system specification for improved spectrum efficiency and link reliability. In this research, we started by improving some existing methods for higher classification accuracy but lower complexity. Machine learning techniques such as k-nearest neighbour and support vector machine have been adopted for simplified decision making using known features. Logistic regression, genetic algorithm and genetic programming have been incorporated for improved classification performance through feature selection and combination. We have also developed a new distribution test based classifier which is tailored for modulation classification with the inspiration from Kolmogorov-Smirnov test. The proposed classifier is shown to have improved accuracy and robustness over the standard distribution test. For blind classification in imperfect channels, we developed the combination of minimum distance centroid estimator and non-parametric likelihood function for blind modulation classification without the prior knowledge on channel noise. The centroid estimator provides joint estimation of channel gain and carrier phase o set where both can be compensated in the following nonparametric likelihood function. The non-parametric likelihood function, in the meantime, provide likelihood evaluation without a specifically assumed noise model. The combination has shown to have higher robustness when different noise types are considered. To push modulation classification techniques into a more timely setting, we also developed the principle for blind classification in MIMO systems. The classification is achieved through expectation maximization channel estimation and likelihood based classification. Early results have shown bright prospect for the method while more work is needed to further optimize the method and to provide a more thorough validation.School of Engineering and Design Brunel University London, the Faculty of Engineering University of Liverpool, and the University of Liverpool Graduate Association (Hong Kong)

An OFDM Signal Identification Method for Wireless Communications Systems

Distinction of OFDM signals from single carrier signals is highly important for adaptive receiver algorithms and signal identification applications. OFDM signals exhibit Gaussian characteristics in time domain and fourth order cumulants of Gaussian distributed signals vanish in contrary to the cumulants of other signals. Thus fourth order cumulants can be utilized for OFDM signal identification. In this paper, first, formulations of the estimates of the fourth order cumulants for OFDM signals are provided. Then it is shown these estimates are affected significantly from the wireless channel impairments, frequency offset, phase offset and sampling mismatch. To overcome these problems, a general chi-square constant false alarm rate Gaussianity test which employs estimates of cumulants and their covariances is adapted to the specific case of wireless OFDM signals. Estimation of the covariance matrix of the fourth order cumulants are greatly simplified peculiar to the OFDM signals. A measurement setup is developed to analyze the performance of the identification method and for comparison purposes. A parametric measurement analysis is provided depending on modulation order, signal to noise ratio, number of symbols, and degree of freedom of the underlying test. The proposed method outperforms statistical tests which are based on fixed thresholds or empirical values, while a priori information requirement and complexity of the proposed method are lower than the coherent identification techniques

Modulation Classification for MIMO-OFDM Signals via Approximate Bayesian Inference

The problem of modulation classification for a multiple-antenna (MIMO) system employing orthogonal frequency division multiplexing (OFDM) is investigated under the assumption of unknown frequency-selective fading channels and signal-to-noise ratio (SNR). The classification problem is formulated as a Bayesian inference task, and solutions are proposed based on Gibbs sampling and mean field variational inference. The proposed methods rely on a selection of the prior distributions that adopts a latent Dirichlet model for the modulation type and on the Bayesian network formalism. The Gibbs sampling method converges to the optimal Bayesian solution and, using numerical results, its accuracy is seen to improve for small sample sizes when switching to the mean field variational inference technique after a number of iterations. The speed of convergence is shown to improve via annealing and random restarts. While most of the literature on modulation classification assume that the channels are flat fading, that the number of receive antennas is no less than that of transmit antennas, and that a large number of observed data symbols are available, the proposed methods perform well under more general conditions. Finally, the proposed Bayesian methods are demonstrated to improve over existing non-Bayesian approaches based on independent component analysis and on prior Bayesian methods based on the `superconstellation' method.Comment: To be appear in IEEE Trans. Veh. Technolog