Silicon Photonic Subsystems for Inter-Chip Optical Networks

The continuous growth of electronic compute and memory nodes in terms of the number of I/O pins, bandwidth, and areal throughput poses major integration and packaging challenges associated with offloading multi-Tbit/s data rates within the few pJ/bit targets. While integrated photonics are already deployed in long and short distances such as inter and intra data centers communications, the promising characteristics of the silicon photonic platform set it as the future technology for optical interconnects in ultra short inter-chip distances. The high index contrast between the waveguide and the cladding together with strong thermo-optic and carrier effects in silicon allows developing a wide range of micro-scale and low power optical devices compatible with the CMOS fabrication processes. Furthermore, the availability of photonic foundries and new electrical and optical co-packaging techniques further pushes this platform for the next steps of commercial deployment. The work in this dissertation presents the current trends in high-performance memory and processor nodes and gives motivation for disaggregated and reconfigurable inter-chip network enabled with the silicon photonic layer. A dense WDM transceiver and broadband switch architectures are discussed to support a bi-directional network of ten hybrid-memory cubes (HMC) interconnected to ten processor nodes with an overall aggregated bandwidth of 9.6Tbit/s. Latency and energy consumption are key performance parameters in a processor to primary memory nodes connectivity. The transceiver design is based on energy-efficient micro-ring resonators, and the broadband switch is constructed with 2x2 Mach-Zehnder elements for nano-second reconfiguration. Each transceiver is based on hundreds of micro-rings to convert the native HMC electrical protocol to the optical domain and the switch is based on tens of hundreds of 2x2 elements to achieve non-blocking all-to-all connectivity. The next chapters focus on developing methods for controlling and monitoring such complex and highly integrated silicon photonic subsystems. The thermo-optic effect is characterized and we show experimentally that the phase of the optical carrier can be reliably controlled with pulse-width modulation (PWM) signal, ultimately relaxing the need for hundreds of digital to analog converters (DACs). We further show that doped waveguide heaters can be utilized as \textit{in-line} optical power monitors by measuring photo-conductance current, which is an alternative for the conventional tapping and integration of photo-diodes. The next part concerned with a common cascaded micro-ring resonator in a WDM transceiver design. We develop on an FPGA control algorithm that abstracts the physical layer and takes user-defined inputs to set the resonances to the desired wavelength in a unicast and multicast transmission modes. The associated sensitivities of these silicon ring resonators are presented and addressed with three closed-loop solutions. We first show a closed-loop operation based on tapping the error signal from the drop port of the micro-ring. The second solution presents a resonance wavelength locking with a single digital I/O for control and feedback signals. Lastly, we leverage the photo-conductance effect and demonstrate the locking procedure using only the doped heater for both control and feedback purposes. To achieve the inter-chip reconfigurability we discuss recent advances of high-port-count SiP broadband switches for reconfigurable inter-chip networks. To ensure optimal operation in terms of low insertion loss, low cross-talk and high signal integrity per routing path, hundreds of 2x2 Mach-Zehnder elements need to be biased precisely for the cross and bar states. We address this challenge with a tapless and a design agnostic calibration approach based on the photo-conductance effect. The automated algorithm returns a look-up table for all for each 2x2 element and the associated calibrated biases. Each routing scenario is then tested for insertion loss, crosstalk and bit-error rate of 25Gbit/s 4-level pulse amplitude modulation signals. The last part utilizes the Mach-Zehnder interferometers in WDM transceiver applications. We demonstrate a polarization insensitive four-channel WDM receiver with 40Gbit/s per channel and a transmitter design generating 8-level pulse amplitude modulation signals at 30Gbit/s

Active optical waveguides for lightwave applications

Abstract unavailable please refer to PD

High-speed optical data transmission for detector instrumentation in particle physics

This work discusses the advantage of optical transmission utilizing wavelength-division multiplexing for the read-out of experimental data in detector instrumentation in high-energy physics, astroparticle physics or photon science. A multi-channel optical transmitter is developed as the core component on a silicon-on-insulator platform. It implements Mach-Zehnder modulators with a depletion-type pn-phase shifter in each arm, while the (de )multiplexers rely on planar concave gratings. The modulator design is expected to support a symbol rate in the range 40 GBd even with a phase shifter length of 3 mm. The development of an efficient simulation method is presented, which allows for the reliable prediction of the steady-state modulator characteristics. Furthermore, this work addresses the packaging technology for grating-coupled silicon photonic components. In particular, a fabrication and assembly process for a planar fiber-to-chip coupling using angle-polished single-mode fibers is developed. A long-term-stable coupling with a small footprint is achieved, of which the coupling efficiency is only weakly dependent on ambient conditions

Dynamic Optical Networks for Data Centres and Media Production

This thesis explores all-optical networks for data centres, with a particular focus on network designs for live media production. A design for an all-optical data centre network is presented, with experimental verification of the feasibility of the network data plane. The design uses fast tunable (< 200 ns) lasers and coherent receivers across a passive optical star coupler core, forming a network capable of reaching over 1000 nodes. Experimental transmission of 25 Gb/s data across the network core, with combined wavelength switching and time division multiplexing (WS-TDM), is demonstrated. Enhancements to laser tuning time via current pre-emphasis are discussed, including experimental demonstration of fast wavelength switching (< 35 ns) of a single laser between all combinations of 96 wavelengths spaced at 50 GHz over a range wider than the optical C-band. Methods of increasing the overall network throughput by using a higher complexity modulation format are also described, along with designs for line codes to enable pulse amplitude modulation across the WS-TDM network core. The construction of an optical star coupler network core is investigated, by evaluating methods of constructing large star couplers from smaller optical coupler components. By using optical circuit switches to rearrange star coupler connectivity, the network can be partitioned, creating independent reserves of bandwidth and resulting in increased overall network throughput. Several topologies for constructing a star from optical couplers are compared, and algorithms for optimum construction methods are presented. All of the designs target strict criteria for the flexible and dynamic creation of multicast groups, which will enable future live media production workflows in data centres. The data throughput performance of the network designs is simulated under synthetic and practical media production traffic scenarios, showing improved throughput when reconfigurable star couplers are used compared to a single large star. An energy consumption evaluation shows reduced network power consumption compared to incumbent and other proposed data centre network technologies

InP microdisks for optical signal processing and data transmission

The performance increase in telecommunication and computing systems demands an ever increasing input-output (IO) bandwidth and IO density, which can be met by integrated photonics. Using photonic integration, much higher densities of optical components can be achieved allowing for short-range optical communication systems in, e.g., high performance computers. The key functionalities required for these optical communication systems are light generation, light modulation and light detection. In addition to this other functionalities are also desirable, such as wavelength conversion. This thesis highlights the design and fabrication of indium phosphide (InP) microdisks heterogeneously integrated on silicon-on-insulator substrates. The fabrication of the microdisks in a laboratory clean-room environment is described. These devices can fulfil the above-mentioned functions required in optical communication. Experiments are then performed on the fabricated devices dealing with these various functionalities that are required for optical communication. The lasing properties of the devices are shown and simulated with a spatiallydependent rate equation model accurately predicting the device behaviour. A detailed speed analysis is given, including a parameter extraction of the devices. The operation of the devices as detectors is highlighted. Furthermore the PhD thesis provides a deep analysis of the use of InP microdisks as modulators. Besides the forward-biased operation principle using the free-carrier plasma-dispersion effect, also a high-speed reversely biased operation mode is proposed and demonstrated experimentally. The thesis also describes various approaches on how to improve the performance of the devices, in particular when using them as lasers. Ways how to increase the output power and how to enhance the operation speed are discussed. Because the device is strongly dependent on the coupling between the resonant InP cavity and the silicon waveguide, an extensive analysis of the coupling and the influence of certain process steps on the device performance are given. The PhD thesis concludes the work carried out on InP microdisks and gives an outlook about improving the device performance with respect to specific applications and how to further improve the manufacturability of the devices. Finally, for the InP microdisk-based devices an outlook is given about suitable applications, such as on-chip optical links for instance

Advanced devices based on fibers, integrated optics and liquid crystals for WDM networks

The increment of bandwidth required for new services offered to users make necessary the use of optical fibres in data transmission. Glass optical fibres are widely used in long distance communications, and there are many devices implemented for using in these networks, but these technologies are sometimes expensive for their used in local loops. Different systems implemented over the established technology are used for increasing local loops bandwidth, but more services are demanded at home. Those applications require more bandwidth than the offered by the usual twisted copper pair. Multimode fibres (both silica and polymer) with larger core diameters and numerical aperture, allows for large tolerance on axial misalignments, which results in cheaper connectors as well as associated equipment, but with a bandwidth penalty with regards to their singlemode counterparts, mainly due to the introduction of modal dispersion. On the other hand, polymer optical fibre (POF) offers several advantages over conventional multimode optical fibre over short distances (ranging from 100m to 1000m) such as the even potential lower cost associated with its easiness of installation, splicing and connecting. This is due to the fact that POF is more flexible and ductile, making it easier to handle. Consequently, POF termination can be realized faster and cheaper than in the case of multimode silica fibre. Therefore, the number of applications that use POF is quickly increasing. POF is being used in video transmission in medical equipment, or in multimedia applications for civil aviation and high range cars, in-home and access networks, wireless LAN backbone or office LAN, and in intrinsic optical sensor networks among others. Even greater channel capacity can be available using a specific type of POF, perfluorinated Graded-Index POF (PF GIPOF), having low attenuation and large bandwidth from 650nm to 1300nm. Link lengths for in-building/home scenarios are short (less than 1 km), and thus the loss per unit length is of less importance. Transmission of 10Gbps data over 100m and transmission of 1.25Gbps Ethernet over 1 km have been experimentally demonstrated with PF GIPOF. On the other hand, combiners and multiplexers are basic elements in POF networks using Wavelength Division Multiplexing (WDM) and there are not that many already developed. It is important to have low losses devices and reconfiguration can be an additional feature in those networks. On the other hand, reconfigurable optical networks in critical applications demand devices able to have different functionalities, including switching. This work has focused in the development of different optical switches for a wide range of optical networks. Different switching technologies are available. Liquid crystals are widely used as displays, but they are also employed in telecommunications. Other common technology used in data routing is integrated optics. In this case, light propagates by means of a waveguide and the modification of its parameters makes possible switching operation. Micro-Electromechanical Mechanisms, MEMs, based in small mobile mirrors that can change the direction of the incident light when required are an important optical switching technology. The objective of the present work is the proposal of several optical switches using different technologies depending on the final application. Some of these structures have been experimentally tested whereas others have been simulated. Most of the presented switches use liquid crystals, having different functionalities and broadband operation range, so allowing wavelength division multiplexing. To these respect it has been developed an optical multiplexer/combiner and an advanced multifunctional optical switch (AMOS), both implemented with Nematic Liquid Crystal technology. It has also been developed a multiplexer/combiner based on Polymer Dispersed Liquid Crystals. The third kind of switches proposed are micro ring-resonators combined with liquid crystals. Micro ring-resonators consist of a circular waveguide attached to one or two straight waveguides acting like input and output ports. Light that passes through the structure can be filtered according to the ring resonator characteristics: ring length, coupling ratio, losses… The use of liquid crystal makes possible the tuning of the ring resonator filtering properties. The last proposed switch is made of a passive splitter and a Mach-Zehnder Interferometer. This kind of devices makes use of integrated optics and interference for switching purposes. The variation of the optical properties influencing the two light beam interference can be done in different ways: thermally, electrically… Finally, an automated optical characterization bench has been implemented in order to make easy the measurements. It is composed by a three axis translation stage with three actuators, several linear translation stages that allows the user to modify the bench structure for adapting it to his experiment, and different machinery for mounting the optics.The present research work has been supported by the following Spanish projects: TIC2003-038783 (DISFOTON), TEC2006-13273-C03-03-MIC (FOTOCOMIN) and TEC2009-14718-C03-03-MCI (DEDOS) of the Spanish Interministerial Commission on Science and Technology (CICYT), FACTOTEM-CM: S-005/ESP/000417, and FACTOTEM-II-CM: S2009/ESP-1781 and FENIS-CCG06-UC3M/TIC-619 of Comunidad Autónoma de Madrid. Additional financial support has been obtained form European Thematic Network SAMPA: Synclinic and Anticlinic Mesophases for Photonic Applications (HPRNCT- 2002-00202), carried out during the V Framework Program of the European Union, COST Action 299 FIDES: Optical Fibres Dedicated to Society, and from the European Network of Excellence: ePhoton/ONe+ (FP6-IST-027497), both carried out during the VI Framework Program of the European Union, and BONE: Building the Future Optical Network in Europe (FP7-ICT-216863) carried out during the VII Framework Program of the European Union

Automated wavelength recovery for silicon photonics

Thesis (S.M.)--Massachusetts Institute of Technology, Dept. of Electrical Engineering and Computer Science, 2013.Cataloged from PDF version of thesis.Includes bibliographical references.In 2020, 1Tb/s on-/off-chip communication bandwidth and ~100fJ/bit total energy in a point to point link is predicted by Moore's law for high performance computing applications. These requirements are pushing the limits of on-chip silicon CMOS transistors and off-chip VCSELs technology. The major limitation of the current systems is the lack of ability to enable more than a single channel on a single wire/fiber. Silicon photonics, offering a solution on the same platform with CMOS technology, can enable Wavelength Division Multiplexed (WDM) systems. However, Silicon photonics has to overcome the wafer level, fabrication variations and dynamic temperature fluctuations, induced by processor cores with low-energy high-speed resonators. In this work, we offer a solution, called as Automated Wavelength Recovery (AWR), to these limitations. In order to demonstrate AWR, we design and demonstrate high performance active silicon resonators. A microdisk modulator achieved open eye-diagrams at a data rate of 25Gb/s and error-free operation up to 20Gb/s. A thermo-optically tunable microdisk modulator with Low power modulation (1 If/bit) at a data rate of 13-Gb/s, a 5.8-dB extinction ratio, a 1.22-dB insertion loss and a record-low thermal tuning (4.9-[mu].W/GHz) of a high-speed modulator is achieved. We demonstrated a new L-shaped resonant microring (LRM) modulator that achieves 30 Gb/s error-free operation in a compact (< 20 [mu]m²) structure while maintaining single-mode operation, enabling direct WDM across an uncorrupted 5.3 THz FSR. We have introduced heater elements inside a new single mode filter, a LRM filter, successfully. The LRM filter achieved high-efficiency (3.3[mu]W/GHz) and high-speed ([tau]f ~1.6 [mu]s) thermal tuning and maintained signal integrity with record low thru to drop power penalty (<1.1 dB) over the 4 THz FSR and <0.5dB insertion loss. We have integrated a heater driver and adiabatic resonant microring (ARM) filter in a commercial bulk CMOS deep-trench process for the first time. The proposed AWR algorithm is implemented with an ARM multiplexer. An advanced method for AWR is also introduced and demonstrated with passive resonators.by Erman Timurdogan.S.M