Automated Certification for Compliant Cloud-based Business Processes

A key problem in the deployment oflarge-scale, reliable cloud computingconcerns the difficulty to certify thecompliance of business processes operatingin the cloud. Standard auditprocedures such as SAS-70 and SAS-117 are hard to conduct for cloudbasedprocesses. The paper proposesa novel approach to certify the complianceof business processes with regulatoryrequirements. The approach translatesprocess models into their correspondingPetri net representationsand checks them against requirementsalso expressed in this formalism. Beingbased on Petri nets, the approach provideswell-founded evidence on adherenceand, in case of noncompliance, indicatesthe possible vulnerabilities

Design Challenges for GDPR RegTech

The Accountability Principle of the GDPR requires that an organisation can demonstrate compliance with the regulations. A survey of GDPR compliance software solutions shows significant gaps in their ability to demonstrate compliance. In contrast, RegTech has recently brought great success to financial compliance, resulting in reduced risk, cost saving and enhanced financial regulatory compliance. It is shown that many GDPR solutions lack interoperability features such as standard APIs, meta-data or reports and they are not supported by published methodologies or evidence to support their validity or even utility. A proof of concept prototype was explored using a regulator based self-assessment checklist to establish if RegTech best practice could improve the demonstration of GDPR compliance. The application of a RegTech approach provides opportunities for demonstrable and validated GDPR compliance, notwithstanding the risk reductions and cost savings that RegTech can deliver. This paper demonstrates a RegTech approach to GDPR compliance can facilitate an organisation meeting its accountability obligations

Cyber insurance of information systems: Security and privacy cyber insurance contracts for ICT and helathcare organizations

Nowadays, more-and-more aspects of our daily activities are digitalized. Data and assets in the cyber-space, both for individuals and organizations, must be safeguarded. Thus, the insurance sector must face the challenge of digital transformation in the 5G era with the right set of tools. In this paper, we present CyberSure-an insurance framework for information systems. CyberSure investigates the interplay between certification, risk management, and insurance of cyber processes. It promotes continuous monitoring as the new building block for cyber insurance in order to overcome the current obstacles of identifying in real-time contractual violations by the insured party and receiving early warning notifications prior the violation. Lightweight monitoring modules capture the status of the operating components and send data to the CyberSure backend system which performs the core decision making. Therefore, an insured system is certified dynamically, with the risk and insurance perspectives being evaluated at runtime as the system operation evolves. As new data become available, the risk management and the insurance policies are adjusted and fine-tuned. When an incident occurs, the insurance company possesses adequate information to assess the situation fast, estimate accurately the level of a potential loss, and decrease the required period for compensating the insured customer. The framework is applied in the ICT and healthcare domains, assessing the system of medium-size organizations. GDPR implications are also considered with the overall setting being effective and scalable

Taming the cloud: Safety, certification and compliance for software services - Keynote at the Workshop on Engineering Service-Oriented Applications (WESOA) 2011

The maturity of IT processes, such as software development, can be and is often certified. Current trends in the IT industry suggest that software systems in the future will be very different from their counterparts today, with an increasing adoption of the Service-Oriented Architecture (SOA) design pattern and the deployment of Software-as-a-Service (SaaS) on Cloud infrastructures. In this talk we discuss some issues surrounding engineering Software Services for Cloud infrastructures and highlight the need for enhanced control, service-level agreement and compliance mechanisms for Software Services. Cloud Infrastructures and Service Mash-ups

Online Personal Data Processing and EU Data Protection Reform. CEPS Task Force Report, April 2013

This report sheds light on the fundamental questions and underlying tensions between current policy objectives, compliance strategies and global trends in online personal data processing, assessing the existing and future framework in terms of effective regulation and public policy. Based on the discussions among the members of the CEPS Digital Forum and independent research carried out by the rapporteurs, policy conclusions are derived with the aim of making EU data protection policy more fit for purpose in today’s online technological context. This report constructively engages with the EU data protection framework, but does not provide a textual analysis of the EU data protection reform proposal as such

EU Privacy seals project: Inventory and analysis of privacy certification schemes

The objective of this report is to comprehensively inventory and analyse privacy and related certification schemes in the European Union and, where relevant, at the international level. The report will provide insights into the importance of privacy seal schemes and present information on the operational aspects of these schemes. The report will also help understand the privacy and data protection elements of the analysed schemes and provide and initial analysis of their shortcomings. The report specifically aims to understand whether (if at all) the analysed schemes address the requirements proposed under the GDPR. It will highlight the main convergences and differences between the schemes, who benefits from such schemes and what the impact of such schemes is.JRC.G.7-Digital Citizen Securit

Using ChatOps to Achieve Continuous Certification of Cloud Services

Continuous service certification (CSC) recently emerged as a promising means to provide ongoing assurances and disrupt pertinent certification approaches. CSC involves the consistent gathering and assessing of certification-relevant data by certification authorities about service operation to validate ongoing adherence to certification criteria. While research on CSC is increasing, practitioners still struggle in transferring researchers' suggestions and guidelines into practice. This study provides a tentative design and a prototype of a monitoring-based service certification (MSC) system based on the novel ChatOps approach. Iterative evaluations support our propositions that ChatOps' three key elements, a chat platform, chatbots, and third-party integrations, support the achievement of CSC. We contribute to research and practice by proving the technical feasibility of an MSC system, guiding future research and practitioners on achieving monitoring-based CSC, and validate the applicability and usefulness of extant guidelines on monitoring-based CSC proposed by prior research

Designing Monitoring Systems for Continuous Certification of Cloud Services: Deriving Meta-requirements and Design Guidelines

Continuous service certification (CSC) involves the consistently gathering and assessing certification-relevant information about cloud service operations to validate whether they continue to adhere to certification criteria. Previous research has proposed test-based CSC methodologies that directly assess the components of cloud service infrastructures. However, test-based certification requires that certification authorities can access the cloud infrastructure, which various issues may limit. To address these challenges, cloud service providers need to conduct monitoring-based CSC; that is, monitor their cloud service infrastructure to gather certification-relevant data by themselves and then provide these data to certification authorities. Nevertheless, we need to better understand how to design monitoring systems to enable cloud service providers to perform such monitoring. By taking a design science perspective, we derive universal meta-requirements and design guidelines for CSC monitoring systems based on findings from five expert focus group interviews with 33 cloud experts and 10 one-to-one interviews with cloud customers. With this study, we expand the current knowledge base regarding CSC and monitoring-based CSC. Our derived design guidelines contribute to the development of CSC monitoring systems and enable monitoring-based CSC that overcomes issues of prior test-based approaches