Constructing Tree-based Index for Efficient and Effective Dense Retrieval

Recent studies have shown that Dense Retrieval (DR) techniques can significantly improve the performance of first-stage retrieval in IR systems. Despite its empirical effectiveness, the application of DR is still limited. In contrast to statistic retrieval models that rely on highly efficient inverted index solutions, DR models build dense embeddings that are difficult to be pre-processed with most existing search indexing systems. To avoid the expensive cost of brute-force search, the Approximate Nearest Neighbor (ANN) algorithm and corresponding indexes are widely applied to speed up the inference process of DR models. Unfortunately, while ANN can improve the efficiency of DR models, it usually comes with a significant price on retrieval performance. To solve this issue, we propose JTR, which stands for Joint optimization of TRee-based index and query encoding. Specifically, we design a new unified contrastive learning loss to train tree-based index and query encoder in an end-to-end manner. The tree-based negative sampling strategy is applied to make the tree have the maximum heap property, which supports the effectiveness of beam search well. Moreover, we treat the cluster assignment as an optimization problem to update the tree-based index that allows overlapped clustering. We evaluate JTR on numerous popular retrieval benchmarks. Experimental results show that JTR achieves better retrieval performance while retaining high system efficiency compared with widely-adopted baselines. It provides a potential solution to balance efficiency and effectiveness in neural retrieval system designs.Comment: 10 pages, accepted at SIGIR 202

Dense Text Retrieval based on Pretrained Language Models: A Survey

Text retrieval is a long-standing research topic on information seeking, where a system is required to return relevant information resources to user's queries in natural language. From classic retrieval methods to learning-based ranking functions, the underlying retrieval models have been continually evolved with the ever-lasting technical innovation. To design effective retrieval models, a key point lies in how to learn the text representation and model the relevance matching. The recent success of pretrained language models (PLMs) sheds light on developing more capable text retrieval approaches by leveraging the excellent modeling capacity of PLMs. With powerful PLMs, we can effectively learn the representations of queries and texts in the latent representation space, and further construct the semantic matching function between the dense vectors for relevance modeling. Such a retrieval approach is referred to as dense retrieval, since it employs dense vectors (a.k.a., embeddings) to represent the texts. Considering the rapid progress on dense retrieval, in this survey, we systematically review the recent advances on PLM-based dense retrieval. Different from previous surveys on dense retrieval, we take a new perspective to organize the related work by four major aspects, including architecture, training, indexing and integration, and summarize the mainstream techniques for each aspect. We thoroughly survey the literature, and include 300+ related reference papers on dense retrieval. To support our survey, we create a website for providing useful resources, and release a code repertory and toolkit for implementing dense retrieval models. This survey aims to provide a comprehensive, practical reference focused on the major progress for dense text retrieval

EHI: End-to-end Learning of Hierarchical Index for Efficient Dense Retrieval

Dense embedding-based retrieval is now the industry standard for semantic search and ranking problems, like obtaining relevant web documents for a given query. Such techniques use a two-stage process: (a) contrastive learning to train a dual encoder to embed both the query and documents and (b) approximate nearest neighbor search (ANNS) for finding similar documents for a given query. These two stages are disjoint; the learned embeddings might be ill-suited for the ANNS method and vice-versa, leading to suboptimal performance. In this work, we propose End-to-end Hierarchical Indexing -- EHI -- that jointly learns both the embeddings and the ANNS structure to optimize retrieval performance. EHI uses a standard dual encoder model for embedding queries and documents while learning an inverted file index (IVF) style tree structure for efficient ANNS. To ensure stable and efficient learning of discrete tree-based ANNS structure, EHI introduces the notion of dense path embedding that captures the position of a query/document in the tree. We demonstrate the effectiveness of EHI on several benchmarks, including de-facto industry standard MS MARCO (Dev set and TREC DL19) datasets. For example, with the same compute budget, EHI outperforms state-of-the-art (SOTA) in by 0.6% (MRR@10) on MS MARCO dev set and by 4.2% (nDCG@10) on TREC DL19 benchmarks

Efficient Neural Ranking using Forward Indexes and Lightweight Encoders

Dual-encoder-based dense retrieval models have become the standard in IR. They employ large Transformer-based language models, which are notoriously inefficient in terms of resources and latency. We propose Fast-Forward indexes -- vector forward indexes which exploit the semantic matching capabilities of dual-encoder models for efficient and effective re-ranking. Our framework enables re-ranking at very high retrieval depths and combines the merits of both lexical and semantic matching via score interpolation. Furthermore, in order to mitigate the limitations of dual-encoders, we tackle two main challenges: Firstly, we improve computational efficiency by either pre-computing representations, avoiding unnecessary computations altogether, or reducing the complexity of encoders. This allows us to considerably improve ranking efficiency and latency. Secondly, we optimize the memory footprint and maintenance cost of indexes; we propose two complementary techniques to reduce the index size and show that, by dynamically dropping irrelevant document tokens, the index maintenance efficiency can be improved substantially. We perform evaluation to show the effectiveness and efficiency of Fast-Forward indexes -- our method has low latency and achieves competitive results without the need for hardware acceleration, such as GPUs.Comment: Accepted at ACM TOIS. arXiv admin note: text overlap with arXiv:2110.0605

Vector Search with OpenAI Embeddings: Lucene Is All You Need

We provide a reproducible, end-to-end demonstration of vector search with OpenAI embeddings using Lucene on the popular MS MARCO passage ranking test collection. The main goal of our work is to challenge the prevailing narrative that a dedicated vector store is necessary to take advantage of recent advances in deep neural networks as applied to search. Quite the contrary, we show that hierarchical navigable small-world network (HNSW) indexes in Lucene are adequate to provide vector search capabilities in a standard bi-encoder architecture. This suggests that, from a simple cost-benefit analysis, there does not appear to be a compelling reason to introduce a dedicated vector store into a modern "AI stack" for search, since such applications have already received substantial investments in existing, widely deployed infrastructure