Deep human face analysis and modelling

Human face appearance and motion play a significant role in creating the complex social environments of human civilisation. Humans possess the capacity to perform facial analysis and come to conclusion such as the identity of individuals, understanding emotional state and diagnosing diseases. The capacity though is not universal for the entire population, where there are medical conditions such prosopagnosia and autism which can directly affect facial analysis capabilities of individuals, while other facial analysis tasks require specific traits and training to perform well. This has lead to the research of facial analysis systems within the computer vision and machine learning fields over the previous decades, where the aim is to automate many facial analysis tasks to a level similar or surpassing humans. While breakthroughs have been made in certain tasks with the emergence of deep learning methods in the recent years, new state-of-the-art results have been achieved in many computer vision and machine learning tasks. Within this thesis an investigation into the use of deep learning based methods for facial analysis systems takes place, following a review of the literature specific facial analysis tasks, methods and challenges are found which form the basis for the research findings presented. The research presented within this thesis focuses on the tasks of face detection and facial symmetry analysis specifically for the medical condition facial palsy. Firstly an initial approach to face detection and symmetry analysis is proposed using a unified multi-task Faster R-CNN framework, this method presents good accuracy on the test data sets for both tasks but also demonstrates limitations from which the remaining chapters take their inspiration. Next the Integrated Deep Model is proposed for the tasks of face detection and landmark localisation, with specific focus on false positive face detection reduction which is crucial for accurate facial feature extraction in the medical applications studied within this thesis. Evaluation of the method on the Face Detection Dataset and Benchmark and Annotated Faces in-the-Wild benchmark data sets shows a significant increase of over 50% in precision against other state-of-the-art face detection methods, while retaining a high level of recall. The task of facial symmetry and facial palsy grading are the focus of the finals chapters where both geometry-based symmetry features and 3D CNNs are applied. It is found through evaluation that both methods have validity in the grading of facial palsy. The 3D CNNs are the most accurate with an F1 score of 0.88. 3D CNNs are also capable of recognising mouth motion for both those with and without facial palsy with an F1 score of 0.82

Analysis of RGB-D camera technologies for supporting different facial usage scenarios

Recently a wide variety of applications has been developed integrating 3D functionalities. Advantages given by the possibility of relying on depth information allows the developers to design new algorithms and to improve the existing ones. In particular, for what concerns face morphology, 3D has led to the possibility to obtain face depth maps highly close to reality and consequently an improvement of the starting point for further analysis such as Face Detection, Face Authentication, Face Identification and Face Expression Recognition. The development of the aforementioned applications would have been impossible without the progress of sensor technologies for obtaining 3D information. Several solutions have been adopted over time. In this paper, emphasis is put on passive stereoscopy, structured light, time-of-flight (ToF) and active stereoscopy, namely the most used technologies for the cameras design and fulfilment according to the literature. The aim of this article is to investigate facial applications and to examine 3D camera technologies to suggest some guidelines for addressing the correct choice of a 3D sensor according to the application that has to be developed

Analysis of RGB-D camera technologies for supporting different facial usage scenarios

AbstractRecently a wide variety of applications has been developed integrating 3D functionalities. Advantages given by the possibility of relying on depth information allows the developers to design new algorithms and to improve the existing ones. In particular, for what concerns face morphology, 3D has led to the possibility to obtain face depth maps highly close to reality and consequently an improvement of the starting point for further analysis such as Face Detection, Face Authentication, Face Identification and Face Expression Recognition. The development of the aforementioned applications would have been impossible without the progress of sensor technologies for obtaining 3D information. Several solutions have been adopted over time. In this paper, emphasis is put on passive stereoscopy, structured light, time-of-flight (ToF) and active stereoscopy, namely the most used technologies for the cameras design and fulfilment according to the literature. The aim of this article is to investigate facial applications and to examine 3D camera technologies to suggest some guidelines for addressing the correct choice of a 3D sensor according to the application that has to be developed

Computationally efficient deformable 3D object tracking with a monocular RGB camera

182 p.Monocular RGB cameras are present in most scopes and devices, including embedded environments like robots, cars and home automation. Most of these environments have in common a significant presence of human operators with whom the system has to interact. This context provides the motivation to use the captured monocular images to improve the understanding of the operator and the surrounding scene for more accurate results and applications.However, monocular images do not have depth information, which is a crucial element in understanding the 3D scene correctly. Estimating the three-dimensional information of an object in the scene using a single two-dimensional image is already a challenge. The challenge grows if the object is deformable (e.g., a human body or a human face) and there is a need to track its movements and interactions in the scene.Several methods attempt to solve this task, including modern regression methods based on Deep NeuralNetworks. However, despite the great results, most are computationally demanding and therefore unsuitable for several environments. Computational efficiency is a critical feature for computationally constrained setups like embedded or onboard systems present in robotics and automotive applications, among others.This study proposes computationally efficient methodologies to reconstruct and track three-dimensional deformable objects, such as human faces and human bodies, using a single monocular RGB camera. To model the deformability of faces and bodies, it considers two types of deformations: non-rigid deformations for face tracking, and rigid multi-body deformations for body pose tracking. Furthermore, it studies their performance on computationally restricted devices like smartphones and onboard systems used in the automotive industry. The information extracted from such devices gives valuable insight into human behaviour a crucial element in improving human-machine interaction.We tested the proposed approaches in different challenging application fields like onboard driver monitoring systems, human behaviour analysis from monocular videos, and human face tracking on embedded devices

Computationally efficient deformable 3D object tracking with a monocular RGB camera

182 p.Monocular RGB cameras are present in most scopes and devices, including embedded environments like robots, cars and home automation. Most of these environments have in common a significant presence of human operators with whom the system has to interact. This context provides the motivation to use the captured monocular images to improve the understanding of the operator and the surrounding scene for more accurate results and applications.However, monocular images do not have depth information, which is a crucial element in understanding the 3D scene correctly. Estimating the three-dimensional information of an object in the scene using a single two-dimensional image is already a challenge. The challenge grows if the object is deformable (e.g., a human body or a human face) and there is a need to track its movements and interactions in the scene.Several methods attempt to solve this task, including modern regression methods based on Deep NeuralNetworks. However, despite the great results, most are computationally demanding and therefore unsuitable for several environments. Computational efficiency is a critical feature for computationally constrained setups like embedded or onboard systems present in robotics and automotive applications, among others.This study proposes computationally efficient methodologies to reconstruct and track three-dimensional deformable objects, such as human faces and human bodies, using a single monocular RGB camera. To model the deformability of faces and bodies, it considers two types of deformations: non-rigid deformations for face tracking, and rigid multi-body deformations for body pose tracking. Furthermore, it studies their performance on computationally restricted devices like smartphones and onboard systems used in the automotive industry. The information extracted from such devices gives valuable insight into human behaviour a crucial element in improving human-machine interaction.We tested the proposed approaches in different challenging application fields like onboard driver monitoring systems, human behaviour analysis from monocular videos, and human face tracking on embedded devices

2D and 3D computer vision analysis of gaze, gender and age

Human-Computer Interaction (HCI) has been an active research area for over four decades. Research studies and commercial designs in this area have been largely facilitated by the visual modality which brings diversified functionality and improved usability to HCI interfaces by employing various computer vision techniques. This thesis explores a number of facial cues, such as gender, age and gaze, by performing 2D and 3D based computer vision analysis. The ultimate aim is to create a natural HCI strategy that can fulfil user expectations, augment user satisfaction and enrich user experience by understanding user characteristics and behaviours. To this end, salient features have been extracted and analysed from 2D and 3D face representations; 3D reconstruction algorithms and their compatible real-world imaging systems have been investigated; case study HCI systems have been designed to demonstrate the reliability, robustness, and applicability of the proposed method.More specifically, an unsupervised approach has been proposed to localise eye centres in images and videos accurately and efficiently. This is achieved by utilisation of two types of geometric features and eye models, complemented by an iris radius constraint and a selective oriented gradient filter specifically tailored to this modular scheme. This approach resolves challenges such as interfering facial edges, undesirable illumination conditions, head poses, and the presence of facial accessories and makeup. Tested on 3 publicly available databases (the BioID database, the GI4E database and the extended Yale Face Database b), and a self-collected database, this method outperforms all the methods in comparison and thus proves to be highly accurate and robust. Based on this approach, a gaze gesture recognition algorithm has been designed to increase the interactivity of HCI systems by encoding eye saccades into a communication channel similar to the role of hand gestures. As well as analysing eye/gaze data that represent user behaviours and reveal user intentions, this thesis also investigates the automatic recognition of user demographics such as gender and age. The Fisher Vector encoding algorithm is employed to construct visual vocabularies as salient features for gender and age classification. Algorithm evaluations on three publicly available databases (the FERET database, the LFW database and the FRCVv2 database) demonstrate the superior performance of the proposed method in both laboratory and unconstrained environments. In order to achieve enhanced robustness, a two-source photometric stereo method has been introduced to recover surface normals such that more invariant 3D facia features become available that can further boost classification accuracy and robustness. A 2D+3D imaging system has been designed for construction of a self-collected dataset including 2D and 3D facial data. Experiments show that utilisation of 3D facial features can increase gender classification rate by up to 6% (based on the self-collected dataset), and can increase age classification rate by up to 12% (based on the Photoface database). Finally, two case study HCI systems, a gaze gesture based map browser and a directed advertising billboard, have been designed by adopting all the proposed algorithms as well as the fully compatible imaging system. Benefits from the proposed algorithms naturally ensure that the case study systems can possess high robustness to head pose variation and illumination variation; and can achieve excellent real-time performance. Overall, the proposed HCI strategy enabled by reliably recognised facial cues can serve to spawn a wide array of innovative systems and to bring HCI to a more natural and intelligent state

Three-dimensional morphanalysis of the face.

The aim of the work reported in this thesis was to determine the extent to which orthogonal two-dimensional morphanalytic (universally relatable) craniofacial imaging methods can be extended into the realm of computer-based three-dimensional imaging. New methods are presented for capturing universally relatable laser-video surface data, for inter-relating facial surface scans and for constructing probabilistic facial averages. Universally relatable surface scans are captured using the fixed relations principle com- bined with a new laser-video scanner calibration method. Inter- subject comparison of facial surface scans is achieved using inter- active feature labelling and warping methods. These methods have been extended to groups of subjects to allow the construction of three-dimensional probabilistic facial averages. The potential of universally relatable facial surface data for applications such as growth studies and patient assessment is demonstrated. In addition, new methods for scattered data interpolation, for controlling overlap in image warping and a fast, high-resolution method for simulating craniofacial surgery are described. The results demonstrate that it is not only possible to extend universally relatable imaging into three dimensions, but that the extension also enhances the established methods, providing a wide range of new applications

Feature extraction on faces : from landmark localization to depth estimation

Le sujet de cette thèse porte sur les algorithmes d'apprentissage qui extraient les caractéristiques importantes des visages. Les caractéristiques d’intérêt principal sont des points clés; La localisation en deux dimensions (2D) ou en trois dimensions (3D) de traits importants du visage telles que le centre des yeux, le bout du nez et les coins de la bouche. Les points clés sont utilisés pour résoudre des tâches complexes qui ne peuvent pas être résolues directement ou qui requièrent du guidage pour l’obtention de performances améliorées, telles que la reconnaissance de poses ou de gestes, le suivi ou la vérification du visage. L'application des modèles présentés dans cette thèse concerne les images du visage; cependant, les algorithmes proposés sont plus généraux et peuvent être appliqués aux points clés de d'autres objets, tels que les mains, le corps ou des objets fabriqués par l'homme. Cette thèse est écrite par article et explore différentes techniques pour résoudre plusieurs aspects de la localisation de points clés. Dans le premier article, nous démêlons l'identité et l'expression d'un visage donné pour apprendre une distribution à priori sur l'ensemble des points clés. Cette distribution à priori est ensuite combinée avec un classifieur discriminant qui apprend une distribution de probabilité indépendante par point clé. Le modèle combiné est capable d'expliquer les différences dans les expressions pour une même représentation d'identité. Dans le deuxième article, nous proposons une architecture qui vise à conserver les caractéristiques d’images pour effectuer des tâches qui nécessitent une haute précision au niveau des pixels, telles que la localisation de points clés ou la segmentation d’images. L’architecture proposée extrait progressivement les caractéristiques les plus grossières dans les étapes d'encodage pour obtenir des informations plus globales sur l’image. Ensuite, il étend les caractéristiques grossières pour revenir à la résolution de l'image originale en recombinant les caractéristiques du chemin d'encodage. Le modèle, appelé Réseaux de Recombinaison, a obtenu l’état de l’art sur plusieurs jeux de données, tout en accélérant le temps d’apprentissage. Dans le troisième article, nous visons à améliorer la localisation des points clés lorsque peu d'images comportent des étiquettes sur des points clés. En particulier, nous exploitons une forme plus faible d’étiquettes qui sont plus faciles à acquérir ou plus abondantes tel que l'émotion ou la pose de la tête. Pour ce faire, nous proposons une architecture permettant la rétropropagation du gradient des étiquettes les plus faibles à travers des points clés, ainsi entraînant le réseau de localisation des points clés. Nous proposons également une composante de coût non supervisée qui permet des prédictions de points clés équivariantes en fonction des transformations appliquées à l'image, sans avoir les vraies étiquettes des points clés. Ces techniques ont considérablement amélioré les performances tout en réduisant le pourcentage d'images étiquetées par points clés. Finalement, dans le dernier article, nous proposons un algorithme d'apprentissage permettant d'estimer la profondeur des points clés sans aucune supervision de la profondeur. Nous y parvenons en faisant correspondre les points clés de deux visages en les transformant l'un vers l'autre. Cette transformation nécessite une estimation de la profondeur sur un visage, ainsi que une transformation affine qui transforme le premier visage au deuxième. Nous démontrons que notre formulation ne nécessite que la profondeur et que les paramètres affines peuvent être estimés avec un solution analytique impliquant les points clés augmentés par profondeur. Même en l'absence de supervision directe de la profondeur, la technique proposée extrait des valeurs de profondeur raisonnables qui diffèrent des vraies valeurs de profondeur par un facteur d'échelle et de décalage. Nous démontrons des applications d'estimation de profondeur pour la tâche de rotation de visage, ainsi que celle d'échange de visage.This thesis focuses on learning algorithms that extract important features from faces. The features of main interest are landmarks; the two dimensional (2D) or three dimensional (3D) locations of important facial features such as eye centers, nose tip, and mouth corners. Landmarks are used to solve complex tasks that cannot be solved directly or require guidance for enhanced performance, such as pose or gesture recognition, tracking, or face verification. The application of the models presented in this thesis is on facial images; however, the algorithms proposed are more general and can be applied to the landmarks of other forms of objects, such as hands, full body or man-made objects. This thesis is written by article and explores different techniques to solve various aspects of landmark localization. In the first article, we disentangle identity and expression of a given face to learn a prior distribution over the joint set of landmarks. This prior is then merged with a discriminative classifier that learns an independent probability distribution per landmark. The merged model is capable of explaining differences in expressions for the same identity representation. In the second article, we propose an architecture that aims at uncovering image features to do tasks that require high pixel-level accuracy, such as landmark localization or image segmentation. The proposed architecture gradually extracts coarser features in its encoding steps to get more global information over the image and then it expands the coarse features back to the image resolution by recombining the features of the encoding path. The model, termed Recombinator Networks, obtained state-of-the-art on several datasets, while also speeding up training. In the third article, we aim at improving landmark localization when only a few images with labelled landmarks are available. In particular, we leverage a weaker form of data labels that are easier to acquire or more abundantly available such as emotion or head pose. To do so, we propose an architecture to backpropagate gradients of the weaker labels through landmarks, effectively training the landmark localization network. We also propose an unsupervised loss component which makes equivariant landmark predictions with respect to transformations applied to the image without having ground truth landmark labels. These techniques improved performance considerably when we have a low percentage of labelled images with landmarks. Finally, in the last article, we propose a learning algorithm to estimate the depth of the landmarks without any depth supervision. We do so by matching landmarks of two faces through transforming one to another. This transformation requires estimation of depth on one face and an affine transformation that maps the first face to the second one. Our formulation, which only requires depth estimation and affine parameters, can be estimated as a closed form solution of the 2D landmarks and the estimated depth. Even without direct depth supervision, the proposed technique extracts reasonable depth values that differ from the ground truth depth values by a scale and a shift. We demonstrate applications of the estimated depth in face rotation and face replacement tasks

Artificial Intelligence Tools for Facial Expression Analysis.

Inner emotions show visibly upon the human face and are understood as a basic guide to an individual’s inner world. It is, therefore, possible to determine a person’s attitudes and the effects of others’ behaviour on their deeper feelings through examining facial expressions. In real world applications, machines that interact with people need strong facial expression recognition. This recognition is seen to hold advantages for varied applications in affective computing, advanced human-computer interaction, security, stress and depression analysis, robotic systems, and machine learning. This thesis starts by proposing a benchmark of dynamic versus static methods for facial Action Unit (AU) detection. AU activation is a set of local individual facial muscle parts that occur in unison constituting a natural facial expression event. Detecting AUs automatically can provide explicit benefits since it considers both static and dynamic facial features. For this research, AU occurrence activation detection was conducted by extracting features (static and dynamic) of both nominal hand-crafted and deep learning representation from each static image of a video. This confirmed the superior ability of a pretrained model that leaps in performance. Next, temporal modelling was investigated to detect the underlying temporal variation phases using supervised and unsupervised methods from dynamic sequences. During these processes, the importance of stacking dynamic on top of static was discovered in encoding deep features for learning temporal information when combining the spatial and temporal schemes simultaneously. Also, this study found that fusing both temporal and temporal features will give more long term temporal pattern information. Moreover, we hypothesised that using an unsupervised method would enable the leaching of invariant information from dynamic textures. Recently, fresh cutting-edge developments have been created by approaches based on Generative Adversarial Networks (GANs). In the second section of this thesis, we propose a model based on the adoption of an unsupervised DCGAN for the facial features’ extraction and classification to achieve the following: the creation of facial expression images under different arbitrary poses (frontal, multi-view, and in the wild), and the recognition of emotion categories and AUs, in an attempt to resolve the problem of recognising the static seven classes of emotion in the wild. Thorough experimentation with the proposed cross-database performance demonstrates that this approach can improve the generalization results. Additionally, we showed that the features learnt by the DCGAN process are poorly suited to encoding facial expressions when observed under multiple views, or when trained from a limited number of positive examples. Finally, this research focuses on disentangling identity from expression for facial expression recognition. A novel technique was implemented for emotion recognition from a single monocular image. A large-scale dataset (Face vid) was created from facial image videos which were rich in variations and distribution of facial dynamics, appearance, identities, expressions, and 3D poses. This dataset was used to train a DCNN (ResNet) to regress the expression parameters from a 3D Morphable Model jointly with a back-end classifier