Effects of 3D Deployments on Interference and SINR in 5G New Radio Systems

Lately, the extremely high frequency (EHF) band has become one of the factors enabling fifth-generation (5G) mobile cellular technologies. By offering large bandwidth, New Radio (NR) systems operating in the lower part of EHF band, called millimeter waves (mmWave), may satisfy the extreme requirements of future 5G networks in terms of both data transfer rate and latency at the air interface. The use of highly directional antennas in prospective mmWave-based NR communications systems raises an important question: are conventional two-dimensional (2D) cellular network modeling techniques suitable for 5G NR systems? To address this question, we introduced a novel, three-dimensional framework for evaluating the performance of emerging mmWave band wireless networks. The proposed framework explicitly takes into account the blockage effects of propagating mmWave radiation, the vertical and planar directivities at transceiver antennas, and the randomness of user equipment (UE), base station (BS), and blocker heights. The model allows for different levels of accuracy, encompassing a number of models with different levels of computational complexity as special cases. Although the main metric of interest in this thesis is the signal-to-interference-plus-noise ratio (SINR), the model can be extended to obtain the Shannon rate of the channel under investigation. The proposed model was numerically evaluated in different deployment cases and communication scenarios with a wide range of system parameters. We found that randomness of UE and BS heights and vertical directionality of the mmWave antennas are essential for accurate evaluation of system performance. We also showed that the results of traditional 2D models are too optimistic and greatly overestimate the actual SINR. In contrast, fixed-height models that ignore the impact of height on the probability of exposure to interference are too pessimistic. Furthermore, we evaluated the models that provide the best trade-off between computational complexity and accuracy in specific scenarios and provided recommendations regarding their use for practical assessment of mmWave-based NR systems

Feedback Mechanisms for Centralized and Distributed Mobile Systems

The wireless communication market is expected to witness considerable growth in the immediate future due to increasing smart device usage to access real-time data. Mobile devices become the predominant method of Internet access via cellular networks (4G/5G) and the onset of virtual reality (VR), ushering in the wide deployment of multiple bands, ranging from TVWhite Spaces to cellular/WiFi bands and on to mmWave. Multi-antenna techniques have been considered to be promising approaches in telecommunication to optimize the utilization of radio spectrum and minimize the cost of system construction. The performance of multiple antenna technology depends on the utilization of radio propagation properties and feedback of such information in a timely manner. However, when a signal is transmitted, it is usually dispersed over time coming over different paths of different lengths due to reflections from obstacles or affected by Doppler shift in mobile environments. This motivates the design of novel feedback mechanisms that improve the performance of multi-antenna systems. Accurate channel state information (CSI) is essential to increasing throughput in multiinput, multi-output (MIMO) systems with digital beamforming. Channel-state information for the operation of MIMO schemes (such as transmit diversity or spatial multiplexing) can be acquired by feedback of CSI reports in the downlink direction, or inferred from uplink measurements assuming perfect channel reciprocity (CR). However, most works make the assumption that channels are perfectly reciprocal. This assumption is often incorrect in practice due to poor channel estimation and imperfect channel feedback. Instead, experiments have demonstrated that channel reciprocity can be easily broken by multiple factors. Specifically, channel reciprocity error (CRE) introduced by transmitter-receiver imbalance have been widely studied by both simulations and experiments, and the impact of mobility and estimation error have been fully investigated in this thesis. In particular, unmanned aerial vehicles (UAVs) have asymmetric behavior when communicating with one another and to the ground, due to differences in altitude that frequently occur. Feedback mechanisms are also affected by channel differences caused by the user’s body. While there has been work to specifically quantify the losses in signal reception, there has been little work on how these channel differences affect feedback mechanisms. In this dissertation, we perform system-level simulations, implement design with a software defined radio platform, conduct in-field experiments for various wireless communication systems to analyze different channel feedback mechanisms. To explore the feedback mechanism, we then explore two specific real world scenarios, including UAV-based beamforming communications, and user-induced feedback systems

Performance Analysis and Learning Algorithms in Advanced Wireless Networks

Over the past decade, wireless data traffic has experienced an exponential growth, especially with multimedia traffic becoming the dominant traffic, and such growth is expected to continue in the near future. This unprecedented growth has led to an increasing demand for high-rate wireless communications.Key solutions for addressing such demand include extreme network densification with more small-cells, the utilization of high frequency bands, such as the millimeter wave (mmWave) bands and terahertz (THz) bands, where more bandwidth is available, and unmanned aerial vehicle (UAV)-enabled cellular networks. With this motivation, different types of advanced wireless networks are considered in this thesis. In particular, mmWave cellular networks, networks with hybrid THz, mmWave and microwave transmissions, and UAV-enabled networks are studied, and performance metrics such as the signal-to-interference-plus-noise ratio (SINR) coverage, energy coverage, and area spectral efficiency are analyzed. In addition, UAV path planning in cellular networks are investigated, and deep reinforcement learning (DRL) based algorithms are proposed to find collision-free UAV trajectory to accomplish different missions. In the first part of this thesis, mmWave cellular networks are considered. First, K-tier heterogeneous mmWave cellular networks with user-centric small-cell deployments are studied. Particularly, a heterogeneous network model with user equipments (UEs) being distributed according to Poisson cluster processes (PCPs) is considered. Distinguishing features of mmWave communications including directional beamforming and a detailed path loss model are taken into account. General expressions for the association probabilities of different tier base stations (BSs) are determined. Using tools from stochastic geometry, the Laplace transform of the interference is characterized and general expressions for the SINR coverage probability and area spectral efficiency are derived. Second, a distributed multi-agent learning-based algorithm for beamforming in mmWave multiple input multiple output (MIMO) networks is proposed to maximize the sum-rate of all UEs. Following the analysis of mmWave cellular networks, a three-tier heterogeneous network is considered, where access points (APs), small-cell BSs (SBSs) and macrocell BSs (MBSs) transmit in THz, mmWave, microwave frequency bands, respectively. By using tools from stochastic geometry, the complementary cumulative distribution function (CCDF) of the received signal power, the Laplace transform of the aggregate interference, and the SINR coverage probability are determined. Next, system-level performance of UAV-enabled cellular networks is studied. More specifically, in the first part, UAV-assisted mmWave cellular networks are addressed, in which the UE locations are modeled using PCPs. In the downlink phase, simultaneous wireless information and power transfer (SWIPT) technique is considered. The association probability, energy coverages and a successful transmission probability to jointly determine the energy and SINR coverages are derived. In the uplink phase, a scenario that each UAV receives information from its own cluster member UEs is taken into account. The Laplace transform of the interference components and the uplink SINR coverage are characterized. In the second part, cellular-connected UAV networks is investigated, in which the UAVs are aerial UEs served by the ground base stations (GBSs). 3D antenna radiation combing the vertical and horizontal patterns is taken into account. In the final part of this thesis, deep reinforcement learning based algorithms are proposed for UAV path planning in cellular networks. Particularly, in the first part, multi-UAV non-cooperative scenarios is considered, where multiple UAVs need to fly from initial locations to destinations, while satisfying collision avoidance, wireless connectivity and kinematic constraints. The goal is to find trajectories for the cellular-connected UAVs to minimize their mission completion time. The multi-UAV trajectory optimization problem is formulated as a sequential decision making problem, and a decentralized DRL approach is proposed to solve the problem. Moreover, multiple UAV trajectory design in cellular networks with a dynamic jammer is studied, and a learning-based algorithm is proposed. Subsequently, a UAV trajectory optimization problem is considered to maximize the collected data from multiple Internet of things (IoT) nodes under realistic constraints. The problem is translated into a Markov decision process (MDP) and dueling double deep Q-network (D3QN) is proposed to learn the decision making policy

Optical Wireless Data Center Networks

Bandwidth and computation-intensive Big Data applications in disciplines like social media, bio- and nano-informatics, Internet-of-Things (IoT), and real-time analytics, are pushing existing access and core (backbone) networks as well as Data Center Networks (DCNs) to their limits. Next generation DCNs must support continuously increasing network traffic while satisfying minimum performance requirements of latency, reliability, flexibility and scalability. Therefore, a larger number of cables (i.e., copper-cables and fiber optics) may be required in conventional wired DCNs. In addition to limiting the possible topologies, large number of cables may result into design and development problems related to wire ducting and maintenance, heat dissipation, and power consumption. To address the cabling complexity in wired DCNs, we propose OWCells, a class of optical wireless cellular data center network architectures in which fixed line of sight (LOS) optical wireless communication (OWC) links are used to connect the racks arranged in regular polygonal topologies. We present the OWCell DCN architecture, develop its theoretical underpinnings, and investigate routing protocols and OWC transceiver design. To realize a fully wireless DCN, servers in racks must also be connected using OWC links. There is, however, a difficulty of connecting multiple adjacent network components, such as servers in a rack, using point-to-point LOS links. To overcome this problem, we propose and validate the feasibility of an FSO-Bus to connect multiple adjacent network components using NLOS point-to-point OWC links. Finally, to complete the design of the OWC transceiver, we develop a new class of strictly and rearrangeably non-blocking multicast optical switches in which multicast is performed efficiently at the physical optical (lower) layer rather than upper layers (e.g., application layer). Advisors: Jitender S. Deogun and Dennis R. Alexande