Surface Soil Moisture Retrievals from Remote Sensing:Current Status, Products & Future Trends

Advances in Earth Observation (EO) technology, particularly over the last two decades, have shown that soil moisture content (SMC) can be measured to some degree or other by all regions of the electromagnetic spectrum, and a variety of techniques have been proposed to facilitate this purpose. In this review we provide a synthesis of the efforts made during the last 20 years or so towards the estimation of surface SMC exploiting EO imagery, with a particular emphasis on retrievals from microwave sensors. Rather than replicating previous overview works, we provide a comprehensive and critical exploration of all the major approaches employed for retrieving SMC in a range of different global ecosystems. In this framework, we consider the newest techniques developed within optical and thermal infrared remote sensing, active and passive microwave domains, as well as assimilation or synergistic approaches. Future trends and prospects of EO for the accurate determination of SMC from space are subject to key challenges, some of which are identified and discussed within. It is evident from this review that there is potential for more accurate estimation of SMC exploiting EO technology, particularly so, by exploring the use of synergistic approaches between a variety of EO instruments. Given the importance of SMC in Earth’s land surface interactions and to a large range of applications, one can appreciate that its accurate estimation is critical in addressing key scientific and practical challenges in today’s world such as food security, sustainable planning and management of water resources. The launch of new, more sophisticated satellites strengthens the development of innovative research approaches and scientific inventions that will result in a range of pioneering and ground-breaking advancements in the retrievals of soil moisture from space

A newsoil roughness parameter for themodelling of radar backscattering over bare soil

International audienceThe characterisation of soil surface roughness is a key requirement for the correct analysis of radar backscattering behaviour. It is noteworthy that an increase in the number of surface roughness parameters in a model also increases the difficulty with which data can be inverted for the purposes of estimating soil parameters. In this paper, a new description of soil surface roughness is proposed for microwave applications. This is based on an original roughness parameter, Zg, which combines the three most commonly used soil parameters: root mean surface height, correlation length, and correlation function shape, into just one parameter. Numerical modelling, based on the moment method and integral equations, is used to evaluate the relevance of this approach. It is applied over a broad dataset of numerically generated surfaces characterised by a large range of surface roughness parameters. A strong correlation is observed between this new parameter and the radar backscattering simulations, for the HH and VV polarisations in the C and X bands. It is proposed to validate this approach using data acquired in the C and X bands, at several agricultural sites in France. It was found that the parameter Zg has a high potential for the analysis of surface roughness using radar measurements. An empirical model is proposed for the simulation of backscattered radar signals over bare soil

Use of microwave remote sensing data to monitor spatio temporal characteristics of surface soil moisture at local and regional scales

Hydrologic processes, such as runoff production or evapotranspiration, largely depend on the variation of soil moisture and its spatial pattern. The interaction of electromagnetic waves with the land surface can be dependant on the water content of the uppermost soil layer. Especially in the microwave domain of the electromagnetic spectrum, this is the case. New sensors as e.g. ENVISAT ASAR, allow for frequent, synoptically and homogeneous image acquisitions over larger areas. Parameter inversion models are therefore developed to derive bio- and geophysical parameters from the image products. The paper presents a soil moisture inversion model for ENVISAT ASAR data for local and regional scale applications. The model is validated against in situ soil moisture measurements. The various sources of uncertainties, being related to the inversion process are assessed and quantified

Coupled modelling of land surface microwave interactions using ENVISAT ASAR data

In the last decades microwave remote sensing has proven its capability to provide valuable information about the land surface. New sensor generations as e.g. ENVISAT ASAR are capable to provide frequent imagery with an high information content. To make use of these multiple imaging capabilities, sophisticated parameter inversion and assimilation strategies have to be applied. A profound understanding of the microwave interactions at the land surface is therefore essential. The objective of the presented work is the analysis and quantitative description of the backscattering processes of vegetated areas by means of microwave backscattering models. The effect of changing imaging geometries is investigated and models for the description of bare soil and vegetation backscattering are developed. Spatially distributed model parameterisation is realized by synergistic coupling of the microwave scattering models with a physically based land surface process model. This enables the simulation of realistic SAR images, based on bioand geophysical parameters. The adequate preprocessing of the datasets is crucial for quantitative image analysis. A stringent preprocessing and sophisticated terrain geocoding and correction procedure is therefore suggested. It corrects the geometric and radiometric distortions of the image products and is taken as the basis for further analysis steps. A problem in recently available microwave backscattering models is the inadequate parameterisation of the surface roughness. It is shown, that the use of classical roughness descriptors, as the rms height and autocorrelation length, will lead to ambiguous model parameterisations. A new two parameter bare soil backscattering model is therefore recommended to overcome this drawback. It is derived from theoretical electromagnetic model simulations. The new bare soil surface scattering model allows for the accurate description of the bare soil backscattering coefficients. A new surface roughness parameter is introduced in this context, capable to describe the surface roughness components, affecting the backscattering coefficient. It is shown, that this parameter can be directly related to the intrinsic fractal properties of the surface. Spatially distributed information about the surface roughness is needed to derive land surface parameters from SAR imagery. An algorithm for the derivation of the new surface roughness parameter is therefore suggested. It is shown, that it can be derived directly from multitemporal SAR imagery. Starting from that point, the bare soil backscattering model is used to assess the vegetation influence on the signal. By comparison of the residuals between measured backscattering coefficients and those predicted by the bare soil backscattering model, the vegetation influence on the signal can be quantified. Significant difference between cereals (wheat and triticale) and maize is observed in this context. It is shown, that the vegetation influence on the signal can be directly derived from alternating polarisation data for cereal fields. It is dependant on plant biophysical variables as vegetation biomass and water content. The backscattering behaviour of a maize stand is significantly different from that of other cereals, due to its completely different density and shape of the plants. A dihedral corner reflection between the soil and the stalk is identified as the major source of backscattering from the vegetation. A semiempirical maize backscattering model is suggested to quantify the influences of the canopy over the vegetation period. Thus, the different scattering contributions of the soil and vegetation components are successfully separated. The combination of the bare soil and vegetation backscattering models allows for the accurate prediction of the backscattering coefficient for a wide range of surface conditions and variable incidence angles. To enable the spatially distributed simulation of the SAR backscattering coefficient, an interface to a process oriented land surface model is established, which provides the necessary input variables for the backscattering model. Using this synergistic, coupled modelling approach, a realistic simulation of SAR images becomes possible based on land surface model output variables. It is shown, that this coupled modelling approach leads to promising and accurate estimates of the backscattering coefficients. The remaining residuals between simulated and measured backscatter values are analysed to identify the sources of uncertainty in the model. A detailed field based analysis of the simulation results revealed that imprecise soil moisture predictions by the land surface model are a major source of uncertainty, which can be related to imprecise soil texture distribution and soil hydrological properties. The sensitivity of the backscattering coefficient to the soil moisture content of the upper soil layer can be used to generate soil moisture maps from SAR imagery. An algorithm for the inversion of soil moisture from the upper soil layer is suggested and validated. It makes use of initial soil moisture values, provided by the land surface process model. Soil moisture values are inverted by means of the coupled land surface backscattering model. The retrieved soil moisture results have an RMSE of 3.5 Vol %, which is comparable to the measurement accuracy of the reference field data. The developed models allow for the accurate prediction of the SAR backscattering coefficient. The various soil and vegetation scattering contributions can be separated. The direct interface to a physically based land surface process model allows for the spatially distributed modelling of the backscattering coefficient and the direct assimilation of remote sensing data into a land surface process model. The developed models allow for the derivation of static and dynamic landsurface parameters, as e.g. surface roughness, soil texture, soil moisture and biomass from remote sensing data and their assimilation in process models. They are therefore reliable tools, which can be used for sophisticated practice oriented problem solutions in manifold manner in the earth and environmental sciences

Cryosphere Applications

Synthetic aperture radar (SAR) provides large coverage and high resolution, and it has been proven to be sensitive to both surface and near-surface features related to accumulation, ablation, and metamorphism of snow and firn. Exploiting this sensitivity, SAR polarimetry and polarimetric interferometry found application to land ice for instance for the estimation of wave extinction (which relates to sub surface ice volume structure) and for the estimation of snow water equivalent (which relates to snow density and depth). After presenting these applications, the Chapter proceeds by reviewing applications of SAR polarimetry to sea ice for the classification of different ice types, the estimation of thickness, and the characterisation of its surface. Finally, an application to the characterisation of permafrost regions is considered. For each application, the used (model-based) decomposition and polarimetric parameters are critically described, and real data results from relevant airborne campaigns and space borne acquisitions are reported

Power Sensitivity Analysis of Multi-Frequency, Multi-Polarized, Multi-Temporal SAR Data for Soil-Vegetation System Variables Characterization

The knowledge of spatial and temporal variability of soil water content and others soil-vegetation variables (leaf area index, fractional cover) assumes high importance in crop management. Where and when the cloudiness limits the use of optical and thermal remote sensing techniques, synthetic aperture radar (SAR) imagery has proven to have several advantages (cloud penetration, day/night acquisitions and high spatial resolution). However, measured backscattering is controlled by several factors including SAR configuration (acquisition geometry, frequency and polarization), and target dielectric and geometric properties. Thus, uncertainties arise about the more suitable configuration to be used. With the launch of the ALOS Palsar, Cosmo-Skymed and Sentinel 1 sensors, a dataset of multi-frequency (X, C, L) and multi-polarization (co- and cross-polarizations) images are now available from a virtual constellation; thus, significant issues concerning the retrieval of soil-vegetation variables using SAR are: (i) identifying the more suitable SAR configuration; (ii) understanding the affordability of a multi-frequency approach. In 2006, a vast dataset of both remotely sensed images (SAR and optical/thermal) and in situ data was collected in the framework of the AgriSAR 2006 project funded by ESA and DLR. Flights and sampling have taken place weekly from April to August. In situ data included soil water content, soil roughness, fractional coverage and Leaf Area Index (LAI). SAR airborne data consisted of multi-frequency and multi-polarized SAR images (X, C and L frequencies and HH, HV, VH and VV polarizations). By exploiting this very wide dataset, this paper, explores the capabilities of SAR in describing four of the main soil-vegetation variables (SVV). As a first attempt, backscattering and SVV temporal behaviors are compared (dynamic analysis) and single-channel regressions between backscattering and SVV are analyzed. Remarkably, no significant correlations were found between backscattering and soil roughness (over both bare and vegetated plots), whereas it has been noticed that the contributions of water content of soil underlying the vegetation often did not influence the backscattering (depending on canopy structure and SAR configuration). Most significant regressions were found between backscattering and SVV characterizing the vegetation biomass (fractional cover and LAI). Secondly, the effect of SVV changes on the spatial correlation among SAR channels (accounting for different polarization and/or frequencies) was explored. An inter-channel spatial/temporal correlation analysis is proposed by temporally correlating two-channel spatial correlation and SVV. This novel approach allowed a widening in the number of significant correlations and their strengths by also encompassing the use of SAR data acquired at two different frequencie

Microwave Indices from Active and Passive Sensors for Remote Sensing Applications

Past research has comprehensively assessed the capabilities of satellite sensors operating at microwave frequencies, both active (SAR, scatterometers) and passive (radiometers), for the remote sensing of Earth’s surface. Besides brightness temperature and backscattering coefficient, microwave indices, defined as a combination of data collected at different frequencies and polarizations, revealed a good sensitivity to hydrological cycle parameters such as surface soil moisture, vegetation water content, and snow depth and its water equivalent. The differences between microwave backscattering and emission at more frequencies and polarizations have been well established in relation to these parameters, enabling operational retrieval algorithms based on microwave indices to be developed. This Special Issue aims at providing an overview of microwave signal capabilities in estimating the main land parameters of the hydrological cycle, e.g., soil moisture, vegetation water content, and snow water equivalent, on both local and global scales, with a particular focus on the applications of microwave indices

Power Sensitivity Analysis of Multi-Frequency, Multi-Polarized, Multi-Temporal SAR Data for Soil-Vegetation System Variables Characterization

The knowledge of spatial and temporal variability of soil water content and others soil-vegetation variables (leaf area index, fractional cover) assumes high importance in crop management. Where and when the cloudiness limits the use of optical and thermal remote sensing techniques, synthetic aperture radar (SAR) imagery has proven to have several advantages (cloud penetration, day/night acquisitions and high spatial resolution). However, measured backscattering is controlled by several factors including SAR configuration (acquisition geometry, frequency and polarization), and target dielectric and geometric properties. Thus, uncertainties arise about the more suitable configuration to be used. With the launch of the ALOS Palsar, Cosmo-Skymed and Sentinel 1 sensors, a dataset of multi-frequency (X, C, L) and multi-polarization (co- and cross-polarizations) images are now available from a virtual constellation; thus, significant issues concerning the retrieval of soil-vegetation variables using SAR are: (i) identifying the more suitable SAR configuration; (ii) understanding the affordability of a multi-frequency approach. In 2006, a vast dataset of both remotely sensed images (SAR and optical/thermal) and in situ data was collected in the framework of the AgriSAR 2006 project funded by ESA and DLR. Flights and sampling have taken place weekly from April to August. In situ data included soil water content, soil roughness, fractional coverage and Leaf Area Index (LAI). SAR airborne data consisted of multi-frequency and multi-polarized SAR images (X, C and L frequencies and HH, HV, VH and VV polarizations). By exploiting this very wide dataset, this paper, explores the capabilities of SAR in describing four of the main soil-vegetation variables (SVV). As a first attempt, backscattering and SVV temporal behaviors are compared (dynamic analysis) and single-channel regressions between backscattering and SVV are analyzed. Remarkably, no significant correlations were found between backscattering and soil roughness (over both bare and vegetated plots), whereas it has been noticed that the contributions of water content of soil underlying the vegetation often did not influence the backscattering (depending on canopy structure and SAR configuration). Most significant regressions were found between backscattering and SVV characterizing the vegetation biomass (fractional cover and LAI). Secondly, the effect of SVV changes on the spatial correlation among SAR channels (accounting for different polarization and/or frequencies) was explored. An inter-channel spatial/temporal correlation analysis is proposed by temporally correlating two-channel spatial correlation and SVV. This novel approach allowed a widening in the number of significant correlations and their strengths by also encompassing the use of SAR data acquired at two different frequencie

Soil moisture retrieval through a merging of multi-temporal L-band SAR data and hydrologic modelling

The objective of the study is to investigate the potential of retrieving superficial soil moisture content (m(v)) from multi-temporal L-band synthetic aperture radar (SAR) data and hydrologic modelling. The study focuses on assessing the performances of an L-band SAR retrieval algorithm intended for agricultural areas and for watershed spatial scales (e. g. from 100 to 10 000 km(2)). The algorithm transforms temporal series of L-band SAR data into soil moisture contents by using a constrained minimization technique integrating a priori information on soil parameters. The rationale of the approach consists of exploiting soil moisture predictions, obtained at coarse spatial resolution ( e. g. 1530 km2) by point scale hydrologic models ( or by simplified estimators), as a priori information for the SAR retrieval algorithm that provides soil moisture maps at high spatial resolution (e. g. 0.01 km(2)). In the present form, the retrieval algorithm applies to cereal fields and has been assessed on simulated and experimental data. The latter were acquired by the airborne E-SAR system during the AgriSAR campaign carried out over the Demmin site (Northern Germany) in 2006. Results indicate that the retrieval algorithm always improves the a priori information on soil moisture content though the improvement may be marginal when the accuracy of prior mv estimates is better than 5%

Soil moisture estimation from Sentinel-1 interferometric observations over arid regions

We present a methodology based on interferometric synthetic aperture radar (InSAR) time series analysis that can provide surface (top 5 cm) soil moisture (SSM) estimations. The InSAR time series analysis consists of five processing steps. A co-registered Single Look Complex (SLC) SAR stack as well as meteorological information are required as input of the proposed workflow. In the first step, ice/snow-free and zero-precipitation SAR images are identified using meteorological data. In the second step, construction and phase extraction of distributed scatterers (DSs) (over bare land) is performed. In the third step, for each DS the ordering of surface soil moisture (SSM) levels of SAR acquisitions based on interferometric coherence is calculated. In the fourth step, for each DS the coherence due to SSM variations is calculated. In the fifth step, SSM is estimated by a constrained inversion of an analytical interferometric model using coherence and phase closure information. The implementation of the proposed approach is provided as an open-source software toolbox (INSAR4SM) available at www.github.com/kleok/INSAR4SM. A case study over an arid region in California/Arizona is presented. The proposed workflow was applied in Sentinel- 1 (C-band) VV-polarized InSAR observations. The estimated SSM results were assessed with independent SSM observations from a station of the International Soil Moisture Network (ISMN) (RMSE: 0.027 $m^3/m^3$ R: 0.88) and ERA5-Land reanalysis model data (RMSE: 0.035 $m^3/m^3$ R: 0.71). The proposed methodology was able to provide accurate SSM estimations at high spatial resolution (~250 m). A discussion of the benefits and the limitations of the proposed methodology highlighted the potential of interferometric observables for SSM estimation over arid regions