Bandwidth Compressed Waveform and System Design for Wireless and Optical Communications: Theory and Practice

This thesis addresses theoretical and practical challenges of spectrally efficient frequency division multiplexing (SEFDM) systems in both wireless and optical domains. SEFDM improves spectral efficiency relative to the well-known orthogonal frequency division multiplexing (OFDM) by non-orthogonally multiplexing overlapped sub-carriers. However, the deliberate violation of orthogonality results in inter carrier interference (ICI) and associated detection complexity, thus posing many challenges to practical implementations. This thesis will present solutions for these issues. The thesis commences with the fundamentals by presenting the existing challenges of SEFDM, which are subsequently solved by proposed transceivers. An iterative detection (ID) detector iteratively removes self-created ICI. Following that, a hybrid ID together with fixed sphere decoding (FSD) shows an optimised performance/complexity trade-off. A complexity reduced Block-SEFDM can subdivide the signal detection into several blocks. Finally, a coded Turbo-SEFDM is proved to be an efficient technique that is compatible with the existing mobile standards. The thesis also reports the design and development of wireless and optical practical systems. In the optical domain, given the same spectral efficiency, a low-order modulation scheme is proved to have a better bit error rate (BER) performance when replacing a higher order one. In the wireless domain, an experimental testbed utilizing the LTE-Advanced carrier aggregation (CA) with SEFDM is operated in a realistic radio frequency (RF) environment. Experimental results show that 40% higher data rate can be achieved without extra spectrum occupation. Additionally, a new waveform, termed Nyquist-SEFDM, which compresses bandwidth and suppresses out-of-band power leakage is investigated. A 4th generation (4G) and 5th generation (5G) coexistence experiment is followed to verify its feasibility. Furthermore, a 60 GHz SEFDM testbed is designed and built in a point-to-point indoor fiber wireless experiment showing 67% data rate improvement compared to OFDM. Finally, to meet the requirements of future networks, two simplified SEFDM transceivers are designed together with application scenarios and experimental verifications

Low-resolution ADC receiver design, MIMO interference cancellation prototyping, and PHY secrecy analysis.

This dissertation studies three independent research topics in the general field of wireless communications. The first topic focuses on new receiver design with low-resolution analog-to-digital converters (ADC). In future massive multiple-input-multiple-output (MIMO) systems, multiple high-speed high-resolution ADCs will become a bottleneck for practical applications because of the hardware complexity and power consumption. One solution to this problem is to adopt low-cost low-precision ADCs instead. In Chapter II, MU-MIMO-OFDM systems only equipped with low-precision ADCs are considered. A new turbo receiver structure is proposed to improve the overall system performance. Meanwhile, ultra-low-cost communication devices can enable massive deployment of disposable wireless relays. In Chapter III, the feasibility of using a one-bit relay cluster to help a power-constrained transmitter for distant communication is investigated. Nonlinear estimators are applied to enable effective decoding. The second topic focuses prototyping and verification of a LTE and WiFi co-existence system, where the operation of LTE in unlicensed spectrum (LTE-U) is discussed. LTE-U extends the benefits of LTE and LTE Advanced to unlicensed spectrum, enabling mobile operators to offload data traffic onto unlicensed frequencies more efficiently and effectively. With LTE-U, operators can offer consumers a more robust and seamless mobile broadband experience with better coverage and higher download speeds. As the coexistence leads to considerable performance instability of both LTE and WiFi transmissions, the LTE and WiFi receivers with MIMO interference canceller are designed and prototyped to support the coexistence in Chapter IV. The third topic focuses on theoretical analysis of physical-layer secrecy with finite blocklength. Unlike upper layer security approaches, the physical-layer communication security can guarantee information-theoretic secrecy. Current studies on the physical-layer secrecy are all based on infinite blocklength. Nevertheless, these asymptotic studies are unrealistic and the finite blocklength effect is crucial for practical secrecy communication. In Chapter V, a practical analysis of secure lattice codes is provided

A low-cost multi-band waveform security framework in resource-constrained communications

Traditional physical layer secure beamforming is achieved via precoding before signal transmission using channel state information (CSI). However, imperfect CSI will compromise the performance with imperfect beamforming and potential information leakage. In addition, multiple RF chains and antennas are needed to support the narrow beam generation, which complicates hardware implementation and is not suitable for resourceconstrained Internet-of-Things (IoT) devices. Moreover, with the advancement of hardware and artificial intelligence (AI), lowcost and intelligent eavesdropping to wireless communications is becoming increasingly detrimental. In this paper, we propose a multi-carrier based multi-band waveform-defined security (WDS) framework, independent from CSI and RF chains, to defend against AI eavesdropping. Ideally, the continuous variations of sub-band structures lead to an infinite number of spectral features, which can potentially prevent brute-force eavesdropping. Sub-band spectral pattern information is efficiently constructed at legitimate users via a proposed chaotic sequence generator. A novel security metric, termed signal classification accuracy (SCA), is used to evaluate the security robustness under AI eavesdropping. Communication error probability and complexity are also investigated to show the reliability and practical capability of the proposed framework. Finally, compared to traditional secure beamforming techniques, the proposed multi-band WDS framework reduces power consumption by up to six times

Application of advanced on-board processing concepts to future satellite communications systems: Bibliography

Abstracts are presented of a literature survey of reports concerning the application of signal processing concepts. Approximately 300 references are included

SYMBOL LEVEL PRECODING TECHNIQUES FOR HARDWARE AND POWER EFFICIENT WIRELESS TRANSCEIVERS

Large-scale antennas are crucial for next generation wireless communication systems as they improve spectral efficiency, reliability and coverage compared to the traditional ones that are employing antenna arrays of few elements. However, the large number of antenna elements leads to a big increase in power consumption of conventional fully digital transceivers due to the one Radio Frequency (RF) chain / per antenna element requirement. The RF chains include a number of different components among which are the Digital-to-Analog Converters (DACs)/Analog-to-Digital Converters (ADCs) that their power consumption increases exponential with the resolution they support. Motivated by this, in this thesis, a number of different architectures are proposed with the view to reduce the power consumption and the hardware complexity of the transceiver. In order to optimize the transmission of data through them, corresponding symbol level precoding (SLP) techniques were developed for the proposed architectures. SLP is a technique that mitigates multi-user interference (MUI) by designing the transmitted signals using the Channel State Information and the information-bearing symbols. The cases of both frequency flat and frequency selective channels were considered. First, three different power efficient transmitter designs for transmission over frequency flat channels and their respective SLP schemes are considered. The considered systems tackle the high hardware complexity and power consumption of existing SLP techniques by reducing or completely eliminating fully digital RF chains. The precoding design is formulated as a constrained least squares problem and efficient algorithmic solutions are developed via the Coordinate Descent method. Next, the case of frequency selective channels is considered. To this end, Constant Envelope precoding in a Multiple Input Multiple Output Orthogonal Frequency Division Multiplexing system (CE MIMO-OFDM) is considered. In CE MIMO-OFDM the transmitted signals for each antenna are designed to have constant amplitude regardless of the channel realization and the information symbols that must be conveyed to the users. This facilitates the use of power-efficient components, such as phase shifters and non-linear power amplifiers. The precoding problem is firstly formulated as a least-squares problem with a unit-modulus constraint and solved using an algorithm based on the coordinate descent (CCD) optimization framework and then, after reformulating the problem into an unconstrained non-linear least squares problem, a more computationally efficient solution using the Gauss-Newton algorithm is presented. Then, CE MIMO-OFDM is considered for a system with low resolution DACs. The precoding design problem is formulated as a mixed discrete- continuous least-squares optimization one which is NP-hard. An efficient low complexity solution is developed based also on the CCD optimization framework. Finally, a precoding scheme is presented for OFDM transmission in MIMO systems based on one-bit DACs and ADCs at the transmitter’s and the receiver’s end, respectively, as a way to reduce the total power consumption. The objective of the precoding design is to mitigate the effects of one-bit quantization and the problem is formulated and then is split into two NP hard least squares optimization problems. Algorithmic solutions are developed for the solution of the latter problems, based on the CCD framework

Designing Flexible, Energy Efficient and Secure Wireless Solutions for the Internet of Things

The Internet of Things (IoT) is an emerging concept where ubiquitous physical objects (things) consisting of sensor, transceiver, processing hardware and software are interconnected via the Internet. The information collected by individual IoT nodes is shared among other often heterogeneous devices and over the Internet. This dissertation presents flexible, energy efficient and secure wireless solutions in the IoT application domain. System design and architecture designs are discussed envisioning a near-future world where wireless communication among heterogeneous IoT devices are seamlessly enabled. Firstly, an energy-autonomous wireless communication system for ultra-small, ultra-low power IoT platforms is presented. To achieve orders of magnitude energy efficiency improvement, a comprehensive system-level framework that jointly optimizes various system parameters is developed. A new synchronization protocol and modulation schemes are specified for energy-scarce ultra-small IoT nodes. The dynamic link adaptation is proposed to guarantee the ultra-small node to always operate in the most energy efficiency mode, given an operating scenario. The outcome is a truly energy-optimized wireless communication system to enable various new applications such as implanted smart-dust devices. Secondly, a configurable Software Defined Radio (SDR) baseband processor is designed and shown to be an efficient platform on which to execute several IoT wireless standards. It is a custom SIMD execution model coupled with a scalar unit and several architectural optimizations: streaming registers, variable bitwidth, dedicated ALUs, and an optimized reduction network. Voltage scaling and clock gating are employed to further reduce the power, with a more than a 100% time margin reserved for reliable operation in the near-threshold region. Two upper bound systems are evaluated. A comprehensive power/area estimation indicates that the overhead of realizing SDR flexibility is insignificant. The benefit of baseband SDR is quantified and evaluated. To further augment the benefits of a flexible baseband solution and to address the security issue of IoT connectivity, a light-weight Galois Field (GF) processor is proposed. This processor enables both energy-efficient block coding and symmetric/asymmetric cryptography kernel processing for a wide range of GF sizes (2^m, m = 2, 3, ..., 233) and arbitrary irreducible polynomials. Program directed connections among primitive GF arithmetic units enable dynamically configured parallelism to efficiently perform either four-way SIMD GF operations, including multiplicative inverse, or a long bit-width GF product in a single cycle. This demonstrates the feasibility of a unified architecture to enable error correction coding flexibility and secure wireless communication in the low power IoT domain.PHDComputer Science & EngineeringUniversity of Michigan, Horace H. Rackham School of Graduate Studieshttps://deepblue.lib.umich.edu/bitstream/2027.42/137164/1/yajchen_1.pd

Cooperative Radio Communications for Green Smart Environments

The demand for mobile connectivity is continuously increasing, and by 2020 Mobile and Wireless Communications will serve not only very dense populations of mobile phones and nomadic computers, but also the expected multiplicity of devices and sensors located in machines, vehicles, health systems and city infrastructures. Future Mobile Networks are then faced with many new scenarios and use cases, which will load the networks with different data traffic patterns, in new or shared spectrum bands, creating new specific requirements. This book addresses both the techniques to model, analyse and optimise the radio links and transmission systems in such scenarios, together with the most advanced radio access, resource management and mobile networking technologies. This text summarises the work performed by more than 500 researchers from more than 120 institutions in Europe, America and Asia, from both academia and industries, within the framework of the COST IC1004 Action on "Cooperative Radio Communications for Green and Smart Environments". The book will have appeal to graduates and researchers in the Radio Communications area, and also to engineers working in the Wireless industry. Topics discussed in this book include: • Radio waves propagation phenomena in diverse urban, indoor, vehicular and body environments• Measurements, characterization, and modelling of radio channels beyond 4G networks• Key issues in Vehicle (V2X) communication• Wireless Body Area Networks, including specific Radio Channel Models for WBANs• Energy efficiency and resource management enhancements in Radio Access Networks• Definitions and models for the virtualised and cloud RAN architectures• Advances on feasible indoor localization and tracking techniques• Recent findings and innovations in antenna systems for communications• Physical Layer Network Coding for next generation wireless systems• Methods and techniques for MIMO Over the Air (OTA) testin

Recent Trends in Communication Networks

In recent years there has been many developments in communication technology. This has greatly enhanced the computing power of small handheld resource-constrained mobile devices. Different generations of communication technology have evolved. This had led to new research for communication of large volumes of data in different transmission media and the design of different communication protocols. Another direction of research concerns the secure and error-free communication between the sender and receiver despite the risk of the presence of an eavesdropper. For the communication requirement of a huge amount of multimedia streaming data, a lot of research has been carried out in the design of proper overlay networks. The book addresses new research techniques that have evolved to handle these challenges