A General Framework for Analyzing, Characterizing, and Implementing Spectrally Modulated, Spectrally Encoded Signals

Fourth generation (4G) communications will support many capabilities while providing universal, high speed access. One potential enabler for these capabilities is software defined radio (SDR). When controlled by cognitive radio (CR) principles, the required waveform diversity is achieved via a synergistic union called CR-based SDR. Research is rapidly progressing in SDR hardware and software venues, but current CR-based SDR research lacks the theoretical foundation and analytic framework to permit efficient implementation. This limitation is addressed here by introducing a general framework for analyzing, characterizing, and implementing spectrally modulated, spectrally encoded (SMSE) signals within CR-based SDR architectures. Given orthogonal frequency division multiplexing (OFDM) is a 4G candidate signal, OFDM-based signals are collectively classified as SMSE since modulation and encoding are spectrally applied. The proposed framework provides analytic commonality and unification of SMSE signals. Applicability is first shown for candidate 4G signals, and resultant analytic expressions agree with published results. Implementability is then demonstrated in multiple coexistence scenarios via modeling and simulation to reinforce practical utility

Noise-based Transmit Reference Modulation:A Feasibility Analysis

Wireless sensor networks (WSNs) receive huge research interest for a multitude of applications, ranging from remote monitoring applications, such as monitoring of potential forest fires, floods and air pollution, to domestic and industrial monitoring of temperature, humidity, vibration, stress, etc. In the former set of applications, a large number of nodes can be involved which are usually deployed in remote or inaccessible environments. Due to logistic and cost reasons, battery replacement is undesired. Energy-efficient radios are needed, with a power-demand so little that batteries can last the lifetime of the node or that the energy can be harvested from the environment. Coherent direct-sequence spread spectrum (DSSS) based radios are widely employed in monitoring applications, due to their overall resilience to channel impairments and robustness against interference. However, a DSSS rake receiver has stringent requirements on precise synchronization and accurate channel knowledge. To obviate the complexity of a coherent DSSS receiver, particularly for low data rate sensor networks, a DSSS scheme that has fast synchronization and possibly low power consumption, is much desired. In this regard, this thesis studies a noncoherent DSSS scheme called transmit reference (TR), which promises a simple receiver architecture and fast synchronization. In traditional TR, the modulated information signal is sent along an unmodulated reference signal, with a small time offset between them. In this thesis, we present and investigate a variant of TR, called noise-based frequency offset modulation (N-FOM), which uses pure noise as the spreading signal and a small frequency offset (instead of a time offset) to separate the information and reference signals. The detection is based on correlation of the received signal with a frequency-shifted version of itself, which collects the transmitted energy without compromising the receiver simplicity. Analytical expressions on performance metrics, supplemented by simulation results, improve understanding of the underlying mechanisms and provide insights into utility of N-FOM in low-power WSNs. In point-to-point line-of-sight (LOS) communication, it was observed that the communication scheme has a minimal utility. The energy-detector type of receiver mixes all in-band signals, which magnifies the overall noise. Particularly, the self-mixing of the transmitted signal also elevates the noise level, which increases with a further increase in the received signal energy. Therefore, for a fixed set of system parameters, the performance attains an asymptote with increasing transmission power. The phenomenon also establishes a non-monotonic relation between performance and the spreading factor. It was observed that a higher spreading factor in N-FOM is beneficial only in a high-SNR regime. After developing an understanding of the performance degrading mechanisms, few design considerations are listed. It is found that a suitable choice of the receiver front-end filter can maximize the SNR. However, the optimal filter depends on received signal and noise levels. A practically feasible – albeit suboptimal – filter is presented which gives close to the optimal performance. Next, timing synchronization is considered. The implications of synchronization errors are analyzed, and a synchronization strategy is devised. The proposed synchronization strategy has little overhead and can be easily implemented for symbol-level synchronization. The N-FOM LOS link model is extended to assess the performance degradation due to interference. Performance metrics are derived which quantify the effects of multiple-user interference, as well as that from external interferers, such as WiFi. Since the correlation operation mixes all in-band signals, the total interfering entities are quadratically increased. The research shows the vulnerability of N-FOM to interference, which makes it optimistic to operate in a crowded shared spectrum (such as the ISM 2.4\,GHz band). We also observe an upper limit on the number of mutually interfering links in a multiple access (MA) network, that can be established with an acceptable quality. The scheme is further investigated for its resilience against impairments introduced by a dense multipath environment. It is observed that despite the noise enhancement, the N-FOM system performs reasonably well in a non-line-of-sight (NLOS) communication. The detection mechanism exploits the multipath channel diversity and leads to an improved performance in a rich scattering environment. An analytical expression for outage probability is also derived. The results indicate that a healthy N-FOM link with very low outage probability can be established at a nominal value of the received bit SNR. It is also found that the choice of the frequency offset is central to the system design. Due to multiple practical implications associated with this parameter, the maximum data rate and the number of usable frequency offsets are limited, particularly in a MA NLOS communication scenario. The analysis evolves into a rule-of-thumb criterion for the data rate and the frequency offset. It is deduced that, due to its limited capability to coexist in a shared spectrum, N-FOM is not a replacement for coherent DSSS systems. The scheme is mainly suited to a low data rate network with low overall traffic, operating in an interference-free rich scattering environment. Such a niche of sensor applications could benefit from N-FOM where the design goal requires a simple detection mechanism and immunity to multipath fading

Performance Study of Hybrid Spread Spectrum Techniques

This thesis focuses on the performance analysis of hybrid direct sequence/slow frequency hopping (DS/SFH) and hybrid direct sequence/fast frequency hopping (DS/FFH) systems under multi-user interference and Rayleigh fading. First, we analyze the performance of direct sequence spread spectrum (DSSS), slow frequency hopping (SFH) and fast frequency hopping (FFH) systems for varying processing gains under interference environment assuming equal bandwidth constraint with Binary Phase Shift Keying (BPSK) modulation and synchronous system. After thorough literature survey, we show that hybrid DS/FFH systems outperform both SFH and hybrid DS/SFH systems under Rayleigh fading and multi-user interference. Also, both hybrid DS/SFH and hybrid DS/FFH show performance improvement with increasing spreading factor and decreasing number of hopping frequencies

Receiver Design and Security for Low Power Wireless Communications Systems

This dissertation focuses on two important areas in wireless communications: receiver design and security. In the first part of this dissertation we consider low data rate receiver design for ultra-wideband (UWB), a wideband radio technology that promises to help solve the frequency allocation problem that often inhibits narrowband systems. Reference-based receivers are promising candidates in the UWB regime, because the conventional rake receiver designs suffers from complexity limitations and inaccuracies in channel estimation. Many reference-based systems have arisen as viable solutions for receivers. We unify these systems as well as other systems into the general framework for performance analysis to suggest the optimal system for varying constraints. We improve the performance of frequency-shifted reference (FSR-UWB) for an average power constraint by halving the frequency offset and employing a sample-and-hold approach across the frame period. Also, we introduce a novel peak mitigation technique; tone reservation, for the multi-differential (MD) version of FSR-UWB, to reduce the high peak-to-average power ratio observed as the data carriers increase. The next part of this dissertation is about wireless security which is ubiquitous in modern news. Cryptography is widely use for security but it assumes limited computational abilities of an eavesdropper, is based on the unproven hardness of the underlying primitives, and allows for the message to be recorded and decrypted later. In this dissertation we consider an information-theoretic security approach to guaranteeing everlasting secrecy. We contribute a new secrecy rate pair outage formulation, where an outage event is based on the instantaneous rates of the destination and the eavesdropper being below and above desired thresholds, respectively. In our new secrecy rate pair outage formulation, two new unaccounted outage events emerge: secrecy breach, where the eavesdropper is above the targeted threshold; unreliable, where the destination is unable to successfully decode the message. The former case must be carefully avoided, while for the latter case we can exploit automatic retransmissions (ARQ) while maintaining the eavesdropper intercept probability below the target threshold. We look at both ``simple\u27\u27 receivers and also complex receivers that use a buffer to store previous messages to maximally combine signal-to-noise ratio (SNR). Then we extend these results to the two-hop case where we maximize the end-to-end secure throughput by optimizing the intercept probability at each eavesdropper given a total end-to-end intercept constraint. Lastly, we consider the difficult case in information-theoretic security: the near eavesdropper case, where we contribute an optimal power allocation algorithm that leverages nearby chatter nodes to generate noise to reduce the probability of intercept by the eavesdropper while minimally impeding the source-to-destination communication. As shown in both one-hop and two-hop cases, allowing a slight outage at the destination for cases of when the eavesdropper is above a specific threshold greatly improves secrecy performance

Realization Limits of Impulse-Radio UWB Indoor Localization Systems

In this work, the realization limits of an impulse-based Ultra-Wideband (UWB) localization system for indoor applications have been thoroughly investigated and verified by measurements. The analysis spans from the position calculation algorithms, through hardware realization and modeling, up to the localization experiments conducted in realistic scenarios. The main focus was put on identification and characterization of limiting factors as well as developing methods to overcome them

Implementation of an ultra-wideband transceiver for sensor applications

Ultra-wideband (UWB) radio is the transmission of data using an extremely wide bandwidth and very low power spectral density. In this thesis, the mereits and challenges of UWB architectures versus conventional narrowband architectures will be compared. Pulsed UWB systems can be implemented with very simple architectures. These advantages make UWB well suited for short range, battery powered applications where a high bit rate is still needed. A prototype transceiver for a radio frequency identification (RFID) tag has been developed and its implementation and performance will be discussed. The prototype is used to demonstrate the feasibility of a pulsed UWB architecture and illustrate the advantages of UWB targeted to this application. The design will be covered from architectural choices, component selection, PCB design through lab experiments and optimization

Radio over fibre distribution systems for ultra-wide band and millimetre wave applications

Short range wireless technology such as ultra-wideband (UWB) and 60 GHz millimetre wave (mm-wave) play a key role for wireless connectivity in indoor home, office environment or large enclosed public areas. UWB has been allocated at the frequency band 3.1-10.6 GHz with an emission power below -41.3 dBm. Mm-wave signals around 60 GHz have also attracted much attention to support high-speed data for short range wireless applications. The wide bandwidth and high allowable transmit power at 60 GHz enable multi-Gbps wireless transmission over typical indoor distances. Radio-over-fibre (RoF) systems are used to extend the propagation distance of both UWB and mm-wave signals over hundred of meters inside a building. UWB or mm-wave signals over fibre can be generated first at the central office before being distributed to the remote access points through optical fibre. In this work, we investigate two new techniques to generate and distribute UWB signals. These techniques are based on generating Gaussian pulse position modulation (PPM) using a gain switched laser (GSL). The simulation and experimental results have been carried out to show the suitability of employing gain switching in UWB over fibre systems (UWBoF) to develop a reliable, simple, and low cost technique for distributing UWB pulses. The second part of this work proposes two configurations for optical mm-wave generation and transmission of 3 Gbps downstream data based on GSL. We investigate the distribution of these two methods over fibre with wireless link, and demonstrate the system simplicity and cost efficiency for mm-wave over fibre systems. Both configurations are simulated to verify our obtained results and show system performance at higher bit rates. In the third part, we generate phase modulated mm-waves by using an external injection of a modulated light source into GSL. The performance of this system is experimentally investigated and simulated for different fiber links