Baseband Processing for 5G and Beyond: Algorithms, VLSI Architectures, and Co-design

In recent years the number of connected devices and the demand for high data-rates have been significantly increased. This enormous growth is more pronounced by the introduction of the Internet of things (IoT) in which several devices are interconnected to exchange data for various applications like smart homes and smart cities. Moreover, new applications such as eHealth, autonomous vehicles, and connected ambulances set new demands on the reliability, latency, and data-rate of wireless communication systems, pushing forward technology developments. Massive multiple-input multiple-output (MIMO) is a technology, which is employed in the 5G standard, offering the benefits to fulfill these requirements. In massive MIMO systems, base station (BS) is equipped with a very large number of antennas, serving several users equipments (UEs) simultaneously in the same time and frequency resource. The high spatial multiplexing in massive MIMO systems, improves the data rate, energy and spectral efficiencies as well as the link reliability of wireless communication systems. The link reliability can be further improved by employing channel coding technique. Spatially coupled serially concatenated codes (SC-SCCs) are promising channel coding schemes, which can meet the high-reliability demands of wireless communication systems beyond 5G (B5G). Given the close-to-capacity error correction performance and the potential to implement a high-throughput decoder, this class of code can be a good candidate for wireless systems B5G. In order to achieve the above-mentioned advantages, sophisticated algorithms are required, which impose challenges on the baseband signal processing. In case of massive MIMO systems, the processing is much more computationally intensive and the size of required memory to store channel data is increased significantly compared to conventional MIMO systems, which are due to the large size of the channel state information (CSI) matrix. In addition to the high computational complexity, meeting latency requirements is also crucial. Similarly, the decoding-performance gain of SC-SCCs also do come at the expense of increased implementation complexity. Moreover, selecting the proper choice of design parameters, decoding algorithm, and architecture will be challenging, since spatial coupling provides new degrees of freedom in code design, and therefore the design space becomes huge. The focus of this thesis is to perform co-optimization in different design levels to address the aforementioned challenges/requirements. To this end, we employ system-level characteristics to develop efficient algorithms and architectures for the following functional blocks of digital baseband processing. First, we present a fast Fourier transform (FFT), an inverse FFT (IFFT), and corresponding reordering scheme, which can significantly reduce the latency of orthogonal frequency-division multiplexing (OFDM) demodulation and modulation as well as the size of reordering memory. The corresponding VLSI architectures along with the application specific integrated circuit (ASIC) implementation results in a 28 nm CMOS technology are introduced. In case of a 2048-point FFT/IFFT, the proposed design leads to 42% reduction in the latency and size of reordering memory. Second, we propose a low-complexity massive MIMO detection scheme. The key idea is to exploit channel sparsity to reduce the size of CSI matrix and eventually perform linear detection followed by a non-linear post-processing in angular domain using the compressed CSI matrix. The VLSI architecture for a massive MIMO with 128 BS antennas and 16 UEs along with the synthesis results in a 28 nm technology are presented. As a result, the proposed scheme reduces the complexity and required memory by 35%–73% compared to traditional detectors while it has better detection performance. Finally, we perform a comprehensive design space exploration for the SC-SCCs to investigate the effect of different design parameters on decoding performance, latency, complexity, and hardware cost. Then, we develop different decoding algorithms for the SC-SCCs and discuss the associated decoding performance and complexity. Also, several high-level VLSI architectures along with the corresponding synthesis results in a 12 nm process are presented, and various design tradeoffs are provided for these decoding schemes

Soft-Decision-Driven Sparse Channel Estimation and Turbo Equalization for MIMO Underwater Acoustic Communications

Multi-input multi-output (MIMO) detection based on turbo principle has been shown to provide a great enhancement in the throughput and reliability of underwater acoustic (UWA) communication systems. Benefits of the iterative detection in MIMO systems, however, can be obtained only when a high quality channel estimation is ensured. In this paper, we develop a new soft-decision-driven sparse channel estimation and turbo equalization scheme in the triply selective MIMO UWA. First, the Homotopy recursive least square dichotomous coordinate descent (Homotopy RLS-DCD) adaptive algorithm, recently proposed for sparse single-input single-output system identification, is extended to adaptively estimate rapid time-varying MIMO sparse channels. Next, the more reliable a posteriori soft-decision symbols, instead of the hard decision symbols or the a priori soft-decision symbols, at the equalizer output, are not only feedback to the Homotopy RLS-DCD-based channel estimator but also to the minimum mean-square-error (MMSE) equalizer. As the turbo iterations progress, the accuracy of channel estimation and the quality of the MMSE equalizer are improved gradually, leading to the enhancement in the turbo equalization performance. This also allows the reduction in pilot overhead. The proposed receiver has been tested by using the data collected from the SHLake2013 experiment. The performance of the receiver is evaluated for various modulation schemes, channel estimators, and MIMO sizes. Experimental results demonstrate that the proposed a posteriori soft-decision-driven sparse channel estimation based on the Homotopy RLS-DCD algorithm and turbo equalization offer considerable improvement in system performance over other turbo equalization schemes

Application of wavelets and artificial neural network for indoor optical wireless communication systems

Abstract This study investigates the use of error control code, discrete wavelet transform (DWT) and artificial neural network (ANN) to improve the link performance of an indoor optical wireless communication in a physical channel. The key constraints that barricade the realization of unlimited bandwidth in optical wavelengths are the eye-safety issue, the ambient light interference and the multipath induced intersymbol interference (ISI). Eye-safety limits the maximum average transmitted optical power. The rational solution is to use power efficient modulation techniques. Further reduction in transmitted power can be achieved using error control coding. A mathematical analysis of retransmission scheme is investigated for variable length modulation techniques and verified using computer simulations. Though the retransmission scheme is simple to implement, the shortfall in terms of reduced throughput will limit higher code gain. Due to practical limitation, the block code cannot be applied to the variable length modulation techniques and hence the convolutional code is the only possible option. The upper bound for slot error probability of the convolutional coded dual header pulse interval modulation (DH-PIM) and digital pulse interval modulation (DPIM) schemes are calculated and verified using simulations. The power penalty due to fluorescent light interference (FL I) is very high in indoor optical channel making the optical link practically infeasible. A denoising method based on a DWT to remove the FLI from the received signal is devised. The received signal is first decomposed into different DWT levels; the FLI is then removed from the signal before reconstructing the signal. A significant reduction in the power penalty is observed using DWT. Comparative study of DWT based denoising scheme with that of the high pass filter (HPF) show that DWT not only can match the best performance obtain using a HPF, but also offers a reduced complexity and design simplicity. The high power penalty due to multipath induced ISI makes a diffuse optical link practically infeasible at higher data rates. An ANN based linear and DF architectures are investigated to compensation the ISI. Unlike the unequalized cases, the equalized schemes don‘t show infinite power penalty and a significant performance improvement is observed for all modulation schemes. The comparative studies substantiate that ANN based equalizers match the performance of the traditional equalizers for all channel conditions with a reduced training data sequence. The study of the combined effect of the FLI and ISI shows that DWT-ANN based receiver perform equally well in the present of both interference. Adaptive decoding of error control code can offer flexibility of selecting the best possible encoder in a given environment. A suboptimal ?soft‘ sliding block convolutional decoder based on the ANN and a 1/2 rate convolutional code with a constraint length is investigated. Results show that the ANN decoder can match the performance of optimal Viterbi decoder for hard decision decoding but with slightly inferior performance compared to soft decision decoding. This provides a foundation for further investigation of the ANN decoder for convolutional code with higher constraint length values. Finally, the proposed DWT-ANN receiver is practically realized in digital signal processing (DSP) board. The output from the DSP board is compared with the computer simulations and found that the difference is marginal. However, the difference in results doesn‘t affect the overall error probability and identical error probability is obtained for DSP output and computer simulations

Prediction of Electrical Energy Consumption Using LSTM Algorithm with Teacher Forcing Technique

Electrical energy is an important foundation in world economic growth, therefore it requires an accurate prediction in predicting energy consumption in the future. The methods that are often used in previous research are the Time Series and Machine Learning methods, but recently there has been a new method that can predict energy consumption using the Deep Learning Method which can process data quickly for training and testing. In this research, the researcher proposes a model and algorithm which contained in Deep Learning, that is Multivariate Time Series Model with LSTM Algorithm and using Teacher Forcing Technique for predicting electrical energy consumption in the future. Because Multivariate Time Series Model and LSTM Algorithm can receive input with various conditions or seasons of electrical energy consumption. Teacher Forcing Technique is able lighten up the computation so that it can training and testing data quickly. The method used in this study is to compare Teacher Forcing LSTM with Non-Teacher Forcing LSTM in Multivariate Time Series model using several activation functions that produce significant differences. TF value of RMSE 0.006, MAE 0.070 and Non-TF has RMSE and MAE values of 0.117 and 0.246. The value of the two models is obtained from Sigmoid Activation and the worst value of the two models is in the Softmax activation function, with TF values is RMSE 0.423, MAE 0.485 and Non-TF RMSE 0.520, MAE 0.519.

Transmission strategies for broadband wireless systems with MMSE turbo equalization

This monograph details efficient transmission strategies for single-carrier wireless broadband communication systems employing iterative (turbo) equalization. In particular, the first part focuses on the design and analysis of low complexity and robust MMSE-based turbo equalizers operating in the frequency domain. Accordingly, several novel receiver schemes are presented which improve the convergence properties and error performance over the existing turbo equalizers. The second part discusses concepts and algorithms that aim to increase the power and spectral efficiency of the communication system by efficiently exploiting the available resources at the transmitter side based upon the channel conditions. The challenging issue encountered in this context is how the transmission rate and power can be optimized, while a specific convergence constraint of the turbo equalizer is guaranteed.Die vorliegende Arbeit beschäftigt sich mit dem Entwurf und der Analyse von effizienten Übertragungs-konzepten für drahtlose, breitbandige Einträger-Kommunikationssysteme mit iterativer (Turbo-) Entzerrung und Kanaldekodierung. Dies beinhaltet einerseits die Entwicklung von empfängerseitigen Frequenzbereichs-entzerrern mit geringer Komplexität basierend auf dem Prinzip der Soft Interference Cancellation Minimum-Mean Squared-Error (SC-MMSE) Filterung und andererseits den Entwurf von senderseitigen Algorithmen, die durch Ausnutzung von Kanalzustandsinformationen die Bandbreiten- und Leistungseffizienz in Ein- und Mehrnutzersystemen mit Mehrfachantennen (sog. Multiple-Input Multiple-Output (MIMO)) verbessern. Im ersten Teil dieser Arbeit wird ein allgemeiner Ansatz für Verfahren zur Turbo-Entzerrung nach dem Prinzip der linearen MMSE-Schätzung, der nichtlinearen MMSE-Schätzung sowie der kombinierten MMSE- und Maximum-a-Posteriori (MAP)-Schätzung vorgestellt. In diesem Zusammenhang werden zwei neue Empfängerkonzepte, die eine Steigerung der Leistungsfähigkeit und Verbesserung der Konvergenz in Bezug auf existierende SC-MMSE Turbo-Entzerrer in verschiedenen Kanalumgebungen erzielen, eingeführt. Der erste Empfänger - PDA SC-MMSE - stellt eine Kombination aus dem Probabilistic-Data-Association (PDA) Ansatz und dem bekannten SC-MMSE Entzerrer dar. Im Gegensatz zum SC-MMSE nutzt der PDA SC-MMSE eine interne Entscheidungsrückführung, so dass zur Unterdrückung von Interferenzen neben den a priori Informationen der Kanaldekodierung auch weiche Entscheidungen der vorherigen Detektions-schritte berücksichtigt werden. Durch die zusätzlich interne Entscheidungsrückführung erzielt der PDA SC-MMSE einen wesentlichen Gewinn an Performance in räumlich unkorrelierten MIMO-Kanälen gegenüber dem SC-MMSE, ohne dabei die Komplexität des Entzerrers wesentlich zu erhöhen. Der zweite Empfänger - hybrid SC-MMSE - bildet eine Verknüpfung von gruppenbasierter SC-MMSE Frequenzbereichsfilterung und MAP-Detektion. Dieser Empfänger besitzt eine skalierbare Berechnungskomplexität und weist eine hohe Robustheit gegenüber räumlichen Korrelationen in MIMO-Kanälen auf. Die numerischen Ergebnisse von Simulationen basierend auf Messungen mit einem Channel-Sounder in Mehrnutzerkanälen mit starken räumlichen Korrelationen zeigen eindrucksvoll die Überlegenheit des hybriden SC-MMSE-Ansatzes gegenüber dem konventionellen SC-MMSE-basiertem Empfänger. Im zweiten Teil wird der Einfluss von System- und Kanalmodellparametern auf die Konvergenzeigenschaften der vorgestellten iterativen Empfänger mit Hilfe sogenannter Korrelationsdiagramme untersucht. Durch semi-analytische Berechnungen der Entzerrer- und Kanaldecoder-Korrelationsfunktionen wird eine einfache Berechnungsvorschrift zur Vorhersage der Bitfehlerwahrscheinlichkeit von SC-MMSE und PDA SC-MMSE Turbo Entzerrern für MIMO-Fadingkanäle entwickelt. Des Weiteren werden zwei Fehlerschranken für die Ausfallwahrscheinlichkeit der Empfänger vorgestellt. Die semi-analytische Methode und die abgeleiteten Fehlerschranken ermöglichen eine aufwandsgeringe Abschätzung sowie Optimierung der Leistungsfähigkeit des iterativen Systems. Im dritten und abschließenden Teil werden Strategien zur Raten- und Leistungszuweisung in Kommunikationssystemen mit konventionellen iterativen SC-MMSE Empfängern untersucht. Zunächst wird das Problem der Maximierung der instantanen Summendatenrate unter der Berücksichtigung der Konvergenz des iterativen Empfängers für einen Zweinutzerkanal mit fester Leistungsallokation betrachtet. Mit Hilfe des Flächentheorems von Extrinsic-Information-Transfer (EXIT)-Funktionen wird eine obere Schranke für die erreichbare Ratenregion hergeleitet. Auf Grundlage dieser Schranke wird ein einfacher Algorithmus entwickelt, der für jeden Nutzer aus einer Menge von vorgegebenen Kanalcodes mit verschiedenen Codierraten denjenigen auswählt, der den instantanen Datendurchsatz des Mehrnutzersystems verbessert. Neben der instantanen Ratenzuweisung wird auch ein ausfallbasierter Ansatz zur Ratenzuweisung entwickelt. Hierbei erfolgt die Auswahl der Kanalcodes für die Nutzer unter Berücksichtigung der Einhaltung einer bestimmten Ausfallwahrscheinlichkeit (outage probability) des iterativen Empfängers. Des Weiteren wird ein neues Entwurfskriterium für irreguläre Faltungscodes hergeleitet, das die Ausfallwahrscheinlichkeit von Turbo SC-MMSE Systemen verringert und somit die Zuverlässigkeit der Datenübertragung erhöht. Eine Reihe von Simulationsergebnissen von Kapazitäts- und Durchsatzberechnungen werden vorgestellt, die die Wirksamkeit der vorgeschlagenen Algorithmen und Optimierungsverfahren in Mehrnutzerkanälen belegen. Abschließend werden außerdem verschiedene Maßnahmen zur Minimierung der Sendeleistung in Einnutzersystemen mit senderseitiger Singular-Value-Decomposition (SVD)-basierter Vorcodierung untersucht. Es wird gezeigt, dass eine Methode, welche die Leistungspegel des Senders hinsichtlich der Bitfehlerrate des iterativen Empfängers optimiert, den konventionellen Verfahren zur Leistungszuweisung überlegen ist

Application of wavelets and artificial neural network for indoor optical wireless communication systems

This study investigates the use of error control code, discrete wavelet transform (DWT) and artificial neural network (ANN) to improve the link performance of an indoor optical wireless communication in a physical channel. The key constraints that barricade the realization of unlimited bandwidth in optical wavelengths are the eye-safety issue, the ambient light interference and the multipath induced intersymbol interference (ISI). Eye-safety limits the maximum average transmitted optical power. The rational solution is to use power efficient modulation techniques. Further reduction in transmitted power can be achieved using error control coding. A mathematical analysis of retransmission scheme is investigated for variable length modulation techniques and verified using computer simulations. Though the retransmission scheme is simple to implement, the shortfall in terms of reduced throughput will limit higher code gain. Due to practical limitation, the block code cannot be applied to the variable length modulation techniques and hence the convolutional code is the only possible option. The upper bound for slot error probability of the convolutional coded dual header pulse interval modulation (DH-PIM) and digital pulse interval modulation (DPIM) schemes are calculated and verified using simulations. The power penalty due to fluorescent light interference (FL I) is very high in indoor optical channel making the optical link practically infeasible. A denoising method based on a DWT to remove the FLI from the received signal is devised. The received signal is first decomposed into different DWT levels; the FLI is then removed from the signal before reconstructing the signal. A significant reduction in the power penalty is observed using DWT. Comparative study of DWT based denoising scheme with that of the high pass filter (HPF) show that DWT not only can match the best performance obtain using a HPF, but also offers a reduced complexity and design simplicity. The high power penalty due to multipath induced ISI makes a diffuse optical link practically infeasible at higher data rates. An ANN based linear and DF architectures are investigated to compensation the ISI. Unlike the unequalized cases, the equalized schemes don‘t show infinite power penalty and a significant performance improvement is observed for all modulation schemes. The comparative studies substantiate that ANN based equalizers match the performance of the traditional equalizers for all channel conditions with a reduced training data sequence. The study of the combined effect of the FLI and ISI shows that DWT-ANN based receiver perform equally well in the present of both interference. Adaptive decoding of error control code can offer flexibility of selecting the best possible encoder in a given environment. A suboptimal 'soft' sliding block convolutional decoder based on the ANN and a 1/2 rate convolutional code with a constraint length is investigated. Results show that the ANN decoder can match the performance of optimal Viterbi decoder for hard decision decoding but with slightly inferior performance compared to soft decision decoding. This provides a foundation for further investigation of the ANN decoder for convolutional code with higher constraint length values. Finally, the proposed DWT-ANN receiver is practically realized in digital signal processing (DSP) board. The output from the DSP board is compared with the computer simulations and found that the difference is marginal. However, the difference in results doesn‘t affect the overall error probability and identical error probability is obtained for DSP output and computer simulations.EThOS - Electronic Theses Online ServiceGBUnited Kingdo

COST EFFICIENT PROVISIONING OF MASS MOBILE MULTIMEDIA SERVICES IN HYBRID CELLULAR AND BROADCASTING SYSTEMS

Uno de los retos a los que se enfrenta la industria de las comunicaciones móviles e inalámbricas es proporcionar servicios multimedia masivos a bajo coste, haciéndolos asequibles para los usuarios y rentables a los operadores. El servicio más representativo es el de TV móvil, el cual se espera que sea una aplicación clave en las futuras redes móviles. Actualmente las redes celulares no pueden soportar un consumo a gran escala de este tipo de servicios, y las nuevas redes de radiodifusión móvil son muy costosas de desplegar debido a la gran inversión en infraestructura de red necesaria para proporcionar niveles aceptables de cobertura. Esta tesis doctoral aborda el problema de la provisión eficiente de servicios multimedia masivos a dispositivos móviles y portables utilizando la infraestructura de radiodifusión y celular existente. La tesis contempla las tecnologías comerciales de última generación para la radiodifusión móvil (DVB-H) y para las redes celulares (redes 3G+ con HSDPA y MBMS), aunque se centra principalmente en DVB-H. El principal paradigma propuesto para proporcionar servicios multimedia masivos a bajo coste es evitar el despliegue de una red DVB-H con alta capacidad y cobertura desde el inicio. En su lugar se propone realizar un despliegue progresivo de la infraestructura DVB-H siguiendo la demanda de los usuarios. Bajo este contexto, la red celular es fundamental para evitar sobre-dimensionar la red DVB-H en capacidad y también en áreas con una baja densidad de usuarios hasta que el despliegue de un transmisor o un repetidor DVB-H sea necesario. Como principal solución tecnológica la tesis propone realizar una codificación multi-burst en DVB-H utilizando códigos Raptor. El objetivo es explotar la diversidad temporal del canal móvil para aumentar la robustez de la señal y, por tanto, el nivel de cobertura, a costa de incrementar la latencia de la red.Gómez Barquero, D. (2009). COST EFFICIENT PROVISIONING OF MASS MOBILE MULTIMEDIA SERVICES IN HYBRID CELLULAR AND BROADCASTING SYSTEMS [Tesis doctoral no publicada]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/6881Palanci