Multiuser Millimeter Wave Beamforming Strategies with Quantized and Statistical CSIT

To alleviate the high cost of hardware in mmWave systems, hybrid analog/digital precoding is typically employed. In the conventional two-stage feedback scheme, the analog beamformer is determined by beam search and feedback to maximize the desired signal power of each user. The digital precoder is designed based on quantization and feedback of effective channel to mitigate multiuser interference. Alternatively, we propose a one-stage feedback scheme which effectively reduces the complexity of the signalling and feedback procedure. Specifically, the second-order channel statistics are leveraged to design digital precoder for interference mitigation while all feedback overhead is reserved for precise analog beamforming. Under a fixed total feedback constraint, we investigate the conditions under which the one-stage feedback scheme outperforms the conventional two-stage counterpart. Moreover, a rate splitting (RS) transmission strategy is introduced to further tackle the multiuser interference and enhance the rate performance. Consider (1) RS precoded by the one-stage feedback scheme and (2) conventional transmission strategy precoded by the two-stage scheme with the same first-stage feedback as (1) and also certain amount of extra second-stage feedback. We show that (1) can achieve a sum rate comparable to that of (2). Hence, RS enables remarkable saving in the second-stage training and feedback overhead.Comment: submitted to TW

Intelligent joint channel parameter estimation techniques for mobile wireless positioning applications

This thesis was submitted for the degree of Doctor of Philosophy and awarded by Brunel University.Mobile wireless positioning has recently received great attention. For mobile wireless communication networks, an inherently suitable approach is to obtain the parameters that are used for positioning estimates from the radio signal measurements between a mobile device and one or more xed base stations. However, obtaining accurate estimates of these location-dependent channel parameters is a challenging task. The focus of this thesis is on the estimation of these channel parameters for mobile wireless positioning applications. In particular, we investigate novel estimators that jointly estimate more than one type of channel parameters. We rst perform a comprehensive critical review on the most recent and popular joint channel parameter estimation techniques. Secondly, we improve a state-of-the-art technique, namely the Space Alternating Generalised Expectation maximisation (SAGE) algorithm by employing adaptive interference cancellation to improve the estimation accuracy of weaker paths. Thirdly, a novel intelligent channel parameter estimation technique using Evolution Strategy (ES) is proposed to overcome the drawbacks of the existing iterative maximum likelihood methods. Furthermore, given that in reality it is di cult to obtain the number of multipath in advance, we propose a two tier Hierarchically Organised ES to jointly estimate the number of multipath as well as the channel parameters. Finally, we extend the proposed ES method to further estimate the Doppler shift in mobile environments. Our proposed intelligent joint channel estimation techniques are shown to exhibit excellent performance even with low Signal to Noise Ratio (SNR) channel conditions as well as robust against uncertainties in initialisations.EPSRC and Cambridge Silicon Radi

Doctoral Thesis: Massive MIMO in Real Propagation Environments

Mobile communications are now evolving towards the fifth generation (5G). In the near future, we expect an explosive increase in the number of connected devices, such as phones, tablets, sensors, connected vehicles and so on. Much higher data rates than in today's 4G systems are required. In the 5G visions, better coverage in remote regions is also included, aiming for bringing the current "4 billion unconnected" population into the online world. There is also a great interest in "green communications", for less energy consumption in the ICT (information and communication technology) industry. Massive MIMO is a potential technology to fulfill the requirements and visions. By equipping a base station with a large number, say tens to hundreds, of antennas, many terminals can be served in the same time-frequency resource without severe inter-user interference. Through "aggressive" spatial multiplexing, higher data rates can be achieved without increasing the required spectrum. Processing efforts can be made at the base station side, allowing terminals to have simple and cheap hardware. By exploiting the many spatial degrees of freedom, linear precoding/detection schemes can be used to achieve near-optimal performance. The large number of antennas also brings the advantage of large array gain, resulting in an increase in received signal strength. Better coverage is thus achieved. On the other hand, transmit power from base stations and terminals can be scaled down to pursue energy efficiency. In the last five years, a lot of theoretical studies have been done, showing the extraordinary advantages of massive MIMO. However, the investigations are mainly based on theoretical channels with independent and identically distributed (i.i.d.) Gaussian coefficients, and sometimes assuming unlimited number of antennas. When bringing this new technology from theory to practice, it is important to understand massive MIMO behavior in real propagation channels using practical antenna arrays. Not much has been known about real massive MIMO channels, and whether the claims about massive MIMO still hold there, until the studies in this thesis were done. The thesis study connects the "ideal" world of theory to the "non-ideal" reality. Channel measurements for massive MIMO in the 2.6 GHz band were performed, in different propagation environments and using different types of antenna arrays. Based on obtained real-life channel data, the studies include • channel characterization to identify important massive MIMO properties, • evaluation of propagation conditions in real channels and corresponding massive MIMO performance, • channel modeling for massive MIMO to capture the identified channel properties, and • reduction of massive MIMO hardware complexity through antenna selection. The investigations in the thesis conclude that massive MIMO works efficiently in real propagation environments. The theoretical advantages, as observed in i.i.d. Rayleigh channels, can also be harvested in real channels. Important propagation effects are identified for massive MIMO scenarios, including channel variations over large arrays, multipath-component (MPC) lifetime, and 3D propagation. These propagation properties are modeled and included into the COST 2100 MIMO channel model as an extension for massive MIMO. The study on antenna selection shows that characteristics in real channels allow for significant reductions of massive MIMO complexity without significant performance loss. As one of the world's first research work on massive MIMO behavior in real propagation channels, the studies in this thesis promote massive MIMO as a practical technology for future communication systems

Propagation parameter estimation in MIMO systems

Multiple antenna techniques are in the heart of modern and next-generation wireless communications systems, such as 3GPP Long-Term Evolution (LTE), IEEE 802.16e (WiMAX), and IMT-Advanced (IMT-A). Such techniques are considered for the high link capacity gains that are achievable from spatial multiplexing, and also for the system capacity, link reliability, and coverage benefits that are possible from spatial diversity, beamforming, and spatial division multiple access techniques. Accurate spatial channel models play a key role on the characterization of the propagation environment and determination of which techniques provide higher gains in a given scenario. Such models are also fundamental tools in network planning, link and system performance studies, and transceiver development. Realistic channel models are based on measurements. Hence, there is a need for techniques that extract the relevant information from huge amount of data. This may be achieved by estimating model parameters from the data. Most estimation algorithms are based on the assumption that the channel can be modeled as a combination of a finite number of specular, highly-concentrated paths, requiring estimation of a very large number of parameters. In this thesis, estimators are derived for the parameters of the concentrated propagation paths and the diffuse scattering component that are frequently observed in Multiple-Input Multiple-Output (MIMO) channel sounding measurements. Low complexity methods are derived for efficient computation of the estimates. The derived methods are based on a stochastic channel model, leading to a lower-dimensional parameter set that allow a reduction in computational complexity and improved statistical performance compared to methods found in the literature. Simulation results demonstrate that high quality estimates are obtained. The large sample performance of the estimators are studied by establishing the Cramér-Rao lower bound (CRLB) and comparing it to the variances of the estimates. The simulations show that the variances of the proposed estimation techniques attain the CRLB for relatively small sample size for most parameters, and no bias is observed

Characterisation of MIMO radio propagation channels

Due to the incessant requirement for higher performance radio systems, wireless designers have been constantly seeking ways to improve spectrum efficiency, link reliability, service quality, and radio network coverage. During the past few years, space-time technology which employs multiple antennas along with suitable signalling schemes and receiver architectures has been seen as a powerful tool for the implementation of the aforementioned requirements. In particular, the concept of communications via Multiple-Input Multiple-Output (MIMO) links has emerged as one of the major contending ideas for next generation ad-hoc and cellular systems. This is inherently due to the capacities expected when multiple antennas are employed at both ends of the radio link. Such a mobile radio propagation channel constitutes a MIMO system. Multiple antenna technologies and in particular MIMO signalling are envisaged for a number of standards such as the next generation of Wireless Local Area Network (WLAN) technology known as 802.1 ln and the development of the Worldwide Interoperability for Microwave Access (WiMAX) project, such as the 802.16e. For the efficient design, performance evaluation and deployment of such multiple antenna (space-time) systems, it becomes increasingly important to understand the characteristics of the spatial radio channel. This criterion has led to the development of new sounding systems, which can measure both spatial and temporal channel information. In this thesis, a novel semi-sequential wideband MIMO sounder is presented, which is suitable for high-resolution radio channel measurements. The sounder produces a frequency modulated continuous wave (FMCW) or chirp signal with variable bandwidth, centre frequency and waveform repetition rate. It has programmable bandwidth up to 300 MHz and waveform repetition rates up to 300 Hz, and could be used to measure conventional high- resolution delay/Doppler information as well as spatial channel information such as Direction of Arrival (DOA) and Direction of Departure (DOD). Notably the knowledge of the angular information at the link ends could be used to properly design and develop systems such as smart antennas. This thesis examines the theory of multiple antenna propagation channels, the sounding architecture required for the measurement of such spatial channel information and the signal processing which is used to quantify and analyse such measurement data. Over 700 measurement files were collected corresponding to over 175,000 impulse responses with different sounder and antenna array configurations. These included measurements in the Universal Mobile Telecommunication Systems Frequency Division Duplex (UMTS-FDD) uplink band, the 2.25 GHz and 5.8 GHz bands allocated for studio broadcast MIMO video links, and the 2.4 GHz and 5.8 GHz ISM bands allocated for Wireless Local Area Network (WLAN) activity as well as for a wide range of future systems defined in the WiMAX project. The measurements were collected predominantly for indoor and some outdoor multiple antenna channels using sounding signals with 60 MHz, 96 MHz and 240 MHz bandwidth. A wide range of different MIMO antenna array configurations are examined in this thesis with varying space, time and frequency resolutions. Measurements can be generally subdivided into three main categories, namely measurements at different locations in the environment (static), measurements while moving at regular intervals step by step (spatial), and measurements while the receiver (or transmitter) is on the move (dynamic). High-scattering as well as time-varying MIMO channels are examined for different antenna array structures

Propagation measurement based study on relay networks

Von der nächsten Generation von Mobilfunksystemen erwartet man eine umfassende Versorgung mit breitbandigen Multimediadiensten. Um die dafür erforderliche flächendeckende Versorgung mit hohen Datenraten zu gewährleisten, können Relay-Netzwerke einen wesentlichen Beitrag liefern. Hierbei werden Netzwerkstationen mit Relay-Funktionalität in zellulare Netzwerke integriert. Diese Dissertation befasst sich mit der Untersuchung Relay-basierter Netzwerke unter Verwendung von Ausbreitungsmessungen. Die Arbeit deckt Fragen zur Kanalmodellierung, Systemevaluierung bis hin zur Systemverifikation ab. - Zunächst wird ein auf Funkkanalmessungen beruhendes experimentelles Kanalmodell für Relay-Netzwerke vorgestellt. Im Weiteren werden technische Verfahren für Mehrfachzugriffs-Relay-Netzwerke MARN diskutiert. Die erreichbare Systemleistung wurde unter Verwendung von Rayleigh-Kanälen innerhalb einer Systemsimulation bestimmt und im Anschluss mit realen Kanälen, die sowohl direkt aus Funkkanalmessungen als auch indirekt aus dem bereits erwähnten Kanalmodell abgeleitet wurden, verifiziert. Bisherige Arbeiten zur Modellierung breitbandiger Multiple-Input Multiple-Output (MIMO) Kanäle berücksichtigen nicht oder nur sehr stark vereinfacht die Langzeitkorrelationseigenschaften zwischen den Links und werden damit der vermaschten und räumlich weit verteilten Topologie von Relay-Netzwerken gerecht. In der vorliegenden Dissertation erfolgte daher eine experimentelle Untersuchung zu den Korrelationseigenschaften von Large-Scale-Parametern LSP, die unter Verwendung von Funkkanalmessdaten aus urbanen Umgebungen und aus Innenräumen abgeleitet wurden. Die Ergebnisse hierzu fanden Eingang in das vom WINNER-Projekt entwickelte Kanalmodell. Sie erlauben damit eine realistischere Simulation von Relay-unterstützten Netzen. Einen weiteren Schwerpunkt dieser Arbeit stellen technische Verfahren dar, die eine Erhöhung der Systemleistung in MARN mit unbekannter Interferenz UKIF versprechen. Im Einzelnen handelt es sich um die Mehrfachzugriffs-Kodierung MAC - die eine verbesserte Signaltrennung auf der Empfängerseite und eine Erhöhung des Datendurchsatzes erlaubt, den Entwurf eines Relay-Protokolls zur Erhöhung der Systemeffizienz, einen Minimum Mean Square Error (MMSE) Algorithmus zur Unterdrückung unbekannter Interferenzen bei Erhaltung der MAC-Signalstruktur mehrerer Mobilstationen MS, und ein fehlererkennungsbasiertes Signalauswahlverfahren zur Diversitätserhöhung. Die vorgenannten Verfahren werden in einer Systemsimulation zunächst mit Rayleigh-Kanälen evaluiert und demonstrieren die erzielbare theoretische Leistungssteigerung. Die Berücksichtigung realer Funkkanäle innerhalb der Systemsimulation zeigt allerdings, dass die theoretische Systemleistung so in der Realität nicht erreichbar ist. Die Ursache hierfür ist in den idealisierten Annahmen theoretischer Kanäle zu suchen. Für die Entwicklung künftiger Relay-Netzwerke bieten die in dieser Arbeit aufbereiteten Erkenntnisse hinsichtlich der Langzeitkorrelationseigenschaften zwischen den Links einen wertvollen Beitrag für die Abschätzung ihrer Systemleistung auf der Basis eines verbesserten Kanalmodells.Considering technological bases of next generation wireless systems, it is expected that systems can provide a variety of coverage requirements to support ubiquitous communications. To satisfy the requirements, an innovative idea, integrating network elements with a relaying capability into cellular networks, is one of the most promising solutions. The main topic of this dissertation is a propagation measurement based study on relay networks. The study includes three parts: channel modeling, performance evaluation, and verification. First of all, an empirical channel model for relay networks is proposed based on statistical analyses of measurement data. Then, advanced techniques for the throughput improvement and interference cancellation are proposed for Multiple Access Relay Networks (MARN) which are used as an example of relay networks. The performance of the considered MARN is evaluated for Rayleigh channels, and then verified for realistic channels, obtained from measurement data and from the experimental relay channel model as well. For relay channel modeling, the long-term correlation properties between links are of crucial importance due to the meshed-network topology. Although, there is a wide variety of research results for Multiple-Input Multiple-Output (MIMO) channel modeling available, the characterization of correlation properties has been significantly simplified or even completely ignored which motivates this research to be performed. In this dissertation, the experimental results of the correlation properties of Large Scale Parameters (LSP) are presented through the analysis on the real-field measurement data for both the urban and indoor scenarios. furthermore, the correlation properties have been fully introduced into the WINNER channel Model (WIM) for realistic relay channel simulations. As a further contribution of this dissertation, various advanced techniques are proposed for MARN in the presence of Unknown Interference (UKIF). Multiple Access Coding (MAC) is introduced as a multiple access technique. The use of MAC provides the signal separability at the receiver and improves throughput. Thereafter, high system resource efficiency can be achieved through relay protocol design. At the receiver, Minimum Mean Square Error (MMSE)-based spatial filtering is used to suppress UKIF while preserving multiple Mobile Station (MS)s’ MAC-encoded signal structure. Furthermore, an error detection aided signal selection technique is proposed for diversity increasing. The theoretical system performance with aforementioned techniques is simulated for Rayleigh channels. Thereafter, realistic channels are exploited for the performance verification. The gap between the theoretical performance and the realistic performance indicates that the assumptions made to the simplified Rayleigh-channels do not fully hold in reality. For the future relay system design, this work provides valuable information about the performance evaluation of relay networks in consideration of the correlation properties between links

Optimisation of wireless communication system by exploitation of channel diversity

Communication systems are susceptible to degradation in performance because of interference received through their side lobes. The interference may be deliberate electronic counter measure (ECM), Accidental RF Interference (RFI) or natural noise. The growth of interference communication systems have given rise to different algorithms, Adaptive array techniques offer a possible solution to this problem of interference received through side lobes because of their automatic null steering in both spatial and frequency domains. Key requirement for space-time architecture is to use robust adaptive algorithms to ensure reliable operation of the smart antenna. Space division multiple access (SDMA) involves the use of adaptive nulling to allow two or more users (mobiles) in the same cell to share same frequency and time slot. One beam is formed for each user with nulls in the direction of other users. Different approaches have been used to identify the interferer from desired user. Thus a basic model for determining the angle of arrival of incoming signals, an appropriate antenna beam forming and adaptive algorithms are used for array processing. There is an insatiable demand for capacity in wireless data networks and cellular radio communication systems. However the RF environment that these systems operate in is harsh and severely limits the capacity of traditional digital wireless networks. With normal wireless systems this limits the data rate in cellular radio environments to approximately 200 kbps whereas much higher data rates in excess of 25Mbps are required. A common wireless channel problem is that of frequency selective multi-path fading. To combat this problem, new types of wireless interface are being developed which utilise space, time and frequency diversity to provide increasing resilience to the channel imperfections. At any instant in time, the channel conditions may be such that one or more of these diversity methods may offer a superior performance to the other diversity methods. The overall aim of the research is to develop new systems that use a novel combination of smart antenna MIMO techniques and an advanced communication system based on advanced system configuration that could be exploited by IEEE 802.20 user specification approach for broadband wireless networking. The new system combines the Multi-input Multi-output communication system with frequency diversity in the form of an OFDM modulator. The benefits of each approach are examined under similar channel conditions and results presented.EThOS - Electronic Theses Online ServiceGBUnited Kingdo

On geometry-base statistical channel models for MIMO wireles communications

El uso de sistemas de comunicación de banda ancha de múltiple entradamúltiple salida (Multiple Input Multiple Output MIMO) es actualmente objeto de un interés considerable. Una razón para esto es el reciente desarrollo de sistemas de comunicación móvil de tercera generación (3G) y superiores, tales como la tecnología de banda ancha Wideband Code Division Multiple Access (WCDMA, por sus siglas en inglés), la cual proporciona canales de radio de 5 MHz de ancho de banda. Para el diseño y la simulación de estos sistemas de radio móviles que usan propagación inalámbrica MIMO (como Wideband-CDMA por ejemplo), necesitamos modelos de canal que provean la requerida información espacial y temporal necesaria para el estudio de tales sistemas, esto es, los parámetros básicos de modelado en los dominios del espacio y el tiempo. Como ejemplo podemos mencionar, el valor cuadrático medio de la dispersión del retardo (Delay spread DS) el cual está directamente relacionado a la capacidad de un sistema de comunicación específico y nos da una idea aproximada de la complejidad del receptor. En esta tesis, se propone un modelo basado en geometría con enfoque en grupos (clusters) y es utilizado para el análisis en los dominios del espacio y el tiempo para condiciones estacionarias, y para representar los perfiles de potencia-angulo-retardo (Power Delay Angle Profiles PDAPs) de los componentes multi-trayectoria en ambientes urbanos. Además, se han derivado soluciones en formas cerradas para las expresiones en el dominio del ángulo (espacial) y del tiempo. La investigación previa sobre el modelado de canales cubre una amplia variedad de aspectos en varios niveles de detalle, incluyendo análisis para condiciones no estacionarias. Sin embargo el trabajo presentado en la literatura no incluye las relaciones entre los grupos (cluster) físicos y los PDAPs. El modelo propuesto basado en grupos (clusters) puede ser usado para mejorar aún más el desempeño en condiciones estacionarias de los sistemas de comunicaciones móviles actuales y futuros tales como los sistemas de comunicación MIMO de banda ancha. En la tesis también se presenta un análisis en el dominio del ángulo (espacial) y del tiempo respectivamente, a través de las funciones densidad de probabilidad (PDF) de la dirección de llegada (Direction of Arrival DOA) y el tiempo de llegada (Time of Arrival TOA) para el modelo basado en grupos. A fin de evaluar las funciones de probabilidad teóricas derivadas, éstas han sido comparadas con resultados experimentales publicados en la literatura. La comparación con estos resultados experimentales muestran una buena concordancia, no obstante la técnica de modelado presentada en esta tesis se encuentra limitada a condiciones estacionarias del canal. La condición de no estacionariedad se ubica más allá del alcance de esta tesis, es decir, el modelo propuesto no incorpora el efecto Doppler en los análisis