Improved approximation algorithm for k-level UFL with penalties, a simplistic view on randomizing the scaling parameter

The state of the art in approximation algorithms for facility location problems are complicated combinations of various techniques. In particular, the currently best 1.488-approximation algorithm for the uncapacitated facility location (UFL) problem by Shi Li is presented as a result of a non-trivial randomization of a certain scaling parameter in the LP-rounding algorithm by Chudak and Shmoys combined with a primal-dual algorithm of Jain et al. In this paper we first give a simple interpretation of this randomization process in terms of solving an aux- iliary (factor revealing) LP. Then, armed with this simple view point, Abstract. we exercise the randomization on a more complicated algorithm for the k-level version of the problem with penalties in which the planner has the option to pay a penalty instead of connecting chosen clients, which results in an improved approximation algorithm

Models and Methods for Merge-In-Transit Operations

We develop integer programming formulations and solution methods for addressing operational issues in merge-in-transit distribution systems. The models account for various complex problem features including the integration of inventory and transportation decisions, the dynamic and multimodal components of the application, and the non-convex piecewise linear structure of the cost functions. To accurately model the cost functions, we introduce disaggregation techniques that allow us to derive a hierarchy of linear programming relaxations. To solve these relaxations, we propose a cutting-plane procedure that combines constraint and variable generation with rounding and branch-and-bound heuristics. We demonstrate the effectiveness of this approach on a large set of test problems with instances with up to almost 500,000 integer variables derived from actual data from the computer industry. Key words : Merge-in-transit distribution systems, logistics, transportation, integer programming, disaggregation, cutting-plane method

Multi-level Facility Location Problems

We conduct a comprehensive review on multi-level facility location problems which extend several classical facility location problems and can be regarded as a subclass within the well-established field of hierarchical facility location. We first present the main characteristics of these problems and discuss some similarities and differences with related areas. Based on the types of decisions involved in the optimization process, we identify three different categories of multi-level facility location problems. We present overviews of formulations, algorithms and applications, and we trace the historical development of the field

Approximation Algorithms for Resource Allocation

This thesis is devoted to designing new techniques and algorithms for combinatorial optimization problems arising in various applications of resource allocation. Resource allocation refers to a class of problems where scarce resources must be distributed among competing agents maintaining certain optimization criteria. Examples include scheduling jobs on one/multiple machines maintaining system performance; assigning advertisements to bidders, or items to people maximizing profit/social fairness; allocating servers or channels satisfying networking requirements etc. Altogether they comprise a wide variety of combinatorial optimization problems. However, a majority of these problems are NP-hard in nature and therefore, the goal herein is to develop approximation algorithms that approximate the optimal solution as best as possible in polynomial time. The thesis addresses two main directions. First, we develop several new techniques, predominantly, a new linear programming rounding methodology and a constructive aspect of a well-known probabilistic method, the Lov\'{a}sz Local Lemma (LLL). Second, we employ these techniques to applications of resource allocation obtaining substantial improvements over known results. Our research also spurs new direction of study; we introduce new models for achieving energy efficiency in scheduling and a novel framework for assigning advertisements in cellular networks. Both of these lead to a variety of interesting questions. Our linear programming rounding methodology is a significant generalization of two major rounding approaches in the theory of approximation algorithms, namely the dependent rounding and the iterative relaxation procedure. Our constructive version of LLL leads to first algorithmic results for many combinatorial problems. In addition, it settles a major open question of obtaining a constant factor approximation algorithm for the Santa Claus problem. The Santa Claus problem is a $NP$-hard resource allocation problem that received much attention in the last several years. Through out this thesis, we study a number of applications related to scheduling jobs on unrelated parallel machines, such as provisionally shutting down machines to save energy, selectively dropping outliers to improve system performance, handling machines with hard capacity bounds on the number of jobs they can process etc. Hard capacity constraints arise naturally in many other applications and often render a hitherto simple combinatorial optimization problem difficult. In this thesis, we encounter many such instances of hard capacity constraints, namely in budgeted allocation of advertisements for cellular networks, overlay network design, and in classical problems like vertex cover, set cover and k-median

Approximation algorithms for clustering and facility location problems

In this thesis we design and analyze algorithms for various facility location and clustering problems. The problems we study are NP-Hard and therefore, assuming P is not equal NP, there do not exist polynomial time algorithms to solve them optimally. One approach to cope with the intractability of these problems is to design approximation algorithms which run in polynomial-time and output a near-optimal solution for all instances of the problem. However these algorithms do not always work well in practice. Often heuristics with no explicit approximation guarantee perform quite well. To bridge this gap between theory and practice, and to design algorithms that are tuned for instances arising in practice, there is an increasing emphasis on beyond worst-case analysis. In this thesis we consider both these approaches. In the first part we design worst case approximation algorithms for Uniform Submodular Facility Location (USFL), and Capacitated k-center (CapKCenter) problems. USFL is a generalization of the well-known Uncapacitated Facility Location problem. In USFL the cost of opening a facility is a submodular function of the clients assigned to it (the function is identical for all facilities). We show that a natural greedy algorithm (which gives constant factor approximation for Uncapacitated Facility Location and other facility location problems) has a lower bound of log(n), where n is the number of clients. We present an O(log^2 k) approximation algorithm where k is the number of facilities. The algorithm is based on rounding a convex relaxation. We further consider several special cases of the problem and give improved approximation bounds for them. The CapKCenter problem is an extension of the well-known k-center problem: each facility has a maximum capacity on the number of clients that can be assigned to it. We obtain a 9-approximation for this problem via a linear programming (LP) rounding procedure. Our result, combined with previously known lower bounds, almost settles the integrality gap for a natural LP relaxation. In the second part we consider several well-known clustering problems like k-center, k-median, k-means and their corresponding outlier variants. We use beyond worst-case analysis due to the practical relevance of these problems. In particular we show that when the input instances are 2-perturbation resilient (i.e. the optimal solution does not change when the distances change by a multiplicative factor of 2), the LP integrality gap for k-center (and also asymmetric k-center) is 1. We further introduce a model of perturbation resilience for clustering with outliers. Under this new model, we show that previous results (including our LP integrality result) known for clustering under perturbation resilience also extend for clustering with outliers. This leads to a dynamic programming based heuristic for k-means with outliers (k-means-outlier) which gives an optimal solution when the instance is 2-perturbation resilient. We propose two more algorithms for k-means-outlier — a sampling based algorithm which gives an O(1) approximation when the optimal clusters are not “too small”, and an LP rounding algorithm which gives an O(1) approximation at the expense of violating the number of clusters and outliers by a small constant. We empirically study our proposed algorithms on several clustering datasets

Multi-level facility location problems

We study of a class of discrete facility location problems, called multi-level facility location problems, that has received major attention in the last decade. These problems arise in several applications such as in production-distribution systems, telecommunication networks, freight transportation, and health care, among others. Moreover, they generalize well-known facility location problems which have been shown to lie at the heart of operations research due to their applicability and mathematical structure. We first present a comprehensive review of multi-level facility location problems where we formally define and categorize them based on the types of decisions involved. We also point out some gaps in the literature and present overviews of related applications, models and algorithms. We then concentrate our efforts on the development of solution methods for a general multi-level uncapacitated facility location problem. In particular, based on an alternative combinatorial representation of the problem whose objective function satisfies the submodularity property, we propose a mixed integer linear programming formulation. Using that same representation, we present approximation algorithms with constant performance guarantees for the problem and analyze some special cases where these worst-case bounds are sharper. Finally, we develop an exact algorithm based on Benders decomposition for a slightly more general problem where the activation of links between level of facilities is also considered part of the decision process. Extensive computational experiments are presented to assess the performance of the various models and algorithms studied. We show that the multi-level extension of some fundamental problems in operations research maintain certain structure that allows us to develop more efficient algorithms in practice