Remote Sensing of Complex Permittivity and Penetration Depth of Soils Using P-Band SAR Polarimetry

A P-band SAR moisture estimation method is introduced for complex soil permittivity and penetration depth estimation using fully polarimetric P-band SAR signals. This method combines eigen- and model-based decomposition techniques for separation of the total backscattering signal into three scattering components (soil, dihedral, and volume). The incorporation of a soil scattering model allows for the first time the estimation of complex soil permittivity and permittivity-based penetration depth. The proposed method needs no prior assumptions on land cover characteristics and is applicable to a variety of vegetation types. The technique is demonstrated for airborne P-band SAR measurements acquired during the AirMOSS campaign (2012–2015). The estimated complex permittivity agrees well with climate and soil conditions at different monitoring sites. Based on frequency and permittivity, P-band penetration depths vary from 5 cm to 35 cm. This value range is in accordance with previous studies in the literature. Comparison of the results is challenging due to the sparsity of vertical soil in situ sampling. It was found that the disagreement between in situ measurements and SAR-based estimates originates from the discrepancy between the in situ measuring depth of the top-soil layer (0–5 cm) and the median penetration depth of the P-band waves (24.5–27 cm)

Soil moisture retrieval over agricultural fields from L-band multi-incidence and multitemporal PolSAR observations using polarimetric decomposition techniques

Surface soil moisture (SM) retrieval over agricultural areas from polarimetric synthetic aperture radar (PolSAR) has long been restricted by vegetation attenuation, simplified polarimetric scattering modelling, and limited SAR measurements. This study proposes a modified polarimetric decomposition framework to retrieve SM from multi-incidence and multitemporal PolSAR observations. The framework is constructed by combining the X-Bragg model, the extended double Fresnel scattering model and the generalised volume scattering model (GVSM). Compared with traditional decomposition models, the proposed framework considers the depolarisation of dihedral scattering and the diverse vegetation contribution. Under the assumption that SM is invariant for the PolSAR observations at two different incidence angles and that vegetation scattering does not change between two consecutive measurements, analytical parameter solutions, including the dielectric constant of soil and crop stem, can be obtained by solving multivariable nonlinear equations. The proposed framework is applied to the time series of L-band uninhabited aerial vehicle synthetic aperture radar data acquired during the Soil Moisture Active Passive Validation Experiment in 2012. In this study, we assess retrieval performance by comparing the inversion results with in-situ measurements over bean, canola, corn, soybean, wheat and winter wheat areas and comparing the different performance of SM retrieval between the GVSM and Yamaguchi volume scattering models. Given that SM estimation is inherently influenced by crop phenology and empirical parameters which are introduced in the scattering models, we also investigate the influence of surface depolarisation angle and co-pol phase difference on SM estimation. Results show that the proposed retrieval framework provides an inversion accuracy of RMSE<6.0% and a correlation of R≥0.6 with an inversion rate larger than 90%. Over wheat and winter wheat fields, a correlation of 0.8 between SM estimates and measurements is observed when the surface scattering is dominant. Specifically, stem permittivity, which is retrieved synchronously with SM also shows a linear relationship with crop biomass and plant water content over bean, corn, soybean and wheat fields. We also find that a priori knowledge of surface depolarisation angle, co-pol phase difference and adaptive volume scattering could help to improve the performance of the proposed SM retrieval framework. However, the GVSM model is still not fully adaptive because the co-pol power ratio of volume scattering is potentially influenced by ground scattering.This work was supported by the National Natural Science Foundation of China [grant numbers 61971318, 41771377, 41901286, 42071295, 41901284, U2033216]; the China Postdoctoral Science Foundation [grant number 2018M642914]. This work was supported in part by the Spanish Ministry of Science and Innovation, the State Agency of Research (AEI), and the European Funds for Regional Development (EFRD) under Project TEC2017-85244-C2-1-P

Soil permittivity estimation over croplands using full and compact polarimetric SAR data

Soil permittivity estimation using Polarimetric Synthetic Aperture Radar (PolSAR) data has been an extensively researched area. Nonetheless, it provides ample scope for further improvements. The vegetation cover over the soil surface leads to a complex interaction of the incident polarized wave with the canopy and subsequently with the underlying soil surface. This paper introduces a novel methodology to estimate soil permittivity over croplands with vegetation cover using the full and compact polarimetric modes. The proposed method utilizes the full and compact polarimetric scattering-type parameters, θ FP and θ CP , respectively. These scattering type parameters are a function of the soil permittivity and the Barakat degree of polarization. The method considers the X-Bragg scattering model for the soil surface. In particular, these scattering-type parameters explicitly account for the depolarizing structure of the scattered wave while characterizing targets. Thus, the depolarization information in terms of surface roughness in the X-Bragg model gets inherent importance while using θ FP and θ CP , unlike existing scattering-type parameters. Therefore, the proposed technique enhances the expected value of the inversion accuracies. This study validated the major phenology stages of four crops using the UAVSAR full-pol and simulated compact pol SAR data and the ground truth data collected during the SMAPVEX12 campaign over Manitoba, Canada. The proposed method estimated permittivity with an RMSE of 2.2 to 4.69 for FP and 3.28 to 5.45 for CP SAR data along with a Pearson coefficient, r ≥ 0.62.Peer ReviewedPostprint (author's final draft

Modifying the Yamaguchi Four-Component Decomposition Scattering Powers Using a Stochastic Distance

Model-based decompositions have gained considerable attention after the initial work of Freeman and Durden. This decomposition which assumes the target to be reflection symmetric was later relaxed in the Yamaguchi et al. decomposition with the addition of the helix parameter. Since then many decomposition have been proposed where either the scattering model was modified to fit the data or the coherency matrix representing the second order statistics of the full polarimetric data is rotated to fit the scattering model. In this paper we propose to modify the Yamaguchi four-component decomposition (Y4O) scattering powers using the concept of statistical information theory for matrices. In order to achieve this modification we propose a method to estimate the polarization orientation angle (OA) from full-polarimetric SAR images using the Hellinger distance. In this method, the OA is estimated by maximizing the Hellinger distance between the un-rotated and the rotated $T_{33}$ and the $T_{22}$ components of the coherency matrix $\mathbf{[T]}$. Then, the powers of the Yamaguchi four-component model-based decomposition (Y4O) are modified using the maximum relative stochastic distance between the $T_{33}$ and the $T_{22}$ components of the coherency matrix at the estimated OA. The results show that the overall double-bounce powers over rotated urban areas have significantly improved with the reduction of volume powers. The percentage of pixels with negative powers have also decreased from the Y4O decomposition. The proposed method is both qualitatively and quantitatively compared with the results obtained from the Y4O and the Y4R decompositions for a Radarsat-2 C-band San-Francisco dataset and an UAVSAR L-band Hayward dataset.Comment: Accepted for publication in IEEE J-STARS (IEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing

Soil Moisture Retrieval from Microwave Remote Sensing Observations

This chapter mainly describes the vegetated soil moisture retrieval approaches based on microwave remote sensing data. It will be comprised of three topics: (1) SAR polarimetric decomposition is to model the full coherency matrix as a summation of the surface, dihedral, and volume scattering mechanisms. After removing the volume scattering component, the soil moisture is estimated from the surface and dihedral scattering components. Particularly, various dynamic volume scattering models will be critically reviewed, allowing the readers to select the appropriate one to capture the complex variations of the volume scattering mechanism with crop phenological growth. (2) Radiative transfer model is to express the radar backscattering coefficient as the incoherent summation of different scattering components. Hereby, we will review the water cloud model and its several extensions for enhanced soil moisture retrieval. (3) Compared to the active radar, the passive radiometer possesses high temporal resolution but coarse spatial resolution. The third topic is dedicated to review the microwave emission models and the active-passive combined approaches, in the context of Soil Moisture and Ocean Salinity (SMOS) and Soil Moisture Active and Passive (SMAP) missions

Application Of Polarimetric SAR For Surface Parameter Inversion And Land Cover Mapping Over Agricultural Areas

In this thesis, novel methodology is developed to extract surface parameters under vegetation cover and to map crop types, from the polarimetric Synthetic Aperture Radar (PolSAR) images over agricultural areas. The extracted surface parameters provide crucial information for monitoring crop growth, nutrient release efficiency, water capacity, and crop production. To estimate surface parameters, it is essential to remove the volume scattering caused by the crop canopy, which makes developing an efficient volume scattering model very critical. In this thesis, a simplified adaptive volume scattering model (SAVSM) is developed to describe the vegetation scattering as crop changes over time through considering the probability density function of the crop orientation. The SAVSM achieved the best performance in fields of wheat, soybean and corn at various growth stages being in convert with the crop phenological development compared with current models that are mostly suitable for forest canopy. To remove the volume scattering component, in this thesis, an adaptive two-component model-based decomposition (ATCD) was developed, in which the surface scattering is a X-Bragg scattering, whereas the volume scattering is the SAVSM. The volumetric soil moisture derived from the ATCD is more consistent with the verifiable ground conditions compared with other model-based decomposition methods with its RMSE improved significantly decreasing from 19 [vol.%] to 7 [vol.%]. However, the estimation by the ATCD is biased when the measured soil moisture is greater than 30 [vol.%]. To overcome this issue, in this thesis, an integrated surface parameter inversion scheme (ISPIS) is proposed, in which a calibrated Integral Equation Model together with the SAVSM is employed. The derived soil moisture and surface roughness are more consistent with verifiable observations with the overall RMSE of 6.12 [vol.%] and 0.48, respectively

Towards a Physical Quantitative Assessment of Model-Based PolSAR Decompositions

Proceedings of the 9th International Workshop on Science and Applications of SAR Polarimetry and Polarimetric Interferometry (POLinSAR'2019), Frascati, Italia.We claim that there still remain some open issues regarding the quantitative assessment of model-based PolSAR decomposition. The performance analysis for real data is hampered by the usual unavailability of the corresponding ground-truth data for comparison. In addition, due to modelling issues there appear some parameters whose validation and interpretation are subject to a high ambiguity, as it is the case of vegetation orientation and randomness. The questions that remain to be answered are: What is the actual role of them? Can we assign them a consistent physical interpretation or are they acting just as fitting parameters?Ministerio de Ciencia, Innovación y Universidades, Agencia Española de Investigación (AEI) y Fondos FEDR. Proyecto TEC2017-85244-C2-1-P

Study of the speckle noise effects over the eigen decomposition of polarimetric SAR data: a review

This paper is focused on considering the effects of speckle noise on the eigen decomposition of the co- herency matrix. Based on a perturbation analysis of the matrix, it is possible to obtain an analytical expression for the mean value of the eigenvalues and the eigenvectors, as well as for the Entropy, the Anisotroopy and the dif- ferent a angles. The analytical expressions are compared against simulated polarimetric SAR data, demonstrating the correctness of the different expressions.Peer ReviewedPostprint (published version