Timing and Carrier Synchronization in Wireless Communication Systems: A Survey and Classification of Research in the Last 5 Years

Timing and carrier synchronization is a fundamental requirement for any wireless communication system to work properly. Timing synchronization is the process by which a receiver node determines the correct instants of time at which to sample the incoming signal. Carrier synchronization is the process by which a receiver adapts the frequency and phase of its local carrier oscillator with those of the received signal. In this paper, we survey the literature over the last 5 years (2010–2014) and present a comprehensive literature review and classification of the recent research progress in achieving timing and carrier synchronization in single-input single-output (SISO), multiple-input multiple-output (MIMO), cooperative relaying, and multiuser/multicell interference networks. Considering both single-carrier and multi-carrier communication systems, we survey and categorize the timing and carrier synchronization techniques proposed for the different communication systems focusing on the system model assumptions for synchronization, the synchronization challenges, and the state-of-the-art synchronization solutions and their limitations. Finally, we envision some future research directions

MIMO signal processing in offset-QAM based filter bank multicarrier systems

Next-generation communication systems have to comply with very strict requirements for increased flexibility in heterogeneous environments, high spectral efficiency, and agility of carrier aggregation. This fact motivates research in advanced multicarrier modulation (MCM) schemes, such as filter bank-based multicarrier (FBMC) modulation. This paper focuses on the offset quadrature amplitude modulation (OQAM)-based FBMC variant, known as FBMC/OQAM, which presents outstanding spectral efficiency and confinement in a number of channels and applications. Its special nature, however, generates a number of new signal processing challenges that are not present in other MCM schemes, notably, in orthogonal-frequency-division multiplexing (OFDM). In multiple-input multiple-output (MIMO) architectures, which are expected to play a primary role in future communication systems, these challenges are intensified, creating new interesting research problems and calling for new ideas and methods that are adapted to the particularities of the MIMO-FBMC/OQAM system. The goal of this paper is to focus on these signal processing problems and provide a concise yet comprehensive overview of the recent advances in this area. Open problems and associated directions for future research are also discussed.Peer ReviewedPostprint (author's final draft

Index modulation for next generation wireless communications.

Doctoral Degree. University of KwaZulu-Natal, Durban.A multicarrier index modulation technique in the form of quadrature spatial modulation (QSM) orthogonal frequency division multiplexing (QSM-OFDM) is proposed, in which transmit antenna indices are employed to transmit additional bits. Monte Carlo simulation results demonstrates a 5 dB gain in signal-to-noise ratio (SNR) over other OFDM schemes. Furthermore, an analysis of the receiver computational complexity is presented. A low-complexity near-ML detector for space-time block coded (STBC) spatial modulation (STBC-SM) with cyclic structure (STBC-CSM), which demonstrate near-ML error performance and yields significant reduction in computational complexity is proposed. In addition, the union-bound theoretical framework to quantify the average bit-error probability (ABEP) of STBC-CSM is formulated and validates the Monte Carlo simulation results. The application of media-based modulation (MBM), to STBC-SM and STBC-CSM employing radio frequency (RF) mirrors, in the form of MBSTBC-SM and MBSTBC-CSM is proposed to improve the error performance. Numerical results of the proposed schemes demonstrate significant improvement in error performance when compared with STBC-CSM and STBC-SM. In addition, the analytical framework of the union-bound on the ABEP of MBSTBC-SM and MBSTBC-CSM for the ML detector is formulated and agrees well with Monte Carlo simulations. Furthermore, a low-complexity near-ML detector for MBSTBC-SM and MBSTBC-CSM is proposed, and achieves a near-ML error performance. Monte Carlo simulation results demonstrate a trade-off between the error performance and the resolution of the detector that is employed. Finally, the application of MBM, an index modulated system to spatial modulation, in the form of spatial MBM (SMBM) is investigated. SMBM employs RF mirrors located around the transmit antenna units to create distinct channel paths to the receiver. This thesis presents an easy to evaluate theoretical bound for the error performance of SMBM, which is validated by Monte Carlo simulation results. Lastly, two low-complexity suboptimal mirror activation pattern (MAP) optimization techniques are proposed, which improve the error performance of SMBM significantly

Review of Recent Trends

This work was partially supported by the European Regional Development Fund (FEDER), through the Regional Operational Programme of Centre (CENTRO 2020) of the Portugal 2020 framework, through projects SOCA (CENTRO-01-0145-FEDER-000010) and ORCIP (CENTRO-01-0145-FEDER-022141). Fernando P. Guiomar acknowledges a fellowship from “la Caixa” Foundation (ID100010434), code LCF/BQ/PR20/11770015. Houda Harkat acknowledges the financial support of the Programmatic Financing of the CTS R&D Unit (UIDP/00066/2020).MIMO-OFDM is a key technology and a strong candidate for 5G telecommunication systems. In the literature, there is no convenient survey study that rounds up all the necessary points to be investigated concerning such systems. The current deeper review paper inspects and interprets the state of the art and addresses several research axes related to MIMO-OFDM systems. Two topics have received special attention: MIMO waveforms and MIMO-OFDM channel estimation. The existing MIMO hardware and software innovations, in addition to the MIMO-OFDM equalization techniques, are discussed concisely. In the literature, only a few authors have discussed the MIMO channel estimation and modeling problems for a variety of MIMO systems. However, to the best of our knowledge, there has been until now no review paper specifically discussing the recent works concerning channel estimation and the equalization process for MIMO-OFDM systems. Hence, the current work focuses on analyzing the recently used algorithms in the field, which could be a rich reference for researchers. Moreover, some research perspectives are identified.publishersversionpublishe

Recent Advances in Wireless Communications and Networks

This book focuses on the current hottest issues from the lowest layers to the upper layers of wireless communication networks and provides "real-time" research progress on these issues. The authors have made every effort to systematically organize the information on these topics to make it easily accessible to readers of any level. This book also maintains the balance between current research results and their theoretical support. In this book, a variety of novel techniques in wireless communications and networks are investigated. The authors attempt to present these topics in detail. Insightful and reader-friendly descriptions are presented to nourish readers of any level, from practicing and knowledgeable communication engineers to beginning or professional researchers. All interested readers can easily find noteworthy materials in much greater detail than in previous publications and in the references cited in these chapters

MIMO techniques for higher data rate wireless communications

The demand for higher data rate, higher spectral efficiency and better quality of service in wireless communications is growing fast in the past few years. However, obtaining these requirements become challenging for wireless communication systems due to the problems of channel multi-path fading, higher power loss and power bandwidth limitations. A lot of research interest has been directed towards implementing new techniques in wireless communication systems, such as MIMO an OFDM, to overcome the above mentioned problems. Methods of achieving higher data rate and better spectral efficiency have been dealt with in the thesis. The work comprised three parts; the first part focuses on channel modelling, the second looks at fading mitigation techniques, and the third part deals with adaptive transmission schemes for different diversity techniques. In the first part, we present multiple-input multiple-output (MIMO) space-time geometrical channel model with hyperbolically distributed scatterers (GBHDS) for a macro-cell mobile environment. The model is based on one-ring scattering assumption. This MIMO model provides statistics of the time of arrival (TOA) and direction of arrival (DOA). Our analytical results are validated with measurement data and compared to different geometrical based signal bounce macro-cell (GBSSBM) channel models including Gaussian scatterer density (GSD) channel model, the geometrical based exponential (GBE) channel model. On the other hand, for the same channel model we investigate the analytical methods which capture physical wave and antenna configuration at both ends representing in a matrix form. In the second part, we investigate the proposed channel model using joint frequency and spatial diversity system. . We combine STBC with OFDM to improve the error performance in the fading channels. We consider two different fading scenarios namely frequency selective and time selective fading channels. For the first scenario we propose a new technique to suppress the frequency error offset caused by the motion of mobile (Doppler shift). On the other hand, we examine the performance of STBC-OFDM in time selective macro-cell channel environment. In the last part, we evaluate the spectral efficiency for different receiver diversity namely maximal ratio combiner (MRC), selection combiner (SC), and Hybrid (MRC/SC). We derive closed form expressions for the single user capacity, taking into account the effect of imperfect channel estimation at the receiver. The channel considered is a slowly varying spatially independent flat Rayleigh fading channel. Three adaptive transmission schemes are analysed: 1) optimal power rate and rate adaptation (opra), constant power with optimal rate adaptation (ora), and 3) channel inversion with fixed rate (cifr). Furthermore, we derive analytical results for capacity statistics including moment generating function (MGF), complementary cumulative distribution function (CDF) and probability density function (pdf)

Técnicas de pré-codificação para sistemas multicelulares coordenados

Doutoramento em TelecomunicaçõesCoordenação Multicélula é um tópico de investigação em rápido crescimento e uma solução promissora para controlar a interferência entre células em sistemas celulares, melhorando a equidade do sistema e aumentando a sua capacidade. Esta tecnologia já está em estudo no LTEAdvanced sob o conceito de coordenação multiponto (COMP). Existem várias abordagens sobre coordenação multicélula, dependendo da quantidade e do tipo de informação partilhada pelas estações base, através da rede de suporte (backhaul network), e do local onde essa informação é processada, i.e., numa unidade de processamento central ou de uma forma distribuída em cada estação base. Nesta tese, são propostas técnicas de pré-codificação e alocação de potência considerando várias estratégias: centralizada, todo o processamento é feito na unidade de processamento central; semidistribuída, neste caso apenas parte do processamento é executado na unidade de processamento central, nomeadamente a potência alocada a cada utilizador servido por cada estação base; e distribuída em que o processamento é feito localmente em cada estação base. Os esquemas propostos são projectados em duas fases: primeiro são propostas soluções de pré-codificação para mitigar ou eliminar a interferência entre células, de seguida o sistema é melhorado através do desenvolvimento de vários esquemas de alocação de potência. São propostas três esquemas de alocação de potência centralizada condicionada a cada estação base e com diferentes relações entre desempenho e complexidade. São também derivados esquemas de alocação distribuídos, assumindo que um sistema multicelular pode ser visto como a sobreposição de vários sistemas com uma única célula. Com base neste conceito foi definido uma taxa de erro média virtual para cada um desses sistemas de célula única que compõem o sistema multicelular, permitindo assim projectar esquemas de alocação de potência completamente distribuídos. Todos os esquemas propostos foram avaliados em cenários realistas, bastante próximos dos considerados no LTE. Os resultados mostram que os esquemas propostos são eficientes a remover a interferência entre células e que o desempenho das técnicas de alocação de potência propostas é claramente superior ao caso de não alocação de potência. O desempenho dos sistemas completamente distribuídos é inferior aos baseados num processamento centralizado, mas em contrapartida podem ser usados em sistemas em que a rede de suporte não permita a troca de grandes quantidades de informação.Multicell coordination is a promising solution for cellular wireless systems to mitigate inter-cell interference, improving system fairness and increasing capacity and thus is already under study in LTE-A under the coordinated multipoint (CoMP) concept. There are several coordinated transmission approaches depending on the amount of information shared by the transmitters through the backhaul network and where the processing takes place i.e. in a central processing unit or in a distributed way on each base station. In this thesis, we propose joint precoding and power allocation techniques considering different strategies: Full-centralized, where all the processing takes place at the central unit; Semi-distributed, in this case only some process related with power allocation is done at the central unit; and Fulldistributed, where all the processing is done locally at each base station. The methods are designed in two phases: first the inter-cell interference is removed by applying a set of centralized or distributed precoding vectors; then the system is further optimized by centralized or distributed power allocation schemes. Three centralized power allocation algorithms with per-BS power constraint and different complexity tradeoffs are proposed. Also distributed power allocation schemes are proposed by considering the multicell system as superposition of single cell systems, where we define the average virtual bit error rate (BER) of interference-free single cell system, allowing us to compute the power allocation coefficients in a distributed manner at each BS. All proposed schemes are evaluated in realistic scenarios considering LTE specifications. The numerical evaluations show that the proposed schemes are efficient in removing inter-cell interference and improve system performance comparing to equal power allocation. Furthermore, fulldistributed schemes can be used when the amounts of information to be exchanged over the backhaul is restricted, although system performance is slightly degraded from semi-distributed and full-centralized schemes, but the complexity is considerably lower. Besides that for high degrees of freedom distributed schemes show similar behaviour to centralized ones

Implementação e avaliação no system generator de um sistema cooperativo para os futuros sistemas 5G

With the arrival of 5G it is expected the proliferation of services in the different fields such as healthcare, utility applications, industrial automation, 4K streaming, that the former networks can not provide. Additionally, the total number of wireless communication devices will escalate in such a manner that the already scarce available frequency bandwidth won’t be enough to pack the intended objectives. Cisco’s Annual Internet Report from 2018 predicts that by 2023 there will be nearly 30 billion devices capable of wireless communication. Due to the exponential expiation of both services and devices, the challenges upon both network data capacity and efficient radio resourse use will be greater than ever, thus the urgency for solutions is grand. Both the capacity for wireless communications and spectral efficiency are related to cell size and its users proximity to the access point. Thus, shortening the distance between the transmitter and the receiver improves both aspects of the network. This concept is what motivates the implementation of heterogeneous networks, HetNets, that are composed of many different small-cells, SCs, overlaid across the same coexisting area of a conventional macro-cell, shortening the distance between the cell users and its access point transceivers, granting a better coverage and higher data rates. However, the HetNets potential does not come without any challenges, as these networks suffer considerably from communication interference between cells. Although some interference management algorithms that allow coexistence between cells have been proposed in recent years, most of them were evaluated by software simulations and not implemented in real-time platforms. Therefore, this master thesis aims to give the first step on the implementation and evaluation of an interference mitigation technique in hardware. Specifically, it is assumed a downlink scenario composed by a macro-cell base station, a macro-cell primary user and a small cell user, with the aim of implementing an algorithm that eliminates the downlink interference that the base station may cause to the secondary users. The study was carried out using the System Generator DSP tool, which is a tool that generates code for hardware from schematics created in it. This tool also offers a wide range of blocks that help the creation, and fundamentally, the simulation and study of the system to be implemented, before being translated into hardware. The results obtained in this work are a faithful representation of the behavior of the implemented system, which can be used for a future application for FPGA.Com a chegada do 5G, espera-se a proliferação de serviços nas mais diversas áreas tal como assistência médica, automação industrial, transmissão em 4k, que não eram possíveis nas redes das gerações anteriores. Além deste fenómeno, o número total de dispositivos capazes de conexões wireless aumentará de tal maneira que a escassa largura de banda disponível não será suficiente para abranger os objetivos pretendidos. O Relatório Anual de 2018 sobre a Internet da Cisco prevê que até 2023 haverá quase 30 bilhões de dispositivos capazes de comunicação sem fio. Devido ao aumento exponencial de serviços e dispositivos, os desafios sobre a capacidade de dados da rede e o udo eficiente dos recursos de rádio serão maiores que nunca. Por estes motivos, a necessidade de soluções para estas lacunas é enorme. Tanto a capacidade da rede e o uso eficiente do espectro de frequências estão relacionados ao tamanho da célula e à proximidade dos usuários com o ponto de acesso da célula. Ao encurtar a distância entre o transmissor e o recetor ocorre um melhoramento destes dois aspetos da rede. Este é o principal conceito na implementação de redes heterogéneas, HetNets, que são compostas por diversas células pequenas que coexistem na área de uma macro célula convencional, diminuído a distância entre os utilizadores da célula e os pontos de acesso, garantindo uma melhor cobertura e taxa de dados mais elevadas. No entanto, o potencial das HatNets não vem sem nenhum custo, pois estas redes sofrem consideravelmente de interferência entre as células. Embora nos últimos anos foram propostos alguns algoritmos que permitem a coexistência das células, a maioria destes foi só testado em simulações de software e não em plataformas em tempo real. Por esse motivo, esta dissertação de mestrado visa dar o primeiro passo na implementação e a avaliação de uma técnica de mitigação de interferência em hardware. Mais especificamente no cenário de downlink entre uma estação base de uma macro célula, um utilizador primário da macro célula e um utilizador secundário de uma célula pequena, com o principal objetivo de cancelar a interferência que a estação base possa fazer ao utilizador secundário. O estudo foi realizado utilizando a ferramenta System Generator DSP, que é uma ferramenta que gera código para hardware a partir de esquemáticos criados na mesma. Esta ferramenta também oferece uma vasta gama de blocos que ajudam a criação, e fundamentalmente, a simulação e o estudo do sistema a implementar antes de ser traduzido para hardware. Os resultados obtidos neste trabalho são uma fiel representação do comportamento do sistema implementado. O quais podem ser utilizados para uma futura aplicação para FPGA.Mestrado em Engenharia Eletrónica e Telecomunicaçõe