Spectral Efficiency Optimization in Flexi-Grid Long-Haul Optical Systems

Flexible grid optical networks allow a better exploitation of fiber capacity, by enabling a denser frequency allocation. A tighter channel spacing, however, requires narrower filters, which increase linear intersymbol interference (ISI), and may dramatically reduce system reach. Commercial coherent receivers are based on symbol by symbol detectors, which are quite sensitive to ISI. In this context, Nyquist spacing is considered as the ultimate limit to wavelength-division multiplexing (WDM) packing. In this paper, we show that by introducing a limited-complexity trellis processing at the receiver, either the reach of Nyquist WDM flexi-grid networks can be significantly extended, or a denser-than-Nyquist channel packing (i.e., a higher spectral efficiency (SE)) is possible at equal reach. By adopting well-known information-theoretic techniques, we design a limited-complexity trellis processing and quantify its SE gain in flexi-grid architectures where wavelength selective switches over a frequency grid of 12.5GHz are employed.Comment: 7 pages, 9 figure

Information Transmission using the Nonlinear Fourier Transform, Part III: Spectrum Modulation

Motivated by the looming "capacity crunch" in fiber-optic networks, information transmission over such systems is revisited. Among numerous distortions, inter-channel interference in multiuser wavelength-division multiplexing (WDM) is identified as the seemingly intractable factor limiting the achievable rate at high launch power. However, this distortion and similar ones arising from nonlinearity are primarily due to the use of methods suited for linear systems, namely WDM and linear pulse-train transmission, for the nonlinear optical channel. Exploiting the integrability of the nonlinear Schr\"odinger (NLS) equation, a nonlinear frequency-division multiplexing (NFDM) scheme is presented, which directly modulates non-interacting signal degrees-of-freedom under NLS propagation. The main distinction between this and previous methods is that NFDM is able to cope with the nonlinearity, and thus, as the the signal power or transmission distance is increased, the new method does not suffer from the deterministic cross-talk between signal components which has degraded the performance of previous approaches. In this paper, emphasis is placed on modulation of the discrete component of the nonlinear Fourier transform of the signal and some simple examples of achievable spectral efficiencies are provided.Comment: Updated version of IEEE Transactions on Information Theory, vol. 60, no. 7, pp. 4346--4369, July, 201

Time-Frequency Packing for High Capacity Coherent Optical Links

We consider realistic long-haul optical links, with linear and nonlinear impairments, and investigate the application of time-frequency packing with low-order constellations as a possible solution to increase the spectral efficiency. A detailed comparison with available techniques from the literature will be also performed. We will see that this technique represents a feasible solution to overcome the relevant theoretical and technological issues related to this spectral efficiency increase and could be more effective than the simple adoption of high-order modulation formats.Comment: 10 pages, 9 figures. arXiv admin note: text overlap with arXiv:1406.5685 by other author

Conditions for a Monotonic Channel Capacity

Motivated by results in optical communications, where the performance can degrade dramatically if the transmit power is sufficiently increased, the channel capacity is characterized for various kinds of memoryless vector channels. It is proved that for all static point-to-point channels, the channel capacity is a nondecreasing function of power. As a consequence, maximizing the mutual information over all input distributions with a certain power is for such channels equivalent to maximizing it over the larger set of input distributions with upperbounded power. For interference channels such as optical wavelength-division multiplexing systems, the primary channel capacity is always nondecreasing with power if all interferers transmit with identical distributions as the primary user. Also, if all input distributions in an interference channel are optimized jointly, then the achievable sum-rate capacity is again nondecreasing. The results generalizes to the channel capacity as a function of a wide class of costs, not only power.Comment: This is an updated and expanded version of arXiv:1108.039

Capacity of a Nonlinear Optical Channel with Finite Memory

The channel capacity of a nonlinear, dispersive fiber-optic link is revisited. To this end, the popular Gaussian noise (GN) model is extended with a parameter to account for the finite memory of realistic fiber channels. This finite-memory model is harder to analyze mathematically but, in contrast to previous models, it is valid also for nonstationary or heavy-tailed input signals. For uncoded transmission and standard modulation formats, the new model gives the same results as the regular GN model when the memory of the channel is about 10 symbols or more. These results confirm previous results that the GN model is accurate for uncoded transmission. However, when coding is considered, the results obtained using the finite-memory model are very different from those obtained by previous models, even when the channel memory is large. In particular, the peaky behavior of the channel capacity, which has been reported for numerous nonlinear channel models, appears to be an artifact of applying models derived for independent input in a coded (i.e., dependent) scenario

Impact of 4D channel distribution on the achievable rates in coherent optical communication experiments

We experimentally investigate mutual information and generalized mutual information for coherent optical transmission systems. The impact of the assumed channel distribution on the achievable rate is investigated for distributions in up to four dimensions. Single channel and wavelength division multiplexing (WDM) transmission over transmission links with and without inline dispersion compensation are studied. We show that for conventional WDM systems without inline dispersion compensation, a circularly symmetric complex Gaussian distribution is a good approximation of the channel. For other channels, such as with inline dispersion compensation, this is no longer true and gains in the achievable information rate are obtained by considering more sophisticated four-dimensional (4D) distributions. We also show that for nonlinear channels, gains in the achievable information rate can also be achieved by estimating the mean values of the received constellation in four dimensions. The highest gain for such channels is seen for a 4D correlated Gaussian distribution

Achievable Information Rates for Coded Modulation with Hard Decision Decoding for Coherent Fiber-Optic Systems

We analyze the achievable information rates (AIRs) for coded modulation schemes with QAM constellations with both bit-wise and symbol-wise decoders, corresponding to the case where a binary code is used in combination with a higher-order modulation using the bit-interleaved coded modulation (BICM) paradigm and to the case where a nonbinary code over a field matched to the constellation size is used, respectively. In particular, we consider hard decision decoding, which is the preferable option for fiber-optic communication systems where decoding complexity is a concern. Recently, Liga \emph{et al.} analyzed the AIRs for bit-wise and symbol-wise decoders considering what the authors called \emph{hard decision decoder} which, however, exploits \emph{soft information} of the transition probabilities of discrete-input discrete-output channel resulting from the hard detection. As such, the complexity of the decoder is essentially the same as the complexity of a soft decision decoder. In this paper, we analyze instead the AIRs for the standard hard decision decoder, commonly used in practice, where the decoding is based on the Hamming distance metric. We show that if standard hard decision decoding is used, bit-wise decoders yield significantly higher AIRs than symbol-wise decoders. As a result, contrary to the conclusion by Liga \emph{et al.}, binary decoders together with the BICM paradigm are preferable for spectrally-efficient fiber-optic systems. We also design binary and nonbinary staircase codes and show that, in agreement with the AIRs, binary codes yield better performance.Comment: Published in IEEE/OSA Journal of Lightwave Technology, 201

Improved Lower Bounds on Mutual Information Accounting for Nonlinear Signal-Noise Interaction

In fiber-optic communications, evaluation of mutual information (MI) is still an open issue due to the unavailability of an exact and mathematically tractable channel model. Traditionally, lower bounds on MI are computed by approximating the (original) channel with an auxiliary forward channel. In this paper, lower bounds are computed using an auxiliary backward channel, which has not been previously considered in the context of fiber-optic communications. Distributions obtained through two variations of the stochastic digital backpropagation (SDBP) algorithm are used as auxiliary backward channels and these bounds are compared with bounds obtained through the conventional digital backpropagation (DBP). Through simulations, higher information rates were achieved with SDBP, {which can be explained by the ability of SDBP to account for nonlinear signal--noise interactionsComment: 8 pages, 5 figures, accepted for publication in Journal of Lightwave Technolog