An Achievable Rate Region for the Broadcast Channel with Feedback

A single-letter achievable rate region is proposed for the two-receiver discrete memoryless broadcast channel with generalized feedback. The coding strategy involves block-Markov superposition coding, using Marton's coding scheme for the broadcast channel without feedback as the starting point. If the message rates in the Marton scheme are too high to be decoded at the end of a block, each receiver is left with a list of messages compatible with its output. Resolution information is sent in the following block to enable each receiver to resolve its list. The key observation is that the resolution information of the first receiver is correlated with that of the second. This correlated information is efficiently transmitted via joint source-channel coding, using ideas similar to the Han-Costa coding scheme. Using the result, we obtain an achievable rate region for the stochastically degraded AWGN broadcast channel with noisy feedback from only one receiver. It is shown that this region is strictly larger than the no-feedback capacity region.Comment: To appear in IEEE Transactions on Information Theory. Contains example of AWGN Broadcast Channel with noisy feedbac

Cooperative Relay Broadcast Channels

The capacity regions are investigated for two relay broadcast channels (RBCs), where relay links are incorporated into standard two-user broadcast channels to support user cooperation. In the first channel, the Partially Cooperative Relay Broadcast Channel, only one user in the system can act as a relay and transmit to the other user through a relay link. An achievable rate region is derived based on the relay using the decode-and-forward scheme. An outer bound on the capacity region is derived and is shown to be tighter than the cut-set bound. For the special case where the Partially Cooperative RBC is degraded, the achievable rate region is shown to be tight and provides the capacity region. Gaussian Partially Cooperative RBCs and Partially Cooperative RBCs with feedback are further studied. In the second channel model being studied in the paper, the Fully Cooperative Relay Broadcast Channel, both users can act as relay nodes and transmit to each other through relay links. This is a more general model than the Partially Cooperative RBC. All the results for Partially Cooperative RBCs are correspondingly generalized to the Fully Cooperative RBCs. It is further shown that the AWGN Fully Cooperative RBC has a larger achievable rate region than the AWGN Partially Cooperative RBC. The results illustrate that relaying and user cooperation are powerful techniques in improving the capacity of broadcast channels.Comment: Submitted to the IEEE Transactions on Information Theory, July 200

On the Capacity Region of Multi-Antenna Gaussian Broadcast Channels with Estimation Error

In this paper we consider the effect of channel estimation error on the capacity region of MIMO Gaussian broadcast channels. It is assumed that the receivers and the transmitter have (the same) estimates of the channel coefficients (i.e., the feedback channel is noiseless). We obtain an achievable rate region based on the dirty paper coding scheme. We show that this region is given by the capacity region of a dual multi-access channel with a noise covariance that depends on the transmit power. We explore this duality to give the asymptotic behavior of the sum-rate for a system with a large number of user, i.e., n rarr infin. It is shown that as long as the estimation error is of fixed (w.r.t n) variance, the sum-capacity is of order M log log n, where M is the number of antennas deployed at the transmitter. We further obtain the sum-rate loss due to the estimation error. Finally, we consider a training-based scheme for block fading MISO Gaussian broadcast channels. We find the optimum length of the training interval as well as the optimum power used for training in order to maximize the achievable sum-rate

A Novel Transmission Scheme for the KK-user Broadcast Channel with Delayed CSIT

The state-dependent $K$-user memoryless Broadcast Channel~(BC) with state feedback is investigated. We propose a novel transmission scheme and derive its corresponding achievable rate region, which, compared to some general schemes that deal with feedback, has the advantage of being relatively simple and thus is easy to evaluate. In particular, it is shown that the capacity region of the symmetric erasure BC with an arbitrary input alphabet size is achievable with the proposed scheme. For the fading Gaussian BC, we derive a symmetric achievable rate as a function of the signal-to-noise ratio~(SNR) and a small set of parameters. Besides achieving the optimal degrees of freedom at high SNR, the proposed scheme is shown, through numerical results, to outperform existing schemes from the literature in the finite SNR regime.Comment: 30 pages, 3 figures, submitted to IEEE Transactions on Wireless Communications (revised version

Linear-Feedback MAC-BC Duality for Correlated BC-Noises, and Iterative Coding

International audienceIn this paper, we show that for the two-user Gaussian broadcast channel with correlated noises and perfect feedback the largest region that can be achieved by linear-feedback schemes equals the largest region that can be achieved over a dual multi-access channel when in this latter the channel inputs are subject to a " non-standard " sum-power constraint that depends on the BC-noise correlation. Combining this new duality result with Ozarow's MAC-scheme gives us an elegant achievable region for the Gaussian BC with correlated noises. We then present a constructive iterative coding scheme for the non-symmetric Gaussian BC with uncorrelated noises that is sum-rate optimal among all linear-feedback schemes. This coding scheme shows that the connection between the MAC and the BC optimal schemes is tighter than what is suggested by our duality result on achievable rates. In fact, it is linear-feedback sum-rate optimal to use Ozarow MAC-encoders and MAC-decoders— rearranged—to code over the BC

Secret Communication over Broadcast Erasure Channels with State-feedback

We consider a 1-to-$K$ communication scenario, where a source transmits private messages to $K$ receivers through a broadcast erasure channel, and the receivers feed back strictly causally and publicly their channel states after each transmission. We explore the achievable rate region when we require that the message to each receiver remains secret - in the information theoretical sense - from all the other receivers. We characterize the capacity of secure communication in all the cases where the capacity of the 1-to-$K$ communication scenario without the requirement of security is known. As a special case, we characterize the secret-message capacity of a single receiver point-to-point erasure channel with public state-feedback in the presence of a passive eavesdropper. We find that in all cases where we have an exact characterization, we can achieve the capacity by using linear complexity two-phase schemes: in the first phase we create appropriate secret keys, and in the second phase we use them to encrypt each message. We find that the amount of key we need is smaller than the size of the message, and equal to the amount of encrypted message the potential eavesdroppers jointly collect. Moreover, we prove that a dishonest receiver that provides deceptive feedback cannot diminish the rate experienced by the honest receivers. We also develop a converse proof which reflects the two-phase structure of our achievability scheme. As a side result, our technique leads to a new outer bound proof for the non-secure communication problem

Information-theoretic Secrecy in Multi-user Channels

Inherent openness of the wireless medium imposes stronger challenges on the security of wireless communications. Information-theoretic security addresses these challenges at the physical layer by using tools from wireless communication theory, signal processing and information theory. In information-theoretic security, physical layer communication is intelligently designed to exploit the characteristics of the wireless medium, such as fading, interference, cooperation, and multi-dimensional signaling, in order to provide or improve security. In this dissertation, we study the security of several fundamental wireless network configurations from an information-theoretic perspective. First, we study the Gaussian multiple-input multiple-output (MIMO) wiretap channel. In this channel, the transmitter sends a common message to both the legitimate user and the eavesdropper. In addition to the common message, a private message is sent only to the legitimate user, which needs to be kept hidden as much as possible from the eavesdropper. We obtain the entire capacity-equivocation region for this channel model. In particular, we show the sufficiency of jointly Gaussian auxiliary random variables and channel input to evaluate the existing single-letter description of the capacity-equivocation region due to Csiszar-Korner. Next, we study the secure broadcasting problem, where a transmitter wants to have secure communication with multiple legitimate users in the presence of an external eavesdropper. We study several special cases of the secure broadcasting problem. First, we consider the degraded multi-receiver wiretap channel, and establish its secrecy capacity region. Second, we consider the parallel less noisy multi-receiver wiretap channel, and obtain its common message secrecy capacity and sum secrecy capacity. Third, we consider the parallel degraded multi-receiver wiretap channel for the two-user and two-sub-channel case, and obtain its entire secrecy capacity region. Finally, we consider a parallel channel model with two sub-channels, where the transmitter can use only one of the subchannels at any time, and characterize its secrecy capacity region. Then, we study the two-user Gaussian MIMO broadcast channel with common and confidential messages. In this channel model, the transmitter sends a common message to both users, and a confidential message to each user which needs to be kept perfectly secret from the other user. We obtain the entire capacity region of this channel. We also explore the connections between this channel model and its non-confidential counterpart, i.e., the Gaussian MIMO broadcast channel with common and private message. Next, we consider the Gaussian MIMO multi-receiver wiretap channel and obtain its secrecy capacity region for the most general case. We first show that even for the single-input single-output (SISO) case, existing converse techniques fall short of proving the secrecy capacity region, to emphasize the need for a new proof technique, which we develop by using the relationships between the Fisher information and the differential entropy. Using this new proof technique, we obtain the secrecy capacity region of the degraded MIMO channel. We then establish the secrecy capacity region of the general MIMO channel by using the channel enhancement technique in conjunction with the capacity result we obtained for the degraded MIMO channel. For the general MIMO channel, we show that dirty-paper coding (DPC) combined with stochastic encoding attains the entire secrecy capacity region. Then, we study the multi-receiver wiretap channel for a more general scenario, where, in addition to confidential messages, the transmitter sends public messages to the legitimate users, on which there are no secrecy constraints. First, we consider the degraded discrete memoryless channel, and obtain inner and outer bounds for the capacity region. These inner and outer bounds match for certain cases, providing the capacity region. Second, we obtain an inner bound for the general discrete memoryless channel by using Marton's inner bound. Third, we consider the degraded Gaussian MIMO channel, and show that jointly Gaussian auxiliary random variables and channel input are sufficient to exhaust the inner and outer bounds. Finally, we provide an inner bound for the capacity region of the general Gaussian MIMO channel. Next, we focus on the multiple access wiretap (MAC-WT) channel whose capacity region is unknown. We consider a special class of MAC-WT channels which we call the weak eavesdropper class, where each user's link to the legitimate receiver is stronger than its link to the eavesdropper. For this class of channels, we develop an outer bound for the secrecy capacity region, which partially matches the achievable region in an n-letter form. We evaluate a looser version of our outer bound for the Gaussian case, and show that our outer bound is within 0.5 bits/channel use of the achievable rates along the individual secrecy rates for all weak eavesdropper Gaussian MAC-WT. Then, we investigate the effects of user cooperation on the secrecy of broadcast channels by considering the cooperative relay broadcast channel (CRBC). We propose an achievable scheme that combines Marton's coding scheme for broadcast channels and Cover and El Gamal's compress-and-forward (CAF) scheme for relay channels. For the Gaussian CRBC, we show that both users can have positive secrecy rates, which is not possible for scalar Gaussian broadcast channels without cooperation. We further investigate the effects of user cooperation on secrecy by considering the multiple access channel with generalized feedback (MAC-GF), which can be viewed as the MAC-dual of the CRBC. We propose a CAF-based achievable secrecy rate region for the MAC-GF. Specializing our results to a Gaussian MAC-GF, we present numerical results which demonstrate that cooperation can improve secrecy for the MAC-GF. Next, we study the two-user one-eavesdropper discrete memoryless compound wiretap channel, and provide the best known lower bound for the secrecy capacity of this compound channel. We evaluate this achievable secrecy rate for the Gaussian MIMO case by using DPC. We show that this achievable secrecy rate achieves at least half of the secrecy capacity of this Gaussian MIMO compound wiretap channel, and also attains the secrecy capacity when the eavesdropper is degraded with respect to one of the two users. Then, we study the degraded compound multi-receiver wiretap channel (DCMRWC), which, in addition to a group of eavesdroppers, has two groups of users, namely the stronger group and the weaker group. We study two different communication scenarios for this channel. In the first scenario, there is only one eavesdropper, and the transmitter sends a confidential message to each group of legitimate users while keeping both messages secret from the eavesdropper. In the second scenario, we study the DCMRWC with layered messages without any restriction on the number of eavesdroppers. For both scenarios, we obtain the secrecy capacity region for the discrete memoryless channel, the parallel channel, and the Gaussian parallel channel. For the Gaussian MIMO channel, we obtain the secrecy capacity region when there is only one user in the second group. Next, we study the two-user fading broadcast channel and obtain its ergodic secrecy capacity region. We show that, thanks to fading, both users can have simultaneous secure communication with the transmitter, although this is not possible in the scalar non-fading Gaussian broadcast channel where only one user can have secure communication. This simultaneous secrecy of both users is achieved by an opportunistic communication scheme, in which, at each time instant, the transmitter communicates with the user having a better channel gain. Then, we study the secure lossy transmission of a vector Gaussian source to a legitimate user in the presence of an eavesdropper, where both the legitimate user and the eavesdropper have vector Gaussian side information. We obtain an outer bound for the rate, equivocation and distortion region. Moreover, we obtain the maximum equivocation at the eavesdropper when there is no constraint on the transmission rate. By using this maximum equivocation result, we show two facts. First, for this problem, in general, Wyner-Ziv scheme is suboptimal, although, it is optimal in the absence of an eavesdropper. And, second, even when there is no transmission rate constraint, an uncoded transmission scheme is suboptimal; the presence of an eavesdropper necessitates the use of a coded scheme to attain the maximum equivocation. Finally, we revisit the secure lossy source coding problem. In all works on this problem, either the equivocation of the source at the eavesdropper or the equivocation of the legitimate user's reconstruction of the source at the eavesdropper is used to measure secrecy. We first propose the relative equivocation of the source at the eavesdropper with respect to the legitimate user as a new secrecy measure. We argue that this new secrecy measure is the one that corresponds to the natural generalization of the equivocation in a wiretap channel to the context of secure lossy source coding. Under this new secrecy measure, we provide a single-letter description of the rate, relative equivocation and distortion region, as well as its specializations to degraded and reversely degraded cases. We investigate the relationships between the optimal scheme that attains this region and the Wyner-Ziv scheme

An Algebraic Framework for Multi-Terminal Communication.

We consider the problem of developing coding techniques and characterizing information-theoretic achievable rate regions for the following three multi-terminal communication channels. Firstly, we study an interference channel with three transmitter receiver pairs (3-IC). Secondly, we consider a broadcast channel with three receivers (3-BC), wherein three independent information streams are to be communicated to the three receivers. Thirdly, we consider a two user multiple access channel (MAC) with channel state information distributed at the transmitters (MAC-DSTx). The above channels are assumed discrete, memoryless and used without feedback. Current known coding technique for a general instance of these channels are based on independent unstructured codes. Recognizing the need for codes endowed with algebraic closure properties, we identify three ensembles of coset codes. We propose coding techniques based on these ensembles that exploit their algebraic closure property. We develop tools to characterize information-theoretic performance of the proposed coding techniques. These enable us derive achievable rate regions for a general instance of the above channels. The current known achievable rate regions can be enlarged by gluing together current known coding techniques and the ones proposed herein. Moreover, such an enlargement, as indicated below, is proven to be strict for certain instances. We identify additive and non-additive instances of 3-IC for which the derived achievable rate region is analytically proven to be strictly larger than current known largest. Moreover, for these channels, the proposed coding techniques based on coset codes is capacity achieving. We also identify a vector 3-BC for which the achievable rate region derived herein is analytically proven to be strictly larger than the current known largest. This vector 3-BC is the first known broadcast channel, for which superposition and binning of unstructured independent codes, proposed over three decades ago, can be strictly improved upon. We also identify non-additive and non-symmetric instances of MAC-DSTx for which the proposed coding technique is verified, through computation, to yield strictly larger achievable rate regions. Finally, we develop a coding technique based on nested coset codes to characterize a weaker set of sufficient conditions for the problem of computing sum of sources over a discrete memoryless MAC.PhDElectrical Engineering: SystemsUniversity of Michigan, Horace H. Rackham School of Graduate Studieshttp://deepblue.lib.umich.edu/bitstream/2027.42/107264/1/arunpr_1.pd