Scheduler Algorithms for MU-MIMO

In multi-user multiple input multiple output (MU-MIMO), the complexity of the base-station scheduler has increased further compared to single-user multiple input multiple output (SU-MIMO). The scheduler must understand if several users can be spatially multiplexed in the same time-frequency resource. One way to spatially separate users is through beamforming with sufficiently many antennas. In this thesis work, two downlink beamforming algorithms for MU-MIMO are studied: The first algorithm implements precoding without considering inter-cell interference (ICI). The second one considers it and attempts to mitigate or null transmissions in the direction of user equipments (UEs) in other cells. The two algorithms are evaluated in SU-MIMO and MU-MIMO setups operating in time division duplex (TDD) mode and serving with single and dual-antenna terminals. Full-Buffer (FB) and file transfer protocol (FTP) data traffic profiles are studied. Additionally, various UE mobility patterns, UE transmit antenna topologies, sounding reference signal (SRS) periodicity configurations, and uniform linear array (ULA) topologies are considered. Simulations have been performed using a system level simulation framework developed by Ericsson AB. Another important part of this thesis work is the functional verification of this simulation framework, which at the time of writing is still undergoing development. Our simulation results show that in SU-MIMO, the second algorithm, which considers ICI, outperforms the first one for FB traffic profile and all UE speeds, but not for FTP traffic profile and medium (30 km/h) or high (60 km/h) UE speeds. In this case, the first algorithm, which does not consider ICI, can be used with advantage. In MU-MIMO, cell downlink throughput gains are observed for the second algorithm over the first one for low and medium system loads (number of users). For both algorithms, the cell throughput is observed to decrease with increasing UE speed and sounding periodicity.Scheduling in modern wireless standards, e.g., 3G, 4G and future 5G, can be defined as the task of allocating time and frequency resources by the base station (BS) to each user equipment (UE) that wants to engage in communication. Resources are allocated every transmission time interval (TTI), which is typically one millisecond. There exist both uplink (from the UEs to the BS) and downlink (from the BS to the UEs) resource schedulers implemented in the e-Node B, i.e., the base station (BS) in Long Term Evolution (LTE). The aim of this thesis work is to study how various communication techniques proposed for 5G can increase the overall system throughput of the downlink (DL) when a realistic resource scheduler is used. In particular, we consider: (i) Beamforming, (ii) Multi-user multiple input multiple output (MU-MIMO), and (iii) Inter-cell interference (ICI) mitigation. Beamforming can be achieved by deploying a large number of antenna elements at the BS with the aim of increasing the signal to interference noise ratio (SINR) towards the UE. Contrary to single-user multiple input multiple output (SU-MIMO), in MU-MIMO more than one UE are scheduled for transmissions in the same time-frequency resource; this is possible by judiciously pairing various UEs which are spatially sufficiently separated (according to some metric that we will define later). ICI mitigation can be achieved by means of proper precoding at BS where the precoder attempts to mitigate the interfering signal from BS towards UEs belonging to neighboring cells. In this thesis work, we investigate the performance of two scheduler algorithms for MU-MIMO, using SU-MIMO as baseline. The first algorithm does not consider ICI while the second one does. Dual layer beamforming (that is, two independent data streams are transmitted to each UE) and time division duplex (TDD) are assumed. In TDD mode the BS acquires the channel information from sounding reference signals (SRS) transmitted in the uplink (UL) and, by virtue of channel reciprocity, reuses the so-obtained channel information in the downlink. The performance evaluation of the two algorithms is based on the following parameters: UE Traffic profile, UE speed, SRS UL antenna configuration, SRS parameters, and BS antenna topology. - UE speed includes 3,30, and 60 km/h. - UE traffic profile includes full-buffer (FB) and file transfer protocol (FTP). With FB traffic profile, UEs send/receive data to/from the BS all the time, while this is not the case in the FTP traffic profile case. Some examples of FTP traffic profiles may include chatty, video, VoIP, web, etc. - SRS UL antenna configuration includes: (i) Two SRS, in which each UE sends two SRS to the BS from two antennas, (ii) one SRS with antenna selection, in which each UE alternately sends one SRS to the BS from each of two antennas, and (iii) one SRS without antenna selection, in which each UE sends one SRS to the BS from only one antenna. For two SRS UE case (note that in the downlink two layers, and hence two UE antennas, are always used). - SRS parameters include SRS bandwidth and SRS periodicity. In this thesis work, full-bandwidth SRS (20 MHz) with various SRS periodicities such as 5 ms, 10 ms, 20 ms are considered. - BS antenna topology includes 8 and 64 antenna elements at the BS. The main result of this thesis work is that in both SU-MIMO and MU-MIMO with FB traffic profile, it is better to use the second algorithm which considers ICI rather than the first one which does not. However, with FTP traffic profile, this is not always the case

Técnicas de equalização e pré-codificação para sistemas MC-CDMA

Mestrado em Engenharia Eletrónica e TelecomunicaçõesO número de dispositivos com ligações e aplicações sem fios está a aumentar exponencialmente, causando problemas de interferência e diminuindo a capacidade do sistema. Isto desencadeou uma procura por uma eficiência espectral superior e, consequentemente, tornou-se necessário desenvolver novas arquitecturas celulares que suportem estas novas exigências. Coordenação ou cooperação multicelular é uma arquitectura promissora para sistemas celulares sem fios. Esta ajuda a mitigar a interferência entre células, melhorando a equidade e a capacidade do sistema. É, portanto, uma arquitectura já em estudo ao abrigo da tecnologia LTE-Advanced sob o conceito de coordenação multiponto (CoMP). Nesta dissertação, considerámos um sistema coordenado MC-CDMA com pré-codificação e equalização iterativas. Uma das técnicas mais eficientes de pré-codificação é o alinhamento de interferências (IA). Este é um conceito relativamente novo que permite aumentar a capacidade do sistema em canais de elevada interferência. Sabe-se que, para os sistemas MC-CDMA, os equalizadores lineares convencionais não são os mais eficientes, devido à interferência residual entre portadoras (ICI). No entanto, a equalização iterativa no domínio da frequência (FDE) foi identificada como sendo uma das técnicas mais eficientes para lidar com ICI e explorar a diversidade oferecida pelos sistemas MIMO MC-CDMA. Esta técnica é baseada no conceito Iterative Block Decision Feedback Equalization (IB-DFE). Nesta dissertação, é proposto um sistema MC-CDMA que une a pré-codificação iterativa do alinhamento de interferências no transmissor ao equalizador baseado no IB-DFE, com cancelamento sucessivo de interferências (SIC) no receptor. Este é construído por dois blocos: um filtro linear, que mitiga a interferência inter-utilizador, seguido por um bloco iterativo no domínio da frequência, que separa eficientemente os fluxos de dados espaciais na presença de interferência residual inter-utilizador alinhada. Este esquema permite atingir o número máximo de graus de liberdade e permite simultaneamente um ganho óptimo de diversidade espacial. O desempenho deste esquema está perto do filtro adaptado- Matched Filter Bound (MFB).The number of devices with wireless connections and applications is increasing exponentially, causing interference problems and reducing the system’s capacity gain. This initiated a search for a higher spectral efficiency and therefore it became necessary to develop new cellular architectures that support these new requirements. Multicell cooperation or coordination is a promising architecture for cellular wireless systems to mitigate intercell interference, improving system fairness and increasing capacity, and thus is already under study in LTE-Advanced under the coordinated multipoint (CoMP) concept. In this thesis, efficient iterative precoding and equalization is considered for coordinated MC-CDMA based systems. One of the most efficient precoding techniques is interference alignment (IA), which is a relatively new concept that allows high capacity gains in interfering channels. It is well known that for MC-CDMA systems standard linear equalizers are not the most efficient due to residual inter carrier interference (ICI). However, iterative frequency-domain equalization (FDE) has been identified as one of the most efficient technique to deal with ICI and exploit the inherent space-frequency diversity of the MIMO MC-CDMA systems, namely the one based on Iterative Block Decision Feedback Equalization (IB-DFE) concept. In this thesis, it is proposed a MC-CDMA system that joins iterative IA precoding at the transmitter with IB-DFE successive interference cancellation (SIC) based receiver structure. The receiver is implemented in two steps: a linear filter, which mitigates the inter-user aligned interference, followed by an iterative frequency-domain receiver, which efficiently separates the spatial streams in the presence of residual inter-user aligned interference. This scheme provides the maximum degrees of freedom (DoF) and allows almost the optimum space-diversity gain. The scheme performance is close to the matched filter bound (MFB)

Esquemas de cooperação entre estações base para o LTE no sentido descendente

The explosive growth in wireless traffic and in the number of connected devices as smart phones or computers, are causing a dramatic increase in the levels of interference, which significantly degrades the capacity gains promised by the point-to-point multi input, multi output (MIMO) based techniques. Therefore, it is becoming increasingly clear that major new improvements in spectral efficiency of wireless networks will have to entail addressing intercell interference. So, there is a need for a new cellular architecture that can take these factors under consideration. It is in this context that LTE-Advanced arises. One of the most promising LTE-Advanced technology is Coordinated Multipoint (CoMP), which allows base stations to cooperate among them, in order to mitigate or eliminate the intercell interference and, by doing so, increase the system’s capacity. This thesis intends to study this concept, implementing some schemes that fall under the CoMP concept. In this thesis we consider a distributed precoded multicell approach, where the precoders are computed locally at each BS to mitigate the intercell interference. Two precoder are considered: distributed zero forcing (DZF) and distributed virtual signal-to-interference noise ratio (DVSINR) recently proposed. Then the system is further optimized by computing a power allocation algorithm over the subcarriers that minimizes the average bit error rate (BER). The considered algorithms are also evaluated under imperfect channel state information. A quantized version of the CSI associated to the different links between the BS and the UT is feedback from the UT to the BS. This information is then employed by the different BSs to perform the precoding design. A new DVSINR precoder explicitly designed under imperfect CSI is proposed. The proposed schemes were implemented considering the LTE specifications, and the results show that the considered precoders are efficiently to remove the interference even under imperfect CSI.O crescimento exponencial no tráfego de comunicações sem-fios e no número de dispositivos utilizados (smart phones, computadores portáteis, etc.) está a causar um aumento significativo nos níveis de interferência, que prejudicam significativamente os ganhos de capacidade assegurados pelas tecnologias baseadas em ligações ponto-a-ponto MIMO. Deste modo, torna-se cada vez mais necessário que os grandes aperfeiçoamentos na eficiência espectral de sistemas de comunicações sem-fios tenham em consideração a interferência entre células. De forma a tomar em consideração estes aspectos, uma nova arquitectura celular terá de ser desenvolvida. É assim, neste contexto, que surge o LTE-Advanced. Uma das tecnologias mais promissoras do LTE-Advanced é a Coordenação Multi-Ponto (CoMP), que permite que as estações base cooperem de modo a mitigar a interferência entre células e, deste modo, aumentar a capacidade do sistema. Esta dissertação pretende estudar este conceito, implementando para isso algumas técnicas que se enquadram no conceito do CoMP. Nesta dissertação iremos considerar a implementação de um sistema de pré-codificação em múltiplas células, em que os pré-codificadores são calculados em cada BS, de modo a mitigar a interferência entre células. São considerados dois pré-codificadores: Distributed Zero Forcing (DZF) e Distributed Virtual Signal-to-Interferance Noise Ratio (DVSINR), recentemente proposto. De seguida o sistema é optimizado com a introdução de algoritmos de alocação de potência entre as sub-portadoras com o objectivo de minimizar a taxa média de erros (BER). Os algoritmos considerados são também avaliados em situações em que a informação do estado do canal é imperfeita. Uma versão quantizada da CSI associada a cada uma das diferentes ligações entre as BS e os UT é assim enviada do UT para a BS. Esta informação é então utilizada para calcular os diferentes pré-codificadores em cada BS. Uma nova versão do pré-codificador DVSINR é proposta de modo a lidar com CSI imperfeito. Os esquemas propostos foram implementados considerandos especificações do LTE, e os resultados obtidos demonstram que os pré-codificadores removem de uma forma eficiente a interferência, mesmo em situações em que a CSI é imperfeita

Measurement and Optimization of LTE Performance

4G Long Term Evolution (LTE) mobile system is the fourth generation communication system adopted worldwide to provide high-speed data connections and high-quality voice calls. Given the recent deployment by mobile service providers, unlike GSM and UMTS, LTE can be still considered to be in its early stages and therefore many topics still raise great interest among the international scientific research community: network performance assessment, network optimization, selective scheduling, interference management and coexistence with other communication systems in the unlicensed band, methods to evaluate human exposure to electromagnetic radiation are, as a matter of fact, still open issues. In this work techniques adopted to increase LTE radio performances are investigated. One of the most wide-spread solutions proposed by the standard is to implement MIMO techniques and within a few years, to overcome the scarcity of spectrum, LTE network operators will offload data traffic by accessing the unlicensed 5 GHz frequency. Our Research deals with an evaluation of 3GPP standard in a real test best scenario to evaluate network behavior and performance

Spectrally efficient Non-Orthogonal Multiple Access (NOMA) techniques for future generation mobile systems

With the expectation of over a 1000-fold increase in the number of connected devices by 2020, efficient utilization of the limited bandwidth has become ever more important in the design of mobile wireless systems. Furthermore, the ever-increasing demand for higher data rates has made it necessary for a new waveform design that satisfies not only throughput demands, but network capacity as well. One such technique recently proposed is the non-orthogonal multiple access (NOMA) which utilizes the distance-dependent power domain multiplexing, based on the principles of signal superposition. In this thesis, new spectrally efficient non-orthogonal signal techniques are proposed. The goal of the schemes is to allow simultaneous utilization of the same time frequency network resources. This is achieved by designing component signals in both power and phase domain such that users are precoded or preformed to form a single and uniquely decodable composite signal. The design criteria are based on maximizing either the sum rate or spectral efficiency, minimizing multi-user interference and detection ambiguity, and maximizing the minimum Euclidean distance between the composite constellation points. The design principles are applied in uplink, downlink and coordinated multipoint (CoMP) scenarios. We assume ideal channel state with perfect estimation, low mobility and synchronization scenarios so as to prove the concept and serve as a bound for any future work in non-ideal conditions. Extensive simulations and numerical analysis are carried to show the superiority and compatibility of the schemes. First, a new NOMA signal design called uplink NOMA with constellation precoding is proposed. The precoding weights are generated at the eNB based on the number of users to be superposed. The eNB signals the precoding weights to be employed by the users to adjust their transmission. The adjustments utilize the channel state information estimated from common periodic pilots broadcasted by the eNB. The weights ensure the composite received signal at the eNB belongs to the pre-known constellation. Furthermore, the users precode to the eNB antenna that requires the least total transmit power from all the users. At the eNB, joint maximum likelihood (JML) detection is employed to recover the component signals. As the composite constellation is as that of a single user transmitting that same constellation, multiple access interference can be viewed as absent, which allows multiple users to transmit at their full rates. Furthermore, the power gain achieved by the sum of the component signals maximizes the sum rate. Secondly, the constellation design principle is employed in the downlink scenario. In the scheme, called downlink NOMA with constellation preforming, the eNB preforms the users signal with power and phase weights prior to transmission. The preforming ensures multi-user interference is eliminated and the spectral efficiency maximized. The preformed composite constellation is broadcasted by the eNB which is received by all users. Subsequently, the users perform JML detection with the designed constellation to extract their individual component signals. Furthermore, improved signal reliability is achieved in transmit and receive diversity scenarios in the schemes called distributed transmit and receive diversity combining, respectively. Thirdly, the constellation preforming on the downlink is extended to MIMO spatial multiplexing scenarios. The first MIMO scheme, called downlink NOMA with constellation preforming, each eNB antenna transmits a preformed composite signal composed of a set of multiple users’ streams. This achieves spatial multiplexing with diversity with less transmit antennas, reducing costs associated with multiple RF chains, while still maximizing the sum rate. In the second MIMO scheme, a highly spectrally efficient MIMO preforming scheme is proposed. The scheme, called group layer MIMO with constellation preforming, the eNB preforms to a specific group of users on each transmit antenna. In all the schemes, the users perform JML detection to recover their signals. Finally, the adaptability of the constellation design is shown in CoMP. The scheme, called CoMP with joint constellation processing, the additional degrees of freedom, in form of interfering eNBs, are utilized to enable spatial multiplexing to a user with a single receive antenna. This is achieved by precoding each stream from the coordinating eNB with weights signalled by a central eNB. Consequently, the inter-cell interference is eliminated and the sum-rate maximized. To reduce the total power spent on precoding, an active cell selection scheme is proposed where the precoding is employed on the highest interferers to the user. Furthermore, a power control scheme is applied the design principle, where the objective is to reduce cross-layer interference by adapting the transmission power to the mean channel gain