Performance enhancement for LTE and beyond systems

A thesis submitted to the University of Bedfordshire, in partial fulfilment of the requirements for the degree of Doctor of PhilosophyWireless communication systems have undergone fast development in recent years. Based on GSM/EDGE and UMTS/HSPA, the 3rd Generation Partnership Project (3GPP) specified the Long Term Evolution (LTE) standard to cope with rapidly increasing demands, including capacity, coverage, and data rate. To achieve this goal, several key techniques have been adopted by LTE, such as Multiple-Input and Multiple-Output (MIMO), Orthogonal Frequency-Division Multiplexing (OFDM), and heterogeneous network (HetNet). However, there are some inherent drawbacks regarding these techniques. Direct conversion architecture is adopted to provide a simple, low cost transmitter solution. The problem of I/Q imbalance arises due to the imperfection of circuit components; the orthogonality of OFDM is vulnerable to carrier frequency offset (CFO) and sampling frequency offset (SFO). The doubly selective channel can also severely deteriorate the receiver performance. In addition, the deployment of Heterogeneous Network (HetNet), which permits the co-existence of macro and pico cells, incurs inter-cell interference for cell edge users. The impact of these factors then results in significant degradation in relation to system performance. This dissertation aims to investigate the key techniques which can be used to mitigate the above problems. First, I/Q imbalance for the wideband transmitter is studied and a self-IQ-demodulation based compensation scheme for frequencydependent (FD) I/Q imbalance is proposed. This combats the FD I/Q imbalance by using the internal diode of the transmitter and a specially designed test signal without any external calibration instruments or internal low-IF feedback path. The instrument test results show that the proposed scheme can enhance signal quality by 10 dB in terms of image rejection ratio (IRR). In addition to the I/Q imbalance, the system suffers from CFO, SFO and frequency-time selective channel. To mitigate this, a hybrid optimum OFDM receiver with decision feedback equalizer (DFE) to cope with the CFO, SFO and doubly selective channel. The algorithm firstly estimates the CFO and channel frequency response (CFR) in the coarse estimation, with the help of hybrid classical timing and frequency synchronization algorithms. Afterwards, a pilot-aided polynomial interpolation channel estimation, combined with a low complexity DFE scheme, based on minimum mean squared error (MMSE) criteria, is developed to alleviate the impact of the residual SFO, CFO, and Doppler effect. A subspace-based signal-to-noise ratio (SNR) estimation algorithm is proposed to estimate the SNR in the doubly selective channel. This provides prior knowledge for MMSE-DFE and automatic modulation and coding (AMC). Simulation results show that this proposed estimation algorithm significantly improves the system performance. In order to speed up algorithm verification process, an FPGA based co-simulation is developed. Inter-cell interference caused by the co-existence of macro and pico cells has a big impact on system performance. Although an almost blank subframe (ABS) is proposed to mitigate this problem, the residual control signal in the ABS still inevitably causes interference. Hence, a cell-specific reference signal (CRS) interference cancellation algorithm, utilizing the information in the ABS, is proposed. First, the timing and carrier frequency offset of the interference signal is compensated by utilizing the cross-correlation properties of the synchronization signal. Afterwards, the reference signal is generated locally and channel response is estimated by making use of channel statistics. Then, the interference signal is reconstructed based on the previous estimate of the channel, timing and carrier frequency offset. The interference is mitigated by subtracting the estimation of the interference signal and LLR puncturing. The block error rate (BLER) performance of the signal is notably improved by this algorithm, according to the simulation results of different channel scenarios. The proposed techniques provide low cost, low complexity solutions for LTE and beyond systems. The simulation and measurements show good overall system performance can be achieved

Implementação numa FPGA de técnicas MIMO para os futuros sistemas de transmissão wireless- (sistemas de 4G/LTE)

Mestrado em Engenharia Eletrónica e TelecomunicaçõesThis work alludes to 4G LTE technology. Techniques used for the same technology are described namely precoding and Alamouti coding and decoding. An Alamouti’s 4G system implemented to FPGA using the Xilinx System is introduced. The work also addresses the PAPR problem due to the reference pilots in the platform being generated all in phase. In this work a random pilot generator was implemented which combats the high peak power. In the receiver it was taken into account the new generation method to perform channel estimation correctly. A technique is discussed to increase the energy efficiency of the system based on PAPR reduction.O presente trabalho faz alusão à tecnologia 4G LTE. São descritas técnicas usadas na mesma tecnologia nomeadamente de precoding e codificação e descodificação Alamouti. É introduzido um sistema Alamouti 4G implementado para FPGAs usando o programa System Generator da Xilinx. O trabalho também aborda o problema do PAPR devido aos pilotos de referência na plataforma estarem sendo gerados todos em fase. Neste trabalho, um gerador aleatório de pilotos foi implementado que combate a potência de pico (PAPR). No receptor levou-se em conta o método desta nova geração para realizar a estimativa de canal corretamente

Review of Recent Trends

This work was partially supported by the European Regional Development Fund (FEDER), through the Regional Operational Programme of Centre (CENTRO 2020) of the Portugal 2020 framework, through projects SOCA (CENTRO-01-0145-FEDER-000010) and ORCIP (CENTRO-01-0145-FEDER-022141). Fernando P. Guiomar acknowledges a fellowship from “la Caixa” Foundation (ID100010434), code LCF/BQ/PR20/11770015. Houda Harkat acknowledges the financial support of the Programmatic Financing of the CTS R&D Unit (UIDP/00066/2020).MIMO-OFDM is a key technology and a strong candidate for 5G telecommunication systems. In the literature, there is no convenient survey study that rounds up all the necessary points to be investigated concerning such systems. The current deeper review paper inspects and interprets the state of the art and addresses several research axes related to MIMO-OFDM systems. Two topics have received special attention: MIMO waveforms and MIMO-OFDM channel estimation. The existing MIMO hardware and software innovations, in addition to the MIMO-OFDM equalization techniques, are discussed concisely. In the literature, only a few authors have discussed the MIMO channel estimation and modeling problems for a variety of MIMO systems. However, to the best of our knowledge, there has been until now no review paper specifically discussing the recent works concerning channel estimation and the equalization process for MIMO-OFDM systems. Hence, the current work focuses on analyzing the recently used algorithms in the field, which could be a rich reference for researchers. Moreover, some research perspectives are identified.publishersversionpublishe

Adaptive Baseband Pro cessing and Configurable Hardware for Wireless Communication

The world of information is literally at one’s fingertips, allowing access to previously unimaginable amounts of data, thanks to advances in wireless communication. The growing demand for high speed data has necessitated theuse of wider bandwidths, and wireless technologies such as Multiple-InputMultiple-Output (MIMO) have been adopted to increase spectral efficiency.These advanced communication technologies require sophisticated signal processing, often leading to higher power consumption and reduced battery life.Therefore, increasing energy efficiency of baseband hardware for MIMO signal processing has become extremely vital. High Quality of Service (QoS)requirements invariably lead to a larger number of computations and a higherpower dissipation. However, recognizing the dynamic nature of the wirelesscommunication medium in which only some channel scenarios require complexsignal processing, and that not all situations call for high data rates, allowsthe use of an adaptive channel aware signal processing strategy to provide adesired QoS. Information such as interference conditions, coherence bandwidthand Signal to Noise Ratio (SNR) can be used to reduce algorithmic computations in favorable channels. Hardware circuits which run these algorithmsneed flexibility and easy reconfigurability to switch between multiple designsfor different parameters. These parameters can be used to tune the operations of different components in a receiver based on feedback from the digitalbaseband. This dissertation focuses on the optimization of digital basebandcircuitry of receivers which use feedback to trade power and performance. Aco-optimization approach, where designs are optimized starting from the algorithmic stage through the hardware architectural stage to the final circuitimplementation is adopted to realize energy efficient digital baseband hardwarefor mobile 4G devices. These concepts are also extended to the next generation5G systems where the energy efficiency of the base station is improved.This work includes six papers that examine digital circuits in MIMO wireless receivers. Several key blocks in these receiver include analog circuits thathave residual non-linearities, leading to signal intermodulation and distortion.Paper-I introduces a digital technique to detect such non-linearities and calibrate analog circuits to improve signal quality. The concept of a digital nonlinearity tuning system developed in Paper-I is implemented and demonstratedin hardware. The performance of this implementation is tested with an analogchannel select filter, and results are presented in Paper-II. MIMO systems suchas the ones used in 4G, may employ QR Decomposition (QRD) processors tosimplify the implementation of tree search based signal detectors. However,the small form factor of the mobile device increases spatial correlation, whichis detrimental to signal multiplexing. Consequently, a QRD processor capableof handling high spatial correlation is presented in Paper-III. The algorithm and hardware implementation are optimized for carrier aggregation, which increases requirements on signal processing throughput, leading to higher powerdissipation. Paper-IV presents a method to perform channel-aware processingwith a simple interpolation strategy to adaptively reduce QRD computationcount. Channel properties such as coherence bandwidth and SNR are used toreduce multiplications by 40% to 80%. These concepts are extended to usetime domain correlation properties, and a full QRD processor for 4G systemsfabricated in 28 nm FD-SOI technology is presented in Paper-V. The designis implemented with a configurable architecture and measurements show thatcircuit tuning results in a highly energy efficient processor, requiring 0.2 nJ to1.3 nJ for each QRD. Finally, these adaptive channel-aware signal processingconcepts are examined in the scope of the next generation of communicationsystems. Massive MIMO systems increase spectral efficiency by using a largenumber of antennas at the base station. Consequently, the signal processingat the base station has a high computational count. Paper-VI presents a configurable detection scheme which reduces this complexity by using techniquessuch as selective user detection and interpolation based signal processing. Hardware is optimized for resource sharing, resulting in a highly reconfigurable andenergy efficient uplink signal detector

Implementação de pré-codificador SM-MIMO para 4G/LTE em plataforma SDR

Mestrado em Engenharia Eletrónica e TelecomunicaçõesThe main goal of this dissertation is the development and evaluation of new techniques to be used in new generation of wireless comunication devices. It focuses on the usage of multiple antennas (MIMO), precoding and the usage of spatial multiplexing in disregard of diversity techniques. This makes possible to increase data rates considerably. Throughout the document, are shown several multiplexing techniques, theoretical information about wireless propagation, and multiple antennas techniques. It was proposed and implemented a spatial multiplexing system. Firstly it was implemented in Matlab, with two precoders tested: Zero Forcing (ZF) and Minimum Mean Square Error (MMSE). Subsequently a System Generator implementation (this time with only ZF equalizer) was made in order to make possible the migration to FPGAs. Both implementations were tested and validated, we also concluded that ZF based pre-coder had a lower Bit Error Rate for the same Signal to Noise Ratio (SNR).O tema central deste trabalho de dissertação centra-se no desenvolvimento e teste de novas técnicas para utilização em comunicações sem-fios de nova geração. Foca-se no uso de várias antenas, técnicas de pré-codificação e no uso de multiplexagem espacial em detrimento de diversidade, de forma a aumentar a largura de banda. Ao longo do documento são apresentadas várias técnicas de multiplexagem, bem como bases teóricas de propagação de sinais rádio e técnicas baseadas no uso de várias antenas no emissor e recetor (MIMO). Foi proposto um sistema de pré-codificação baseado em diversidade espacial. A implementação e teste do bloco pré-codificador SMMIMO foi realizada em primeiro lugar usando um simulador Matlab para efeito de comparação. Foram implementados dois equalizadores: Zero Forcing (ZF) e Minimum Mean Square Error (MMSE); posteriormente procedeu-se à implementação em System Generator de um pré-codificador com equalização ZF, de forma a ser possível a sua implementação em FPGAs. Esta implementação foi igualmente validada por comparação com o bloco implementado em Matlab

Récepteur itératif pour les systèmes MIMO-OFDM basé sur le décodage sphérique : convergence, performance et complexité

Recently, iterative processing has been widely considered to achieve near-capacity performance and reliable high data rate transmission, for future wireless communication systems. However, such an iterative processing poses significant challenges for efficient receiver design. In this thesis, iterative receiver combining multiple-input multiple-output (MIMO) detection with channel decoding is investigated for high data rate transmission. The convergence, the performance and the computational complexity of the iterative receiver for MIMO-OFDM system are considered. First, we review the most relevant hard-output and soft-output MIMO detection algorithms based on sphere decoding, K-Best decoding, and interference cancellation. Consequently, a low-complexity K-best (LCK- Best) based decoder is proposed in order to substantially reduce the computational complexity without significant performance degradation. We then analyze the convergence behaviors of combining these detection algorithms with various forward error correction codes, namely LTE turbo decoder and LDPC decoder with the help of Extrinsic Information Transfer (EXIT) charts. Based on this analysis, a new scheduling order of the required inner and outer iterations is suggested. The performance of the proposed receiver is evaluated in various LTE channel environments, and compared with other MIMO detection schemes. Secondly, the computational complexity of the iterative receiver with different channel coding techniques is evaluated and compared for different modulation orders and coding rates. Simulation results show that our proposed approaches achieve near optimal performance but more importantly it can substantially reduce the computational complexity of the system. From a practical point of view, fixed-point representation is usually used in order to reduce the hardware costs in terms of area, power consumption and execution time. Therefore, we present efficient fixed point arithmetic of the proposed iterative receiver based on LC-KBest decoder. Additionally, the impact of the channel estimation on the system performance is studied. The proposed iterative receiver is tested in a real-time environment using the MIMO WARP platform.Pour permettre l’accroissement de débit et de robustesse dans les futurs systèmes de communication sans fil, les processus itératifs sont de plus considérés dans les récepteurs. Cependant, l’adoption d’un traitement itératif pose des défis importants dans la conception du récepteur. Dans cette thèse, un récepteur itératif combinant les techniques de détection multi-antennes avec le décodage de canal est étudié. Trois aspects sont considérés dans un contexte MIMOOFDM: la convergence, la performance et la complexité du récepteur. Dans un premier temps, nous étudions les différents algorithmes de détection MIMO à décision dure et souple basés sur l’égalisation, le décodage sphérique, le décodage K-Best et l’annulation d’interférence. Un décodeur K-best de faible complexité (LC-K-Best) est proposé pour réduire la complexité sans dégradation significative des performances. Nous analysons ensuite la convergence de la combinaison de ces algorithmes de détection avec différentes techniques de codage de canal, notamment le décodeur turbo et le décodeur LDPC en utilisant le diagramme EXIT. En se basant sur cette analyse, un nouvel ordonnancement des itérations internes et externes nécessaires est proposé. Les performances du récepteur ainsi proposé sont évaluées dans différents modèles de canal LTE, et comparées avec différentes techniques de détection MIMO. Ensuite, la complexité des récepteurs itératifs avec différentes techniques de codage de canal est étudiée et comparée pour différents modulations et rendement de code. Les résultats de simulation montrent que les approches proposées offrent un bon compromis entre performance et complexité. D’un point de vue implémentation, la représentation en virgule fixe est généralement utilisée afin de réduire les coûts en termes de surface, de consommation d’énergie et de temps d’exécution. Nous présentons ainsi une représentation en virgule fixe du récepteur itératif proposé basé sur le décodeur LC K-Best. En outre, nous étudions l’impact de l’estimation de canal sur la performance du système. Finalement, le récepteur MIMOOFDM itératif est testé sur la plateforme matérielle WARP, validant le schéma proposé

Low complexity MIMO detection algorithms and implementations

University of Minnesota Ph.D. dissertation. December 2014. Major: Electrical Engineering. Advisor: Gerald E. Sobelman. 1 computer file (PDF); ix, 111 pages.MIMO techniques use multiple antennas at both the transmitter and receiver sides to achieve diversity gain, multiplexing gain, or both. One of the key challenges in exploiting the potential of MIMO systems is to design high-throughput, low-complexity detection algorithms while achieving near-optimal performance. In this thesis, we design and optimize algorithms for MIMO detection and investigate the associated performance and FPGA implementation aspects.First, we study and optimize a detection algorithm developed by Shabany and Gulak for a K-Best based high throughput and low energy hard output MIMO detection and expand it to the complex domain. The new method uses simple lookup tables, and it is fully scalable for a wide range of K-values and constellation sizes. This technique reduces the computational complexity, without sacrificing performance and the complexity scales only sub-linearly with the constellation size. Second, we apply the bidirectional technique to trellis search and propose a high performance soft output bidirectional path preserving trellis search (PPTS) detector for MIMO systems. The comparative error analysis between single direction and bidirectional PPTS detectors is given. We demonstrate that the bidirectional PPTS detector can minimize the detection error. Next, we design a novel bidirectional processing algorithm for soft-output MIMO systems. It combines features from several types of fixed complexity tree search procedures. The proposed approach achieves a higher performance than previously proposed algorithms and has a comparable computational cost. Moreover, its parallel nature and fixed throughput characteristics make it attractive for very large scale integration (VLSI) implementation.Following that, we present a novel low-complexity hard output MIMO detection algorithm for LTE and WiFi applications. We provide a well-defined tradeoff between computational complexity and performance. The proposed algorithm uses a much smaller number of Euclidean distance (ED) calculations while attaining only a 0.5dB loss compared to maximum likelihood detection (MLD). A 3x3 MIMO system with a 16QAM detector architecture is designed, and the latency and hardware costs are estimated.Finally, we present a stochastic computing implementation of trigonometric and hyperbolic functions which can be used for QR decomposition and other wireless communications and signal processing applications

Efficient DSP and Circuit Architectures for Massive MIMO: State-of-the-Art and Future Directions

Massive MIMO is a compelling wireless access concept that relies on the use of an excess number of base-station antennas, relative to the number of active terminals. This technology is a main component of 5G New Radio (NR) and addresses all important requirements of future wireless standards: a great capacity increase, the support of many simultaneous users, and improvement in energy efficiency. Massive MIMO requires the simultaneous processing of signals from many antenna chains, and computational operations on large matrices. The complexity of the digital processing has been viewed as a fundamental obstacle to the feasibility of Massive MIMO in the past. Recent advances on system-algorithm-hardware co-design have led to extremely energy-efficient implementations. These exploit opportunities in deeply-scaled silicon technologies and perform partly distributed processing to cope with the bottlenecks encountered in the interconnection of many signals. For example, prototype ASIC implementations have demonstrated zero-forcing precoding in real time at a 55 mW power consumption (20 MHz bandwidth, 128 antennas, multiplexing of 8 terminals). Coarse and even error-prone digital processing in the antenna paths permits a reduction of consumption with a factor of 2 to 5. This article summarizes the fundamental technical contributions to efficient digital signal processing for Massive MIMO. The opportunities and constraints on operating on low-complexity RF and analog hardware chains are clarified. It illustrates how terminals can benefit from improved energy efficiency. The status of technology and real-life prototypes discussed. Open challenges and directions for future research are suggested.Comment: submitted to IEEE transactions on signal processin

Datacenter Design for Future Cloud Radio Access Network.

Cloud radio access network (C-RAN), an emerging cloud service that combines the traditional radio access network (RAN) with cloud computing technology, has been proposed as a solution to handle the growing energy consumption and cost of the traditional RAN. Through aggregating baseband units (BBUs) in a centralized cloud datacenter, C-RAN reduces energy and cost, and improves wireless throughput and quality of service. However, designing a datacenter for C-RAN has not yet been studied. In this dissertation, I investigate how a datacenter for C-RAN BBUs should be built on commodity servers. I first design WiBench, an open-source benchmark suite containing the key signal processing kernels of many mainstream wireless protocols, and study its characteristics. The characterization study shows that there is abundant data level parallelism (DLP) and thread level parallelism (TLP). Based on this result, I then develop high performance software implementations of C-RAN BBU kernels in C++ and CUDA for both CPUs and GPUs. In addition, I generalize the GPU parallelization techniques of the Turbo decoder to the trellis algorithms, an important family of algorithms that are widely used in data compression and channel coding. Then I evaluate the performance of commodity CPU servers and GPU servers. The study shows that the datacenter with GPU servers can meet the LTE standard throughput with 4× to 16× fewer machines than with CPU servers. A further energy and cost analysis show that GPU servers can save on average 13× more energy and 6× more cost. Thus, I propose the C-RAN datacenter be built using GPUs as a server platform. Next I study resource management techniques to handle the temporal and spatial traffic imbalance in a C-RAN datacenter. I propose a “hill-climbing” power management that combines powering-off GPUs and DVFS to match the temporal C-RAN traffic pattern. Under a practical traffic model, this technique saves 40% of the BBU energy in a GPU-based C-RAN datacenter. For spatial traffic imbalance, I propose three workload distribution techniques to improve load balance and throughput. Among all three techniques, pipelining packets has the most throughput improvement at 10% and 16% for balanced and unbalanced loads, respectively.PhDComputer Science and EngineeringUniversity of Michigan, Horace H. Rackham School of Graduate Studieshttp://deepblue.lib.umich.edu/bitstream/2027.42/120825/1/qizheng_1.pd

Reduced complexity detection for massive MIMO-OFDM wireless communication systems

PhD ThesisThe aim of this thesis is to analyze the uplink massive multiple-input multipleoutput with orthogonal frequency-division multiplexing (MIMO-OFDM) communication systems and to design a receiver that has improved performance with reduced complexity. First, a novel receiver is proposed for coded massive MIMO-OFDM systems utilizing log-likelihood ratios (LLRs) derived from complex ratio distributions to model the approximate effective noise (AEN) probability density function (PDF) at the output of a zero-forcing equalizer (ZFE). These LLRs are subsequently used to improve the performance of the decoding of low-density parity-check (LDPC) codes and turbo codes. The Neumann large matrix approximation is employed to simplify the matrix inversion in deriving the PDF. To verify the PDF of the AEN, Monte-Carlo simulations are used to demonstrate the close-match fitting between the derived PDF and the experimentally obtained histogram of the noise in addition to the statistical tests and the independence verification. In addition, complexity analysis of the LLR obtained using the newly derived noise PDF is considered. The derived LLR can be time consuming when the number of receive antennas is very large in massive MIMO-OFDM systems. Thus, a reduced complexity approximation is introduced to this LLR using Newton’s interpolation with different orders and the results are compared to exact simulations. Further simulation results over time-flat frequency selective multipath fading channels demonstrated improved performance over equivalent systems using the Gaussian approximation for the PDF of the noise. By utilizing the PDF of the AEN, the PDF of the signal-to-noise ratio (SNR) is obtained. Then, the outage probability, the closed-form capacity and three approximate expressions for the channel capacity are derived based on that PDF. The system performance is further investigated by exploiting the PDF of the AEN to derive the bit error rate (BER) for the massive MIMO-OFDM system with different M-ary modulations. Then, the pairwise error probability (PEP) is derived to obtain the upper-bounds for the convolutionally coded and turbo coded massive MIMO-OFDM systems for different code generators and receive antennas. Furthermore, the effect of the fixed point data representation on the performance of the massive MIMO-OFDM systems is investigated using reduced detection implementations for MIMO detectors. The motivation for the fixed point analysis is the need for a reduced complexity detector to be implemented as an optimum massive MIMO detector with low precision. Different decomposition schemes are used to build the linear detector based on the IEEE 754 standard in addition to a user-defined precision for selected detectors. Simulations are used to demonstrate the behaviour of several matrix inversion schemes under reduced bit resolution. The numerical results demonstrate improved performance when using QR-factorization and pivoted LDLT decomposition schemes at reduced precision.Iraqi Government and the Iraqi Ministry of Higher Education and Scientific researc