Coherent Change Detection Under a Forest Canopy

Coherent change detection (CCD) is an established technique for remotely monitoring landscapes with minimal vegetation or buildings. By evaluating the local complex correlation between a pair of synthetic aperture radar (SAR) images acquired on repeat passes of an airborne or spaceborne imaging radar system, a map of the scene coherence is obtained. Subtle disturbances of the ground are detected as areas of low coherence in the surface clutter. This thesis investigates extending CCD to monitor the ground in a forest. It is formulated as a multichannel dual-layer coherence estimation problem, where the coherence of scattering from the ground is estimated after suppressing interference from the canopy by vertically beamforming multiple image channels acquired at slightly different grazing angles on each pass. This 3D SAR beamforming must preserve the phase of the ground response. The choice of operating wavelength is considered in terms of the trade-off between foliage penetration and change sensitivity. A framework for comparing the performance of different radar designs and beamforming algorithms, as well as assessing the sensitivity to error, is built around the random-volume-over-ground (RVOG) model of forest scattering. If the ground and volume scattering contributions in the received echo are of similar strength, it is shown that an L-band array of just three channels can provide enough volume attenuation to permit reasonable estimation of the ground coherence. The proposed method is demonstrated using an RVOG clutter simulation and a modified version of the physics-based SAR image simulator PolSARproSim. Receiver operating characteristics show that whilst ordinary single-channel CCD is unusable when a canopy is present, 3D SAR CCD permits reasonable detection performance. A novel polarimetric filtering algorithm is also proposed to remove contributions from the ground-trunk double-bounce scattering mechanism, which may mask changes on the ground near trees. To enable this kind of polarimetric processing, fully polarimetric data must be acquired and calibrated. Motivated by an interim version of the Ingara airborne imaging radar, which used a pair of helical antennas to acquire circularly polarised data, techniques for the estimation of polarimetric distortion in the circular basis are investigated. It is shown that the standard approach to estimating cross-talk in the linear basis, whereby expressions for the distortion of reflection-symmetric clutter are linearised and solved, cannot be adapted to the circular basis, because the first-order effects of individual cross-talk parameters cannot be distinguished. An alternative approach is proposed that uses ordinary and gridded trihedral corner reflectors, and optionally dihedrals, to iteratively estimate the channel imbalance and cross-talk parameters. Monte Carlo simulations show that the method reliably converges to the true parameter values. Ingara data is calibrated using the method, with broadly consistent parameter estimates obtained across flights. Genuine scene changes may be masked by coherence loss that arises when the bands of spatial frequencies supported by the two passes do not match. Trimming the spatial-frequency bands to their common area of support would remove these uncorrelated contributions, but the bands, and therefore the required trim, depend on the effective collection geometry at each pixel position. The precise dependence on local slope and collection geometry is derived in this thesis. Standard methods of SAR image formation use a flat focal plane and allow only a single global trim, which leads to spatially varying coherence loss when the terrain is undulating. An image-formation algorithm is detailed that exploits the flexibility offered by back-projection not only to focus the image onto a surface matched to the scene topography but also to allow spatially adaptive trimming. Improved coherence is demonstrated in simulation and using data from two airborne radar systems.Thesis (Ph.D.) -- University of Adelaide, School of Electrical & Electronic Engineering, 202

FM airborne passive radar

The airborne application of Passive Bistatic Radar (PBR) is the latest evolution of the now established international interest in passive radar techniques. An airborne passive system is cheaper to construct, easier to cool, lighter and requires less power than a traditional active radar system. These properties make it ideal for installation on an Unmanned Aerial Vehicle (UAV), especially for the next generation of Low Observable (LO) UAVs, complementing the platforms LO design with an inherently Low Probability of Intercept (LPI) air-to-air and air-to-ground sensing capability. A comprehensive literature review identified a lack of practical and theoretical research in airborne passive bistatic radar and a quantitative model was designed in order to un- derstand the theoretical performance achievable using a hypothetical system and FM as the illuminator of opportunity. The results demonstrated a useable surveillance volume, assuming conservative estimates for the receiver parameters and allowed the scoping and specification of an airborne demonstrator system. The demonstrator system was subsequently designed and constructed and flown on airborne experiments to collect data for both air-to-air and air-to-ground operation analysis. Subsequent processing demonstrated the successful detection of air targets which correlated with the actual aircraft positions as recorded by a Mode-S/ADS-B receiver. This is the first time this has been conclusively demonstrated in the literature. Doppler Beam Sharpening was used to create a coarse resolution image allowing the normalised bistatic clutter RCS of the stationary surface clutter to be analysed. This is the first time this technique has been applied to an airborne passive system and has yielded the first quantitive values of normalised bistatic clutter RCS at VHF. This successful demonstration of airborne passive radar techniques provides the proof of concept and identifies the key research areas that need to be addressed in order to fully develop this technology

Elevation and Deformation Extraction from TomoSAR

3D SAR tomography (TomoSAR) and 4D SAR differential tomography (Diff-TomoSAR) exploit multi-baseline SAR data stacks to provide an essential innovation of SAR Interferometry for many applications, sensing complex scenes with multiple scatterers mapped into the same SAR pixel cell. However, these are still influenced by DEM uncertainty, temporal decorrelation, orbital, tropospheric and ionospheric phase distortion and height blurring. In this thesis, these techniques are explored. As part of this exploration, the systematic procedures for DEM generation, DEM quality assessment, DEM quality improvement and DEM applications are first studied. Besides, this thesis focuses on the whole cycle of systematic methods for 3D & 4D TomoSAR imaging for height and deformation retrieval, from the problem formation phase, through the development of methods to testing on real SAR data. After DEM generation introduction from spaceborne bistatic InSAR (TanDEM-X) and airborne photogrammetry (Bluesky), a new DEM co-registration method with line feature validation (river network line, ridgeline, valley line, crater boundary feature and so on) is developed and demonstrated to assist the study of a wide area DEM data quality. This DEM co-registration method aligns two DEMs irrespective of the linear distortion model, which improves the quality of DEM vertical comparison accuracy significantly and is suitable and helpful for DEM quality assessment. A systematic TomoSAR algorithm and method have been established, tested, analysed and demonstrated for various applications (urban buildings, bridges, dams) to achieve better 3D & 4D tomographic SAR imaging results. These include applying Cosmo-Skymed X band single-polarisation data over the Zipingpu dam, Dujiangyan, Sichuan, China, to map topography; and using ALOS L band data in the San Francisco Bay region to map urban building and bridge. A new ionospheric correction method based on the tile method employing IGS TEC data, a split-spectrum and an ionospheric model via least squares are developed to correct ionospheric distortion to improve the accuracy of 3D & 4D tomographic SAR imaging. Meanwhile, a pixel by pixel orbit baseline estimation method is developed to address the research gaps of baseline estimation for 3D & 4D spaceborne SAR tomography imaging. Moreover, a SAR tomography imaging algorithm and a differential tomography four-dimensional SAR imaging algorithm based on compressive sensing, SAR interferometry phase (InSAR) calibration reference to DEM with DEM error correction, a new phase error calibration and compensation algorithm, based on PS, SVD, PGA, weighted least squares and minimum entropy, are developed to obtain accurate 3D & 4D tomographic SAR imaging results. The new baseline estimation method and consequent TomoSAR processing results showed that an accurate baseline estimation is essential to build up the TomoSAR model. After baseline estimation, phase calibration experiments (via FFT and Capon method) indicate that a phase calibration step is indispensable for TomoSAR imaging, which eventually influences the inversion results. A super-resolution reconstruction CS based study demonstrates X band data with the CS method does not fit for forest reconstruction but works for reconstruction of large civil engineering structures such as dams and urban buildings. Meanwhile, the L band data with FFT, Capon and the CS method are shown to work for the reconstruction of large manmade structures (such as bridges) and urban buildings

An experimental synthetic aperture SONAR

Aperture synthesis is a mature technique that has been used with success in a number of remote sensing fields. Sonars can also potentially benefit from the technique, though to date the limitations of slow acoustic propagation and difficulty in maintaining a stable platform has hindered investigation. This thesis investigates aperture synthesis for high resolution underwater imaging. A prototype sonar is designed and fabricated for the study. The performance of the sonar is assessed in both tank and sea trials and the results presented in this thesis

An investigation of a frequency diverse array

This thesis presents a novel concept for focusing an antenna beam pattern as a function of range, time, and angle. In conventional phased arrays, beam steering is achieved by applying a linear phase progression across the aperture. This thesis shows that by applying an additional linear frequency shift across the elements, a new term is generated which results in a scan angle that varies with range in the far-field. Moreover, the antenna pattern is shown to scan in range and angle as a function of time. These properties result in more flexible beam scan options for phased array antennas than traditional phase shifter implementations. The thesis subsequently goes on to investigate this phenomenon via full scale experimentation, and explores a number of aspects of applying frequency diversity spatially across array antennas. This new form of frequency diverse array may have applications to multipath mitigation, where a radio signal takes two or more routes between the transmitter and receiver due to scattering from natural and man-made objects. Since the interfering signals arrive from more than one direction, the range-dependent and auto-scanning properties of the frequency diverse array beam may be useful to isolate and suppress the interference. The frequency diverse array may also have applications to wideband array steering, in lieu of true time delay solutions which are often used to compensate for linear phase progression with frequency across an array, and to sonar, where the speed of propagation results in large percentage bandwidth, creating similar wideband array effects. The frequency diverse array is also a stepping stone to more sophisticated joint antenna and waveform design for the creation of new radar modes, such as simultaneous multi-mode operation, for example, enabling joint synthetic aperture radar and ground moving target indication

Frequency Diversity for Improving Synthetic Aperture Radar Imaging

In this work, a novel theoretical framework is presented for using recent advances in frequency diversity arrays (FDAs). Unlike a conventional array, the FDA simultaneously transmits a unique frequency from each element in the array. As a result, special time and space properties of the radiation pattern are exploited to improve cross-range resolution. The idealized FDA radiation pattern is compared with and validated against a full-wave electromagnetic solver, and it is shown that the conventional array is a special case of the FDA. A new signal model, based on the FDA, is used to simulate SAR imagery of ideal point mass targets and the new model is used to derive the impulse response function of the SAR system, which is rarely achievable with other analytic methods. This work also presents an innovative solution for using the convolution back-projection algorithm, the gold standard in SAR image processing, and is a significant advantage of the proposed FDA model. The new FDA model and novel SAR system concept of operation are shown to reduce collection time by 33 percent while achieving a 4.5 dB improvement in cross-range resolution as compared to traditional imaging systems

Array Manifold Calibration for Multichannel SAR Sounders

This dissertation demonstrates airborne synthetic aperture radar (SAR) sounder array manifold calibration to improve outcomes in two-dimensional and three-dimensional image formation of ice sheet and glacier subsurfaces. The methodology relies on the creation of snapshot databases that aid in both the identification of calibration pixels as well as the validation of proposed calibration strategies. A parametric estimator of nonlinear SAR sounder manifold parameters is derived given a superset of statistically independent and spatially diverse subsets, assuming knowledge of the manifold model. Both measurements-based and computational electromagnetic modeling (CEM) approaches are pursued in obtaining a parametric representation of the manifold that enables the application of this estimator. The former relies on a principal components based characterization of SAR sounder manifolds. By incorporating a subspace clustering technique to identify pixels with a single dominant source, the algorithm circumvents an assumption of single source observations that underlies the formulation of nonparametric methods and traditionally limits the applicability of these techniques to the SAR sounder problem. Three manifolds are estimated and tested against a nominal manifold model in angle estimation and tomography. Measured manifolds on average reduce angle estimation error by a factor of 4.8 and lower vertical elevation uncertainty of SAR sounder derived digital elevation models by a factor of 3.7. Application of the measured manifolds in angle estimation produces 3-D images with more focused scattering signatures and higher intensity pixels that improve automated surface extraction outcomes. Measured manifolds are studied against Method of Moments predictions of the array's response to plane wave excitation obtained with a detailed model of the sounder's array that includes the airborne platform and fairing housing. CEM manifolds reduce angle estimation uncertainty off nadir on average by a factor of 3 when applied to measurements, providing initial confirmation of the utility of the CEM model in predicting angle estimation performance of the sounder's airborne arrays. The research findings of this dissertation indicate that SAR sounder manifold calibration will significantly increase the scientific value of legacy ice sheet and glacier sounding data sets and lead to optimized designs of future remote sensing instrumentation for surveying the cryosphere

Adaptive Illumination Patterns for Radar Applications

The fundamental goal of Fully Adaptive Radar (FAR) involves full exploitation of the joint, synergistic adaptivity of the radar\u27s transmitter and receiver. Little work has been done to exploit the joint space time Degrees-of-Freedom (DOF) available via an Active Electronically Steered Array (AESA) during the radar\u27s transmit illumination cycle. This research introduces Adaptive Illumination Patterns (AIP) as a means for exploiting this previously untapped transmit DOF. This research investigates ways to mitigate clutter interference effects by adapting the illumination pattern on transmit. Two types of illumination pattern adaptivity were explored, termed Space Time Illumination Patterns (STIP) and Scene Adaptive Illumination Patterns (SAIP). Using clairvoyant knowledge, STIP demonstrates the ability to remove sidelobe clutter at user specified Doppler frequencies, resulting in optimum receiver performance using a non-adaptive receive processor. Using available database knowledge, SAIP demonstrated the ability to reduce training data heterogeneity in dense target environments, thereby greatly improving the minimum discernable velocity achieved through STAP processing