Hybrid ARQ with parallel and serial concatenated convolutional codes for next generation wireless communications

This research focuses on evaluating the currently used FEC encoding-decoding schemes and improving the performance of error control systems by incorporating these schemes in a hybrid FEC-ARQ environment. Beginning with an overview of wireless communications and the various ARQ protocols, the thesis provides an in-depth explanation of convolutional encoding and Viterbi decoding, turbo (PCCC) and serial concatenated convolutional (SCCC) encoding with their respective MAP decoding strategies.;A type-II hybrid ARQ scheme with SCCCs is proposed for the first time and is a major contribution of this thesis. A vast improvement is seen in the BER performance of the successive individual FEC schemes discussed above. Also, very high throughputs can be achieved when these schemes are incorporated in an adaptive type-II hybrid ARQ system.;Finally, the thesis discusses the equivalence of the PCCCs and the SCCCs and proposes a technique to generate a hybrid code using both schemes

Analysis of coded OFDM system over frequency-selective fading channels

This thesis considers the analysis of system performance and resource allocation for a coded OFDM system over frequency selective fading channels. Due to the inseparable role taken by channel coding in a coded OFDM system, an information theoretical analysis is carried out and taken as the basis for the system performance and throughput. Based on the results of the information theoretical analysis, the optimal system BER performance of a coded OFDM system is first shown to converge to the outage probability for large OFDM block lengths. Instead of evaluating the outage probability numerically, we provide in this thesis a simple analytical closed form approximation of the outage probability for a coded OFDM system over frequency selective quasi-static fading channels. Simulation results of the turbo-coded OFDM systems further confirm the approximation of the outage probability. By taking the instantaneous channel capacity as the analytical building block, system throughput of a coded OFDM system is then provided. With the aim to compare the performance difference between adaptive and uniform resource allocation strategies, the system throughput of different allocation schemes under various channel conditions is analyzed. First, it is demonstrated that adaptive power allocation over OFDM sub-carriers at the transmitter achieves very little gain in terms of throughput over a uniform power distribution scheme. Theoretical analysis is then provided of the throughput increase of adaptive-rate schemes compared with fixed-rate schemes under various situations. Two practical OFDM systems implementing rate-compatible-punctured-turbo-code-based (RCPT-based) hybrid automatic-repeat-request (Hybrid-ARQ) and redundancy incremental Hybrid-ARQ protocols are also provided to verify the analytical results

Exponential effective SIR link performance model for LTE downlink

Postprint (published version

Waveforms and channel coding for 5G

Abstract. The fifth generation (5G) communication systems are required to perform significantly better than the existing fourth generation (4G) systems in data rate, capacity, coverage, latency, energy consumption and cost. Hence, 5G needs to achieve considerable enhancements in the areas of bandwidth, spectral, energy, and signaling efficiencies and cost per bit. The new radio access technology (RAT) of 5G physical layer needs to utilize an efficient waveform to meet the demands of 5G. Orthogonal frequency division multiplexing (OFDM) is considered as a baseline for up to 30 GHz. However, a major drawback of OFDM systems is their large peak to average power ratio (PAPR). Here in this thesis, a simple selective-mapping (SLM) technique using scrambling is proposed to reduce the PAPR of OFDM signals. This technique selects symbol sequences with high PAPR and scrambles them until a PAPR sequence below a specific threshold is generated. The computational complexity of the proposed scheme is considerably lower than that of the traditional SLM. Also, performance of the system is investigated through simulations and more than 4.5 dB PAPR reduction is achieved. In addition, performance of single carrier waveforms is analyzed in multiple-input multiple-output (MIMO) systems as an alternative to OFDM. Performance of a single carrier massive MIMO system is presented for both uplink and downlink with single user and multiple user cases and the effect of pre-coding on the PAPR is studied. A variety of channel configurations were investigated such as correlated channels, practical channels and the channels with errors in channel estimate. Furthermore, the candidate coding schemes are investigated for the new RAT in the 5G standard corresponding the activities in the third generation partnership project (3GPP). The schemes are evaluated in terms of block error rate (BLER), bit error rate (BER), computational complexity, and flexibility. These parameters comprise a suitable set to assess the performance of different services and applications. Turbo, low density parity check (LDPC), and polar codes are considered as the candidate schemes. These are investigated in terms of obtaining suitable rates, block lengths by proper design for a fair comparison. The simulations have been carried out in order to obtain BLER / BER performance for various code rates and block lengths, in additive white Gaussian noise (AWGN) channel. Although polar codes perform well at short block lengths, LDPC has a relatively good performance at all the block lengths and code rates. In addition, complexity of the LDPC codes is relatively low. Furthermore, BLER/BER performances of the coding schemes in Rayleigh fading channels are investigated and found that the fading channel performance follows a similar trend as the performance in the AWGN channel

Self-concatenated coding for wireless communication systems

In this thesis, we have explored self-concatenated coding schemes that are designed for transmission over Additive White Gaussian Noise (AWGN) and uncorrelated Rayleigh fading channels. We designed both the symbol-based Self-ConcatenatedCodes considered using Trellis Coded Modulation (SECTCM) and bit-based Self- Concatenated Convolutional Codes (SECCC) using a Recursive Systematic Convolutional (RSC) encoder as constituent codes, respectively. The design of these codes was carried out with the aid of Extrinsic Information Transfer (EXIT) charts. The EXIT chart based design has been found an efficient tool in finding the decoding convergence threshold of the constituent codes. Additionally, in order to recover the information loss imposed by employing binary rather than non-binary schemes, a soft decision demapper was introduced in order to exchange extrinsic information withthe SECCC decoder. To analyse this information exchange 3D-EXIT chart analysis was invoked for visualizing the extrinsic information exchange between the proposed Iteratively Decoding aided SECCC and soft-decision demapper (SECCC-ID). Some of the proposed SECTCM, SECCC and SECCC-ID schemes perform within about 1 dB from the AWGN and Rayleigh fading channels’ capacity. A union bound analysis of SECCC codes was carried out to find the corresponding Bit Error Ratio (BER) floors. The union bound of SECCCs was derived for communications over both AWGN and uncorrelated Rayleigh fading channels, based on a novel interleaver concept.Application of SECCCs in both UltraWideBand (UWB) and state-of-the-art video-telephone schemes demonstrated its practical benefits.In order to further exploit the benefits of the low complexity design offered by SECCCs we explored their application in a distributed coding scheme designed for cooperative communications, where iterative detection is employed by exchanging extrinsic information between the decoders of SECCC and RSC at the destination. In the first transmission period of cooperation, the relay receives the potentially erroneous data and attempts to recover the information. The recovered information is then re-encoded at the relay using an RSC encoder. In the second transmission period this information is then retransmitted to the destination. The resultant symbols transmitted from the source and relay nodes can be viewed as the coded symbols of a three-component parallel-concatenated encoder. At the destination a Distributed Binary Self-Concatenated Coding scheme using Iterative Decoding (DSECCC-ID) was employed, where the two decoders (SECCC and RSC) exchange their extrinsic information. It was shown that the DSECCC-ID is a low-complexity scheme, yet capable of approaching the Discrete-input Continuous-output Memoryless Channels’s (DCMC) capacity.Finally, we considered coding schemes designed for two nodes communicating with each other with the aid of a relay node, where the relay receives information from the two nodes in the first transmission period. At the relay node we combine a powerful Superposition Coding (SPC) scheme with SECCC. It is assumed that decoding errors may be encountered at the relay node. The relay node then broadcasts this information in the second transmission period after re-encoding it, again, using a SECCC encoder. At the destination, the amalgamated block of Successive Interference Cancellation (SIC) scheme combined with SECCC then detects and decodes the signal either with or without the aid of a priori information. Our simulation results demonstrate that the proposed scheme is capable of reliably operating at a low BER for transmission over both AWGN and uncorrelated Rayleigh fading channels. We compare the proposed scheme’s performance to a direct transmission link between the two sources having the same throughput