Complex-valued Adaptive Digital Signal Enhancement For Applications In Wireless Communication Systems

In recent decades, the wireless communication industry has attracted a great deal of research efforts to satisfy rigorous performance requirements and preserve high spectral efficiency. Along with this trend, I/Q modulation is frequently applied in modern wireless communications to develop high performance and high data rate systems. This has necessitated the need for applying efficient complex-valued signal processing techniques to highly-integrated, multi-standard receiver devices. In this dissertation, novel techniques for complex-valued digital signal enhancement are presented and analyzed for various applications in wireless communications. The first technique is a unified block processing approach to generate the complex-valued conjugate gradient Least Mean Square (LMS) techniques with optimal adaptations. The proposed algorithms exploit the concept of the complex conjugate gradients to find the orthogonal directions for updating the adaptive filter coefficients at each iteration. Along each orthogonal direction, the presented algorithms employ the complex Taylor series expansion to calculate time-varying convergence factors tailored for the adaptive filter coefficients. The performance of the developed technique is tested in the applications of channel estimation, channel equalization, and adaptive array beamforming. Comparing with the state of the art methods, the proposed techniques demonstrate improved performance and exhibit desirable characteristics for practical use. The second complex-valued signal processing technique is a novel Optimal Block Adaptive algorithm based on Circularity, OBA-C. The proposed OBA-C method compensates for a complex imbalanced signal by restoring its circularity. In addition, by utilizing the complex iv Taylor series expansion, the OBA-C method optimally updates the adaptive filter coefficients at each iteration. This algorithm can be applied to mitigate the frequency-dependent I/Q mismatch effects in analog front-end. Simulation results indicate that comparing with the existing methods, OBA-C exhibits superior convergence speed while maintaining excellent accuracy. The third technique is regarding interference rejection in communication systems. The research on both LMS and Independent Component Analysis (ICA) based techniques continues to receive significant attention in the area of interference cancellation. The performance of the LMS and ICA based approaches is studied for signals with different probabilistic distributions. Our research indicates that the ICA-based approach works better for super-Gaussian signals, while the LMS-based method is preferable for sub-Gaussian signals. Therefore, an appropriate choice of interference suppression algorithms can be made to satisfy the ever-increasing demand for better performance in modern receiver design

Dirty RF Signal Processing for Mitigation of Receiver Front-end Non-linearity

Moderne drahtlose Kommunikationssysteme stellen hohe und teilweise gegensätzliche Anforderungen an die Hardware der Funkmodule, wie z.B. niedriger Energieverbrauch, große Bandbreite und hohe Linearität. Die Gewährleistung einer ausreichenden Linearität ist, neben anderen analogen Parametern, eine Herausforderung im praktischen Design der Funkmodule. Der Fokus der Dissertation liegt auf breitbandigen HF-Frontends für Software-konfigurierbare Funkmodule, die seit einigen Jahren kommerziell verfügbar sind. Die praktischen Herausforderungen und Grenzen solcher flexiblen Funkmodule offenbaren sich vor allem im realen Experiment. Eines der Hauptprobleme ist die Sicherstellung einer ausreichenden analogen Performanz über einen weiten Frequenzbereich. Aus einer Vielzahl an analogen Störeffekten behandelt die Arbeit die Analyse und Minderung von Nichtlinearitäten in Empfängern mit direkt-umsetzender Architektur. Im Vordergrund stehen dabei Signalverarbeitungsstrategien zur Minderung nichtlinear verursachter Interferenz - ein Algorithmus, der besser unter "Dirty RF"-Techniken bekannt ist. Ein digitales Verfahren nach der Vorwärtskopplung wird durch intensive Simulationen, Messungen und Implementierung in realer Hardware verifiziert. Um die Lücken zwischen Theorie und praktischer Anwendbarkeit zu schließen und das Verfahren in reale Funkmodule zu integrieren, werden verschiedene Untersuchungen durchgeführt. Hierzu wird ein erweitertes Verhaltensmodell entwickelt, das die Struktur direkt-umsetzender Empfänger am besten nachbildet und damit alle Verzerrungen im HF- und Basisband erfasst. Darüber hinaus wird die Leistungsfähigkeit des Algorithmus unter realen Funkkanal-Bedingungen untersucht. Zusätzlich folgt die Vorstellung einer ressourceneffizienten Echtzeit-Implementierung des Verfahrens auf einem FPGA. Abschließend diskutiert die Arbeit verschiedene Anwendungsfelder, darunter spektrales Sensing, robuster GSM-Empfang und GSM-basiertes Passivradar. Es wird gezeigt, dass nichtlineare Verzerrungen erfolgreich in der digitalen Domäne gemindert werden können, wodurch die Bitfehlerrate gestörter modulierter Signale sinkt und der Anteil nichtlinear verursachter Interferenz minimiert wird. Schließlich kann durch das Verfahren die effektive Linearität des HF-Frontends stark erhöht werden. Damit wird der zuverlässige Betrieb eines einfachen Funkmoduls unter dem Einfluss der Empfängernichtlinearität möglich. Aufgrund des flexiblen Designs ist der Algorithmus für breitbandige Empfänger universal einsetzbar und ist nicht auf Software-konfigurierbare Funkmodule beschränkt.Today's wireless communication systems place high requirements on the radio's hardware that are largely mutually exclusive, such as low power consumption, wide bandwidth, and high linearity. Achieving a sufficient linearity, among other analogue characteristics, is a challenging issue in practical transceiver design. The focus of this thesis is on wideband receiver RF front-ends for software defined radio technology, which became commercially available in the recent years. Practical challenges and limitations are being revealed in real-world experiments with these radios. One of the main problems is to ensure a sufficient RF performance of the front-end over a wide bandwidth. The thesis covers the analysis and mitigation of receiver non-linearity of typical direct-conversion receiver architectures, among other RF impairments. The main focus is on DSP-based algorithms for mitigating non-linearly induced interference, an approach also known as "Dirty RF" signal processing techniques. The conceived digital feedforward mitigation algorithm is verified through extensive simulations, RF measurements, and implementation in real hardware. Various studies are carried out that bridge the gap between theory and practical applicability of this approach, especially with the aim of integrating that technique into real devices. To this end, an advanced baseband behavioural model is developed that matches to direct-conversion receiver architectures as close as possible, and thus considers all generated distortions at RF and baseband. In addition, the algorithm's performance is verified under challenging fading conditions. Moreover, the thesis presents a resource-efficient real-time implementation of the proposed solution on an FPGA. Finally, different use cases are covered in the thesis that includes spectrum monitoring or sensing, GSM downlink reception, and GSM-based passive radar. It is shown that non-linear distortions can be successfully mitigated at system level in the digital domain, thereby decreasing the bit error rate of distorted modulated signals and reducing the amount of non-linearly induced interference. Finally, the effective linearity of the front-end is increased substantially. Thus, the proper operation of a low-cost radio under presence of receiver non-linearity is possible. Due to the flexible design, the algorithm is generally applicable for wideband receivers and is not restricted to software defined radios

Design of Analog-to-Digital Converters with Embedded Mixing for Ultra-Low-Power Radio Receivers

In the field of radio receivers, down-conversion methods usually rely on one (or more) explicit mixing stage(s) before the analog-to-digital converter (ADC). These stages not only contribute to the overall power consumption but also have an impact on area and can compromise the receiver’s performance in terms of noise and linearity. On the other hand, most ADCs require some sort of reference signal in order to properly digitize an analog input signal. The implementation of this reference signal usually relies on bandgap circuits and reference buffers to generate a constant, stable, dc signal. Disregarding this conventional approach, the work developed in this thesis aims to explore the viability behind the usage of a variable reference signal. Moreover, it demonstrates that not only can an input signal be properly digitized, but also shifted up and down in frequency, effectively embedding the mixing operation in an ADC. As a result, ADCs in receiver chains can perform double-duty as both a quantizer and a mixing stage. The lesser known charge-sharing (CS) topology, within the successive approximation register (SAR) ADCs, is used for a practical implementation, due to its feature of “pre-charging” the reference signal prior to the conversion. Simulation results from an 8-bit CS-SAR ADC designed in a 0.13 μm CMOS technology validate the proposed technique

Design and Implementation of an RF Front-End for Software Defined Radios

Software Defined Radios have brought a major reformation in the design standards for radios, in which a large portion of the functionality is implemented through pro­ grammable signal processing devices, giving the radio the ability to change its op­ erating parameters to accommodate new features and capabilities. A software radio approach reduces the content of radio frequency and other analog components of the traditional radios and emphasizes digital signal processing to enhance overall receiver flexibility. Field Programmable Gate Arrays (FPGA) are a suitable technology for the hardware platform as they offer the potential of hardware-like performance coupled with software-like programmability. Software defined radio is a very broad field, encompassing the design of various technologies all the way from the antenna to RF, IF, and baseband digital design. The RF section primarily consists of analog hardware modules. The IF and baseband sections are primarily digital. It is the general process of the radio to convert the incoming signal from RF to IF and then IF to baseband for better signal processing system. In this thesis, some of major building blocks of a Software defined radio are de­ signed and implemented using FPGAs. The design of a Digital front end, which provides the bridge between the baseband and analog RF portions of a wireless receiver, is synthesized. The Digital front end receiver consists of a digital down converter(DDC) which in turn comprises of a direct digital frequency synthesizer (DDFS), a phase accumulator and a low pass filter. The signal processing block of the DDFS is executed using Co-ordinate Rotation Digital Computer (CORDIC) iii Abstract algorithm. Cascaded-Integrator-Comb filters (CIC) are implemented for changing the sample rate of the incoming data. Application of a DDC includes software ra­ dios, multicarrier, multimode digital receivers, micro and pico cell systems,broadband data applications, instrumentation and test equipment and in-building wireless tele­ phony. Also, in this thesis, interfaces for connecting Texas Instruments high speed and high resolution Analog-to-Digital converters (ADC) and Digital-to-Analog converters (DAC) with Xilinx Virtex-5 FPGAs are also implemented and demonstrated

Energy-detection based spectrum sensing for cognitive radio on a real-time SDR platform

There has been an increase in wireless applications due to the technology boom; consequently raising the level of radio spectrum demand. However, spectrum is a limited resource and cannot be infinitely subdivided to accommodate every application. At the same time, emerging wireless applications require a lot of bandwidth for operation, and have seen exponential growth in their bandwidth usage in recent years. The current spectrum allocation technique, proposed by the Federal Communications Commission (FCC) is a fixed allocation technique. This is inefficient as the spectrum is vacant during times when the primary user is not using the spectrum. This strain on the current available bandwidth has revealed signs of an upcoming spectrum crunch; hence the need to find a solution that satisfies the increasing spectrum demand, without compromising the performance of the applications. This work leverages on cognitive radio technology as a potential solution to the spectrum usage challenge. Cognitive radios have the ability to sense the spectrum and determine the presence or absence of the primary user in a particular subcarrier band. When the spectrum is vacant, a cognitive radio (secondary user) can opportunistically occupy the radio spectrum, optimizing the radio frequency band. The effectiveness of the cognitive radio is determined by the performance of the sensing techniques. Known spectrum-sensing techniques are reviewed, which include energy detection, entropy detection, matched-filter detection, and cyclostationary detection. In this dissertation, the energy sensing technique is examined. A real-time energy detector is developed on the Software-Defined Radio (SDR) testbed that is built with Universal Software Radio Peripheral (USRP) devices, and on the GNU Radio software platform. The noise floor of the system is first analysed to determine the detection threshold, which is obtained using the empirical cumulative distribution method. Simulations are carried out using MATrix LABoratory (MATLAB) to set a benchmark. In both simulations and the SDR development platform, an Orthogonal Frequency Division Multiplexing (OFDM) signal with Quadrature Phase Shift Keying (QPSK) modulation is generated and used as the test signal

Architectures and Circuit Techniques for High-Performance Field-Programmable CMOS Software Defined Radios

Next-generation wireless communication systems put more stringent performance requirements on the wireless RF receiver circuits. Sensitivity, linearity, bandwidth and power consumption are some of the most important specifications that often face tightly coupled tradeoffs between them. To increase the data throughput, a large number of fragmented spectrums are being introduced to the wireless communication standards. Carrier aggregation technology needs concurrent communication across several non-contiguous frequency bands, which results in a rapidly growing number of band combinations. Supporting all the frequency bands and their aggregation combinations increases the complexity of the RF receivers. Highly flexible software defined radio (SDR) is a promising technology to address these applications scenarios with lower complexity by relaxing the specifications of the RF filters or eliminating them. However, there are still many technology challenges with both the receiver architecture and the circuit implementations. The performance requirements of the receivers can also vary across different application scenario and RF environments. Field-programmable dynamic performance tradeoff can potentially reduce the power consumption of the receiver. In this dissertation, we address the performance enhancement challenges in the wideband SDRs by innovations at both the circuit building block level and the receiver architecture level. A series of research projects are conducted to push the state-of-the-art performance envelope and add features such as field-programmable performance tradeoff and concurrent reception. The projects originate from the concept of thermal noise canceling techniques and further enhance the RF performance and add features for more capable SDR receivers. Four generations of prototype LNA or receiver chips are designed, and each of them pushes at least one aspect of the RF performance such as bandwidth, linearity, and NF. A noise-canceling distributed LNA breaks the tradeoff between NF and RF bandwidth by introducing microwave circuit techniques from the distributed amplifiers. The LNA architecture uniquely provides ultra high bandwidth and low NF at low frequencies. A family of field-programmable LNA realized field-programmable performance tradeoff with current-reuse programmable transconductance cells. Interferer-reflecting loops can be applied around the LNAs to improve their input linearity by rejecting the out-of-band interferers with a wideband low in- put impedance. A low noise transconductance amplifier (LNTA) that operates in class-AB-C is invented to can handle rail-to-rail out-of-band blocker without saturation. Class-AB and class-C transconductors form a composite amplifier to increase the linear range of the input voltage. A new antenna interface named frequency-translational quadrature-hybrid (FTQH) breaks the input impedance matching requirement of the LNAs by introducing quadrature hybrid couplers to the CMOS RFIC design. The FTQH receiver achieves wideband sub-1dB NF and supports scalable massive frequency-agile concurrent reception

Radiofrequency architectures and technologies for software defined radio

Six-port network is an interesting radiofrequency architecture with multiple possibilities. Since it was firstly introduced in the seventies as an alternative network analyzer, the six-port network has been used for many applications, such as homodyne receivers, radar systems, direction of arrival estimation, UWB (Ultra-Wide-Band), or MIMO (Multiple Input Multiple Output) systems. Currently, it is considered as a one of the best candidates to implement a Software Defined Radio (SDR). This thesis comprises an exhaustive study of this promising architecture, where its fundamentals and the state-of-the-art are also included. In addition, the design and development of a SDR 0.3-6 GHz six-port receiver prototype is presented in this thesis, which is implemented in conventional technology. The system is experimentally characterized and validated for RF signal demodulation with good performance. The analysis of the six-port architecture is complemented by a theoretical and experimental comparison with other radiofrequency architectures suitable for SDR. Some novel contributions are introduced in the present thesis. Such novelties are in the direction of the highly topical issues on six-port technique: development and optimization of real-time I-Q regeneration techniques for multiport networks; and search of new techniques and technologies to contribute to the miniaturization of the six-port architecture. In particular, the novel contributions of this thesis can be summarized as: - Introduction of a new real-time auto-calibration method for multiport receivers, particularly suitable for broadband designs and high data rate applications. - Introduction of a new direct baseband I-Q regeneration technique for five-port receivers. - Contribution to the miniaturization of six-port receivers by the use of the multilayer LTCC (Low Temperature Cofired Ceramic) technology. Implementation of a compact (30x30x1.25 mm) broadband (0.3-6 GHz) six-port receiver in LTTC technology. The results and conclusions derived from this thesis have been satisfactory, and quite fruitful in terms of publications. A total of fourteen works have been published, considering international journals and conferences, and national conferences. Aditionally, a paper has been submitted to an internationally recognized journal, which is currently under review

Configurable circuits and their impact on multi-standard RF front-end architectures

This thesis studies configurable circuits and their impact on multi-standard RF front-end architectures. In particular, low-voltage low-power linear LNA and mixer topologies suitable for implementation in multi-standard front-ends are subject of the investigation. With respect to frequency and bandwidth, multi-standard front-ends can be implemented using either tunable or wideband LNA and mixer topologies. Based on the type of the LNA and mixer(s), multi-standard receiver RF front-ends can be divided into three groups. They can be (tunable) narrow-band, wide-band or combined. The advantages and disadvantages of the different multi-standard receiver RF front-ends have been discussed in detail. The partitioning between off-chip selectivity, on-chip selectivity provided by the LNA and mixer, linearity, power consumption and occupied chip area in each multi-standard RF front-end group are thoroughly investigated. A Figure of Merit (FOM) for the multi-standard receiver RF front-end has been introduced. Based on this FOM the most suitable multi-standard RF front-end group in terms of cost-effectiveness can be selected. In order to determine which multi-standard RF front-end group is the most cost-effective for a practical application, a GSM850/E-GSM/DCS/PCS/Bluetooth/WLANa/b/g multi-standard receiver RF front-end is chosen as a demonstrator. These standards are the most frequently used standards in wireless communication, and this combination of standards allows to users almost "anytime-anywhere" voice and data transfer. In order to verify these results, three demonstrators have been defined, designed and implemented, two wideband RF front-end circuits in 90nm CMOS and 65nm CMOS, and one combined multi-standard RF front-end circuit in 65nm CMOS. The proposed multi-standard demonstrators have been compared with the state-of the art narrow-band, wide-band and combined multi-standard RF front-ends. On the proposed multi-standard RF front-ends and the state-of the art multi-standard RF front-ends the proposed FOM have been applied. The comparison shows that the combined multi-standard RF front-end group is the most cost effective multi-standard group for this application

Development of a sub-miniature acoustic sensor for wireless monitoring of heart rate

This thesis presents the development of a non-invasive, wireless, low-power, phonocardiographic (PCG) or heart sound sensor platform suitable for long-term monitoring of heart function. The core of this development process involves a study of the feasibility of this conceptual system and the development of a prototype mixed-signals integrated circuit (IC) to form the integral component of the proposed sensor. The feasibility study of the proposed long-term monitoring sensor is divided into two main parts. The first part of the study investigates the technological aspect of the conceptual system, via a system level design. This is to prove the technological or operational feasibility of the system, where the system can be built completely using discrete, off-the-shelf electronics components to satisfy the size, power consumption, battery life and operational requirements of the sensor platform. The second part of the study concentrates on the post-processing of the heart sounds and murmurs or PCG data recorded. This is where a number of different de-noising algorithms are studied and their relative performance compared when applied to a variety of different noisy heart sound signals that would likely be acquired using the proposed sensor in everyday life. This was done to demonstrate the functional feasibility of the proposed system, where the ambient acoustic noise in the recorded PCG data can be effectively suppressed and therefore meaningful analysis of heart function i.e. heart rate, can be performed on the data. After the feasibility of the conceptual system has been demonstrated, the final part of this thesis discusses the synthesis and testing of a 0.35 μm CMOS technology prototype mixed analog-digital integrated circuit (IC) to miniaturise part of this sensor platform outlined in the system level design, conducted in the earlier part of this thesis, to achieve the objective specifications – in terms of the size and power consumption. A new implementation of the multi-tanh triplet transconductor is introduced to construct a pair of 100 nW analogue 4th order Gm-C signal conditioning filters. Furthermore, a 7 μW digital circuit was designed to drive the analog-to-digital conversion cycle of the Linear Technology LTC1288 ADC and synchronise the ADC’s output to generate the Manchester encoded data compatible with the Holt Integrated Circuit HI-15530 Manchester Encoder/Decoder

Efficient Spectrum Management for Mobile Ad Hoc Networks

The successful deployment of advanced wireless network applications for defense, homeland security, and public safety depends on the availability of relatively interference-free spectrum. Setup and maintenance of mobile networks for military and civilian first-response units often requires temporary allocation of spectrum resources for operations of finite, but uncertain, duration. As currently practiced, this is a very labor-intensive process with direct parallels to project management. Given the wide range of real-time local variation in propagation conditions, spatial distribution of nodes, and evolving technical and mission priorities current human-in-the loop conflict resolution approaches seem untenable. If the conventional radio regulatory structure is strictly adhered to, demand for spectrum will soon exceed supply. Software defined radio is one technology with potential to exploit local inefficiencies in spectrum usage, but questions regarding the management of such network have persisted for years. This dissertation examines a real-time spectrum distribution approach that is based on principles of economic utility and equilibrium among multiple competitors for limited goods in a free market. The spectrum distribution problem may be viewed as a special case of multi-objective optimization of a constrained resource. A computer simulation was developed to create hundreds of cases of local spectrum crowding, to which simultaneous perturbation simulated annealing (SPSA) was applied as a nominal optimization algorithm. Two control architectures were modeled for comparison, one requiring a local monitoring infrastructure and coordination ("top down") the other more market based ("bottom up"). The analysis described herein indicates that in both cases "hands-off" local spectrum management by trusted algorithms is not only feasible, but that conditions of entry for new networks may be determined a priori, with a degree of confidence described by relatively simple algebraic formulas